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Charles R. Quinn III (2009)
Page 1 of11
October 30,1995. He was also admitted to the Massachusetts Bar on June 28, Respondent,Charles R. Quinn,III, wasadmittedto the New Hampshire Bar on
Rule 37(l)(2)(h)and Rule 37A(I)(c). The matter was referred to the AttorneyDisciplineOffice (ADO) pursuant to
follows:
asfoundby clearandconvincingevidence,consistentwithRule37AIII(b)(3)(A).The factsare as
Upon consideration,theCommitteevotedtoacceptthe HearingPanel'sFindingsofFact,
I. FINDINGS OF FACT
Hearing Panel and Hearing Panel Report.
DisciplinaryCounsel'sMemorandum on Sanction,exhibits,transcriptofhearingbeforethe
Hamel and JamesR.Martinwereabsent.The Recordconsistedof theNoticeofCharges,
RichardH. Darlingand Jennifer L.Parent.DavidN. Cole,Thomas P. Connair, GretchenRule
ViceChair,ToniM. Gray,ViceChair,SusanR. Chollet,AlanJ.Cronheim,GeraldA. Daley,
captionedmatter.Members presentincludedMargaretH. Nelson,Chair,BenettePizzimenti,
On November 17,2009, theProfessionalConduct Committee deliberatedtheabove
RECOMMENDATION TO PETITION SUPREME COURT FOR DISBARMENT
Quinn, CharlesR.,ffladvs.AttorneyDisciplineOffice # 06-047
GeraldA. Daley* HollyB.Fazzino,Admin. Coordinator AlanJ.Cronheim *non attorneymember Thomas P. Connair David N. Cole Jennifer L. Parent Toni M. Gray,* Vice Chair 603-224-5828 ♦ Fax228-9511 James R. Martin BenettePizzimenti,ViceChair Concord,New Hampshire03301 GretchenRuleHamel MargaretH. Nelson,Chair 4ChenellDrive,Suite102 RichardH. Darling*
a committeeoftheattorneydisciplinesystem ProfessionalConduct Committee New Hampshire Supreme Court Page 1 of11
October30,1995. He was alsoadmittedto theMassachusettsBar on June 28, Respondent,CharlesR.Quinn,III,was admittedto theNewHampshireBaron
Rule 37(l)(2)(h)and Rule 37A(I)(c). The matter was referred to theAttorneyDisciplineOffice (ADO) pursuant to
follows:
asfoundbyclearandconvincingevidence,consistentwithRule37AIII(b)(3)(A).The factsareas
Upon consideration,theCommitteevotedtoaccepttheHearingPanel'sFindingsofFact,
I. FINDINGS OF FACT
HearingPanel and Hearing Panel Report.
DisciplinaryCounsel'sMemorandum on Sanction,exhibits,transcriptofhearingbeforethe
Hamel and JamesR.Martinwereabsent.The Recordconsistedof theNoticeofCharges,
RichardH. Darling and Jennifer L. Parent. DavidN. Cole, Thomas P. Connair, Gretchen Rule
ViceChair,ToniM. Gray,ViceChair,SusanR. Chollet,AlanJ.Cronheim,GeraldA. Daley,
captionedmatter.MemberspresentincludedMargaretH. Nelson, Chair, BenettePizzimenti,
On November 17,2009, theProfessionalConduct Committee deliberatedtheabove
RECOMMENDATION TO PETITION SUPREME COURT FOR DISBARMENT
Quinn, CharlesR.,ffladvs.AttorneyDisciplineOffice # 06-047
GeraldA.Daley* HollyB.Fazzino,Admin. Coordinator AlanJ.Cronheim * non attorneymember Thomas P. Connair David N. Cole JenniferL. Parent Toni M. Gray,* Vice Chair 603-224-5828 ♦ Fax 228-9511 James R. Martin BenettePizzimenti,Vice Chair Concord,New Hampshire03301 GretchenRuleHamel MargaretH.Nelson,Chair 4 ChenellDrive,Suite102 RichardH.Darling*
a committeeoftheattorneydisciplinesystem ProfessionalConduct Committee New Hampshire Supreme Court Page 2 of11
reside inHarpswell,Maine. 1The ADO hasrecentlybeenadvisedbyauthoritiesinMaine thatMr. Quinn may now
Fiduciary, so-called, dated January 26, 2005. TheInventoryincludedwhat On behalfofMs. Lavigne,Mr. Quinn preparedand filed theInventoryof
inventory. The Court granted the motion, extending thetimeto January25,2005. Mr. Quinnsubsequentlyfiled amotionto extend the time for filing the
by October31,2004, and anaccountingby August 3,2005. ofappointment. It then ordered Ms. Lavigne to file aninventoryofestate assets administratrixofthe estate. The Court granted themotion and issueda certificate In May 2004, Mr. Quinn filed a motion for the appointmentofMs. Lavigne as
connectionwiththe probateofthis estate. In or about September 2003, Ms. Lavigne retained Mr. Quinn to represent her in
HillsboroughCounty Probate Court inApril2004. Hillsboro,New Hampshire, a Petition for EstateAdministrationwas filed in Following the deathofMs. Lavigne'slate husband, Edward C. Lavigne,of
case that this matter was referred to the Attorney DisciplineOfficein June 2006. It was in connection with Mr.Quinn'srepresentationofMs. Lavigne in a probate KarlaLavigne, formerlyofSomerville,Massachusetts, was Mr.Quinn'sclient.
"unable to forward." Mr. Quinn were "unclaimed" or returned as"undeliverableas addressed"and District Court for the DistrictofMassachusetts.Notices issued by both courts to ImmediateAdministrativeSuspension was also issued by the United States Mr. Quinn wassuspended from the practiceoflaw in Massachusetts.An Order of By Orderofthe Supreme Judicial CourtofMassachusettsdated July15,2008,
53.7(A)(3). comply withminimum legal educationrequirementsunder Supreme Court Rule Supreme Court dated July17,2007,Mr. Quinn was also suspended forfailureto compliancewith Supreme Court Rule 50-A(2). ByOrderofthe NewHampshire failed to respond to an earlierOrderofthe Court and to bringhimselfinto file his 2006 annual trust accounting certificateofcompliance. Mr. Quinn had Quinn was suspended from thepracticeoflaw in New Hampshire forfailureto By OrderoftheNew Hampshire Supreme Court dated April 26, 2007, Mr.
ofbothstatesis14 ClarkRoad,Andover,Massachusetts1. at 68Main Street,Andover, Massachusetts.His otheraddresslistedwiththebars 1994. At alltimesmaterial to this proceeding, Mr. Quinnmaintaineda lawoffice Page 3 of11
forged myclient'sown signature,as there Notary....I certainly would not have Massachusettswith myMassachusetts however, notarizethe initial inventory in not her signature on the inventory. I did, incurred, did Ms. Lavigne decidethatis was and thatadditionalattorneyfees were being have gone into her lateHusband's Estate, explaining to Ms. Lavigne that many hours filed in the case, and it was only after The inventory was the very firstdocument
as follows: questionwhetherhe hadsignedMs. Lavigne'sname to theinventory.He stated 2007. With respect to the allegationofforgery,Mr. Quinn did not answer the Mr. Quinnrespondedto theallegationsof thereferralby letter ofJanuary19,
This matter was referred to the ADO on June 29, 2006.
relatestowhetheror notMrs.Lavignehadsignedtheinventory...." indicateditwas "extremelydissatisfiedwithhis[Mr.Quinn's]positionas it The Courtinquiredof Mr.QuinnregardingMs. Lavigne'sallegationsand
otherway inaccurate. notsigntheinventory."Ms. Lavignedidnotallegethattheinventorywasin any among otherthings,asfollows:"My signatureon theinventoryisforged.I did representation.Ms. Lavignefileda listofcomplaintsaboutMr. Quinn,alleging, Lavigneadvisedthe Courtthat shewas dissatisfiedwith Mr. Quinn's At asubsequenthearingbeforetheCourtregardingthefinalaccounting,Ms.
May 19, 2006. The finalaccountingwas approvedon September 5, 2006. Mr. Quinn. She entereda pro se appearanceandcompletedtheaccountingon additionalinformation.Ms. Lavignethen soughtleaveofthe Court toterminate However,thefilingwas returnedbytheCourtnotingcertainerrorsandrequesting Mr. Quinnpreparedandfiledtheadministratrix'saccounting,asdirected.
The Court granted the motion, extending the deadline to March 23, 2006. 23,2006,Mr. Quinn fileda motiontoextendthe time forfilingtheaccounting. OrderofNovember 2,2005,theCourtdeclaredtheestateindefault.On January A fiduciaryaccountingwas notfiledby theAugust3, 2005,deadlineand,by
takenandsubscribedto in hispresenceby Ms. Lavigne. as anotarypublic(applyinghisMassachusettsnotarystamp),attestingto the oath possessionofthe total estateofthedeceased.Mr. Quinn executed the document purportedto be Ms. Lavigne's oath asfiduciary,attestingto herknowledgeand Page 4 of11
approvalby theProbateCourt. thereof,werematerialrequirementsoftheinventorysubmittedforreviewand The oathand signatureofMs. Lavigne,aswellasMr. Quinn'sattestation
by falselyenteringMs. Lavigne'ssignatureon theaforesaidinventory. and filingofan estateinventory.Mr. Quinnalsoviolatedhisdutyinthisregard signatureandoathofMs. Lavigneasfiduciaryinconnectionwiththepreparation Mr. Quinnviolatedsaiddutybyknowinglyenteringa falseattestationto the
referenced proceeding. Mr. Quinn owed a dutyofcandor to the Probate Court inconnectionwith the
Probate Court proceeding, as described above. Mr. QuinnappearedascounselforMs. LavigneinaHillsboroughCounty
Rule 3.3(a)mf3h Candor Toward theTribunal
andconvincingevidence.The Rulings are asfollows:
The CommitteevotedtoaccepttheRulingsofLaw foundby theHearingPanel,by clear
II.RULINGS OF LAW
See PCC Tab 4, atffi[11-12.
any furthercontactwiththeHarpswell,Maine SheriffsDepartment.
willingtopickupthedocumentswhen he returnedfrom Massachusetts.Mr. Quinndidnotmake
RobertsreportedthathehadreachedMr. Quinnby cellphone.Mr. Quinnindicatedhewas
Abode servicewas effectedon June4,2009.Priortoservice,Harpswell,Maine,Deputy
See PCC Tab 2, atffil1-17.
beenunclaimedorreturnedasundeliverable,withno forwardingaddress. Mr. Quinn at bothoftheaforementionedAndover,Massachusetts, addresses has 2007; April 27, 2007; November20,2008;and March 9, 2009. Mail addressedto accesstohisfile.The ADO haswrittenletterstoMr. QuinndatedJanuary24, Mr. Quinnhasnotrespondedtorequestsforadditionalinformation,including
would be nothing to gain by doing so. Page 5 of11
accounttheseverityofthemisconduct." Coffey'sCase, 152 N.H. 503,513 (2005).
inthefuture." Kg, Conner'sCase, 158 N.H. 299,303 (2009)."Thesanctionmusttakeinto
confidenceinthebar,preservetheintegrityofthelegalprofession,and preventsimilarconduct
The purposeoftheCourt'sdisciplinarypower"istoprotectthepublic,maintainpublic
III. ANALYSIS
See PCC Tab 2, atfl19-33.
having found the foregoingviolations. Thereis clear andconvincingevidencethatMr. Quinnbreachedsaid duty,
Rule 8.4(a): General Rule
changeofaddressor torespondtoitsvariousrequestsforinformation: Mr. Quinnhasviolatedtheaforesaiddutyby failingtoapprisetheADO ofany
arrangementstohavehismailforwardedtoanotheraddress. correspondencefrom theADO. Nor,apparently,hasMr. Quinnmade any Mr. Quinnhasdeclinedtoacceptorrespondtoany oftheaforesaid
Massachusetts,address. HampshireBarofany changeinhisofficeaddress,or ofhisotherAndover, At no timesinceJanuary2007 hasMr. QuinnapprisedtheADO or the New
Andover, Massachusetts,address. indicatedthat Mr.Quinncontinuedtomaintainanofficeat the 68 Main Street, The letterheadon hisJanuary2007responseto the ADO'sinitialinquiry
to requests for information. dutytothedisciplinaryauthoritytocooperatewithsuchauthorityand torespond Havingbeendulyapprisedof thesubjectdisciplinarymatter,Mr. Quinnowed a
Mr. Quinnwas timelyapprisedof thedisciplinaryreferralin thismatter.
Rule 8.1(b): Cooperation with DisciplinaryAuthority Page 6of11
Court inrespondingto questions raised about hisconduct;he was not candid orcooperativewith
Ms. Lavignein connection with execution of thefiduciaryinventory;he was not candid with the
Court, and to the legal profession. Mr. Quinnmisrepresentedthe signature, oath, and presence of
Under the firstprong ofthe analysis, Mr. Quinn violated duties owed to his client, to the
(2005)).
the sanction for the most serious misconduct." Id.{citingRichmond'sCase, 152 N.H. 155,160
misconduct among a numberofviolations; it might well be and generally should be greater than
imposed "shouldat least beconsistentwith thesanctionfor themost seriousinstanceof
In the caseofmultiplechargesofmisconduct, the ABArecommends that thesanction
considers the effectofany aggravating or mitigating factors on the ultimate sanction.")
whetherthey affect the baseline sanction. See id. ("After determiningthe sanction, [the Court]
fourth and final partofthe analysis: the existenceofany aggravating or mitigating factors and
appropriatesanction.")Once thebaselinesanctionisdetermined,theCourt thenlooksto the
applying these factors, the first step is to categorize therespondent'smisconduct and identify the
misconduct and determining a baseline sanction. See Conner's Case, 158 N.H. at 303. ("In
The first three partsofthe analysis create the framework forcharacterizingthe
or mitigating factors." Id. (quoting Douglas'Case, 155 N.H. 613, 621 (2007)); Standards § 3.0.
potential or actual injury caused by the lawyer's misconduct; and (d) the existenceofaggravating
consider inimposing sanctions:"(a)the duty violated; (b) thelawyer'smental state; (c) the
Conner'sCase, 158 N.H. at 303. The Standards set forth a fourpartanalysisforcourtsto
Although theCourt has notadoptedthe Standards, it looks tothem forguidance. Page 7 of11 knowingly engages in anyotherconductthatinvolvesdishonesty,fraud, 5.13 Reprimand [public censure] is generallyappropriatewhen a lawyer practice. 5.11and that seriously adversely reflects on thelawyer'sfitness to criminalconduct which does not containtheelements listedin Standard 5.12 Suspension is generally appropriate when a lawyer knowingly engages in
adversely reflects on thelawyer'sfitness to practice. dishonesty, fraud, deceit, or misrepresentation that seriously (b) a lawyerengages in any other intentionalconductinvolving theseoffenses;or attemptor conspiracy or solicitationofanother tocommit any of controlledsubstances; or the intentional killingofanother; or an misappropriation, or theft; or the sale, distribution or importationof justice,false swearing,misrepresentation,fraud,extortion, which includesintentionalinterferencewith theadministrationof (a) a lawyer engages in serious criminal conduct a necessary elementof
5.11 Disbarmentis generally appropriate when: Standards §5.1entitled "Failure toMaintainPersonalIntegrity,"provides asfollows:
Standards areappropriateforconsideration:
connectionwith Mr. Quinn's lack of candorto the Court,the following provisionsofthe
In determining a baseline sanction, the Standards provide material guidance. In
poses a continuingdangerto the public.
regulatoryprocess,Mr. Quinnhasinterferedwiththeadministrationofjustice.He therebyalso
reputationand integrityofthe legalprofession.Throughhis apparent effort to evade the
misconduct.Here,Mr. Quinncausedharm to hisattorney-clientrelationship,aswellas to the
The thirdprongrequiresanalysisof theactualorpotentialinjurycausedby Mr. Quinn's
theveryleast,Mr. Quinnhasactedknowinglyinconnectionwitheachbreachofduty.
The secondprong of thethree-parttestrequiresanalysisof Mr. Quinn'smentalstate. At
violations.
theADO; and he hasapparentlysoughttoevadetheregulatoryprocess.These areserious Page 8of11
or potentialinjuryto a client, the public, or the legalsystem. conductthatis aviolationofa duty as aprofessionaland causesinjury 7.2 Suspensionis generally appropriate when a lawyerknowingly engages in potentially serious injury to a client, the public, or the legal system. intentto obtaina benefitfor thelawyeror another,and causes seriousor inconductthat is aviolationofa duty owed as aprofessionalwith the 7.1 Disbarment isgenerallyappropriatewhen a lawyerknowingly engages
Standards §7.0,entitled"ViolationsofDuties Owed as aProfessional,"providesas follow:
following:
Applicable standards for failing to cooperate with the regulatory authority include the adverseeffecton thelegalproceeding. potentialinjuryto a party, or causes little or noadverseor potentially informationupon learningofits falsity, and causes little or no actual or statementsor documents are false or infailingtodisclosematerial in an isolatedinstanceofneglect indeterminingwhethersubmitted 6.14 Admonition [reprimand] is generally appropriate when alawyerengages legalproceeding. proceeding,or causes an adverse orpotentiallyadverseeffecton the withheld,and causesinjury orpotentialinjury to a party to the legal false or intakingremedialactionwhen materialinformationisbeing negligenteitherindeterminingwhetherstatementsor documents are 6.13 Reprimand [public censure] is generallyappropriatewhen a lawyer is causesan adverseor potentiallyadverse effect on the legalproceeding. and causes injury or potential injury to a party to the legalproceeding,or informationisimproperlybeingwithheld,and takesno remedialaction, statementsor documents arebeingsubmittedto thecourtor thatmaterial 6.12 Suspensionis generally appropriate when a lawyer knowsthatfalse significantadverse effect on the legal proceeding. potentially serious injury to a party, or causes a significant or potentially improperlywithholdsmaterialinformation,and causesseriousor deceivethecourt,makes a falsestatement,submits a falsedocument, or 6.11 Disbarmentis generally appropriate when a lawyer, with theintentto Standards § 6.1, entitled "False Statements, Fraud andMisrepresentation,"provides as follows: practicelaw. in any other conduct that reflects adversely on thelawyer'sfitness to 5.14 Admonition [reprimand] is generally appropriate when a lawyer engages fitness topracticelaw. deceit, ormisrepresentationand that adversely reflects on thelawyer's Page 9of11
avoidacceptingdeliveryofmailfromdisciplinaryauthorities.
(andfailingto notifyeithertheMassachusettsorNew HampshireBar)orotherwisemanagingto
soughttoavoidapprehensionbyapparentlychanginghisprofessionaland residentialaddresses
Finally,therecan belittledoubtunderthecircumstancesthatMr. Quinnhasknowingly
behalfofMs. Lavigne.
questionsposedbytheCourtand bytheADO relativetotheexecutionoftheinventoryfiledon
Mr. Quinnalsoknowinglysoughttosidestepthetruthin his evasiveresponseto
inventoryinordertosatisfytheCourt'srequirementfortimelyfilingofthatdocument.
client'ssignatureand thenfalselyswearingtoheroathand presenceattheexecutionof the
Thus,it isundisputedthatMr. QuinnundertooktodeceivetheCourtby forginghis
theallegationssetforthin theNoticeofCharges.Sup.Ct.R.37A(III)(b)(3)(A).
Becauseofhis default inansweringthecharges,Mr. Quinn is deemed to have admitted
.SeePCC Tab 4, at p. 13.
the CumberlandCounty DistrictAttorney.
SupremeCourt,LD-93-001(1993)and atahome addressapparentlysuppliedbyMr. Quinnto
with theNewHampshireBar, {seeIn theMatterofDouglasH. Adamson, New Hampshire
Mr. Quinnwas properlyservedwith theNoticeofCharges,both at theaddresseson file
actualorpotentialinjuryto aclient,thepublic,or thelegalsystem. conduct violates a duty owed as a professional, and causes little or no in an isolated instanceofnegligencein determining whether the lawyer's 7.4 Admonition [reprimand]isgenerallyappropriatewhen a lawyerengages or the legalsystem. professionaland causesinjuryorpotentialinjuryto aclient,thepublic, negligentlyengagesinconductthatis a violationofa duty owed as a 7.3 Reprimand[publiccensure]isgenerallyappropriatewhen a lawyer Page 10 of11
Mr. Quinn.
canbemaintained,andtheintegrityof thelegalprofessioncanbepreservedby thedisbarmentof
It is theCommittee'sview that thepublicwillbeprotected,publicconfidencein the bar
IV. SANCTION
analysis, make clear that disbarment is the appropriate sanction.
The aggravatingfactorsevidentin this case,combined with thebaselinesanction
9.32.
disciplinaryauthorities. SeeStandards § 9.22.Thereareno mitigatingfactors. SeeStandards §
natureof hisconduct;and his badfaithobstructionofthedisciplinaryprocessbyeluding
evasiveevidenceinhisinitialresponsetothecomplaint;hisrefusaltoacknowledgethewrongful
factors,whichincludeMr. Quinn'sprioradministrativesuspensions;hisofferofmisleadingand
factors. E.g.,Conner'sCase, 158 N.H. at303. Inthiscase,therearesignificantaggravating
The baselinesanctionmustbeconsideredinlightofanyaggravatingand mitigating
disbarment.
With theforegoinginmind,thebaselinesanctioniseithera lengthysuspensionor
pose a danger to the public.
fitnesstopracticeand suggestingthathiscontinuedinvolvementin thepracticeoflawwould
dishonestand evasiveconductrevealsalackofpersonalintegrity,reflectingadverselyonhis
alsoknowinglyand effectivelyinterferedwiththeadministrationofjustice.Mr. Quinn's
Lavigneand totheintegrityand reputationofthelegalprofession.Significantly,Mr. Quinnhas
Mr. Quinn'sconducthascausedharm bothtohisattorney-clientrelationshipwithMs. Page 11 of11
File CharlesR. Quinn, III James L. Kruse, Assistant Disciplinary Counsel Distribution: Chair
Margaret*H! Nelson
December \ft, 2009
37(3)(c).
appealthisdecisionto theNewHampshireSupremeCourt. See also SupremeCourtRule
PursuanttoSupremeCourtRule37(A)(III)(d)(2)(D)(4)(A),Mr. Quinn has therightto
VI. RIGHT TO APPEAL
prosecutionofthismatter.
Respondent.The Committeevotedtoassessall costsassociatedwith theinvestigationand
DisciplinaryCounsel to file a petition with the N.H.Supreme Court for the Disbarment of the
3.3(a)(l)(3),8.1(b) and 8.4(a) byclearand convincing evidence, theCommittee directs Assistant
Based on the above reasons, having found violationsofN.H. R. Prof. Conduct
V. CONCLUSION