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Thomas P. Grodt (2010)
Page 1 of34
as stipulated to by the parties, by clear and convincing evidence:
The ProfessionalConduct Committee has determinedthattherecordsupportsthese facts
I. FINDINGS OF FACT
contingent on theconditionsset forth below.
with the NH Supreme Court requesting a three year suspension, suspended for three years,
concluding its deliberation, the Committee voted to direct Disciplinary Counsel tofilea petition
following which theCommittee further deliberated the matter onNovember 17,2009. After
acceptable. Counsel for theRespondentand Disciplinary Counselassentedto the supplement,
and to give the parties theopportunityto request oral argumentifthesupplementwas not
afford counsel anopportunityto consider a proposedsupplementto thestipulationofthe parties,
Cole, Gerald A. Daley,RichardH. Darlingand Gretchen Rule Hamel. Thematterwas tabled to
Chair, Toni M. Gray, ViceChair,Thomas P. Connair, Reporter,Susan R. Chollet,David N.
captioned matter. Members present were Margaret H. Nelson, Chair, Benette Pizzimenti, Vice
On October 20, 2009, the ProfessionalConduct Committee deliberatedtheabove THREE YEAR SUSPENSION, STAYED FOR THREE YEARS WITH CONDITIONS RECOMMENDATION TO PETITION THE NH SUPREME COURT FOR A
Grodt, Thomas P. advs.MargaretS.C. Johns # 08-008
Gerald A. Daley* Holly B. Fazzino,Admin. Coordinator Alan J.Cronheim * nonattorneymember Thomas P. Connair David N. Cole JenniferL. Parent Toni M. Gray,* Vice Chair 603-224-5828 ♦ Fax 228-9511 James R. Martin BenettePizzimenti,Vice Chair Concord, New Hampshire 03301 Gretchen Rule Hamel MargaretH. Nelson, Chair 4 Chenell Drive, Suite 102 Richard H. Darling*
a committeeoftheattorneydisciplinesystem ProfessionalConduct Committee New Hampshire Supreme Court Page 2of34
improperlyto flow ontotheirproperty.
Ronald and Joyce Doucet, whom Johns-Nowicki allegedwere allowingwater drainage
5. Johns-Nowicki alsoretainedMr. Grodt to bring asecond lawsuitagainsttheirneighbors,
thosedefendantsbased upon Ms. Johns-Nowicki'sallegations.
agents, Kathy Corey-Fox and Mary Goodnow. Mr. Grodt agreed to bring lawsuits against
Brokerage ("Coldwell") and Prudential Verani Realty ("Verani"); and the two real estate
Fowler; the two realestateagencies involved in the sale,Coldwell Banker Residential
property.Johns-Nowicki retained Mr. Grodt to bring a lawsuit against NED and Mr.
4. After the closing, Johns-Nowicki became awareofwater drainage problems with their
November 2006; FilingofFowler and Doucet Cases
closed on March 30, 2005. Mr. Grodt representedJohns-Nowickiat the closing.
3. Johns-Nowicki purchased the property and house from NED in a single transaction which
Energy Designs, Inc. ("NED") to build a house in Londonderry.
referred tocollectivelyas"Johns-Nowicki"),contracted with CraigFowler ofNatural
2. In June 2004, Margaret Johns and Donald Nowicki, husband and wife (hereinafter
Deny, New Hampshire 03038.
Hampshire. In May or Juneof2007, his lawfirmmoved to 4 Peabody Road Annex,
office asThomas P. Grodt, Attorney at Law, at 42 WestBroadway, Deny, New
Road, Londonderry,New Hampshire 03053. In Januaryof2007, heopened his own law
worked forthe law firm ofForman, Corcoran, Grodt & Gerrin,P.A.,at 74Gilcreast
admitted to practice on May 27,1997. At times material to this proceeding, Mr. Grodt
1. Mr. Grodt is anattorneylicensedtopracticelaw inNew Hampshire. Mr. Grodt was Page 3of34 they arereferredtocollectivelyas "Verani." this NoticeofCharges refers to themcollectivelyas"Coldwell."The same is true for Verani and Ms. Goodnow; 'BecauseColdwelland Ms. Fox wererepresentedbythesame attorneyand thepleadingsforbothwere identical,
Case, and theCourt (Fitzgerald,J.) deniedJohns-Nowicki'srequestforemergency and
11. On December 19,2006, apreliminaryhearing was held on thepetitionin theDoucet
ofBoutinandAltieri,PLLC.1
McCaffrey & Moffett,PLLC; and theDoucets were representedby Steven A. Clark,Esq.
PLLP; Verani and Ms. Goodnow were representedby Gregory A. Moffett,Esq.of
were representedby PeterG. Callaghan, Esq.ofPreti, Flaherty,Beliveau& Pachios,
PeterM. Solomon, Esq.ofSolomon ProfessionalAssociation;Coldwell and Ms. Fox
10. Throughout thependency ofthelitigation,NED and Mr.Fowler were representedby
Nowicki v.Ronald and Joyce Doucet,"docket# 06-E-0676 ("Doucet Case").
Doucets in thesame Court. The case wascaptioned,"Margaret Johns and Donald
9. On December 4, 2006, Mr. Grodt filed the petition forinjunctivereliefagainstthe
Doucets were not named as defendantsinthe Fowler Case.
Johns andDonald Nowicki vs. NED, et.al,docket #06-C-1056 ("FowlerCase"). The
defendantsinRockingham County SuperiorCourt. The case wascaptioned,"Margaret
8. On November 27,2006, Mr. Grodt filed the writ(containing12 counts)againstthe
prepared by Mr.Grodt to be filed against the Doucets.
against thecontractorand real estate agents, as well as thepetitionforinjunctiverelief
7. On October 5,2006, Johns-Nowicki signed the writpreparedby Mr. Grodt to be filed
was $175.00.
6. Mr. Grodt and Ms. Johns agreed on an hourly feearrangement.Mr. Grodt'shourlyrate Page 4of34
Grodt told Mr.McCormack thatanswers would be forwarded by the endoftheweek.
McCormack asked Mr. Grodt abouttheanswersto theColdwell Interrogatories.Mr.
McCormack, Esq., an associateofMr. Callaghan's, appeared for Coldwell. Mr.
18. At the March 5, 2007,hearingon NED's motion todismisstheFowler Case, Michael T.
17. Answers to theColdwell Interrogatorieswere due in 30 days.
and signed by both Ms. Johns and Mr. Nowicki.
"Coldwell Interrogatories")- The Coldwell Interrogatories required responses prepared
interrogatoriesand requests foradmissionson Johns-Nowicki (hereinafter referred to as
16. On or about February12,2007, Coldwell and Ms. Fox,throughcounsel, served one setof
February 2007: Coldwell InterrogatoriesServed
15. Mr. Grodt did not forward a copyofthe January 29, 2007, Order toJohns-Nowicki.
a trial dateofSeptember 20, 2007.
conference,theCourt (McHugh, J.)issuedan Order containinga discoveryscheduleand
14. On January29,2007, a structuringconferencetook placein theDoucet Case. At that
representJohns-Nowickiin the pending litigation.
and opened his own lawfirm,Thomas P. Grodt Attorney at Law. Mr. Grodtcontinuedto
13. In January 2007, Mr.Grodt left his lawfirm,Forman, Corcoran,Grodt & Gerrin,P.A.,
March 5,2007.
thedisputewas subjecttoarbitration.A hearing on themotion was scheduledfor
12. On December 20,2006, NED filed amotion todismisstheFowler case ongroundsthat
January29,2007.
temporary relief. TheCourt scheduled a structuringconferencein theDoucet Case for Page 5of34
theinterrogatories. would it bepossiblefor you to e-mail me an editableelectronicversionof To aid me inpreparingthe interrogatory answers in a more readable form,
in the very near future, and the answers to the interrogatorries [sic] as well. responses to these discovery requests. I anticipate the admissions answers Imisunderstood.I have explained, once again, the need forprompt Unfortunately, it seems my clients and I were talking at cross purposes and the hearing, I relayed what had been represented to me by my clients. getting the answers to your admissions and interrogtories [sic] to you. At Thank you for your letterofMarch 20,2007.I apologize for the delay in
McCormack dated March 26, 2007, Mr. Grodt wrote:
23. With respect to the Coldwell Interrogatories previously served, in a letter to Mr.
22. Answers to theVerani Interrogatorieswere due in 30 days.
Nowicki.
Interrogatoriesrequired responses prepared and signed by both Ms. Johns and Mr.
on Johns-Nowicki(hereinafterreferred to as"VeraniInterrogatories").The Verani
21. On or aboutMarch 22, 2007, Verani, through counsel,servedone setofinterrogatories
March 2007: Verani InterrogatoriesServed
answers were late, astheywere due onMarch 14,2007.
requesting answers to the Coldwell Interrogatories. Mr. McCormack noted that the
20. On or aboutMarch 20,2007, Mr. McCormack wrote afollow-upletterto Mr.Grodt
reasonablediscovery"beforethe arbitration wasscheduled.
The Court furtherheld,however, thatitwould "allowallparties...to engage in
Order,theCourt heldthatitwould stay thelitigation"untilthearbitrationisconcluded."
ofcontractactionagainstNED and toallowthatcount toproceed toarbitration.In its
19. On March 7,2007, theCourt (McHugh, J.)grantedNED's motion todismissthebreach Page 6of34
come in at a later date and sign them. Duringthis meeting, Mr. Grodt did not ask or
Interrogatories.Mr. Grodtindicatedthathewouldreviewheranswersandaskherto
and Mr. Grodt had a lengthy meeting about her draft answers to the Coldwell
anelectroniccopyof heranswersto theColdwellInterrogatories.At thattime,Ms. Johns
29. In or aboutthe first week of Mayin2007,Ms. Johnswent to Mr.Grodt'sofficetodeliver
28. On April30,2007,theCourtgrantedColdwell'srequestfor aconditionaldefault.
previously forwarded to her.
Interrogatories,asMs. Johnshad misplacedtheoriginalcopythatMr. Grodthad
27. On oraboutApril19,2007,Mr. GrodtfaxedMs. Johnsa secondcopyof theColdwell
a motion forconditionaldefaultfor failure toanswer theColdwell Interrogatories.
26. Havingheardnothingfurtherfrom Mr. Grodt,on oraboutApril12,2007,Coldwellfiled
April2007: Answers to Coldwell Interrogatoriesin Default
copyofthe ColdwellInterrogatories.
25. In an emaildated April 2,2007,Mr. McCormack forwardedtoMr. Grodtanelectronic
6,2007,Mr. McCormackwould be filinga motionfor conditional default.
that the answers were due on March14,2007,and if answers were not received by April
Mr. Grodt'sMarch 26 letter. In hisMarch 27 letter, Mr.McCormack informed Mr. Grodt
answers to the ColdwellInterrogatories.Mr. McCormack apparently had not yet received
24. In a letter datedMarch 27, 2007, Mr.McCormack wrote again to Mr. Grodtrequesting
contactme. If you have anyquestionsregardingthismatter,please do not hesitateto Page 7 of34
Interrogatories.Mr. Callaghandid notreceiveMr. Nowicki's answers.
34. On or about May 15,2007, Mr. CallaghanreceivedMs.Johns'sanswers to the Coldwell
defendants, including more than 300 pagesofcorrespondence. propoundedinterrogatoriesto the Counsel for the named 4. Counsel for Plaintiffs' has this day forwarded the answers to the
forresponse. correspondence, Plaintiffs' have exceeded the one month deadline 3. Due to the large amountofresearch necessary to obtain past
2. Plaintiffs'began work on said interrogatories.
12,2007 [sic]. 1. DefendantsColdwellBanker and KathyCorey-Fox on February
33. Also on May 11,2007, Mr. Grodt filed a motionto strike the conditional default,stating:
prepareanswersto theColdwellInterrogatories,no answersby him had beenprepared.
Interrogatoriesto Mr.Callaghan.BecauseMr. Grodtdid not requestthat Mr.Nowicki
32. On or about May 11,2007, Mr. Grodt sent Ms. Johns's Answers to the Coldwell
Interrogatories and to move to strike the conditional default.
Johns-Nowicki, on the basisofMr. Grodt'sfailure to supplyresponsesto the Coldwell
31. On or about May11,2007, Coldwell filed a motion for entryofdefault judgment against
Interrogatories.
Grodt did notmention to her any need for Mr.Nowicki toanswer theColdwell
30. On May 11,2007,Ms. Johns returned to Mr. Grodt's office and signed her answers. Mr.
to theColdwell Interrogatories.
otherwisediscusswith Ms. Johns the need for Mr.Nowicki toprovideseparateanswers Page 8 of34
academic in natureatthistime. [sic] that discussionofnonsuiting a party andofdefault etc., is at best pending arbitration per the court orderofMarch 7, 2007. Thus, I believer Inaddition,thecurrentstatusofthe entire case is that it issuspended
point I believe it is premature to discuss nonsuiting Ms. Corey-Fox. have known of. Although I will discuss your issueswith Ms. Johns,at this inform Ms. Johns and Mr. Nowicki ofconditionsthatshe knew or should known or thatshould have beenknown to her, or byfailingtoproperly Corey-Fox can be liable by either explicit misrepresentationofconditions misrepresentations may be both explicit and by omission. Thus, Ms. Finally, with respect to the potential liabilityofMs. Corey-Fox,
alsonextweek. IfI am mistakenin this myapologies. endeavor to have them answered overtheweekend to bereturnedto you convenienceand I will make sure that he receives themposthaste and will electroniccopy ofMr. Nowicki'sinterrogatoriesat yourearliest However, I willcontinueto search could youpleaseprovideme an alwayspossiblethat I am mistaken and that I havereceivedthem. only Ms. Johns Interrogatories and not Mr.Nowicki's.Of course it is assistantofmy mail log, my files, scanneddocuments,and emailsturns up With regard to Mr.Nowicki'sinterrogatories, a search by my part time
your letter as early as possible next week. by that time have discussed your issues with Ms. Johns. I will respond to issueswith her tomorrow. I willreturntotheofficeon Tuesday and will matters,but Ihave calledMs. Johns and willdiscussher answers and your interrogatory answers. I have been outofthe office this week on other Thank you for your letterofMay 15,2007 regardingMs. Johns'
37. In a letter to Mr.Callaghandated May 17,2007,Mr. Grodt wrote:
any answers from Mr.Nowicki.
arguing that he had received only partial answers from Ms. Johns and had not received
36. On May 15,2007, Mr.Callaghanalso filed anobjectionto Mr.Grodt'smotion to strike,
Interrogatories.
answers. He alsonoted that Ms. Johns hadprovidedonlypartialanswers to theColdwell
35. Mr. Callaghanwrote a letterdated May 15 to Mr.Grodt inquiringabouttheNowicki Page 9of34
VeraniInterrogatories,which he noted were due on April 21, 2007.
44. In a letterto Mr.Grodt datedJune 26, 2007, Mr.Moffettagainrequestedanswers to the
April2007: Verani Interrogatoriesin Default
43. Mr. Grodt did not file a response to the motion to reconsider.
had not filed anyanswersto the Coldwell Interrogatories.
on grounds that, contrary to Mr. Grodt's assertion in the motion to strike, Mr. Nowicki
42. On June 11,2007,Mr. Callaghan filed a motion to reconsider the May30,2007,Order,
conditionally entered in connection with the Coldwell Interrogatories.
41. On May 30, 2007, the Court granted Mr. Grodt's motion to strike the default
to theVerani Interrogatorieswere overdue.
40. In a letter to Mr. Grodt dated May29,2007,Mr. Moffettinformedhim that the answers
Tom
answers asap. questions, evenifthe answers will be the same. I will endeavor to get his because he misunderstood thatboth he and MJ were to answer the same left messages and emails asking for his responses. The problem arose Hi Mike I did notrealizethat Mr.Nowicki istravelingto Seattle.I have
39. In an email to Mr.McCormack in theafternoonon May 18,2007, Mr. Grodt wrote:
tomorrow. My apologies for the delay and themisunderstanding. Nowicki's interrogatoryanswers. They will beforwardedto you Arty McCormack, I have corrected the misunderstanding regarding Mr.
38. In an emailto Mr.McCormack laterin the day on May17,Mr. Grodt wrote:
contactme. Ifyou have any questionsregardingthismatter,pleasedo not hesitateto Page 10 of34
clients.
49. Mr. Grodt did not file an objection to the motion for summaryjudgment on behalfofhis
connectionwith allclaimsagainstColdwell.
48. On or about July 23, 2007, Mr. Callaghan filed a motion forsummary judgment in
July2007: Coldwell FilesMotion forSummary Judgment
office thisafternoon437-2600. Thanks a lot,I'lltalk to you later. I'm in the office um,I'm in court this morning and will be back in the certainly by the endofnext week at the latest. If you have any questions, signaturesas well and will have that for youjustas soon as I can but and has been for a while on businessum and I'm takingcareofDon's supplementalanswers for you by the endofnext week. She isoutoftown objectionsto theinterrogatoryanswers and the like, I willhave and goteverythingmore or less working and inrespondingto your Goodall that stuff. Anyway, I got your letter and I finallymoved my office Hi Greg,it'sTom Grodt, calling about theMargaretJohns, Nowicki,
followingvoicemailmessage:
47. On or about July 18,2007, Mr. Grodt telephonedMr. Moffett'sofficeand left the
Thank you foryour attentionto this matter.
setofinterrogatoriesto both Ms. Johns and Mr.Nowicki. indicating who supplied these answers. As you will recall, we provided a review the documents you sent and provide us with asignaturepage case name or, more importantly, a signature page. Would you please However, the packet received did not have either aheadingpage with the Thank you for what appears to be the answers to our interrogatories.
Woodworm, wrote:
46. In a letter to Mr. Grodt dated July11,2007, Mr.Moffett'slegal assistant, Pamela
containing responsive documents to the Verani Interrogatories.
45. On or about July11,2007,Mr. Grodtforwardedto Mr. Moffett a packet of material Page 11 of34
54. On September7, 2007, the CourtgrantedVerani'smotion for conditionaldefault.
about August 29, 2007, Verani filed a motionforconditionaldefault on that basis.
53. Having received no signature pages for the answers to the VeraniInterrogatories,on or
August 2007: Verani FilesConditionalDefault
judgment, stating "No objection filed."
52. On August 28, 2007, the Court issued an Order grantingColdwell'smotion for summary
Express.
Ms. Woodworm sentthe above letterto Mr. Grodt viatelefax,email,and Federal
Thank you for yourattentionto this matter.
Default. are prepared to go forward with the filingofMotion for Conditional Friday,August 24, 2007.Ifwe do not receive therequiredanswers,we This is torequestthat you provide signed answers tointerrogatoriesby
interrogatorieshave been outstandingsince April 21, 2007. from youregardingwhen we might expect to receive them.These eitherMs. Johns or Mr.Nowicki nor have wereceivedany furtherword have notreceivedsigned or supplemental answers tointerrogatoriesfrom providesignedand supplementalanswers "by the endofnextweek." We message toAttorneyMoffettofJuly18,2007 indicatingthatyou would I am writinginfollowup to myletterofJuly11,2007 and your telephone
Woodworm, wrote:
51. In aletterto Mr.Grodt datedAugust 22,2007, Mr. Moffett'sLegal Assistant,Pamela
proceed withMargaretJohns being the sole Plf."
orderstrikingthedefault,holding:"Plf.Donald Nowicki isdefaulted.The case will
50. On August 20, 2007, the Court grantedColdwell'spendingmotion toreconsiderthe Page 12 of34
61. Mr. Grodt filed noobjectionto thismotion.
to payColdwell'sattorney'sfeesin theamountof$15,905.72.
60. On October 18,2007,Coldwellfiled a motion requesting the Court orderJohns-Nowicki
DefaultJudgment Granted forVerani
October 2007: Coldwell FilesMotion for Attorney'sFees;
voluntary nonsuit in the Doucet Case.
59. In an Order dated October18,2007, the CourtgrantedMr. Grodt'smotion for entryof
ofthisconversation.
Althoughhedoesnotrecalltheconversation,Mr. GrodtdoesnotdisputeMs. Johns'srecitation
same answer. Nothing." Ms.Johnsrepeatedherquestion;Mr. Grodt supplied the cases before leaving the country, and Mr. Grodt responded: "No. asked him whether there was anything she needed toknow (or do) on her Johns spoke to Mr. Grodt in theparkinglotoftheir health club and long triptoChina,departingon October5,2007. InlateSeptember,Ms. InlateSeptember2007, Ms.Johnswas preparingto leavefora month-
58. Ms. Johns has a clearmemory ofthe following:
57. Mr. Grodtdid not file aresponseto the motionfordefaultjudgment filed byVerani.
providetheanswersto theVeraniInterrogatories.
the basisofboth Johns-Nowicki'sfailure tomove to striketheconditionaldefaultand to
56. On oraboutSeptember26,2007,Veranifileda motionforentryofdefaultjudgmenton
Nowicki, Mr. Grodt filed a motion for entryofvoluntary nonsuit in the DoucetCase.
55. Onor aboutSeptember19,2007,and withoutany priorcommunicationwithJohns-
Verani Moves forDefaultJudgment
September 2007: Voluntary Nonsuit Filed in Doucet Case; Page 13 of34
motions for default, for summaryjudgment, for attorney's fees, and other pleadings in the
case files. Mr. Grodt does not dispute that it was on that date that she first learnedofthe
that,afterspeakingwith Mr.Grodt,Ms. Johnswentto the Court and madeacopyof her
66. AlthoughMr. Grodtdoes nothavepersonalknowledgeof thesefacts,he does notdispute
her case before deciding whether to terminate him.
a caseagainstNED and Mr.Fowler.Mr. GrodtaskedMs. Johns to thinkfurtherabout
Mr. Grodt told her that, while they no longerhad a case against the realtors, they still had
different attorney whom he did notproperlysupervise and who had neglected the case.
told Ms. Johns that the default judgment was his fault; he had sent the case out to a
judgment.Ms. JohnstoldMr. Grodtshewas consideringterminatinghim. Mr. Grodt
65. Laterthatmorning,Ms. Johns wenttoMr. Grodt's office and asked him about thedefault
againsther in the FowlerCase for over$15,800.
Associates,telephonedMs. Johnstoinformherthathe hadlearnedof adefaultjudgment
64. On November 9, 2007, in themorning,Thomas Corcoran, Esq.,ofForman, Corcoran &
November 2007: Ms. Johns Terminates Mr. Grodt
awarded to defendantColdwell Banker inthesum of$15,905.72." basis and escaperesponsibilityby merelydroppingthe case.Judgmentis condonedby theCourt.Peoplecannotbringa lawsuitwithout a good faith "Motion granted. This type ofoutragious[sic] conduct cannot be
fees,holding:
63. In an Order dated October31,2007,the Court grantedColdwell'smotion forattorney's
judgment.
62. In an Order datedOctober22, 2007, the Court grantedVerani'smotion fordefault Page 14 of34
fault, and that I would be responsible for the costofthejudgment oflegal office,obviouslyupset and I explained what had gone wrong, how I was at Upon the noticeofdefault and awardoflegal fees, Ms Johns came to my
Johns would be well represented.... the time, that I had managed to team withanotherattorneyand that Ms. a letter to Ms. Johns explaining what was happening. I felt comfortable, at our teaming together on this matter. I provided him with the case file and significantly more experience in arbitrationthan I had and we discussed In Ms.John's[sic] case, I had met an attorney who indicated that he had
Grodt wrote:
73. With respect to having sent theJohns-Nowickicase out to an unnamed attorney, Mr.
complaint.
72. In a letter dated January 30, 2008, Mr. Grodt replied to Ms.Johns'sprofessional conduct
filedon Johns-Nowicki's behalf.
71. On December 18,2007,the Court denied the motion toreconsiderwhich Mr. Scott had
with theAttorneyDisciplineOffice.
70. On or about November 19,2007,Ms. Johns filed a letterofcomplaintagainstMr. Grodt
attorney'sfees.
69. On or aboutNovember 15,2007, Mr. Scott filed amotion toreconsiderthe awardof
terminatedhisservices.
68. In a letterdatedNovember 9,2007,Ms. Johns wrote to Mr.Grodt and formally
retained Michael J. Scott, Esq.,ofScott & Scott, PA to represent Johns-Nowicki.
she was terminating him. Mr. Grodt does not dispute that, on that date, Ms. Johns
67. Later in the day onNovember 9,2007,Ms. Johns orallycommunicated to Mr. Grodt that
pleadings prior to November9,2007.
Fowler andDoucet cases. Mr. Grodt does not dispute that she had seen noneofthese Page 15 of34
77. Mr. Grodt did not respond to Mr.DeHart'sApril 4, 2008, inquiry.
(Emphasis inoriginal.)
explainingthe referral. attorney.Finally,we need a copyofthe letter you wrote to Ms. Johns In addition,enclosecopiesofall transmittal letters to and from said
attorney. Pleasepromptly disclose to this Office, in writing, the nameofthe
that you providedhim witha copyofMs. Johns' file. anotherattorneywith morearbitrationexperiencethan you.You stated In your letterofJanuary30, 2008, youreportedthat you teamed with
Office,wrote:
GrodtdatedApril 4,2008,James L.DeHart,GeneralCounselforthe AttorneyDiscipline
his clients had been paid the attorney's feesawardedby the Court. In a letter to Mr.
76. In a letterto the CourtdatedFebruary20,2008,Mr. Callaghaninformed the Courtthat
feesowed to Coldwell and Ms. Fox.
75. Onor aboutFebruary13,2008,fullpaymentwas made by Mr. Grodtfortheattorney's
lettertoMs. Johnsexplainingthathehad senthercaseout to adifferentattorney.
copy ofa letter Mr.Grodt had writtento Ms.Johns-Nowicki. Mr. Grodt did not write a
74. Lines 4-5 ofthe above letter refertoMr. Grodthaving provided his "teammate" with a
own fault and I accept the responsibility for it. diligentlymonitortheotherattorneyand thestatusofthelitigationis my not matterwhat my "team mate" did or did not do.The failure to This is afailureon mypart,not onanyoneelse'spart.Ultimately,it did
may be pending for any damages that may incur. havealsoput mymal-practicecarrieron noticethat amal-practicesuit him. Iimmediatelybeganto setasidemoney towardthisjudgment.I fees.I attempted to contact my "team mate" but was unable to contact Page 16of34
themotionfor defaultjudgmentfiledbyVerani;(e) he failed to cure theconditional
responsetoColdwell'smotionforsummary judgment;(d)hefailedtofilea responseto
andtimelyanswerstoColdwell'sand Verani'sInterrogatories;(c) hefailedtofilea
and Verani aboutJohns-Nowicki'sanswers to interrogatories; (b) he failed to file proper
ways:(a)hefailedtorespondproperlyand in atimelymannertocounselforColdwell
80. Mr. Grodtfailed to providediligentrepresentationtoJohns-Nowickiin thefollowing
Nowicki.
79. Mr. Grodthada dutyto actwithreasonablepromptnessanddiligenceon behalfofJohns-
Rule 1.3(a):Lack ofDiligence
HampshireRulesofProfessionalConduct1.3(a);1.4(a)-(c);8.1(a);8.4(c)and8.4(a).
convincingevidencethatMr.GrodtviolatedtheRulesofProfessionalConductasfollows:New
stipulatedtoandtheProfessionalConductCommitteeconcludesthatthereisclearand
The above-listedfacts having beenfoundby clear and convincing evidence,the parties
II. RULINGS OF LAW
solelyresponsible.
abouthismishandlingof theJohns-Nowickicaseand did not wantto admitthat he was
Mr. Grodtadmittedthat he did notgivethefileto adifferentlawyer;he wasembarrassed
Eventually,however,Mr. Grodtadmittedthathisstoryabouttheotherlawyerwas false.
havingsenttheJohns-Nowickifileto adifferentlawyer,butprovidedmore details.
AttorneyDisciplineOffice.Duringthatmeeting,Mr. Grodtreiteratedhisstoryabout
78. On December5,2008,Mr. GrodtmetwithDisciplinaryCounseland Mr.DeHartat the Page 17 of34
reason he thought a nonsuit wasnecessaryin the Doucet Case, and otherwise seek their
answersto the Coldwell and VeraniInterrogatories;(c) inform Johns-Nowickiofthe
Nowickiwouldhaveunderstoodthattheywereeachrequiredtofilea separatesetof
Johns-Nowickithe propermethodofansweringinterrogatories,so that Ms. Johns andMr.
communicatethesubstanceofthosepleadings,motionsand orderstothem;(b)explainto
motionsfordefaultjudgmentand/orattorney'sfees,and summary judgment,orotherwise
to:(a)copyJohns-Nowickionimportantpleadingsand ordersintheircases,including
86. Mr. GrodtviolatedhisobligationtocommunicateproperlywithJohns-Nowickiby failing
permithis clientsto makeinformeddecisionsregardingtherepresentation.
85. Mr. Grodtalsohad adutytoexplainthelegalandpracticalaspectsof thematterso as to
theircasesand topromptlycomplywithreasonablerequestsforinformation.
84. Mr. Grodthad adutytokeepJohns-Nowickireasonablyinformedregardingthestatusof
Rule 1.4(a)-(c):Failureto Communicate
violationofN.H. R. Prof. Conduct1.3(a).
83. Mr. Grodt'sfailuresintheseregardsconstituteclearand convincingevidenceof a
relationship.
behalfcausedavoidableharm bothtohisclients'casesandto thelawyer-client
82. Mr. Grodt'sfailuresto actwithreasonablepromptnessand diligenceon hisclients'
promptness and diligenceon behalfofhisclients.
81. Mr. Grodt'sconduct as described above constitutes the failure to act with reasonable
forattorney'sfees.
defaultsfiledby Coldwelland Verani;(f)and he failedtorespondtoColdwell'smotion Page 18of34
DisciplineOfficetobelievethattheunderlyinglackofdiligenceintheJohns-Nowicki
91. At thetime thathe made his falsestatements,Mr. Grodt intendedtoinducetheAttorney
that his statementsconcerningthe other lawyer were false.
90. DuringtheDecember5 meetingat theAttorneyDisciplineOffice,Mr. Grodtadmitted
lawyer.
interrogatoriesandotherpleadings.Mr. Grodtstatedthathefailedtosupervisethisother
Johns-Nowickicase to a different lawyerand that that lawyer had neglected to answer the
Office on December 5, 2008, Mr. Grodt reiterated hisstatementthat he had sent the
89. Duringa meetingwithMr. DeHartand DisciplinaryCounselat theAttorneyDiscipline
not properly supervise the "team mate."
letter, he stated that the "team mate" did not properly handle the case, and Mr. Grodt did
attorney(whom Mr. Grodtreferredto intheletteras his"teammate").InMr. Grodt's
complaint,Mr. Grodtstatedthathehad senttheJohns-Nowickicaseto adifferent
88. InMr. Grodt'sreplydatedJanuary30,2008,toMs. Johns'sprofessionalconduct
Rule 8.1(a): FalseStatementstoDisciplinaryAgency
evidenceofviolationsofN.H. R. Prof.Conduct 1.4(a)-(c).
87. Mr. Grodt'sfailuresto communicate with Ms. Johns constituteclearand convincing
hisrepresentation.
Nowickiabout the defaultjudgment that the Court had entered against them as a result of
about the statusoftheir cases before her departure to China; and (e) inform Johns-
inputon thatissue;(d)respondtoMs. Johns'specificinquiriesin lateSeptember2007, Page 19 of34
violationofN.H. R. Prof.Conduct 8.4(c).
97. Mr. Grodt's conduct in this regard constitutes clear and convincing evidenceofa
own failure tosupervisethat attorney.
diligenceon her cases was due to thefailureofanotherattorneyas well asMr. Grodt's
96. Mr. Grodt intended thereby to induce Ms. Johns to believe that the underlying lack of
statementsthat theywere false.
Grodtfailedtosupervisewerefalse,andMr. Grodtknew at the time he madethe
95. Mr. Grodt'sstatements about having involved a different attorney in the case whom Mr.
handle her case, and that Mr. Grodt had failed to supervise that attorney.
judgment,Mr. GrodttoldMs. Johnsthathehad collaboratedwith adifferentattorneyto
94. On November 9, 2007, when Ms. Johns confronted Mr. Grodt about the default
Rule 8.4(c):Deceit
material fact to a disciplinary agencyin violation of N.H. R. Prof. Conduct 8.1(a).
statements to that effect, constitute clear and convincingevidenceoffalse statementsof
"team mate" towhom he sent theJohns-Nowickilitigation,and hissubsequentoral
93. Mr. Grodt's written statement in his January30,2008,letter about the existenceofa
attorneydisciplinematter.
Johns-Nowickilitigation, and theAttorneyDisciplineOffice's prosecution of this
a fact material to the AttorneyDisciplineOffice's investigationofthe handling of the
92. The involvementof apurportedsecondlawyerin thisprofessionalconductcomplaintwas
litigationand Mr. Grodt's failure tosupervisethatlawyer.
litigationwasdue to thefailureof adifferentlawyertotimelyperformworkin that Page 20 of34
Case, 149 NH 19,28 (2002).This sanctionis also inaccordwith theABA Centerfor
with thepurposesofattorney discipline as described by the N.H. S. Ct. See,e.g.,Feld's
integrityofthe legalprofession.The Committee believesthat thissanctionis in accord
to perform legalservicesand practice law withoutcausingharm to thepublicor to the
health; and (c) so long as he abides by theconditionsofthe stay,Respondent will be able
monitoringand reportingon Respondent'spractice,as well as hisphysicaland mental
perform legal services during the periodofthe stay; (b) conditionsofsuspension include
concernsas follows:(a)Respondent can beadequatelysupervisedas hecontinuesto
suspensionunder conditionsin this case isappropriatebecauseitsatisfiestheCourt's
ofthe public and thepreservationofthe integrityofthe legalprofession."A stayed
attorneys"upon such terms and conditions as the court deems necessary for the protection
2. New Hampshire Supreme Court Rule 37(16)(f)provides that the Court may suspend
discipline by theNew Hampshire Supreme Court.
conditions.The three-yearperiodshall begin to runupon theentryofan orderof
for three years,duringwhich periodtheRespondent shall bemonitored and subjectto
1. Respondent'slicense shall be suspended for three years. The suspension shall be stayed
The Committee recommends the followingsanctiontowhich thepartiesagree:
III. SANCTION AND ANALYSIS
herein, Mr.Grodt has necessarilyviolatedRule 8.4(a).
98. Because thereexistsclearand convincingevidenceoftheabove violationas set forth
Rule 8.4(a):General Rule Page 21 of34
thatdoctor(or anydoctor,therapist,or othermental healthprofessional
depression,and (b)comply with alltreatmentrecommendations made by
supplement,adjust, and monitor themedicationsthattreathisanxietyand
InternalMedicine AssociatesofDeny, New Hampshire, oversee,
hisdoctor,currentlyDr.RichardP.LaFleurofSouthernNew Hampshire
Respondent has experienced.Respondent agreesto: (a)continuehaving
been successfulintreatingthesymptoms ofanxietyand depressionthat
confirm thatthemedicationshe istakingareextremelyeffectiveand have
beingmonitoredby his doctor.Respondent and histreatingprofessionals
professionaland takemedicationforanxietyand depression,which is
(1) Respondent shallcontinuetoundergo therapywith a mental health
B. Mental Health Treatment:
Hartigan,Esquire.
ofNew Hampshire Lawyer's AssistanceProgram (NH LAP), currentlyCecileB.
A. Monitor: The Monitorfor the three-year period shall be the Executive Director
between thepartiesand isrecommended by theCommittee:
3. The conditions ofthe three-year stayofsuspension asoutlinedbelow is an agreement
CONDITIONS OF STAY
sanctions).
formally adopted these Standards, the Court has considered them when imposing
Shillen's Case, 149 N.H. 132, 139 (2003) (noting thatalthoughtheCourthas never
ProfessionalResponsibility, StandardsforImposingLawyer Sanctions (1991). See, e.g., Page 22 of34
and/orexaminerecordspertainingtocounselingandmedicaltreatment,
(a) tocommunicatewiththedoctorsandmentalhealthprofessionals
Monitorand DisciplinaryCounselatany timeduringthethree-yearperiod
counselingreceivedbyRespondent.The releaseshallpermitboththe
Disciplinary Counselofany issues involving the medical treatment or
mental healthprofessionalstreatingRespondentto advise the Monitorand
(3) Respondentshallexecuteareleasepermittingthedoctorsand any other
theextended period.
report shall besubmittedon thefollowingreporting date and shall cover
Agreement.Ifthefirstreportwouldcoverlessthanthirty(30)days,that
June 30 andDecember31 ofeachcalendaryearduringthetermof this
treatmentrecommendationsof the doctor. The reports shall be due as of
thetreatmentprescribedbythatdoctor,and iscomplyingwithall of the
scheduledappointmentswiththatdoctor,ismeaningfullyparticipatingin
addressissuesincludingwhetherRespondentistimelyappearingathis
progressinthetreatmentrecommendedby thatdoctor.Each reportshall
yeartimeperiod)informingtheMonitorofRespondent'sparticipationand
Monitor,witha copytoRespondent,everysixmonths(withinthethree-
(2) Respondentconsentstodirectinghisdoctortosendareporttothe
recommendedby thatdoctor,throughouttheperiodof thestay.
prescribedmedicationinsuchamountsand withsuchfrequencyas
who ispartofRespondent'streatmentteam),includingthetakingofany Page 23of34
(6) A failureonthepartofRespondenttoappearat ascheduledappointment
thestayedsuspension.
circumstances,asgroundsforfilinga motiontoimposeall or aportionof
informationmay beconsideredbyDisciplinaryCounsel,dependingon the
alawyer.The Monitorshall,inturn,sonotifyDisciplinaryCounsel.Such
raisesa questionas toRespondent'shonesty,trustworthiness,orfitnessas
professionalshalladvisetheMonitorimmediatelyofany conductthat
(5) Atany timeduringthetermofthisAgreement,any doctorormentalhealth
followingreportingdateandshallcovertheextendedperiod.
would cover less thanthirty(30)days,that report shall besubmittedon the
December 31 ofeach calendar year during the term. If the first report
quarterlyreportsshallbedue on March 31,June30,September30,and
healthconditionimpedesoccupationalfunctioningas alawyer.The
recommendationsof thatprofessional,andwhetherRespondent'smental
whetherRespondentiscomplyingwith all of the treatment
appearingathisscheduledappointmentswitheachsuchprofessional,
recommended treatment orcounseling,whether Respondent is timely
addressingwhetherRespondenthasmeaningfullyparticipatedin any
doctor treatingRespondentshall provide a report to the Monitor
(4) Everythreemonths,eachmentalhealthprofessionalotherthanthelead
this counselingand therecommendedmedicaltreatment.
and (b) toconfirmRespondent'songoingandmeaningfulparticipationin Page 24 of34
rejecttheMentor proposedby theRespondent. DisciplinaryCounsel shall
(2) The Monitor shall, in the firstinstance,have theauthoritytoacceptor
subparagraph(2) shall apply.
Respondent proposesa replacementmentor in the future, theprovisionsof
mentor. To theextentthat theproposedmentor isnot approved or
thattheMonitor and DisciplinaryCounsel willapprove thisproposed
Jon Liland,Esq.,ofSheehan,Phinney,Bass & Green, Hanover, NH, and
that he willproposeacceptanceofhiscurrentNHLAP volunteermentor,
for lawpracticemanagement and organization.Respondent anticipates
proposeto theMonitor a Mentor attorney toserveas Respondent'sMentor
(1) Respondent shall within seven (7) daysoftheCourt'sorderin this case,
Mentor:
intreatmentprofessionals.
(7) Respondent shall notify theMonitor withinseven (7) daysofany change
all or aportionofthe stayedsuspension.
dependingon the circumstances, as grounds for filing amotion to impose
Counsel,and such failure may beconsideredby DisciplinaryCounsel,
any member ofthe treatment team, theMonitorshall notify Disciplinary
fail toappearwithoutgood cause at two consecutiveappointments,with
the doctor (or other memberofthetreatmentteam). Should Respondent
good cause, is to becommunicated to theMonitor as soon aspossibleby
with any doctoror therapist(oranyone withinthetreatmentteam),without Page 25 of34
filing a motion to impose all or a portionofthe stayed suspension.
Disciplinary Counsel, depending on the circumstances, as grounds for
notify Disciplinary Counsel. Such information may be considered by
trustworthiness,or fitness as a lawyer.The Monitor shall,inturn,so
Respondent that raises a question as to theRespondent'shonesty,
(5) The Mentor shall promptly advise the Monitorofany conductof
and organization or any other changesrecommended by the Mentor.
Respondent'simplementationofany suggested law practice management
permitting the Mentor to advise the Monitor at least quarterly regarding
(4) Upon designationofthe Mentor,Respondent shallexecutea release
Mentor on other issuesmaterialto the Respondent's quarterly report.
and willraisefordiscussionwith and seek recommendations from the
Respondent shall also meet in person with the Mentor on a periodic basis
Mentor'srecommendations for improvements toRespondent'spractice.
condition and managementofRespondent'spractice, as well as to seek the
weeks to raise any issues that Respondent may have on the status,
(3) Respondent shall contact the Mentor by telephone at least once every two
objections.
the authority to appoint a Mentor notwithstanding Respondent's
DisciplinaryCounsel'sauthority to reject a Mentor, the Monitor shall have
every effort to agreeto amutuallyacceptableMentor, but, subject to
have finalauthority. If rejected, the Respondent and Monitor shall make Page 26of34
filing a motion to impose all or a portionofthe stayed suspension.
DisciplinaryCounsel,dependingon thecircumstances,asgroundsfor
(3) Any material violationof a termof NH LAP may beconsideredby
Disciplinary Counsel about all aspectsofhis involvement in NH LAP.
the NH LAP, as theMonitor in thisAgreement, tocommunicate with
(2) Respondent shall executeareleasepermittingthe Executive Directorof
March 17,2009.
the NH LAP andRespondent'sNH LAP ParticipationPlan dated
(1) Respondent shall comply with all terms andconditionsimposed on him by
D. New Hampshire Lawyer's AssistanceProgram:
the stayedsuspension.
circumstances, as grounds for filing a motion to impose all or a portionof
failuremay be consideredby DisciplinaryCounsel,depending on the
been shown, theMonitor shallnotifyDisciplinaryCounsel ofany such
two consecutiveappointmentswith theMentor and good causehas not
reportedto theMonitor immediately.IftheRespondent fails toappearat
scheduledappointmentwith theMentor, shallbe noted by theMentor and
(6) Except for good cause shown,Respondent'sfailure toappearat any Page 27of34
Counsel within seven (7) daysofany changeofemployment. To the extent that
G. Change ofEmployment: Respondentshallnotifythe MonitorandDisciplinary
and proofin each yearthereafter.
thirty (30) days of the date ofcommencement ofthe three-yearterm of stay
(2) RespondentshallprovidetheMonitorwith proof of suchinsurancewithin
$300,000.00.
than $100,000.00 per occurrenceand an aggregate amountofnot less than
Respondentshallmaintainmalpracticeinsurance in an amount of not less
existenceand extentoflegal malpractice insurance coverage, then
ofProfessional Conduct would require disclosure by Respondentofthe
(1) If Respondent is in a practice setting in which the Rule1.17ofthe Rules
F. Malpractice Insurance:
necessary,the PCC) regardingdispositionofsuch charge.
been investigatedand adeterminationhas beenmade by the ADO (or,if
ofthethree-yearperiod, the stay shall beextended untilsuch chargehas
(3) In the event the ADO receives agrievance/complaintat or prior to the end
does not, in itself,constitutea violationoftheterms ofthe stay;
allegingthatRespondenthas violated the RulesofProfessionalConduct
(2) Receiptofa grievance/complaintby theADO duringthethree-yearterm
ProfessionalConduct;
(1) Respondent shall not engage inconductthatiscontraryto theRules of
E. Compliance with Rules ofProfessionalConduct: Page 28 of34
(c) descriptionofissuesdiscussedwith theMonitor and actions taken
(b) any change inresidence,maritalstatus,or employment;
(a) locationand descriptionofemployment;
following:
quarterlyreportshallinclude,butshallnot necessarilybe limitedto, the
on thefollowingreporting date and shallcovertheextendedperiod. Each
reportwould coverless than thirty (30) days,thatreportshall besubmitted
30,and December 31 ofeach calendaryearduringtheterm. Ifthe first
quarterlyreports shall be due on or beforeMarch 31,June 30,September
describeand attestto hiscompliancewith theconditionsofthe stay. The
conditionofhis physical and mental health.Respondent shall also
concerningthe statusofRespondent'spracticeoflaw, as well as the
(1) Respondent shall submit written quarterlyreportsto theMonitor
I. Reporting Responsibility:
Monitor ofsuccessfulcompletion.
standards established by the BoardofBar Examiners and provide proof to the
pass the Multi-State Professional ResponsibilityExamination according to the
prior to the terminationofthe three-year periodofstay, Respondent shall take and
H. Multi-StateProfessionalResponsibilityExamination: At least six (6) months
have been put into place for managing the practice.
consultant within three months ofopeningan office, to review thesystemsthat
Mr. Grodt enters into privatepractice,he shall engage a law office management Page 29of34
by Respondent'sMonitor.
(3) Respondent'squarterlyand finalreportsshallbereviewedand approved
reportandaffirmationshallbeservedon DisciplinaryCounsel.
Respondenthascompliedwithalltermsof thestay.A copyof thefinal
period.The reportshallbeaccompaniedby anaffirmationthat
later than fifteen(15)days, prior to the last dayofthe three-year time
Monitor addressing the same issues no earlier than thirty (30) days, nor
(2) In additionto allquarterlyreports,afinalreportshallbesubmittedto the
herein during the precedingcalendarquarter.
ofProfessionalConduct and allconditionsofthe stay as set forth
(i) an affirmationattestingto Respondent'scompliancewith theRules
(h) arrests and criminal charges;
Respondent'sresponse thereto;
disciplinary, against Respondent asserted by clients, and
(g) a descriptionofany claims or threatened claims, civil, criminal or
(f) any civil judgment entered against Respondent;
(e) any civil lawsuit filed againstRespondent;
Respondent'shealth careproviders;
any treatmenttherefor, andresponsetorecommendations of
(d) description ofRespondent'sphysical and mental health, natureof
Respondent'slaw practice,personalwell-beingand mentalhealth;
inresponsetotheMonitor'srecommendations relatingto Page 30of34
the PCC requesting that it impose six monthsofthe stayed suspension.
reportedevent is amaterialviolation,DisciplinaryCounselmay file amotionwith
B. If DisciplinaryCounselconcludesthat, inDisciplinaryCounsel'sopinion,the
any additional informationregardingthe reported event.
appropriate.Respondentshall havethe rightto provideDisciplinaryCounselwith
conduct such further investigation,ifany, thatDisciplinaryCounsel deems
termsofthis Agreement. In making that determination, Disciplinary Counsel may
opinionofDisciplinaryCounsel,thereportedeventis amaterialviolationof the
Disciplinary Counsel shall considerthe report and shall determine whether, in the
with any term or conditionofthe Agreement, or his general fitness to practice law,
A. If the Monitor reports issues or concerns with respect toRespondent'scompliance
to impositionofthe full three-year termofsuspension.
Agreement near the endofthe three-year time period, he would, nonetheless, be subject
thestayedsuspension.For example,ifRespondent were toviolatea conditionofthis
a violationofthisAgreement and shall begroundsforimpositionofall or anyportionof
Failure tocomply with any ofthe terms andconditionsofthisAgreement shallconstitute
BREACH OF CONDITIONS
the termsofthesuspensionorder andorderhislicensereinstated.
to motion with the Supreme Court to findRespondentin compliance with
Professional Conduct Committee (PCC),Respondentmay file an assented-
affirmation, and the issuanceofa certificationofapproval by the
(4) Following Disciplinary Counsel's receiptofthe final report and Page 31of34
8(E)(1).Thisparagraphshallnotbe construedtoaltertheburdenofproof
materialviolation of a term of thisAgreement,includingthe term inparagraph
burdenofproofappliestoany allegationthatRespondenthascommitteda
Agreementand impositionofthestayedsuspensioniswarranted.Thislower
evidencetoestablishthat there has been amaterialviolationofa termofthis
E. DisciplinaryCounselshallhavetheburdenofproofbya preponderanceofthe
impositionof thestayedsuspension.
conductedtoallowDisciplinaryCounseland Respondenttoaddresstheissueof
suspensionshouldbe grantedordenied.Unlesswaived,oralargumentswillbe
hearing,thePCC shalldeterminewhetherthemotionrequestingimpositionofthe
D. Followinganevidentiaryhearing(ifrequested),orthedenialof arequestforsuch
Court Rules 37 and37A (with certain exceptions noted herein).
hearing,theprocessshallthereafterbegovernedby New HampshireSupreme
hearingand for oralargument.If thePCC grantsa request for anevidentiary
before the Committee. The PCC shall rule upon any request for an evidentiary
motion, to request an evidentiary hearing thereon, and to request oral argument
C. Respondentshall have the righttorespondin writingtoDisciplinaryCounsel's
months.
Court for impositionofany portionofthe stayedsuspensiongreater than six
request,DisciplinaryCounsel may be directed by the PCC to petition the Supreme
greaterportionofthe stayed suspension. In the event that the PCC grants such
Disciplinary Counsel may also move the PCC to recommend impositionofa Page 32 of34
filedduring thethree-yearperiod,theycanprovidea basis forseekingimposition
Paragraphs9.G. or 9.B.of thisAgreement.If suchcomplaintsormotionsare
stayedprovidedthat there are nocomplaintsormotionspendingpursuantto
H. At the conclusion ofthe three-yearperiod, the suspension shall be permanently
PCC.
request,Respondentshallbeentitledto anevidentiaryhearingandreviewbythe
impose,thestayedsuspensioninthiscase.IfDisciplinaryCounselmakes sucha
Disciplinary Counsel that the PCC impose, or petition the Supreme Court to
that may result from thatcomplaintmayprovide a basis for a request by
basis.Any finaladjudicationof aviolationof the RulesofProfessionalConduct
complaintwill beprocessedby theAttorneyDisciplineOfficeon anexpedited
this Agreement by the PCC and are within the periodofthe three-year stay, that
the period of thethree-yearstaythatarisesout of events thatpost-dateadoptionof
G. If the Attorney Discipline Office receives a complaint against Respondent during
basis forimpositionofthe stayed suspension in this case.
Rules ofProfessionalConduct that mayresultfrom thatcomplaintwill not be a
be processed in the ordinarycourse of business. Any findingofa violationofthe
arisesout ofeventsthatpre-datetheCourt'ssuspensionorder,thatcomplaintwill
F. IftheAttorneyDisciplineOfficereceivesa complaintagainstRespondent that
Agreement.
to a newNoticeofCharges filed againstRespondent duringthe termofthis
requiredto prove thatRespondent violateda ruleofprofessionalconductpursuant Page 33 of34
decision.
Supreme Court for interim impositionofthe stayedsuspensionpending a final
expeditedprocessto obtain temporaryreliefby petitioningtheNew Hampshire
K. Nothing hereinshallprecludeDisciplinaryCounsel from undertakingan
requiredreporterscomply with their reportingobligations.
Agreement. Respondent understands that thisAgreement iseffective only ifthe
This istrueeven though therequiredreportersarenot signatoriesto this
grounds for filing a motion to impose all or anyportionofthe stayed suspension.
may be consideredby DisciplinaryCounsel,dependingupon thecircumstances,as
or mentalhealthprofessionalhas not beencomplied with, the noncompliance
J. IfDisciplinaryCounsel learns that a reportingobligationofthe Monitor, Mentor
appropriate under the facts presented.
suspensionofless than six monthsifit finds that such lesser suspension is
applicable provisionsofthisAgreement,it shall have the discretion to impose a
for impositionofthe stayedsuspensionhas been proven in accordance with the
I. In any proceeding to impose the stayed suspension,ifthe PCC finds that a basis
complaint.
Paragraph9.G. hereofmust beinitiatedwithin30 days offinaldispositionof that
forimpositionof thestayedsuspensionthatisbasedupon a complaintunder
areconcludedaftertheexpirationofthethree-yearperiodof thestay.Any request
of thestayedsuspensionevenif theproceedingson suchcomplaintsormotions Page 34 of34
File Thomas P.Grodt,Esquire Richard Y. Uchida, Esquire Landya B. McCafferty,DisciplinaryCounsel Distribution:
Margaret H.Ndlsbn,Chair January 19,2010
theconditionsdescribedabove.
Supreme Court requestinga threeyearsuspension,suspended forthreeyears,contingentupon
ProfessionalConduct Committee directsDisciplinaryCounsel to file apetitionwith the NH
Conduct 1.3(a);1.4(a)-(c);8.1(a);8.4(c) and 8.4(a) byclearand convincingevidence,the
Based on theabove reasons,havingfound violationsofviolatedtheRules ofProfessional
V. CONCLUSION
ofthe record, with theexceptiononlyofmental health records.
investigationandprosecutionof thismatter.The ProtectiveOrdershallallowforfullpublication
Mr. Grodt shall pay the expenses incurredby the Attorney Discipline Office in the
IV.COSTSANDPROTECTIVEORDER