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Timothy A. O'Meara (2011)
Page 1of8
Committee voted torecommend a three year suspension rather than a two yearsuspension.
record, including the transcriptsofthe oral argument and hearings, exhibits and memoranda, the
voted to grant theMotion toReconsider.Afterreconsiderationand reviewoftheextensive
Upon a motion made and duly seconded, and following further discussion the Committee
were recused. David N. Cole was absent.
R. Martin were present. Members Susan R. Chollet, Alan J. Cronheim, and Margaret H. Nelson
Chair,Thomas P.Connair,Gerald A. Daley,RichardH. Darling,JulieA. Introcaso,and James
Esquire. Members Benette Pizzimenti, Vice Chair and Chairofthis matter, Toni M. Gray, Vice
by Disciplinary Counsel and the Objection filed byRespondent'scounsel Michael R. Callahan,
On November 16,2010,theProfessionalConduct Committee deliberatedthemotion filed
the two yearsuspensionachievesthe goalsofattorney discipline.
Disciplinary CounselJenniferB. Sargent. Mr.O'Meara objectedto themotion and argued that
recommending a two yearsuspensionin this matter. AMotion forReconsiderationwas filed by
On August20,2010,the Professional Conduct Committee issued a decision
RECOMMENDATION FOR THREE YEAR SUSPENSION ORDER ON MOTION TO RECONSIDER
O'Meara, Timothy A. advs.James and Anita Conant # 07-004
AlanJ.Cronheim Holly B.Fazzino,Admin.Coordinator Thomas P. Connair * nonattorneymember David N. Cole JenniferL. Parent Susan R.Chollet* James R. Martin Toni M. Gray,* Vice Chair 603-224-5828 ♦ Fax 228-9511 Julie A. Introcaso BenettePizzimenti,ViceChair Concord,New Hampshire03301 RichardH. Darling* MargaretH. Nelson,Chair 4 ChenellDrive,Suite102 GeraldA.Daley*
a committeeof theattorneydisciplinesystem ProfessionalConduct Committee New Hampshire SupremeCourt Page 2of8
DisciplinaryCounselstatedto theHearingPanelinheropeningstatementon October20,2009,
arbitrationofa fee dispute after the Conant'spersonalinjurycase had been settled. As
the othertwoallegations.The allegationsof deceitarise from Mr.O'Meara'sconductduring
HearingPanelfoundmisconducton Paragraph116,buttherewas nofindingofmisconductas to
The NoticeofCharges included three deceitchargesin Paragraphs116-118.The
seriousmisconduct among a numberofviolations. Wyatt 'sCase, 159 N.H. 285, 306 (2009).
513 (2005).If there are multiplecharges,thesanctionisgenerallyconsistentwith the most
circumstancestaking into account theseverityof themisconduct. Coffey'sCase, 152N.H. 503,
Conner'sCase, 158 N.H. 299 (2009). Each case must bejudgedon its own facts and
the facts found, aviolationofthe rule has occurred andifso, toimpose thepropersanction.
The New Hampshire Supreme Court has the ultimateauthoritytodeterminewhether,on
Standards for guidance as they have not been formally adopted by the Court.
arbitration panelabouthis feeof2 milliondollars. NoticeofCharges ^J116. We look to the
Rule Prof.Conduct 8.4(c)inconnectionwith Mr. O'Meara's falsetestimonybeforethe
Standard5.11(b)is theappropriatestandardfor the violationofNew Hampshire Supreme Court
under Section 5.1 is disbarment. The Committee agrees withDisciplinaryCounsel that ABA
Counsel andconcludesthat the generally appropriate baselinesanctionpursuantto the Standards
IngrantingreconsiderationtheCommitteereviewedthe argumentsmade byDisciplinary
August 24,2010.
The Committee reaffirmsthefactsas found,and violationsstatedin itsdecisionof
concludedthatimposingathreeyearsuspensionbetterservesthegoalsofattorneydiscipline.
AlthoughDisciplinaryCounsel made a strongargumentfordisbarment,theCommittee Page 3of8
In all likelihood, theoutcome would have been delayed for months or yearswiththe trial and the
what course the casewould have takenifthemediationfailed and thepartiesproceededto trial.
impedimentto collection above the insurance policy's limits, the Committee can only speculate
be ignored. Although Disciplinary Counsel suggests bankruptcy might not have been an
insurancecoverage. Bankruptcyofthe defendant company was also a possibility that could not
of$11,500,000,which would have constituted$500,000 over andabove the policy limitsofthe
As reflected inJudge Strawbridge'sorder, the Conants wereunlikelytorecoverin excess
Tr.10/20/09,at24: 14-22.
walk away withtheminimum we need for Anita. million. So you need to get us a totalof14.5. Thesettlementneeds to be 14.5 so we can million is his number. He says to Tim, listen, get us 12.5millionand you can have 2 number the family can live with for an annuity,structured-typesettlement.So 12.5 how it goes. In his mind, inJim'smind, 12.5 million is the number, the minimum "Now, Jim makes itclearto Tim the way in which 2millionwould be okay, andhere's
This wasexplainedby DisciplinaryCounsel as follows:
at least$14,500,000iftheattorneyfee was $2,000,000 See Exhibit36, Doc. Nos. 1368 and 1369.
Mr. Conant'sperspective, he made it clear to Mr.O'Meara that thesettlementamount had to be
not satisfythe Conants' financial plan based on their estimateoffamily monthly expenses. From
$3,829,500.Althougha fee of$2,000,000was discussedby the parties, this numbersimplydid
calculations alone, based on thesettlementof$11,500,000,Mr. O'Meara's feecouldhave been
withaprovisionfor 33.3% contingentfeebasedon the grossaward.From themathematical
When theyretainedMr. O'Meara,theConants'signeda standardfeeagreementletter
the fee, okay." Transcript,10/20/09,at 29: 10-12.
"Allofthesedeceitcharges,by theway,stemfromMr. O'Meara'stestimonyatthearbitrationof Page 4of8 under Model Rules" 1As restatedinTheGeorgetownJournalofLegalEthics,Summer 2003,"Lawyers,ethicsand fees:Gettingpaid
theprocedurewhen it ismandatory,and,evenwhen it isvoluntary,thelawyershould arbitrationor mediationprocedureestablishedby the bar, the lawyer must complywith [9] If aprocedurehasbeenestablishedforresolutionoffeedisputes,suchas an
state:
In connection with fee disputes, the 2004 ABA Model Code Comments to Rule1.5(a)
(Attributed to Abraham Lincoln).
haveatendencytooverlookethicalconsiderationswhen theyget in the wayofprofits."
takecareofthefamily'sneedsand monthlyexpenses'."[L]awyers,likemosthuman beings,
opportunityfor asubstantialprofit, and that theConantshadenvisioneda life plandesignedto
unreasonable to a client. Mr.O'Meara recognized that AnitaConant'scase offered the
Contingencyfees, especially when they cannot bejustified by well kept time records, may seem
existing standardofprohibitinga "clearly excessive" fee with one that is"unreasonable."
Proposed 2004 ABA Model Code ofProfessional Responsibility.That change replacedthe
New Hampshire adoptedlanguage in Rule 1.5(a) that issubstantiallythe same as the
agreement for, charge, orcollectan illegal or"unreasonable"fee.
violationofRule 1.5(Fees). Under this Rule, a lawyer is prohibited fromenteringinto an
that Mr.O'Meara'sfee was excessive. In other words, the NoticeofCharges does not include a
Althoughthe Rule 8.4(c) violationarises in the contextofa fee dispute, there is nocharge
pending thearbitration.
$750,000(theundisputedamount) with thedisputedbalanceof$1,250,000held in escrow
feedisputebeforeapanelofexperiencedlitigators.Mr. O'Mearareceivedaninitialpaymentof
prospectofappeals.The agreementthatwasreachedincludeda provisionforarbitrationof the Page 5of8
had filed certain tax returns when in fact no returns had been filed. Other attorneys have been
causedseriousinjurytotheclientand liedtohisclientandtothetribunal.Morse claimedthathe
was ordered.In Morse'sCase, (decided7/20/2010)disbarmentwas orderedbecauseMr. Morse
The Committeerecognizesa distinctionbetweenthiscaseandothersinwhichdisbarment
Id. at160.
betweenthis case and those in whichsuspensionwas orderedfor violations of the samerules..."
at thecircumstancessurroundingMr. O'Meara'smisconductandfound"importantdifferences
O'Meara'sCase, 150N.H. 157(2003),theCourtimposeda PublicCensure.The Courtlooked
aggravatingfactor,as apriorfindingofmisconductbearasimilaritytotheinstantcase.In
proceedings.Thatfactorwas givenlittleweight.Mr. O'Meara'spriordisciplinaryhistoryis an
recommendationfor a two yearsuspension,the onlypossiblemitigatingfactor was delay in the
The Committee has considered aggravatingand mitigating factors. As stated in the initial
O'Meara toachievea reasonableresult.Exhibit52 and 53.
anyand alldefensesbut they would make no claim in thearbitrationof anyfailureof Mr.
arbitrators andconductedpursuantto RSA 542. It wasunderstoodthat theConants could assert
between Mr.O'Meara and theConants. The case would besubmittedto apanelofthree
for thepurchaseofa structured settlementannuitytofulfillthe periodic payment obligations
$1,250,000 wasdepositedinescrow,with any amount later released to Mr.O'Meara to be used
agreement and releasewhich definedthe scopeofarbitration. Thedisputedamount of
Mr. O'Meara agreed to participate in arbitration in conjunction with a settlement
conscientiouslyconsidersubmittingto it. Page 6of8 Historically,theCommitteehasrecommendedsuspensionsof amaximum oftwo years.
not determine when he could apply forreadmission.
satisfyotherrequirementsofRule37(14).InarecentcaseinvolvingMr. Morse,theCourtdid
HampshireBarExaminationand theMultistateProfessionalResponsibilityExaminationand
thebar notearlierthan threeyearsfrom the dateof theorder.She isrequiredto pass the New
recentorderdisbarringMs. Notaris,theCourt'sorderprovidesthatshemay seekreadmissionto
In itsearlierreporttheCommitteenotedthat"disbarment"is notpermanent.In the
Committee.
is unclear how this award was calculated as the full decisionofthe panel was not provided to the
awardedMr. O'Meara a total feeof$1,587,000 ($750,000 with $837,000ofthe disputed fee). It
arbitrationpanelwas in the bestpositiontojudgethecredibilityof thetestimonyand in theend
stake. Nevertheless, Mr.O'Meara'sprofit motive does not justify false testimony. The
was fullyexpectedthat each partywouldvigorouslyadvocateits positionwith somany dollarsat
beforeanexperiencedpanel selectedwith inputfrom theparties.Havingdefined thedispute,it
were defined in thesettlementagreement.The arbitrationoccurredovera periodoffive days
client was terminated in the contextofa fee dispute. The parametersofthe disputed amount
Here, themost seriouschargearises fromconductthatoccurredafterrepresentationofthe
records. See In the MatterofMary Notaris LD-2010-0008 (decidedNovember 10,2010).
ordereddisbarmentofMs. Notarisformisconductinvolvingalteringpleadingsand computer
during the courseofrepresentation. See, Bosse's Case, 155 N.H. 128 (2007). The Court recently
stating to a client that he had filed a bankruptcy petition when he had not; and otherwise lying
disbarredfor lyingto a marital master over a periodofseveral months in a pending case;falsely Page 7of8
words,will reflect on hisqualifications.
hasthemoralqualificationstopracticelaw. Inthiscase,Mr. O'Meara'sactions,ratherthan
practicelaw.The Rulesdo notspecifywhatevidencesupportsaconclusionthattheapplicant
preparedtodemonstrateby clearand convincingevidencehisrehabilitationand fitnessto
remainunchanged.IntheeventMr. O'Mearaintendstoapplyforreinstatementhe mustbe
HampshireSupremeCourtforathreeyearsuspension.The otherprovisionsoftheearlierorder
The CommitteeherebydirectsDisciplinaryCounseltofilea PetitionwiththeNew
reportfromtheCommitteeonCharacterandFitness.
37A(II)(d)(2).An applicantforreadmissionmustalsotaketheBarExam and receiveafavorable
administrationofjusticenorsubversivetothepublicinterest. See also requirementsinRule
thepracticeoflawwillbe neitherdetrimentaltotheintegrityandstandingofthebarorthe
hasthemoralqualificationstopracticelaw.The applicantmustalsoshow thattheresumptionof
cases,therespondenthastheburdenofprovingbyclearand convincingevidencethatheorshe
readmissionofdisbarredattorneysandreinstatementin the case of a suspendedattorney.In both
and fitnesstopracticelaw."SupremeCourtRule37(14)addressestherequirementsfor
more thanthreeyears."A criteriaforreinstatementisdescribedas"demonstratingrehabilitation
than six months but "in no event should the time period prior toapplicationfor reinstatement be
ABA Standard12.3 provides that suspension should be for a periodoftime equal to or greater Paee8of8
File Mr. and Mrs. Conant JenniferEber,Esquire James P. Bassett,Esquire Maria Matthews. Esquire Michael R. Callahan,Esquire JenniferB. Sargent DisciplinaryCounsel Distribution:
Vic? Chsir BenettePizzimenti ^ v-/
January3,2011 4jgA>L-{4-C- \fi^-^flNU'VlP Page 1of40
decisionwas taintedastheReportersentan exparte e-mailtoDisciplinaryCounselwhilethe
Matthews,Esquire,filedaMotionforMistrial.The RespondentclaimedthattheHearingPanel's
Respondent'sCounsel,MichaelR. Callahan,Esquire,and hisassociate,MariaB.
Esquire.
Office.MichaelR. Callahan,Esquire,appearedfortheRespondent,TimothyA. O'Meara,
LandyaB. McCafferty,DisciplinaryCounsel,appearedfortheAttorneyDiscipline
yearsago.The partieshadno objectiontoMr. Cole'sparticipation.
absent.Mr. Coledisclosedthathe was involvedinan actionagainstMr. O'Mearafourorfive
Nelson,Chair,and AlanJ.Cronheimwererecusedand didnotparticipate.SusanR. Cholletwas
RichardH. Darling,JulieA. Introcaso,JamesR. Martinand JenniferL. Parent.MargaretH.
thematter,ToniM. Gray,ViceChair,DavidN. Cole,Thomas P.Connair,GeraldA. Daley,
37A(III)(b)(2).Members presentincluded:BenettePizzimenti,ViceChairandActingChairin
argumentintheabove-captionedmatterpursuanttoNew HampshireSupremeCourtRule
On May 18,2010,theProfessionalConductCommittee("Committee")heardoral
RECOMMENDATION FOR A TWO YEAR SUSPENSION
O'Meara, Timothy A. advs.James and AnitaConant # 07-004
AlanJ.Cronheim HollyB.Fazzino,Admin. Coordinator Thomas P.Connair * non attorneymember DavidN.Cole JenniferL.Parent SusanR. Chollet JamesR. Martin ToniM. Gray,*ViceChair 603-224-5828 ♦ Fax 228-9511 JulieA. Introcaso BenettePizzimenti,ViceChair Concord,New Hampshire03301 RichardH. Darling* MargaretH. Nelson,Chair 4ChenellDrive,Suite102 GeraldA. Daley*
a committeeoftheattorneydisciplinesystem ProfessionalConduct Committee New Hampshire Supreme Court Page 2of40
hearings,exhibitsand memoranda.
Record, including the NoticeofCharges, Answer, Hearing Panel Reports, transcriptsofthe
Following oral argument, the Committee deliberated this matter and considered the entire
requested by the Conants.
participatedinarbitrationof thefeedisputeand thattheRulesdo notprovidefor the relief
requestfordisgorgementof legalfees.Herpositionis basedon anunderstandingthat theparties
advocated fordisbarment,which she noted is not"permanent,"she alsodecidednot to pursue a
legalfeesthathereceivedinconnectionwiththeConants'case.AlthoughDisciplinaryCounsel
Conantsrequestthat the sanctionbedisbarment,andthat Mr. O'Meara berequiredtoforfeithis
29 a letter from Mr.Bassettto the Hearing Panel Chairaddressingthe issueofsanction.The
appendedto the MotionasAttachmentA. (Recordat Tab 35.) The Record alsoincludesat Tab
the Committee agreed to accept the memorandum regarding sanctionof"forfeitureoffees,"
("Jim") and Anita Conant, filed a Motion toIntervene,which the Committee denied. However,
James P. Bassett, Esquire, and Jennifer A. Eber, Esquire,co-counselfor James E. Conant
303 (2009).
has the ultimateauthoritytodeterminean appropriate sanction. Conner's Case, 158 N.H. 299,
Panel only has the power to make recommendations as to sanction and that the Supreme Court
Hearing Panel in making recommendations on sanction. The Committee notes that the Hearing
Objectionas Mr.O'Meara failed to establish a legal orfactualbasis for a findingofbias by the
her job. The Committee denied the Motion for the reasons stated in DisciplinaryCounsel's
congratulated Disciplinary Counsel on her appointment to the Federal Court and inquired about
case was pending andimmediatelyprior to the issuanceofthereporton sanction.The e-mail Page 3 of40
February 8,2010. Although there was no stipulation as to facts, the Hearing Panel made findings
on December 2, 2009. After a hearing on sanction, a final Hearing Panel Report was issued on
The Hearing Panel held five daysoftestimony and issued a Preliminary Summary Report
I. FINDINGS OF FACT
Rule.
testimony at anarbitrationproceedingofthe underlying fee dispute, and Rule 8.4 (a): General
his fee above theinterestofhis clients; Rule 8.4(c): Deceit andDishonesty,regardingfalse
authority; Rule 1.7(b): ConflictofInterest, by placing his own financial interest in maximizing
Conduct Rule 1.2(a):Scope ofRepresentation,by offering to settle the casewithouthisclient's
The NoticeofCharges allegesrulesviolationsarisingfrom N.H. Rules ofProfessional
resolve a feedispute.
clients had deteriorated andproceedswere held in escrow pending theoutcome ofarbitration to
the time the case settled for$11,500,000.00,the relationship between Mr.O'Meara and his
O'Meara was advised that the paving company's insurance coverage was$11,000,000.00.By
quicklyunfolded as the insurance company for thedefendantsacknowledged liability and Mr.
the Conants on a contingency fee basis at 33.3%ofthe gross amount recovered. The case
facesstaggeringmedicalbills for theforeseeablefuture.Mr. O'Meara wasretainedtorepresent
sufferedcatastrophic injuries and iscompletelyparalyzed.She was 47 years old at the time and
Pennsylvania.Shewas stoppedat a redlightwhen shewas rear-endedby apavingtruck.She
personalinjury case from May 25, 2005 throughFebruary2006. Anita was in a car accident in
This case stems from Mr.O'Meara'srepresentationofAnita and James Conant in a Page 4 of40
employee,PaulThimm. The forceoftheimpactwas so severethatitpropelledAnita
4. The pavingtruckwas owned by Lyons & Hohl Paving,Inc.,and was drivenby its
approximately55 mph at thetime.Answer at \ 3.
sittinginhercarataredlightand was rear-endedby apavingtruck,travelingat
occurredinWillistown,PennsylvaniaonMay 19,2005. On thatdate,AnitaConantwas
3. The personalinjurycasearoseasaresultofacaraccidentinvolvingAnitaConantthat
May 19.2005: The Accident
from May 25,2005,throughtheend ofFebruary2006. Answer atf2.
providedtoAnitaM. and JamesE. Conantforatimeperiodlastinglessthanone year,
2. Thiscasestemsfrom thelegalrepresentationinapersonalinjurycasethatMr. O'Meara
New Hampshire03431.Answer atK 1.
O'MearaoperatedhislawofficeasO'MearaLaw, P.L.L.C,45 Summer Street,Keene,
admittedtopracticeon May 29,1993. At alltimesmaterialtothisproceeding,Mr.
1. Mr. O'Mearaisan attorneylicensedtopracticelawinNew Hampshire.Mr. O'Mearawas
followingfindingsoffact:
The Committeefindsthatthereisclearand convincingevidencetoestablishthe
facts.
paragraphsintheNoticeofCharges.The "admittedfacts"arethesame asthegrantedproposed
Report,Page22,ParagraphE.) Many oftheProposedFindingsduplicatesimilarlynumbered
on DisciplinaryCounsel'sProposedFindingsofFactand RulingsofLaw. {See HearingPanel
basedon "admittedfacts"takenfrom Mr. O'Meara'sAnswer totheNoticeofCharges,and ruled Page 5of40
friendly with Mr.O'Meara and his wife, DorrieO'Meara. Answer at ^ 9.
9. Jim Conant learnedabout Mr. O'Meara throughhisbrother,Craig Conant, who was
testimonyabouthismeeting withJim Conant on May 25,2005).
legalrepresentationregarding the accident. Answer atU 8; Day 4, p. 29 (Mr.O'Meara's
the next day, on May 25,2005, Jim Conant and hismother met with Mr. O'Meara about
Hampshire with hismother,MargaretConant. Beforetheirreturnflight toPennsylvania
8. On May 24,2005, five days after AnitaConant'saccident,Jim Conant flew back to New
May 25,2005; Jim Conant RetainsMr. O'Meara
Answer at % 7.
AnitaConant was thePostmasteroftheNew Castle,New Hampshire, PostOffice.
Ashley (age18).Jim Conant was anelectricianand owned his ownelectricalbusiness.
Hampton, New Hampshire,with their three children, Todd (age 25), Sean (age 23), and
7. At thetime ofthe accident,Anita Conant was 47 yearsold. She and Jim Conant livedin
atH 6.
that hospital for 23 days in critical condition and was in and outofa coma. Answer
flown byhelicopterto thehospitalat the UniversityofPennsylvania.She remainedat
6. Immediatelyaftertheaccident,AnitaConant was intubatedforrespiratoryfailure and
paralyzed.Answer at^ 5.
5. As a result oftheaccident,AnitaConant sufferedcatastrophicinjuriesand iscompletely
highway. Answer atK 4.
Conant'scar 130 feetforward;hercarlandedupside-down in aditchalong the sideofthe Page 6of40
2. In additionto theattorneysfees set forth inparagraphC(l),theClients
will besatisfiedby 33.33% ofthe grossamount recovered. amount ofmoney on behalfoftheclientsinthismatter,the legalfees O'Meara Law P.L.L.C.recover,obtain,or secureagreement for any feebasis.This means thatshouldany member or employee of 1. O'Meara Law, P.L.L.C.agrees torepresenttheclienton acontingency
15. ParagraphC ofthe FeeAgreement, entitled"LegalFees andExpenses,"states:
expensesin the case.Answer at \ 14.
"grossamount recovered"in the case, andthattheConants would be responsiblefor all
14. The Fee Agreement, Exh. 2,providedthat Mr.O'Meara would be paid33.33% ofthe
until such time as hebecame licensed there.Answer at \ 13.
that without the assistanceoflocal counsel, no lawsuit could be filed in Pennsylvania
13. Mr. O'Meara did not inform Jim Conant that he was not licensed in Pennsylvania, and
counsel toassisthim withthe case. Answer at \ 12.
12. Mr. O'Meara did not discuss with Jim Conant thepossibilityofhiring local Pennsylvania
that Mr.O'Meara brought with him to the meeting.Answer at \ 11.
O'Meara signedtheone-pagecontingency feeagreement("FeeAgreement"), see Exh. 2,
11. As a resultofthemeeting,Jim Conant decided to retain Mr.O'Meara. He and Mr.
lastedapproximatelyone hour. Day 1, pp. 61-65.
K 10. Jim Conant'smother sat nearby but was not partofthe conversation. The meeting
Airport..Jim Conant and Mr. O'Meara sat at atableand discussedmatters. Answer at
10. The meeting with Mr. O'Meara occurredat aMcDonald's restaurantneartheManchester Page 7 of40
32, p.1111 (Mr.O'Meara'sdescriptionof Anita Conant's surgical procedures).
and theinstallationofa tube for feeding. See Answer at ^ 19 (generallyadmitted);Exh.
inserta permanenttracheal ventilatoruponwhich Anita Conant is dependenttobreathe,
her, including a cervical spinal fusion to insert steel rods into her spine, a tracheotomy to
19. WhileinPennsylvania,Anita Conantunderwentseveralsurgeriesto repair and stabilize
Companiesto represent Lyons& HohlPaving,Inc., and PaulThimm. Answer atTJ18.
Davis, Esq.,ofPhiladelphia, Pennsylvania, was retained by Cincinnati Insurance
18. The insurance policy was issued by The CincinnatiInsurance Companies. Robert S.
million.Answer at^ 17.
2005, Mr.O'Meara learned that Lyons&Hohl,Inc., had insurance coverage totaling$11
17. Approximatelyten daysafter hisinitialmeetingwithJimConant,on or aboutJune 3,
Answer at^( 16.
hour for services rendered by anystaffmember, plusexpensesincurred. the representation. The lien will be calculated at the rateof$275.00 per verdictamount for fees and costs (expenses) incurred during the courseof LAW, P.L.L.C. shall have a lien againstClient'ssettlement, award or must be in writing. If the Client terminates representation,O'MEARA requiredunder the RulesofProfessionalConduct.Notificationeither way P.L.L.C. may terminaterepresentationfor anyjust reason as permitted or The client may terminate representationat any time.O'MEARA LAW,
16. ParagraphD of the FeeAgreement,entitled"TerminationofRepresentation,"states:
Answer at115.
expenses regardlessofa recovery. representationof theclients.The clientsare responsible for any such advanced or incurred byO'Meara Law, P.L.L.C. related to the shall also be responsible for the reimbursementofany expenses Page 8 of40
toproceed totrial.... limits case.Ifsaid limits are not paid, theConant family hasinstructedme ...As I have indicated on numerous occasions previously, this is a policy
25. In a letterto Mr.Davis dated December 8,2005, Mr. O'Meara wrote:
informed Mr.O'Meara that Cincinnati would not be contesting liability. Answer at^ 24.
Insurance,visitedAnita Conant at her home inHampton. On thatdate, Mr.Davis
24. On December 1,2005,Mr. Davis, along with a ClaimsManager from Cincinnati
court inPhiladelphia,Pennsylvania.Answer at^ 23.
Bar, he filed thepersonalinjurylawsuiton behalfofAnita and Jim Conant in federal
23. On November 3, 2005, the same date that Mr.O'Meara was sworn into the Pennsylvania
November 3,2005: Mr. O'Meara FilesSuitin Philadelphia
home to live and be cared for by nurses and her family. Answer at^ 22.
22. On August 31,2005, afterthe family home wasrenovatedforAnita Conant, she returned
Hampton so that Anita Conant would be able to live at home. Answer atf 21.
in Exeter for a short time, while her family completedrenovationson their home in
Exeter Skilled Nursing Care, a nursing home in Exeter, New Hampshire. She remained
21. Followingher stay at theShepherd CenterinAtlanta,Anita Conantwas transferredto
necessary for her care. Answer at^ 20.
time, the entire family attended classes and received direct training on the procedures
Atlanta,where Anita Conant stayed from June 22 through August10,2005. During this
decided to attempt an aggressive spinal cord rehabilitation program at Shepherd Center in
General")so that she could be closertohome. After13 days at MassGeneral,thefamily
20. On June 9,2005,Anita Conant was transferredto Massachusetts General Hospital ("Mass Page 9 of40
Jim Conant made clear to Mr. O'Meara during that conversation that Mr. O'Meara was
30. On January13,Mr. O'Mearaalsohad adiscussionwithJim Conantoverthetelephone.
same).
conversationwithMr. O'Meara);Day 3,pp.23-24(Mr.Davis'stestimonyconfirming
Davis'sFebruary3,2006,letter,inwhichhesummarizeshisJanuary13,2006,
reflects"portionsoftheconversationofJanuary13,2006");Exh.27,p.1049 (Mr.
itsemployee,wouldbefullyreleased.Answer atf29 (admittingthatthisparagraph
thatinexchangeforthepolicylimits,lessadvancepayments,Lyons& Hohl alongwith
settlement,andexpressedan interestinstructuringhisfee.Mr. O'Meara toldMr. Davis
potentialsettlementofthecase.Mr. O'Mearadiscussedthepossibilityofastructured
29. On January 13, 2006, Mr.O'Meara had an extendeddiscussionwith Mr. Davis about
January 13,2006: SettlementDiscussions
"lifetimecost"neededtosustainAnitaConantat$15,342,083.00.Answer at128.
Life Care Plan for Anita Conant dated December26, 2005. This Plan listed a total
28. Mr. O'Meararetainedacertifiedlifecareplanner,Dr.DavidB. Stein,who prepareda
settlethecaseforthepolicylimitsatthattime.Answer at % 27.
27. Mr. O'Mearamade thisDecember8demand,knowingthathe didnothaveauthorityto
O'Mearato offersettlementforthepolicylimits.Answer atU 26.
26. As ofDecember 8, 2005,neitherAnita Conant nor JimConant had authorizedMr.
Answer at1(25. Page 10 of40
stated that the offer had been made and was accepted, and the contract was enforceable.
policy limits, Mr.O'Meara stated that the offer was no longer on the table. Mr. Davis
Davis communicated hisclients'acceptanceofMr. O'Meara's offerto settle for the
accept Mr.O'Meara'sterms. During this telephoneconversation, but only after Mr.
Mr. O'Meara'soffer to settle for the policylimits,and that he was calling toformally
whichMr. DavisinformedMr. O'Meara that he was able to persuadehis client toaccept
32. On January24, 2006, Mr. Davis andMr. O'Meara had a telephone conversationduring
January 24,2006: Mr. Davis Accepts Offerto SettleforPolicyLimits
communication).
settle for the policy limits because it was an attorney-client"confidential"
13conversationwith his clients, he did not revealhis clients' withdrawal ofauthorityto
(Mr.O'Meara'spleading datedFebruary17,2006, in which he argues that, after January
Mr. Davis that he lackedauthorityto maketheDecember 8 demand); Exh. 32, pp.114-16
testimony about the time between January13-24,and his not having communicated to
lacked authority to make December 8 demand); Day 4, pp.133-36(Mr.O'Meara's
Davis'stestimonythat,priorto January24,2006,Mr. O'Meara had neverindicatedhe
othersubsequentoffers to settle for thepolicylimitswerewithdrawn.Day 3, p. 49(Mr.
Davisthat hisDecember 8 demand to settlefor the policy limits wasrevoked,or that any
conversationwith Mr. Davis on January 24, Mr.O'Meara did notcommunicate with Mr.
31. FollowinghistelephoneconversationwithJimConanton January13,and prior to his
offered.Answer at % 31.
not authorized to settle the case for the policy limits, evenifthe policy limits were Page 11 of40
which you informedme that your clients havewithdrawn theirsettlement 2006 inwhich you refer to ourtelephoneconversationearliertodayduring Iacknowledge receiptofyour letterwhich you have datedJanuary20,
36. On January 24, 2006, Mr. Davis wrote the following in a letter, to Mr.O'Meara:
35. Messrs.O'Meara and Davis had not had any contact onJanuary20. Answer at^ 36.
Answer at^ 35.
thissituation.Thank you. Pleaselet meknow ifyou can see anyreasonablealternativesto trial in
medicalcoststhatare far in excessofthoseoriginallyanticipated. medicalneeds. Further,it does notsufficientlyprovidefor thecurrent and suffering,hereconomic losses, her past medical bills and her future amount simply does not adequately compensate Anita for allofher pain demand for the policy limitsof$11,000,000.Theirconcernsare that said serve toinformyou that my clients havewithdrawn theirsettlement As we discussedon the phone this morning, thiscorrespondenceshould
O'Meara datedJanuary20, 2006. Exh. 16. In that letter, Mr.O'Meara wrote:
34. In response, Mr.O'Meara drafted a letter to Mr. Davis on January 24, which Mr.
conversation);Exh. 15 (Mr. Davis'sJanuary 24, 2006,letterto Mr.O'Meara).
Day 3, pp. 25-29 (Mr.Davis'stestimony about the January 24, 2006, telephone
settlementoffer you stated that the plaintiffs nowwithdraw the offer. Subsequent to the above referenced acceptanceoftheplaintiffs'
all aspectsofthis case for the policy limitsof$11,000,000. defendantsand theirinsurer,oftheplaintiffs'policylimitsofferto settle I write to confirm my telephone acceptanceofthis date, onbehalfofthe
January 24, 2006, stating:
33. To confirm the conversation,Mr. Davis drafteda letterto Mr.O'Meara dated
conversation); Exh. 15 (Mr.Davis'sJanuary 24, 2006, letter to Mr.O'Meara).
Day 3, pp. 25-29 (Mr.Davis'stestimony about the January 24, 2006, telephone Page 12 of40
detailingMr. O'Meara's responsesto theConants'concerns).
$11 millionand theyhad not");Exh. 35, p.1387 (Jim Conant'swrittenstatement
Davis wastwistingthe words to make it look like they hadofferedto settle the case for
offers anddemands tosettle.Answer at \ 40 (admittingthat"he toldMr. Conant that Mr.
a matterofMr. Davis having misconstruedconversationsabout settlementas formal
39. In response to JimConant'sconcern, Mr.O'Meara assuredJim Conant that it was simply
same).
describingtheseconversations);Day 1, pp.112-19(Jim Conant'stestimonyregarding
subject matteroftheconversations");Exh. 35, p. 1387 (JimConant'swrittenstatement
settlementdemand thatthey had never made. See Answer atK 39 ("generallyadmits the
toldMr. O'Meara thathe did not understand how he and Anita could "have withdrawn" a
clientshave withdrawn theirsettlementdemand for thepolicylimits...." Jim Conant
were concerned by thestatementin hisJanuary24 letter(datedJanuary20) that"my
policy limitswithoutany authority to do so. Jim Conant said that he and Anita Conant
Jim Conant expressedhisdismay that Mr.O'Meara had made an offerto settlefor the
38. In conversationswith Mr. O'Meara followingreceiptoftheJanuary24 correspondence,
O'Meara. Answer at^|38.
O'Meara and Mr.Davis,Jim Conant had severaltelephoneconversationswith Mr.
37. Followinghisreceiptofcopiesofthe January 24, 2006,correspondencebetween Mr.
Exh. 17;Answer at137.
on theletterwas simplytheresultofinadvertence. demand for the policy limitsof$11,000,000.00.Itrustthat the date used Page 13 of40
explained toO'Meara how the family viewed the situation and asked him to consider
granted, then O'Meara should bear major responsibility for allowing this to happen. Jim
end thedefendantsmotion touphold thesettlementagreement for thepolicylimitswas
O'Meara and starta dialoguewith him aboutreducinghis fee.The familyfeltthatifin the
35, p.1388-89(JimConant'swritten statement: "It was agreed that Jim would approach
thought that he should be held responsibleifthis was the way it was going to be"); Exh.
shouldconsiderreducinghis fee. Day 1, p.115 (Jim Conant'stestimony:"we just
lightofMr. O'Meara's error in offering to settle for the policy limits, Mr.O'Meara
43. During this January 26, 2006 conversation, Jim Conant suggested to Mr.O'Meara that, in
histermination).
letters datedJanuary26, 2006, reflecting"candid"discussionregardingfees and issueof
Conant'stestimonyregardingtheseconversations);Exh. 35, p. 1389 (Mr.O'Meara's
concernsregardinghis offer to settle for the policy limits. Day 1, pp.112-19 (Jim
concerns the family had about Mr.O'Meara's representationofthem, specificallytheir
Conant'sneeds for herfuture.Answer at^ 43. Jim Conant alsocommunicated serious
about thefamily'sconcernthat the policy limits were notsufficientto support Anita
42. On or about thatsame date,Jim Conant had furtherconversationswith Mr. O'Meara
presented to the family. Answer at142.
41. At thatmeeting,a structuredsettlementplan datedJanuary25,2006, Exh. 20, was
for astructuredsettlement.Answer at141.
financial planners, Richard Neville and Ronald Sullivan, to assist the family with plans
40. On or about January25, 2006, Mr.O'Meara met with theConant family and two Page 14 of40
Answer at \ 47.
limits. plaintiffsoffer andtenderedthebalanceof the$11,000,000.00policy O'Meara and Davis,counselfor thedefendantsunqualifiedlyacceptedthe On January 24, 2006, during a telephoneconversationbetween Attorneys
December 2005. timeofthe accident) which includes partial payments to the plaintiffs in propertydamage to theautomobilebeingoperatedby Anita Conant at the (reduced only by a payment made in the amountof$16,409.00 for The CincinnatiInsurance Companyofthe$11,000,000.00policylimit resulting in a full releaseofboth defendants, in exchange for payment by severaloccasions,communicated an offertosettleallaspectsofthe case, During the courseofthosenegotiationscounsel for the plaintiff, on Settlement negotiations have involved attorneysO'Meara and Davis.
Settlement Agreement." In that Motion, Mr. Davis wrote:
45. On or about January31,2006, Mr. Davis filed"Defendants'Motion to Enforce
January 31,2006: Davis'sMotion to Enforce SettlementAgreement
$23,011,845.72.Answer atK 45.
21, p.1008.This Plan listed a total "lifetime cost" needed to sustain Anita Conant at
44. Dr. Steindrafteda second Life CarePlan forAnitaConant datedJanuary26, 2006. Exh.
decidedtoterminatemy servicestoday").
discussions regarding his legal fee as well as what would happen"if[the Conants]
added); Exh. 22 (Mr.O'Meara'sletter dated January 26, 2006, reflecting"candid"
to whatthefamily consideredto befairfor thispossibleblunderon hispart") (emphasis
fee by$166,000.00.Although we appreciated any gesture on his part, this was not close
reducing his fee, he said he would consider that. He came back with an offer to reduce his Page 15 of40
millionpolicylimits. See,e.g., Day 1,pp.98-104;129-32(Jim Conant'stestimony
began to focus on their financial situation, assuming that the settlement would be the$11
andhisJanuary31 MotiontoEnforce,Jimand AnitaConantand theConantfamily
50. InlateJanuaryandearlyFebruary2006,and as aresultofMr. Davis'sJanuary24 letter
was made, was simply not enough." Answer at151.
conversationofJanuary13,2006 as we had made it very clear that this offer, even if it
settlethis case for$11,000,000.Allsettlementauthoritywas revokedafter our
affidavit,Jim Conantstated:"Atno timehadwe givenourattorneyexpressauthorityto
affidavitdatedFebruary6,2006. Exh.29,pp.59-60.In thefinalparagraphof that
49. Mr. O'Meara attachedseveralexhibitsto thememorandum, includingJim Conant's
29, p. 41.
[sic]December8thletterisclearlyademand forthepaymentof thepolicylimits."Exh.
Objection. Exh. 29, pp. 39-62. In hismemorandum, Mr. O'Meara conceded:"Plaintiffs
48. Onor aboutthat samedate,Mr. O'Mearafileda memorandum in supportof his
Answer at1) 49.
accept,norhas heaccepted,theDefendants'offerin this casefor thepolicylimits."
by theplaintiffs.Mr. O'Meara also wrote:"Plaintiffshad not authorizedtheircounselto
thedefendantsashavingofferedtosettleforthepolicylimits,whichofferwas rejected
Enforce Settlement Agreement. Exh. 29. In the Objection, Mr.O'Meara characterized
47. On or about February 7, 2006, Mr. O'Meara filed an Objection to Defendants' Motion to
been formallyacceptedwas ineffectiveas amatterofcontractlaw. See Exh. 25.
46. Mr. Davis argued in hisMotion thatMr. O'Meara's retractionoftheofferafterit had Page 16 of40
testimonyregardinghiscontactwith Jim Conant inNovember 2006).
he reached out to help JimConant as a personal friend. Day 3, pp.177-78 (Mr. Ganz's
had taken a personal interest in Anita Conant as soon as he learnedoftheir situation, and
Seabrook,forwhom Jim Conant'scompany had done some electricalwork. Mr. Ganz
54. Prior to theFebruary25 meeting,Jim Conant spoke with Alan Ganz, Esq., an attorney in
Answer at \ 59.
53. Mr. O'Meara and CraigConant rode together in the drive fromKeene toHampton.
Philadelphiaon thatfollowingMonday, February27, 2006.Answer at^[55.
them inordertopreparefor amediationthatwas scheduledto occur infederalcourtin
52. On Saturday,February25, 2006, Mr.O'Meara came to theConant'shome tomeet with
February 25,2006: Meeting atConant's Home
testimonyregarding$12.5 million).
$12,500,000.00to meet theirprojectedneeds");Day 3, p. 76, 100(CraigConant's
O'Meara and hecould clearlysee that the familywould need to have a base figureof
(Jim Conant'swrittenstatement:"thefamily wentovertheirprojectedbudget with Mr.
e.g., Day 1, p.154 (JimConant'stestimony regarding $12.5 million); Exh. 35, p.1389
Conant needed $12.5 million to place into an annuityto support her for her lifetime. See,
O'Meara and the family, JimConant and his family reached theconclusionthat Anita
51. As a resultofthe life plans for Anita Conant prepared by financial planners hired by Mr.
same.)
regarding this issue); Exh. 35, pp.1388-99(JimConant'swritten statement regarding the Page 17 of40
(CraigConant'sdescription).
Conant's description); Day 2, pp. 78-80 (SarahSullivan'sdescription); Day 3, pp. 75-76
(Jim Conant's description of beginningofFebruary25 meeting); Day 2, pp.30-31(Sean
amount the family anticipated that Anita Conant would need. See, e.g., Day 1, pp.129-33
there. Not long thereafter, Jim Conant began discussing the financial numbers and the
58. Mr. O'Meara began by discussing the mediationand what they could expect to happen
Ashley, and a friendofthe Conantfamily,Sarah Sullivan. Answer at \ 60.
O'Meara, CraigConant,Jim Conant, Anita Conant,theirthreechildren,Sean, Todd, and
57. During the meeting on February 25, 2005, the following people were present: Mr.
(AnitaConant'stestimonythatshe "wanted to fireTim").
e.g., Day 1, pp.115,129-31 (Jim Conant'stestimonyabouttheseissues);Day 2, p. 10
about his fee and seeiftheycouldget him torenegotiatetheone-thirdcontingency. See,
O'Meara. The familydeterminedinadvance thattheyneeded to confrontMr. O'Meara
toterminateMr. O'Meara's services.Jim Conant was not ready to terminateMr.
were disappointed in Mr.O'Meara'srepresentation.Anita Conant had expressed a desire
56. In advance ofthe February 25 meeting, the Conant family haddiscussedthe fact that they
O'Meara).
147 (Mr.Ganz'stestimonyabouthisadviceto JimConantregardingterminationofMr.
O'Meara withoutcause and be obligated to pay Mr.O'Meara at hishourlyrate. Day 3, p.
Agreement.Mr. Ganzexplainedthat, in hisview,Jim Conant couldterminateMr.
meeting,Mr. Conantasked him abouthis righttoterminateMr. O'Meara underthe Fee
55. JimConantsoughtMr. Ganz'sadviceon aninformalbasis, and, prior to theFebruary25 Page 18 of40
statedlitigation"getsugly"and is"an unhappy resultforeveryone."Answer at \ 67.
64. Sean Conant asked Mr. O'Meara: "What would happen ifwe fireyou?" Mr. O'Meara
why Ishouldn'tfire younow").
(Mr. O'Meara's testimonythat, atFebruary25 meeting,Anita Conant asked,"Tellme
which Sean was able totranslate:"Tellme why I shouldnot fire younow?" Day 4, p. 82
63. During theheatedexchange,AnitaConant mouthed thefollowingwords to Mr.O'Meara,
as well havethrown itagainsta brick wall").
83 (CraigConant'sdescriptionofthe reaction to his $2millionproposal: "well, I might
See, e.g., Day 2, pp.79-80 (SarahSullivan'sdescriptionofthisincident);Day 3, pp. 82-
case.NeitherJim Conant,nor anyofthe other Conants,respondedtoCraig'scomment.
effect that he had spoken with people who thought a $2millionfee was reasonable for the
62. At some point duringthediscussionofMr. O'Meara's fee,Craigstated somethingto the
at164.
$500,000.00.Jim Conant became very angry andstormedoutofthe room.Answer
61. At one point Mr.O'Meara responded that he would be willing to reduce his fee by
thesettlementwas only for the policy limits.Answer atf 63.
60. Jim Conant broughtup thequestionofwhat Mr. O'Meara's feewould be in theeventthat
Lyons & Hohl offer an amount to settle in excessofthe policy limits.Answer at^|62.
their side. Mr.O'Meara also stated that he felt they were in a goodpositionto have
to Enforce SettlementAgreement. Mr. O'Meara assuredthem thatthe case law was on
59. Jim Conant discussedthefamily'sconcerns with respect to Mr.Davis'spending Motion Page 19 of40
mediation.Answer atK 73. After the video, Mr.O'Meara said a few more words about
Conantentitled,"A DayIn TheLife,"that waspreparedby Mr. O'Meara to showat the
70. AftertheFebruary25 Amendment was finalized,theywatcheda videoaboutAnita
at1|72.
AgreementatExh.37,ishereinafterreferredto as"February25 Amendment").Answer
downstairstohaveMr. O'Mearaplacethedatenexttohisinitials.(Theamended Fee
69. Afternoticingthatthechangeswerenotdated,Ms. Sullivanbroughtthedocumentback
Sullivancarriedthedocumentupstairstomake copiesofthedocument.Answer atU71.
initials next to the changes, and Jim Conant also initialed the document. Exh. 37. Ms.
contingentfee, and wrote in its place, "to benegotiated."Mr. O'Meara wrote his
68. Mr. O'MearacrossedoutParagraphC(l),theparagraphcontainingtheone-third
Answer at^ 70.
everyone.Mr. O'Meara hadpreviouslyremovedthe FeeAgreementfrom hisbriefcase.
67. Therewas aconsensusintheroom thatthephrase"tobe negotiated"was acceptableto
suggestedthattheywriteinthephrase,"tobenegotiated."Answer at1) 69.
one-thirdcontingentfee andrenegotiatethepercentageof the fee. Mr. O'Meara
66. Ms. SullivanthenproposedtoMr. O'Mearathattheystriketheparagraphcontainingthe
(Sarah Sullivan's testimony regardingsame).
acceptSarahSullivan'sproposaltorenegotiatetheentireFee Agreement);Day 2,p.82
Agreementin thatmanner.Day 4, p.83 (Mr.O'Meara'stestimonythat herefusedto
scratchand renegotiatetheFee Agreement.Mr. O'MeararefusedtorenegotiatetheFee
65. Duringtheheatedexchange,Ms. SullivansuggestedthatMr. O'Mearaagreetostartfrom Page 20 of40
2005 shallapply. then the terms andconditionsof ouroriginalagreement,dated May25, the case goes go (sic) to a trial or is settled during a trial in this matter, purposeoffacilitating settlement only. If, for some unforeseen reason, This modification and compromiseofattorneys fees is intended for the
$2,000,000.00. attorneysfeesand costsinclusiveshall be nomore than and no less than: settlementoffer is no more that (sic)$11,000,000then the totalofall subsequent settlement resulting therefrom are as follows: If the final purposeofresolvingthismatteratsettlementconferenceon 2/27/06or Lyons & Hohl Paving. Inc.and Paul Thimm Docket # 05-5807.) forthe connectionwith thiscase (AnitaM. Conant and James E. Conant v. acknowledge that the attorneys fees for legal services rendered in Conanton behalf of Anita M.Conant,herebyagree,accept and I,Timothy A. O'Meara on behalfofO'Meara Law, PLLC and James E.
representationsand commitments made on 2/25/06: The following memorandum is simply a codificationofthe verbal
72. The February26 Memorandum states:
February 26, 2006.Answer atf 74.
ofFebruary27, 2006. It was signed by Mr. O'Meara and had a handwrittendate of
Memorandum"). Exh.40. The February26Memorandum containedat thetopthedate
"Memorandum ofUnderstandingRegardingFees"(hereinafter"February26
Philadelphia.Beforeleaving,he telefaxedto Jim Conant a document entitled,
71. The next day, Sunday, February26,2006,Mr. O'Meara drove from Keene to
February 26,2006: Travel to Philadelphia
testimonyregardingsame).
Conant'stestimonyaboutwhatoccurredafterthevideo);Day 2, p. 85(SarahSullivan's
theway" and thenheand CraigleftandreturnedtoKeene together.Day 1,p.141 (Jim
themediation,and tookAnitaConant'shandand toldherhe"wouldnotlethisfeegetin Page 21 of40
forFebruary27 at1:30p.m.).
regardinghis trip toPhiladelphiaon February27;Exh.26 (Orderschedulingmediation
was scheduledfor1:30p.m. thatday. Day 1, pp.144-45(Jim Conant's testimony
Ashley,andMr. Neville,andtheymetCraigat thefederalcourthouse.The mediation
75. On Monday, February27,2006,JimConantflewtoPhiladelphiawith hisdaughter,
February 27,2006: The Mediation
O'Meara).
Jim Conant after Jim received a copyofthe February 26 Memorandum via fax from Mr.
signthis.");Day 3, pp.93-94.(CraigConant'stestimonyregardinghisconversationwith
agreementthatyou'vedecidedyouwantus tolookat, and Iadamantlytoldhim,Iwillnot
with what you talked aboutyesterday,'to be negotiated.' This is a whole different
back, and I said, Tim, I don't know what you're doing here. I said, this has nothing to do
February26 Memorandum); Day 1,p.143 (JimConant'stestimony:"Yeah, I calledhim
Memorandum. Answer at177 (admittingthat Jim Conant "said he would not sign" the
legalfee was "to benegotiated."JimConantsaid he would not sign theFebruary26
February26 Memorandum did notreflecttheiragreementfrom the day beforethat his
telephonedhim. Answer atK 77. JimConantmade clearto Mr. O'Meara that the
74. While Mr. O'Meara was in his cartravelingtoPhiladelphiaon thatdate,Jim Conant
Memorandum to Craig Conant, Exh. 39, via email.Answer atK 76.
73. On February26, 2006, Mr. O'Meara sent a similarversion of the February26
Answer at^[75. Page 22 of40
at thatpointthere todiscussthis. Q. Okay. Did Mr.O'Meara say anythingelse about
into thehearinghere in a fewminutes.So Jimmy and I got up andwalked outofthe room
negotiated" later on. Why we (sic) are doing this now at the11thhour? We've got to walk
he pushed it across the table to Jimmy, and Jimmy was, like, Ithoughtwe had a "to be
Jim, I can't go forward with this case unless I have an agreement for this $2 million. And
him ofthenew feeagreement thathe wished tohave Jimmy sign.And he basicallysaid,
98 (CraigConant'stestimony: "In a nutshell, Tim O'Meara had the paperwork in frontof
at least $2millionas a fee or he would not go forwardwiththemediation.Day 3, pp. 97-
issueofhis fee wasresolved.Answer at181. Mr. O'Meara statedthathe wanted to get
78. Mr. O'Meara statedthathe was not prepared to go forwardwith themediationuntil the
Neville'stestimony:"I was specifically told Iwasn'tneeded.").
themselves"from hismeeting with Jim andCraigConant);Day 2, p.103 (Richard
Day 4, p. 93 (Mr.O'Meara'stestimony that he asked Mr. Neville and Ashley to "excuse
O'Meara askedAshley and Mr. Neville to"excusethemselves"and they left the room.
O'Meara'stestimonythat he told them he had "somehousekeepingto take careof).Mr.
Jim and CraigConant separatelyto discuss"housekeeping"matters.Day 4, p. 93 (Mr.
77. When they met with Mr. O'Meara at the courthouse, Mr.O'Meara asked to meet with
at179.
oftheseriousnatureofAnita Conant'ssurgeryscheduledforlaterthatweek. Answer
worriedthatAnita Conant might notsurvivethissurgery.Mr. O'Meara was also aware
have surgery on that Friday, March 3, 2006. Jim Conant and the family were deeply
76. On theforefrontofJim Conant'smind was thefactthatAnita Conant was scheduled to Page 23 of40
Conant felt that he was under great pressure to negotiate anagreementwith Mr.O'Meara,
80. After telephoning his family, Jim Conant returned to the meeting with Mr.O'Meara. Jim
going to have to talk to - - talk to Sean and Anita.").
O'Meara'stestimonythat Jim Conant said: "Geez, Ican'tbelieve this is happening.I'm
are we going to do? And it was — you know, it was a bomb."); Day 4, p.192-93(Mr.
"Jimmy and I — he's — Jimmy's extremely upset at this point here and he's going, what
to be able tocommunicate with her forme.");Day 3, p. 98(CraigConant'stestimony:
the hall and I called back up to New Hampshire to speak to Anita and whoever was there
leave. I was so mad, I had to leave. And I went — I gotout ofthatroom, and Iwent down
inmediation,why is itthatwe have to havesomething likethis?And I said, I've got to
the wayofwhat Anita needed. If you're so confident in what we're going to be able to do
be doing this. This can't be real. You know, Tim, you said you'd never let your fee get in
another11thhour thingabout fees on us was, like, you've got to bekiddingme. You can't
going into surgery, and it was, you know, a lot things going on. And for him to pull yet
being in a federal courthouse to begin with, the ideaofthis mediation, the ideaofAnita
"Well, I was pretty upset, to say the least, because you know, I was a little nervous just
very upset and left themeetingto call his family. Day 1, p.148 (Jim Conant'stestimony:
79. Mr. O'Meara presented the February 26 Memorandum. Answer at % 82. Jim Conant was
ifTim wasn'tpresent.").
was no way Jimmy would be able to get — get this taken careoftoday, meaning the 27th,
forward. Hecouldn'tmove forwardand representJimmy thatday ifhe couldn't,and there
signing the document? You said he said I've got to get $2 million? A. Or I can't move Page 24 of40
Conant on behalfofAnita M. Conant, hereby agree,acceptand I,Timothy A. O'Meara on behalfofO'Meara Law, PLLC and James B.
representationsand commitments made on 2/25/06: The followingmemorandum issimplya codificationoftheverbal
document:
the boldtextrepresentingthehandwrittennotationsthatMr. O'Meara added to the
representingthehandwrittenstrike-throughthat Mr.O'Meara made on thedocument,and
84. What follows is the textoftheFebruary27 Agreement,Exh. 40, with a strike-through
thatdate.Answer at1 89.
83. Mr. O'Meara did not make a photo copyofthe February 27 Agreement for Jim Conant on
wrote the date, 2/26/06, next to his signature by mistake. Answer at1 88.
February 27 Agreement. Exh. 40. Jim Conant did not initial the changes. Jim Conant
82. Mr. O'Meara initialed the handwrittenchanges,and Jim Conant signed and dated the
a February26 date.Answer at1 86.
Agreement"). Mr.O'Meara's signature was already on the February 27 Agreement, with
Memorandum with handwrittenchangesthat he had made to it (hereinafter"February27
81. Mr. O'Meara placed in front of Jim Conantfor his signaturea versionoftheFebruary26
Conant'stestimonyregardingthe same).
pp.149-53(JimConant'stestimony about this incident); Day 3, pp. 98-99 (Craig
this: "He said, 'I feel like I don't have any choicebut to sign the agreement.' "); Day 1,
and he told that to Mr. O'Meara. Day4, p.193 (Mr.O'Meara'stestimonyconceding
agreement.Jim Conant concluded that he had no other choice but to sign anagreement,
as he feared that Mr.O'Meara would refuse torepresenthim at themediationwithoutan Page 25 of40
at!93.
agreed to keep theofferon the table until Thursday,March 2,2006, at noon.Answer
which equaled the policy limits, plus $500,000 from Lyons & Hohl. The defendants
87. At the end ofthe mediation,thesettlementofferfrom thedefendantswas $11.5 million,
declarebankruptcy.Answer atfl92.
thedefendantswere forced to pay more than $500,000, Lyons &Hohl would likely
ofthe policy limits that it could put on the table was $500,000. The Judge verified that,if
Lyons & Hohl, and verified the defendants' assertion that themaximum amount in excess
acted as the mediator,informed Mr. O'Meara thathe had reviewed the financialsof
86. The mediationoccurredas scheduled.During themediation,Judge Strawbridge,who
meetingregardingtheFebruary27 Agreement.Answer at f 91.
85. The mediationtook place after Jim Conant, Craig and Mr.O'Meara concludedtheir
Answer at1) 90.
shallapply. theterms and conditionsofour originalagreement,dated May 25, 2005 case goes go (sic) to a trial or is settled during a trial in thismatter,then purposeoffacilitating settlement only. If, for someunforeseenreason, the This modificationand compromise ofattorneysfees isintendedfor the « 14,500,00 (sic). allsettlementsup to 14.5 m then 20% forallamounts recovered over costsinclusiveshallbe no more than and no lessthan:$2,000,000.00 for no more that(sic)$11,000,00thentThe totalofallattorneysfeesand settlementresultingtherefromare as follows:Ifthe finalsettlementofferis ofresolvingthismatteratsettlementconferenceon 2/27/06or subsequent & Hohl Paving.Inc. and PaulThimm Docket # 05-5807.)for thepurpose connectionwith thiscase (AnitaM. Conant and James B. Conant v. Lyons acknowledge thattheattorneysfees for legalservicesrenderedin Page 26 of40
Hospital to makepreparationsfor her surgery on Friday.Answer at^ 97.
91. On Wednesday, March 1,2006, Anita Conant wastakentoMassachusettsGeneral
who hisattorneywas and he told me DavidGarfunkel.").
And I asked himhow that waspossible,and he said,speak to my attorney.Iasked him
$275 an hour, or in quantum meruit, and that he responded, no, I'm getting $2 million.
terminatehiscontract,thatbased on hiscontract,it was myopinionthathe would be paid
Ganz's testimony: "I told him that the Conants were verydissatisfied,that theywanted to
referredMr. Ganz to hisattorney,David A.Garfunkel,Esq. Day 3, p.186-87 (Alan
terminatinghisservicesand that theyintendedto pay him hishourlyrate. Mr.O'Meara
90. On thatdate, Mr.Ganz telephonedMr. O'Meara and informed him thattheConants were
theywanted toterminatehiscontract....").
tell usaboutthatconversation.A. I told himthattheConants were very dissatisfied,that
terminated. Day 3, p.186 (AlanGanz's testimony: "IcalledMr. O'Meara. Q. Okay. And
behalfwith Mr. O'Meara, and inform Mr. O'Meara thathisserviceswere being
occurredat themediation.Jim Conant asked Mr.Ganz tocommunicate on thefamily's
89. On Tuesday, February28, 2006, Jim ConanttelephonedMr. Ganz todiscusswhat
February 28,2006: Decision to Terminate Mr. O'Meara
testimonyaboutdecisionto fire Mr.O'Meara after themediation).
decidedthatJim Conant shouldterminatehim. Day 1, pp.163-64 (Jim Conant's
O'Meara had handled themediation,includingthemeeting beforehand,and theyall
88. Upon his return home, Jim Conant discussed with the family themanner in which Mr. Page 27 of40
courthouseinPhiladelphia.On that date, Mr.O'Meara fileda withdrawalas counselfor
98. On March 6,2006,Judge Strawbridgeresumed thesettlementconferencein thefederal
March 6,2006: SettlementReached
hourly bill for hisservices.Answer at^ 104.
services andrequested,pursuantto Paragraph Dofthe FeeAgreement, an itemized
97. By letter to Mr.O'Meara dated March5,2006,Exh. 45, JimConant terminatedhis
170-71 (Jim Conant'stestimonyaboutretainingMr. Busby over theweekend).
Conant,and retainedLeonard A. Busby, Esq., from aPhiladelphialaw firm. Day 1, pp.
96. Jim Conant spenttheweekend searching for an attorney torepresenthim and Anita
Answer at1) 102.
2006, theJudge scheduleda furthersettlementconferenceforMonday, March 6, 2006.
95. Followinga conferencecallbetween allpartieswith Judge Strawbridgeon March 3,
to settlethecase).
March 3,2006,deadline.Day 1, p. 165 (JimConant'stestimonyregardingthedecision
would take theadditional$500,000 offthe tableifthesettlementwas notacceptedby the
interests toacceptthe$11.5millionsettlementoffer, as they fearedthatLyons & Hohl
94. On or aboutFriday,March 3, 2006, JimConant and thefamilydecidedit was intheirbest
foracceptanceofthesettlementoffer. Answer at1) 100.
93. The defendantsagreed toextenduntil Friday,March 3,2006, at4:00 p.m.,thedeadline
negotiations by Mr. Garfunkel. These negotiations were not successful. Answer atH 98.
settlementoftheirfeedisputewith Mr. O'Meara, who was representedinthose
92. During thatweek, Mr. Ganz attemptedon behalfofJim andAnita Conant tonegotiatea Page 28 of40
O'Meara proposed to thefamilythat, in theeventthatthetotalsettlementwas for no
discussions with the family about his fee. Mr.O'Meara testified that, after the video, Mr.
finalized,and theywatched the"Day in the Life" video, Mr.O'Meara had further
105. Mr. O'Meara testified that, on February 25, after the February 25 Amendment was
meeting ended. See NoticeofCharges atU 171.
104. First, Mr. O'Meara testifiedfalselyaboutthe mannerin which the February25,2006,
and the Conants received$413,000.Answer atIf110.
Thus,the$1,250,000in escrowwasdividedsuch that Mr. O'Mearareceived$837,000,
103. The majoritydecision held that Mr. O'Meara shouldreceive a total feeof$1,587,000.
Arbitration.Answer at1109.
102. James P. Bassett, Esq., and Jennifer A. Eber, Esq., represented the Conants at the
at the lawfirmofDevine,Millimet& BranchinManchester.Answer atH 108.
101. The arbitrationoccurredoverfivedays,November 27, 28, 29, 30, andDecember 1,2006,
November 2006: ArbitrationofFee Dispute
and itsdistributiondeterminedthrougharbitration.Answerat^ 107.
wouldreceive$750,000as anundisputedfee,and $1,250,000wouldbeplacedinescrow
100. The ConantsandMr. O'Mearaagreedtohandlethe feedisputeasfollows:Mr. O'Meara
at1|106.
99. The parties settled the underlyingpersonalinjury action for$11.5million. Answer
Mr. Busby appearedfor Jim and AnitaConant.Answer at1f 105.
Jim and AnitaConant.Mr. Garfunkelfiledanappearanceon behalf of Mr. O'Meara, and Page 29 of40
timeyou handedoutcopiesofExhibit37 and thetimethatTim leftthehouse,didTim
No, notabouthisfee;Day 2,p.86 (SarahSullivan'stestimony:"Q.Okay.Betweenthe
O'Mearaleft,did TimO'Meara— werethereanyfurtherdiscussionsaboutTim'sfee?A.
of the SarahSullivannegotiations,if youwill,betweenthe time of that and the time Tim
fee?A. No.");Day 2, p.45 (SeanConant'stestimony:"Q.Okay.And betweenthetime
SarahSullivan,was thereanyfurthernegotiationoragreementregardingTim O'Meara's
A. No. Q. Aftertheamended feeagreementwas initialedand copiedand handedoutby
thatnight,orthatday,didTim O'Mearaevertrytorenegotiatehisfeewiththefamily?
amended feeagreement,betweenthattimeand Tim O'Meara'sdeparturefrom yourhouse
testimony:"Q. Anita,betweenthe"tobe negotiated"agreementthatwas signed,the
furtherdiscussionofTim'sfee?A. No, therewas not.");Day 2,p.13 (AnitaConant's
aroundand Tim O'Meara'sdeparturefromyourhouseon February25,was thereany
testimony:"Q.BetweenthetimethatExhibit37 was initialedand copiedand passed
theFebruary25 Amendment was initialedand copied);Day 1,p.141 (JimConant's
witnessexceptMr. O'MearatestifiedthatMr. O'Mearadidnotrenegotiatehisfeeafter
feedemanded by Mr. O'MearaattheFebruary27 mediation. See Days 1-4(every
would form theimpressionthatonFebruary25,thefamilyhad agreedto the$2million
theFebruary25 meetingwas false.Mr. O'Mearatestifiedfalselyso thatthearbitrators
106. Mr. O'Meara'stestimonyaboutthis$2 millionagreementwiththefamilyattheendof
at1)115.
that,beforehedeparted,thefamilyagreedto hisproposalandthankedhim. Answer
more than the policy limits, he would reduce his fee to $2 million. Mr.O'Meara testified Page 30 of40 settlement.On that samedate,January13,2006, Mr.O'Meara alsohad a conversation
109. On or about January13,2006, Mr.O'Meara had furtherdiscussionswith Mr. Davis about
performance." Answer atffl|119,120.
Conant and Sean Conant saidto Mrs.Conant:"You should have won an Emmy forthat
108. Mr. O'Meara statedthat,afterMr. Davis and theinsuranceadjustorleft thehome, Mr.
O'Meara'sArbitrationHearing testimony about theDecember 1, 2005, meeting).
shed atearwhen Anita Conant mouthed thewords "helpme" tohim. Day 4, p. 203 (Mr.
positive one for the Conants, as Mr. Davis had great sympathy for Anita Conant and even
insuranceadjustor.Answer at^ 119. Mr. O'Meara accuratelydescribedthatvisitas a
107. Mr. O'Meara describedtheDecember 1,2005,visit toHampton by Mr.Davis and an
to benegotiable.").
read itmyself because thisis the first time I'mseeingit, so —yeah,that'scorrect.It was
was to benegotiable,and that's how it was left." Did I readthatcorrectly?A. I'd have to
had signed— they had initialed— dad and him hadinitialedthedocument that said it
millionwas theagreedupon number?" And you answered,"Not reasonably,becausehe
your memory ofthatmeeting,is it possible Tim could have leftthatmeetingthinking2
"Q. Let me read this and tell meifI'mreadingitcorrectly,Todd. Question,"Based on
number or the fee? A. No, that was put to rest."); Day 4, p. 14(Todd Conant'stestimony:
agreement was to benegotiated,was there anyfurtherdiscussionabout the 2million
A. No.");Day 3, p. 88(CraigConant'stestimony:"Q. Justto beclear,afterthe fee
Exhibit37 andTim leavingthe house, did Tim ever bring up the 2millionnumber again?
ever try to renegotiate his fee? A. No. Q. Between the time you handed out copiesof Page 31 of40
who representsCincinnati Insurance, that theConantshad agreed to settle for the policy limits.
O'Meara failed to abide by his clients' directives, he also ignored them by stating to Mr. Davis,
One ofthe objectives was whether and on what terms the case would be settled. Mr.
pursued. consultwith theclientas to the means bywhich theyare to be objectivesofrepresentation, and, as required by Rule 1.4, shall A lawyer shall abide by aclient'sdecisions concerning the
N.H. Rule Prof.Conduct 1.2(a)statesinpertinentpart:
Rule 1.2(a):Scope ofRepresentation
evidence. The rulings are as follows:
HearingPanel Report and Hearing PanelReport,areestablishedby clear and convincing
The Committee finds that the following ruleviolations,ascitedin thePreliminary
II. Rulings ofLaw
Answer atH 149.
111. At all times, Mr.O'Meara was aware that he had not kepttime recordson the case.
limits.Answer atK 135.
authorityfromhis clientsto settlethecase,or to offerto settle the case,for thepolicy
110. As ofthe dateofhisDecember 8,2005,letter to Mr. Davis, Mr.O'Meara did not have
Answer atUK 128, 131.
that,if the policylimits wereoffered,neitherhe norMrs.Conantwouldacceptthatoffer.
was not authorized to settle the case for the policy limits. Mr. Conant told Mr.O'Meara
with his client, Mr. Conant. Mr. Conant made clear to Mr.O'Meara that Mr.O'Meara Page 32 of40
representationby furtheramendingtheagreementon or aboutFebruary26, 2006, and, absent
Mr. O'Meara continuedhisattemptsto secure a twomilliondollarfee for his
negotiated"in order for the Conants toachievea result closer to Mrs. Conant's life careneeds.
SarahSullivan,inwhich thecontingencyfeeagreementwas ultimatelyamended to read"tobe
A meeting was held with Mr. O'Meara, the Conant family, as well as Craig Conant and
fee and "would win."
terminatinghis services. Mr.O'Meara told the Conantsthat he would sue for his 1/3contingency
O'Meara'srelationship with his clients had deteriorated such that the Conants discussed
materiallylimitedby his own personalinterests.FromJanuary2006 through February2006, Mr.
Mr. O'Meara had a duty to represent the Conants undercircumstancesthat would not be
third person or by a personal interestofthe lawyer. thelawyer'sresponsibilities to another client, a former client or a representationofone or more clients will be materially limited by toanotherclient; or (2) there is asignificantriskthatthe existsif(1) the representationofone client will be directly adverse concurrentconflictofinterest.A concurrentconflictofinterest A lawyer shall not represent a clientifthe representation involves a
N.H. Rule Prof.Conduct 1.7(b)providesinpertinentpart:
Rule 1.7(b):ConflictofInterest
communications between thatdateand January24,2006.
settlefor the policylimits in his letterdatedDecember8,2005,and insubsequent
Mr. O'Meara violated his Rule1.2(a)obligations to his clients bycommunicatingan offer to
Conants would settle the case and provide each defendant with a full release.
Mr. O'Meara also told opposing counsel that in exchangefor paymentofthe policy limits, the Page 33 of40
a violationofRule 8.4(a).
In lightofthe above ruleviolations,there is necessarilyclearand convincingevidenceof
violatetheRules ofProfessionalConduct. ItiSprofessionalmisconductfor a lawyer toviolateor attemptto
N.H. Rule Prof.Conduct 8.4(a)readsinpertinentpart:
Rule 8.4(a):General Rule
theFebruary27 Agreement.
believethattheConants had agreed on February25 to theessentialterms ofwhat laterbecame
in this respect was false. Mr.O'Meara testified falsely in order to induce the arbitrators to
settlementfor thepolicylimits.Mr. O'Meara knew at thetime thathe testifiedthathistestimony
as having agreed to Mr.O'Meara's suggestionthat his feewould be $2millionin theeventofa
underlying fee dispute. He falsely portrayed the Conants (at the endoftheFebruary25 meeting)
Mr. O'Meara violatedRule 8.4(c)(1) when hetestifiedat thearbitrationhearingofthe
involvingdishonesty,fraud, deceit ormisrepresentation. It isprofessionalmisconductfor a lawyer toengage inconduct
N.H. Rule Prof.Conduct 8.4(c)(1)statesinpertinentpart:
Rule 8.4(c)(1):Deceitand Dishonesty
Conant'slifecareneeds.
demands forcompensation and hisclients'need toachievea settlementinlinewith Mrs.
Mr. O'Meara's representationwas materiallylimited by theconflictofinterestbetween his
agreement by Mr. Conant, he threatened to withdraw as counsel on themorning ofmediation. Page 34 of40
aggravating ormitigatingfactors." Id.{quotingDouglas'Case, 155 N.H. 613,621 (2007));
the potential or actual injury caused by thelawyer'smisconduct; and (d) theexistenceof
courtstoconsiderinimposing sanctions:"(a)the dutyviolated;(b)the lawyer'smental state; (c)
Conner's Case, 158 N.H. 299, 303 (2009). TheStandardssetfortha fourpartanalysisfor
Sanctions (2005) {^Standards") for guidance, although theCourthas not formallyadoptedthem.
The Committee looksto the American Bar Association'sStandardsfor Imposing Lawyer
503,513(2005).
The sanctionmust takeintoaccounttheseverityofthemisconduct. Coffey's Case, 152 N.H.
circumstancesindecidingthesanction." Morse's Case, N.H. (decidedJuly 20,2010).
preventingsimilar conduct in thefuture.The Court will "consider the case on its own facts and
maintaining publicconfidencein the bar, preserving the integrityofthe legalprofession,and
disbarment,theCourt willfocusnot on punishingtheoffender,but on protectingthepublic,
When determiningwhat sanctionto impose,includingtheultimatesanctionof
application for readmission could be made in less than two years.
Rules do not specify a time at which an attorney may apply forreadmission.In theory, such an
practice after a two year absence. We also note that disbarment is not "permanent," and the
We have consideredthat as a solepractitionerit will bedifficultfor Mr.O'Meara to restart his
reviewed the HearingPanelReportwith itsconclusionthat Mr.O'Meara shouldbe disbarred.
Committee is mindfulofDisciplinaryCounsel'srequest fordisbarment,and we have carefully
the appropriate sanction is a two year suspension. In making this recommendation, the
Having made theabove-referencedfindingsoffact and rulingsoflaw, we conclude that
HI. ANALYSIS Page 35 of40
Conantswould not beadverselyaffectedbyhisconductindefenseof andpursuantto hisown
concludesthatMr. O'Mearacouldnothavereasonablybelievedthat hisrepresentationof the
argumentas "the heartofthe case." Tr. P. 7, Line19.Based on the facts, the Committee
The conflictissueunderRule1.7(b)was describedbyDisciplinaryCounselatoral
believe that the Conants had agreed to a two million dollar fee.
arbitrationthathistestimonywas false.Mr. O'Mearatestifiedfalselytoinducethearbitratorsto
Mr. Davis. We haveconcluded thatMr. O'Meara knew at thetime thathe testifiedat the
December 8, 2005, and that his clients had not authorizedsettlementas reflectedin the letter to
$15,000,000,anamountin excessof thepolicylimits,when he sent thedemand letteron
representationissueunderRule 1.2,Mr. O'Mearaknew thatthelifeplanspecifiedmore than
mentalstate.Hismentalstatemay beone ofintent,knowledge,ornegligence.Asto the
The secondprongof thefour-partanalysisrequiresanassessmentof Mr. O'Meara's
Panel.
conductinvolvingdishonestyinhistestimonyatthearbitrationhearingand beforetheHearing
settlementdiscussionsand adisputeoverthelegalfees.Finally,Mr. O'Mearaengagedin
conflictbetweenMr. O'Mearaand theConantsemergedinJanuary2006 inconjunctionwith
limits.Mr. O'Mearaalsoviolatedhisdutytoavoidoperatingundera conflictofinterest.A
Davis,representingCincinnatiInsurance,thattheConantshad agreedtosettleforthepolicy
violatedhisdutiestohisclientsashe didnotabideby hisclients'directivesby statingtoMr.
The firstprong of theanalysisrequiresus toidentifythe dutiesviolated.Mr. O'Meara
of anyaggravatingormitigatingfactorsandwhethertheyaffectthebaselinesanction. Id.
Standards § 3.0. Once the baseline sanction isdetermined,the Court then looks to the existence Page 36 of40
whether the representation will adverselyaffect another client, and causes of a client may bemateriallyaffectedby the lawyer's own interests, or anisolatedinstanceofnegligenceindeterminingwhethertherepresentation 4:34 Admonition[reprimand]isgenerallyappropriatewhen a lawyerengagesin potentialinjuryto aclient. representationwilladverselyaffectanotherclient,and causesinjuryor materiallyaffectedby thelawyer'sown interests, orwhether the negligentindeterminingwhethertherepresentationof a clientmay be 4.33 Reprimand[publiccensure]isgenerallyappropriatewhen alawyeris conflict, and causes injury or potential injury to a client. interestand does not fullydiscloseto a clientthe possible effectofthat 4.32 Suspensionis generallyappropriatewhena lawyerknowsofa conflictof and causes serious orpotentiallyseriousinjuryto the client; or ... areadverseto the client'swiththeintenttobenefitthelawyeroranother, (a)engagedinrepresentationof aclientknowingthatthelawyer'sinterests consentofclient(s): 4.31 Disbarmentisgenerallyappropriatewhen a lawyer,withouttheinformed
isapplicable: conflictof interest with his clients, Section 4.3: Failure toAvoid ConflictsofInterest
Turningto the Standards, as toMr. O'Meara'sbreachofdutytoavoida
Strawbridge, April 25, 2006).
topayanyjudgmentinexcessoftheavailableinsurancelimits. See Exh.50 (OrderofJudge
theorderofJudgeStrawbridge,who conductedan "incamera"reviewofthedefendant'sability
$500,000.However,itwas unlikelythattheConantswouldrecoveragreateramountbasedon
was fortuitousforMr. O'MearathattheConantsrecoveredthepolicylimitsandan additional
clientrelationshipwiththeConantsand tothereputationand integrityofthelegalprofession.It
causedby Mr. O'Meara'smisconduct.Mr. O'Meara'sconductcausedharm totheattorney-
The thirdprongoftheanalysisrequiresconsiderationoftheactualorpotentialinjury
thiscase. See,Wyatt'sCase, 159 N.H. 285 (2009).
interests.Accordingly,Mr. O'Mearaknew orshouldhaveknown oftheconflictthatarosein Page 37 of40 O'Meara's counselcontestedthedeceitcharge and took thepositionat thesanctionhearing and
The deceit charge arises initially from Mr.O'Meara'sparticipationin the arbitration. Mr.
law. any other conduct that reflectsadverselyon the lawyer's fitness to practice 5.14 Admonition [reprimand] is generally appropriate when a lawyer engages in fitnessto practicelaw. deceit, ormisrepresentationand that adversely reflects on thelawyer's knowingly engages in any other conduct that involves dishonesty, fraud, 5.13 Reprimand [public censure] isgenerallyappropriate when a lawyer and that seriously adversely reflects on thelawyer'sfitness to practice. criminalconduct which does not containtheelements listedin Standard 5.11 5.12 Suspension is generallyappropriatewhen a lawyer knowingly engages in fitnessto practice. deceit, ormisrepresentationthat seriouslyadverselyreflectson thelawyer's (b) a lawyer engages in any intentional conduct involving dishonesty, fraud, 5.11 Disbarmentisgenerallyappropriatewhen:
with regard to the deceit charge:
The following Section5.1, entitled Failureto Maintain Personal Integrity isapplicable
the Standards is asuspension.
consideration, theCommittee finds that the generallyappropriatebaselinesanctionpursuantto
unforeseen created a conflict in the midstofrepresentation stemming from a fee dispute. Upon
Conants was undertaken shortly after the accident in 2005. Rather,developmentsthat were
represent his client. Theconflictin this case was not evident when therepresentationofthe
conflict constituted either a knowing or, at best, a grossly negligent failure to competently
respect to eachofthe Rules violations. Mr.O'Meara'sfailure to acknowledge the self-evident
The Hearing Panel found that Mr. O'Meara acted intentionally and knowingly with
little or no actual orpotentialinjury to a client. Page 38 of40 Personal injury cases handled on a contingentfees basis can be unpredictable with risks
ofhisconduct,and hisselfishmotive.
O'Meara's substantial experience in the practice of law, refusal to acknowledge wrongful nature
the circumstanceswere not likely to repeat themselves. Other aggravating factors include Mr.
violations arose from divorce and "custody" proceedings with Mr.O'Meara's former wife, and
fact to the tribunal. See O 'Meara'sCase, 142N.H. 602 (2003). The Court noted that the ethics
O'Meara's two minor children,and theCourt found thathe made falsestatementsofmaterial
SupremeCourtimposeda publiccensureforpursuingamodificationofcustodyofMr.
Mr. O'Meara's priordisciplinaryrecordisnoteworthy.In 2003,the NewHampshire
conduct,and hissubstantialexperiencein thepracticeoflaw. Standards § 9.22.
O'Meara'spriordisciplinaryrecord,hisrefusaltoacknowledgethewrongfulnatureof his
complexityof thiscase,thedelayisgivenlittleweight.AggravatingfactorsincludeMr.
number(#07-004),itappearsthatthismatterwas commenced inearly2007. Giventhe
One mitigatingfactorin thiscaseisdelayindisciplinaryproceeding.Basedon thedocket
The finalstepofthesanctionanalysisistoconsideraggravatingand mitigatingfactors.
Committee'sanalysisthattheappropriatesanctionisatwo yearsuspension.
decisionswithrespecttosettlementofacase.Applicationofthissectiondoesnotchangethe
ofDutiesOwed as aProfessional. Rule 1.2(a)requireslawyerstoabideby theirclients'
As totheviolationofRule1.2(a),themostrelevant Standard is Section7.0,Violations
an agreement. (Tr. P. 40, L. 5 - 9).
therewas amisunderstanding.Mr. O'MearaleftthemeetingwiththeConants,thinkinghe had
atoralargumentthattherewas no intenttodeceivethearbitrationpanel.Rather,he arguedthat Page 39 of40
underlyingdisputewas resolvedthroughalternativedisputeresolution(ADR) with a Court
and Mr. O'Meararapidlydeterioratedanda conflictofinterestemerged.Ultimately,the
doesindicatethat Jim Conant was sent acopy.Thereafter,therelationshipbetweentheConants
O'Mearadidnothavehis client'sauthorizationforsuchasettlementproposalalthoughhisletter
toMr. Davis,representingtheinsurancecompany,anddemanded the policylimits.Mr.
The attorney-client relationship was derailed when Mr.O'Meara wrote in December 2005
kept fewtimekeepingrecords.
becauseif hewereterminatedtherewasthepossibilityofbeingpaid on anhourlybasisandhe
presentand futurecare.Forhispart,Mr. O'Mearadidnotwanta significantfeeto slipaway
thirdofthesettlementwithrelativelylittleeffortinvested,theywouldbecompromisingAnita's
costs were well in excessofthe insuranceavailable.They realized thatifMr. O'Meara took one-
giventheseriousnatureofAnita'sinjuriesand thelifetimecareneeded,theprojectedassociated
was not contested and that there was insuranceof$11,000,000.The Conants also learned that
Mr. O'Mearaforfeesof33.3% ofthegrossaward.He learnedalmostimmediatelythatliability
liability,and a"deeppocket"withinsurance.The Conantssignedastandardfeeagreementwith
career,ifatall.Therewas aconfluenceofthreefactors:significantdamages,undisputed
extremelyprofitableforMr. O'Mearaundercircumstancesthathappenrarelyinalawyer's
describedatoralargument.The Conants'caseevolvedquicklyand heldtheopportunitytobe
availabilityofinsurance.AnitaConantsuffereddevastatinginjurieswhichDisciplinaryCounsel
The abilityofadefendanttopayon aclaimmay be unknown and depends,forinstance,upon the
representation.Althoughaclientmay sufferseriousinjuries,theremay be issuesofliability.
toboththeattorneyand theclient.Oftenitisdifficulttoassesstheserisksatthebeginningofthe Page 40 of40
File Mr. and Mrs. Conant JenniferEber,Esquire James P.Bassett,Esquire Maria Matthews, Esquire Michael R. Callahan,Esquire JenniferB. Sargent,DisciplinaryCounsel Distribution:
Vice Chair Benette Pizzimenti ^Z5 J
August23,2010 TJ^K^fJ^, n^^C iKl/nJf
reinstatement.
associatedwith theinvestigationand prosecutionofthismatter,with payment in fullpriorto
Hampshire Supreme Courtfor a two year suspension. TheCommittee votedtoassessallcosts
The Committee herebydirectsDisciplinaryCounsel to file aPetitionwith theNew
V. CONCLUSION
suspendedfrom thepracticeoflaw for two years.
For alltheabove reasons,theCommittee voted to recommend thatMr. O'Meara be
IV. SANCTION
8.4(c)involvesa falsestatementto anarbitrationpanelregardingthe feedispute.
Pennsylvania. {See Order on settlement, Trial exhibit 50). Mr.O'Meara's violationofRule
supervised settlement conference facilitated by Judge Strawbridge in the U.S.DistrictCourt in