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2008-248, STATE OF NEW HAMPSHIRE v. ARTHUR KOUSOUNADIS
wife, Aspasia Kousounadis, married in 1972. They divorced in 1996. They The record supports the following facts. The defendant and his former
I
(2007). We affirm in part, reverse in part and remand. order, see RSA 173-B:9, III (2002). He was sentenced under RSA 651:2, II-g 631:4, I(a), II(a)(2) (2007); RSA 625:11, V (2007), and violation of a protective by a jury in Superior Court (Lynn, C.J.) of felony criminal threatening, see RSA BRODERICK, C.J. The defendant, Arthur Kousounadis, was convicted
Francis G. Holland, of Nashua, by brief and orally, for the defendant.
general, on the brief and orally), for the State. Kelly A. Ayotte, attorney general (Nicholas Cort, assistant attorney
to press. Errors may be reported by E-mail at the following address: Opinion Issued: December 4, 2009
Reargued: September 10, 2009 Argued: February 18, 2009
ARTHUR KOUSOUNADIS
v.
page is: http://www.courts.state.nh.us/supreme. THE STATE OF NEW HAMPSHIRE
No. 2008-248 editorial errors in order that corrections may be made before the opinion goes Hillsborough-southern judicial district Hampshire, One Charles Doe Drive, Concord, New Hampshire 03301, of any Readers are requested to notify the Reporter, Supreme Court of New ___________________________
THE SUPREME COURT OF NEW HAMPSHIRE
a.m. on the morning of their release. The direct address of the court's home reporter@courts.state.nh.us. Opinions are available on the Internet by 9:00
well as formal revision before publication in the New Hampshire Reports. NOTICE: This opinion is subject to motions for rehearing under Rule 22 as scared, she was not fearful that she would be shot.
where she rang the security bell. She testified at trial that, although she was
he used was a deadly weapon, an element of criminal threatening. He also
gunshot. She kept running until she reached the Macy’s employee entrance, Aspasia ran as soon as she saw it. While she was running, she heard a attempted murder. the defendant opened a back door to his vehicle and took out a shotgun. procedure, and placed in a holding cell. criminal threatening and violating a protective order, but not guilty of 2 volition and was arrested. He was booked by an officer using standard The defendant went to the Nashua police station the next morning of his own
definition of “deadly weapon,” the jury could not have found that the shotgun After a hearing, the Trial Court (
talk; she responded, “No, I don’t want to. We’re through.” After saying, “okay,” denied. Following a four-day trial, the jury found the defendant guilty of felony
also found a hole in the wall at Macy’s and a shotgun slug inside the store.
second, he argued that because the court failed to instruct the jury on the his statements to the Nashua police following his arrest on December 7, 2006. State had “argued a different crime than was alleged in the indictment.” In the criminal threatening. In the first, he contended that in closing argument, the The defendant filed two post-trial motions to set aside his conviction for
defendant standing in front of her car, near his GMC. He said he wanted to allegedly violating an order issued in Massachusetts. This motion was also Aspasia approached her car. When she opened her car door, she saw the contending that New Hampshire courts lacked jurisdiction to try him for his GMC Jimmy in the parking garage near her Honda. At around 8:30 p.m., plastic packing material used in shotgun shells near Aspasia’s vehicle. They also moved to dismiss the charge that he violated a protective order,
Mohl, J.) denied his motion. The defendant
order. Prior to trial, he moved to suppress all evidence obtained as a result of count of felony criminal threatening and one count of violation of a protective He was subsequently indicted on one count of attempted murder, one
Pheasant Lane Mall in Nashua, where Aspasia worked at Macy’s. He parked In their investigation of the scene, the police found a shell casing and
in the courtroom when the order was issued. a restraining order against him in a Lowell court. The defendant was present
was not subject to a restraining order. On December 6, he drove to the When he was filling out the required federal forms, he falsely stated that he shotgun with a special scope and ammunition from a sports shop in Hooksett. On December 1, 2006, the defendant purchased a semi-automatic
defendant moved out in October 2006. The following month, Aspasia obtained reconciled in 2001, and lived together in Lowell, Massachusetts, until the 3
questioning may proceed.
prompting from the police. doubt that it was the defendant who initiated further conversation without any Constitution). The State then bears the burden of proving beyond a reasonable
erroneous.
State v. Tapply, 124 N.H. 318, 325 (1983).
see to it that an opportunity to consult with counsel is provided before further
Plch, 149 N.H. at 616. The police have a duty to
(conducting analysis under the Fifth Amendment to the United States right to stop it.” State v. Elbert, 125 N.H. 1, 9 (1984) (citation omitted) refrain from or stop interrogation, and scrupulously honor the defendant’s its factual findings unless they lack support in the record or are clearly declining to speak to the police without a lawyer present, the police must 390, 394 (1992). “[O]nce a defendant has invoked his right to counsel by admit a defendant’s statements into evidence. State v. Chapman, 135 N.H. constitutional rights under Miranda were not violated before it is permitted to burden to establish beyond a reasonable doubt that a defendant’s Constitution, citing federal opinions for guidance only. voluntary.” We first address the defendant’s arguments under the State interrogation. State v. Turmel, 150 N.H. 377, 382 (2003). It is the State’s sentence. We address each argument in turn. The police must give reasonable doubt that [his] confession as to the location of the gun was . . . Miranda warnings before conducting custodial criminal threatening verdict; and (4) denying his motion to bar an enhanced violating a protective order; (3) denying his two motions to set aside the Id. (2003). Our review of the trial court’s legal conclusions, however, is de novo.
State v. Plch, 149 N.H. 608, 61 3, cert. denied, 540 U.S. 1009
When reviewing a trial court’s ruling on a motion to suppress, we accept interrogation without first reading him his
N.H. 226, 2 31-33 (1983).
See State v. Ball, 124
counsel. As a result, he asserts that “the [S]tate could not prove beyond a that the police failed to “scrupulously honor[ ]” his invocation of his right to his motion to suppress; (2) denying his motion to dismiss the charge of 175, 177 (1994); Miranda v. Arizona, 384 U.S. 436 (1966). He further contends Amendments to the United States Constitution. See State v. Gagnon, 139 N.H. Article 15 of the New Hampshire Constitution and the Fifth and Fourteenth
Miranda rights in violation of Part I,
The defendant first argues that the police subjected him to custodial
II
On appeal, the defendant argues that the trial court erred in: (1) denying
finding that he used one. The trial court denied all three motions. deadly weapon, see RSA 651:2, II-g, because the jury had not made a factual moved to bar application of the enhanced sentencing provisions for use of a the recording equipment and advised the defendant again of his
detective. After they were back in the interview room, the detective turned on
approximately fifteen minutes later, he asked to speak once again with the
suggests. public defender on behalf of the defendant, as the defendant’s argument declined. The detective did not have an obligation to independently contact a booking officer. The defendant was then returned to his cell, and The detective told him that if he wanted to speak further, he should tell the interview was terminated immediately when the defendant requested counsel.
4
opportunity to use the telephone to contact an attorney, which the defendant
erroneous. Detective Archambault interviewed the defendant twice. The first
the detective where the gun and ammunition were located. immediately available to a suspect during interrogation.”), cert. denied, 541 Miranda nor any other provision of federal law requires a public defender to be
See Jackson v. Frank, 348 F.3d 658, 663 (7th Cir. 2003) (“Neither
request for a lawyer. During the second interview, he offered the defendant an Detective Archambault terminated the first interview upon the defendant’s State failed to prove beyond a reasonable doubt that it had not violated his As the trial court observed, the interview transcript established that scrupulously honored it was supported by the record and not clearly similarly conclude that the trial court’s factual finding that the police
rights, which he again waived. During the second interview, the defendant told
Miranda
had a markedly different version of what happened following his arrest, the With respect to the defendant’s invocation of his right to counsel, we
conflicting testimony in resolving the issue of credibility in favor of the State. rights either lacked support in the record or was clearly erroneous. subject to custodial interrogation before receiving and waiving his Miranda cannot say that the trial court’s factual finding that the defendant was not Patch what happened at the mall” before informing him of his, 142 N.H. 453, 458-59 (1997). Based upon the record before us, we credibility of the witnesses. It has broad discretion in doing so. defendant testified that Detective Archambault “asked [him] right away . . . See State v. interrogated prior to his Miranda warnings required the trial court to weigh the that he did not ask him any questions before he gave him his Miranda rights. We disagree. Determining whether the defendant was arrest. Detective Daniel Archambault, who interviewed the defendant, testified contains conflicting testimony on what occurred following the defendant’s The defendant argues that because he and Detective Archambault each
defendant’s recorded interview with Detective Archambault as well as their turning on the interview recording equipment. The trial court considered the
Miranda rights or
warnings and had the defendant sign a form waiving them. In contrast, the
Miranda
was arrested, booked and placed in a holding cell. However, the record The State does not dispute that the defendant was in custody after he hold that the trial court properly denied his motion to dismiss.
defendant contends that these statements are an “admission” that the criminal
does he offer any other reason why it should not be enforced. Accordingly, we
because she was already terrified at that point. He was trying to kill her.” The
Massachusetts order was invalid for lack of jurisdiction or due process, nor
stated: “[The defendant] pulled that trigger and he wasn’t trying to scare her gentlemen. She’s terrified. But he didn’t stop there.” The prosecutor later Aspasia took off running, mission accomplished, she’s scared, ladies and state.” RSA 173-B:9, III (2002). The defendant does not argue that the violates . . . any foreign protective order enforceable under the laws of this “[a] person shall be guilty of a class A misdemeanor if such person knowingly
5
Specifically, the defendant points to the prosecutor’s argument that: “When
made was given reasonable notice and opportunity to be heard.” In addition,
to statute. We review the trial court’s statutory interpretation authority to support this argument and concedes that this assertion is contrary that the trial court did not err in denying the defendant’s motion to suppress. doubt that the defendant’s statements were untainted. Accordingly, we hold a different crime [during closing argument] than [it] alleged in the indictment.” motion to set aside the criminal threatening verdict because the State “argued Next, the defendant argues that the trial court erred in denying his first issuing court had jurisdiction . . . and the person against whom the order was protective order issued by any other state . . . shall be deemed valid if the IV
jurisdiction over the enforcement of [the Massachusetts] order.” He cites no
right to counsel. The State met its burden of proving beyond a reasonable
RSA 173-B:13, II (2002), entitled “Orders Enforceable,” provides: “Any
Bernard, 158 N.H. 43, 44 (2008).
de novo. State v.
the charge that he violated a protective order because “New Hampshire has no Next, the defendant argues that the trial court erred in failing to dismiss contention that the police failed to scrupulously honor his invocation of his
III statements of any kind are not barred by the Fifth Amendment.”
at 620. we reach the same result under the Federal Constitution. See Plch, 149 N.H. than does the State Constitution with regard to the defendant’s claims of error, Because the Federal Constitution does not provide any greater protection
U.S. at 478. We conclude that the record does not support the defendant’s
Miranda, 384
statements without first adequately waiving his right to counsel, “[v]olunteered U.S. 963 (2004). Although the defendant may have made some voluntary imminent bodily injury. that the defendant acted with the purpose of placing the victim in fear of
charged. insufficient to prove beyond a reasonable doubt that he was guilty of the crime entirety and with all reasonable inferences drawn in favor of the State, was
we hold that there was sufficient evidence presented for the jury to conclude
6
the defendant had the burden of establishing that the evidence, viewed in its
statements of fact. shotgun, he was acting with the purpose of placing Aspasia in fear of so instructed. On this record, viewed in the light most favorable to the State, the jury to adopt one party’s view of the evidence and are not considered of imminent bodily injury was a question of fact for the jury, and the jury was attempted murder. In any event, closing arguments are intended to persuade Whether the defendant purposely placed or attempted to place Aspasia in fear
an unsustainable exercise of discretion in denying the defendant’s motion. supported by the evidence, and we cannot say that the trial court committed case based upon insufficient evidence, we disagree. To succeed on his motion,
presented no evidence establishing that when the defendant pulled out the
was attempting to persuade the jury that it should find the defendant guilty of admission, he pulled out the gun with the purpose of frightening Aspasia.
State v. Huffman, 154 N.H. 678, 685 (2007). By the defendant’s own
exercise of discretion.
arguments . . . is not evidence.” The record reflects that the jury’s verdict was that the defendant is contending that the trial court should have dismissed his bodily injury, as opposed to merely placing her in fear generally. To the extent
imminent
charge of criminal threatening.” Specifically, he argues that the State sufficient evidence upon which the jury could enter a finding of guilty on the “admission” nor directed to the criminal threatening charge. The prosecutor first motion to set aside the verdict because the State “failed to provide The defendant further argues that the trial court erred in denying his
unless its ruling was made without evidence or constituted an unsustainable
properly instructed the jury that “what is said by the lawyers in closing
See State v. Belkner, 117 N.H. 462, 471 (1977). The court
challenged language in the State’s closing argument was neither an
State v. Spinale, 156 N.H. 456, 466 (2007). Here, the
We will uphold a trial court’s denial of a motion to set aside the verdict
the crime. We disagree. shotgun was fired precludes the jury from finding him guilty of each element of State’s “admission” in closing argument that Aspasia was scared before the a firearm . . . and fired the shotgun.” (Emphasis added.) Thus, he argues the attempted to place [her] in fear of imminent bodily injury” when he “pulled out running in fear. The indictment charges that the defendant “purposely threatening was complete before the shotgun was fired, when Aspasia took off placing her in fear of imminent bodily injury. fire it in the vicinity of Aspasia Kousounadis for the purpose of
object or specific intent to withdraw the shotgun from his car and
in the case.”
them, and in light of all the evidence in the case.” 7
acted purposely, that is that it was the defendant’s conscious the vicinity of Aspasia Kousounadis; and third, that the defendant removing a deadly weapon, a shotgun, from his car and firing it in
offense and reverse only if the instructions did not fairly cover the issues of law
instructions in their entirety, as a reasonable juror would have understood
in clear and intelligible language, the rules of law applicable to the case.” unsustainable exercise of discretion.” Id. the trial court, and we review the trial court’s decisions on these matters for an and the scope and wording of the instruction, is within the sound discretion of second, that the defendant did so through conduct that is by
Id. “Whether or not a particular jury instruction is necessary,
the jury instructions adequately and accurately explain each element of the find the defendant guilty of this offense. Id. “We determine whether
jury instructions, we evaluate allegations of error by interpreting the disputed v. McMillan, 158 N.H. 753, 756 (2009) (quotation omitted). “When reviewing jury on the criminal threatening charge as follows: State “The purpose of the trial court’s charge is to state and explain to the jury,
felony criminal threatening charge. contends that any error was harmless. precluded the jury from rendering a finding on a necessary element of the place Aspasia Kousounadis in fear of imminent bodily injury; that the trial court’s failure to instruct on the definition of a deadly weapon After he was convicted, the defendant moved to set aside the verdict, arguing
State must prove beyond a reasonable doubt in order for you to
of deadly weapon in the jury instructions. Ultimately, the court instructed the
of the felony criminal threatening charge. The State disagrees, and further These elements are: First, that the defendant attempted to
The definition of this crime has three elements, each of which the
The defendant requested the trial court to include the statutory definition
finding that the shotgun he used was a “deadly weapon,” a necessary element the jury on the definition of “deadly weapon,” the jury could not have made a Next, the defendant argues that because the trial court failed to instruct
V thing,” such that the qualifying phrase would modify only the latter category of
category of “any firearm” from the category of “knife or other substance or bodily injury.” On the other hand, the comma after “firearm” could set off the threatened to be used, is known to be capable of producing death or serious
qualifying phrase, “which, in the manner it is used, intended to be used, or
firearm, any knife, any substance and any thing) would be modified by the in the latter part of the statute. Under this interpretation, each item listed (any the legislature composed a list of items to be modified by the qualifying phrase
comma after “firearm” and the lack of a comma after “knife” might indicate that
interpretations of the deadly weapon statute are reasonable. On one hand, the
phrase to “firearm,” and argues that a firearm is a deadly weapon serious bodily injury.” The State disputes the application of the qualifying
8
composition and structure of the statute, we conclude that at least two of producing death or serious bodily injury,” RSA 625:11, V. Reviewing the is used, intended to be used, or threatened to be used, is known to be capable threatened to be used” in a manner “known to be capable of producing death or
considered as a whole.” whether the term “firearm” is modified by the phrase “which, in the manner it constitute a deadly weapon, it must be “used, intended to be used or bodily injury.” RSA 625:11, V. The defendant contends that for the shotgun to threatened to be used, is known to be capable of producing death or serious question of law, which we review and not in isolation.
language it did not see fit to include.
possible, construe that language according to its plain and ordinary meaning.
final arbiters of the legislature’s intent as expressed in the words of the statute In construing the plain meaning of deadly weapon, we must discern
Id.
substance or thing which, in the manner it is used, intended to be used, or covered the issues of law in the case. The interpretation of a statute is a Finally, we interpret a statute in the context of the overall statutory scheme “deadly weapon,” and then turn to consider whether the instructions fairly State v. Hynes, 159 N.H. 187, 193 (2009). as written and will not consider what the legislature might have said or add Dodds, 159 N.H. at ___. Further, we interpret legislative intent from the statute
RSA 625:3 (2007). We first look to the language of the statute itself, and, if Code according to the fair import of their terms and to promote justice. See
Id. at ___. We construe provisions of the Criminal
(decided August 21, 2009). “In matters of statutory interpretation, we are the
de novo. State v. Dodds, 159 N.H. ___, ___
V.” RSA 631:4, II(a)(2). A deadly weapon is “any firearm, knife or other class B felony if the person “[u]ses a deadly weapon as defined in RSA 625:11, We first address the parties’ dispute regarding the statutory meaning of imminent bodily injury or physical conduct.” RSA 631:4, I(a). The crime is a the statute.
per se under
conduct, the person purposely places or attempts to place another in fear of A person commits the crime of criminal threatening when “[b]y physical providing a comprehensive draft revised Criminal Code,
Report of Commission to Recommend Codification of Criminal Laws (Report)
9
the conditions and traditions of the State of New Hampshire.”
1969, the Commission, chaired by Chief Justice Frank R. Kenison, issued the discern legislative intent.
Criminal Code, Laws 1971, 518:1, which became effective in November 1973, either interpretation.
each draft section,
Id.; see also
had been “continuously desirous of shaping a criminal law that is adapted to 1967.” Report, supra at iii. The Report notes that ultimately, the Commission Criminal Code, Final Draft—September 1967, and the New York Penal Law, was created by legislative directive in 1967. Laws 1967, ch. 451. In April but “found especially useful the Model Penal Code, the Michigan Revised Accordingly, we turn to the legislative history of the deadly weapon statute to Commission reviewed draft laws and comments from a wide variety of sources, iv; see also N.H.S. Jour. 1641-42 (1971). In performing this task, the more concise and simplified criminal law than now applies in this state.” Id. at In the Report, the Commission identified its “basic aim” as “produc[ing] a legislature first defined the term, however, when it adopted the revised well as the enhanced sentencing statute itself, could be implemented using
see, e.g., id. at iii.
included comments that detail the source of the recommended language for
see Report at iv, and
Commission to Recommend Codification of Criminal Laws (Commission), which felony riot); RSA 651:2, II-g (deadly weapon enhanced sentencing). see RSA 625:2, I (2007). The revised Criminal Code was recommended by the
first degree when perpetrated by person bearing a “deadly weapon”). The scheme). Each of the crimes that rely upon “deadly weapon” as an element, as for nearly 150 years. See, e.g., GS 264:7 (1867) (manslaughter enhanced to The term “deadly weapon” has been part of our substantive criminal law
was subject to more than one reasonable interpretation). reviewed legislative history to discern legislative intent where statutory phrase composition and structure of the text to discern its intended meaning). See State v. Jennings, 159 N.H. 1, 5 (2009) (court technical rules of grammar and composition, the court examines the
RSA 635:1, II (2007) (class A felony burglary); RSA 644:1, IV (2007) (class B
See, e.g., RSA 630:1-a, I (2007) (first degree murder);
N.H. at 193 (we interpret a statute in the context of the overall statutory throughout the Criminal Code does not resolve the ambiguity. See Hynes, 159 The manner in which the term “deadly weapon” is functionally used
127 N.H. 12, 17 (1985) (while the legislature is not compelled to follow bodily injury; or (2) a firearm is a deadly weapon per se. See In re Richard M., used in a manner that is known to be capable of producing death or serious a deadly weapon only when it is used, intended to be used, or threatened to be interpretations with respect to firearms as deadly weapons, i.e., (1) a firearm is items. Accordingly, on its face, the statute is subject to two reasonable that manner, was a deadly weapon
of Aspasia.” Thus, the trial court instructed the jury that a shotgun, used in
“removing a deadly weapon, a shotgun, from his car and firing it in the vicinity serious bodily injury or death. Rather, the trial court’s instruction stated, whether using a shotgun in that manner was known to be capable of causing
10
deadly weapon. find the manner in which the defendant used the shotgun, it was not asked doubt that the defendant used a firearm in such a manner that it constituted a
per se. Accordingly, the instructions
deadly weapon within the meaning of the statute. While the jury was asked to Therefore, the State bore the burden in this case to prove beyond a reasonable to determine whether the manner of the use of the shotgun rendered it a statutory definition of “deadly weapon,” and failed to otherwise require the jury made to turn on how the actor proposes to use the thing he wields. The trial court rejected the defendant’s request to instruct the jury on the
determination on all factual elements of the crime charged). 591 (1983) (interpreting State and Federal Constitutions as guaranteeing a jury v. Hull, 149 N.H. 706, 714-15 (2003); see also State v. Sands, 123 N.H. 570, question of fact for the jury based upon the totality of the circumstances. State the Commission. Criminal Code, Final Draft (1967). Report, when the actor uses a deadly weapon). We have previously held that this is a weapon” definition was based upon terminology found in the Michigan Revised See RSA 631:4, II(a)(2) (criminal threatening is a class B felony
used, it is known to be capable of producing death or serious bodily injury. 625:11, V if, in the manner it is used, intended to be used, or threatened to be injury. Whether there is a deadly weapon involved is, therefore, Accordingly, we hold that a firearm is a deadly weapon under RSA
statute to modify each item listed, including “firearm.” for the qualifying phrase comprising the latter portion of the deadly weapon conclude that the legislature, in adopting the Commission’s Report, intended
Compare id. § 570:11, V with RSA 625:11, V. Therefore, we
defining “deadly weapon” is identical to the draft provision as recommended by while some defined terms were adopted from the Model Penal Code, the “deadly Report, supra § 570:11 comments at 10. Notably, the current provision
anything, if used in a fitting manner, can cause death or serious “Deadly weapon” is defined in recognition of the fact that virtually
“deadly weapon,” the Commission stated: Definitions) comments at 9. In explaining the intended meaning of the term
supra § 570:11 (General
With respect to the draft definition section, the comments explain that
respect to individual rights). to align New Hampshire criminal law with decisions of the supreme court with N.H.S. Jour. 1642 (1971) (revised Criminal Code intended, among other things, the error at issue is subject to harmless error analysis.
11 serious bodily injury. Whether the specific
Some errors require outright reversal. Thus, we must first determine whether
to use a firearm in a manner that is known to be capable of producing death or felony charge – namely, that the defendant used, intended to use, or threatened required the jury to render an essential factual finding on an element of the Not all constitutional errors, however, are subject to harmless error analysis. instruct the jury on an element of the charged offense, any error was harmless. Finally, the State argues that if the trial court erred in failing to properly not erroneous as a matter of law. statutory question posed, and ruled that the trial court’s factual finding was jury. Hull, 149 N.H. at 714. shotgun a deadly weapon is a factual issue within the exclusive province of the used the shotgun and the circumstances surrounding that use rendered the weapon’ as defined by RSA 625: 11, V.” manner in which the defendant deadly weapon. finding that the defendant used a firearm in a manner that qualified it as a Kousounadis,” the verdict in this case necessarily includes the jury’s factual person, was a deadly weapon under RSA 625:11, V. determine whether shooting a firearm “in the vicinity” of a person necessarily finding that an unloaded handgun, which the defendant threatened to fire at a We cannot conclude, as a matter of law, that charging the jury to
Id. at 248.
capable of causing death or serious bodily injury,” we only answered the generally understood to be capable of causing death or serious bodily injury. firearm, threatened to be fired at a person, is generally understood to be
Id. at 247. When we stated that “a
of statutory construction: “whether an unloaded handgun constitutes a ‘deadly one of law. See id. at 246. Moreover, the sole issue on appeal in Hatt was one Hatt involved a bench trial, this finding constituted a factual finding, and not purposely withdrew the shotgun and fired it “in the vicinity of Aspasia Id. at 246-47. Because
defendant of robbing a store while armed with a deadly weapon, based upon its Hatt is misplaced. In Hatt, the trial court, sitting without a jury, convicted the We disagree with the State’s argument, and conclude that its reliance on
in error. jury’s consideration an element of the felony charge, the jury instructions were which we held that a firearm that is threatened to be fired at a person is
It relies upon State v. Hatt, 144 N.H. 246, 248 (1999), in
that because the instructions required the jury to find that the defendant manner that satisfies the statutory definition of a deadly weapon. It contends required the jury to find that the defendant, in fact, used the shotgun in a The State alternatively argues, however, that the trial court’s instructions
case constituted a deadly weapon. Because the trial court removed from the relieved the jury from its obligation of determining whether the shotgun in this 12
evidence.” direction of a verdict for the prosecution on an element of the offense charged.” “a constitutional error requiring reversal without regard to the weight of the
deadly weapon; thus, its verdict was necessarily incomplete and “akin to the verdict for the prosecution on an element of the offense charged,” and therefore injury.” RSA 625:11, V. The jury was never instructed on the definition of i.e., in a manner “known to be capable of producing death or serious bodily was required to find that the defendant used the shotgun as a deadly weapon, partnership interests sold were securities. To reach a verdict of guilty, the jury deadly weapon, just as the trial court in Williams instructed the jury that the essentially instructed the jury that the shotgun used by the defendant was a held that certain errors invariably are not. The present case is no different from Williams in that the trial court
Id. at 634. harmless error doctrine.”
that it did not, because the trial judge’s error was “akin to the direction of a State argued that the harmless error doctrine applied. Id. at 633-34. We held determination of fact made by the jury as an element of the crime, but the to the evidence in the particular case.” Both the State and the defendant agreed this should have been a jury that the limited partnership interests the defendant sold were securities. partnerships. Williams, 133 N.H. at 632-33. The trial judge instructed the from false and misleading statements he made while selling interests in limited constitutional errors are or are not subject to harmless error analysis, we have In Williams, the defendant was charged with securities fraud resulting
prosecution on an element of the offense). to the level of fundamental unfairness, thereby obviating consideration of the arrest charge); Williams, 133 N.H. at 634-35 (direction of a verdict for the (1991) (improper jury instruction on the requisite mental state for resisting mental state, the only element at issue); State v. Reid, 134 N.H. 418, 423 v. Hall, 148 N.H. 394, 400 (2002) (instructing jury to presume defendant’s representation is a “structural defect”), cert. denied, 541 U.S. 942 (2004); State necessarily render a trial fundamentally unfair require reversal without regard “trial error,” and holding that denial of a defendant’s right to self- 25 (2003) (applying the federal distinction between a “structural defect” and a occurred are subject to harmless-error analysis.” See State v. Ayer, 150 N.H. 14, 24-
clearly defined any single analytical framework for determining which
O’Leary, 153 N.H. at 714. Though we have never
denial of a defendant’s right to counsel, or adjudication by a biased judge, rise deny a defendant the right to the basic trial process, such as the complete (1990) (quotation and ellipsis omitted). “Errors that partially or completely
State v. Williams, 133 N.H. 631, 634
710, 714 (2006) (quotation omitted). “[O]nly such constitutional errors as
State v. O’Leary, 153 N.H.
adjudicator, there is a strong presumption that any other errors that may have “Generally, . . . if [a] defendant had counsel and was tried by an impartial States Constitution.”
13
as more protective of individual rights than the parallel provisions of the United
error”).
sake of protecting a basic right.” structure of the Constitution itself” and to the jury’s role in criminal trials).
from a directed verdict, and deprives a defendant of his right to a jury trial.
Ball, 124 N.H. at 231-32. We reaffirm that under our less than failure to prove all, utterly prevents conviction.”
This court “has the power to interpret the New Hampshire Constitution “no matter how clear the defendant’s culpability.” the verdict. (applying the federal distinction between a “structural defect” and a “trial
Id. at 34; see also Ayer, 150 N.H. at 24-25
review is that even convictions reflecting the ‘right’ result are reversed for the produce “flawed verdicts” that cause “profound . . . injury” to “the very all elements were proved”). Moreover, “[t]he very premise of structural-error See id. at 31 (explaining that “trial by jury means determination by a jury that
failure to instruct the jury on one element of a crime is thus indistinguishable
Id. at 33. The
(Scalia, J., dissenting). By the same token, “failure to prove one [element], no
Neder, 527 U.S. at 32-33
not subject to harmless error analysis, for a court to enter a directed verdict, As Justice Scalia pointed out in his the crime, it is not possible to conclude that the error did not affect Neder dissent, it is “structural error,”
2030 (2008) (arguing that jury instructions that omit an element of the offense Error and the Institutional Significance of the Jury, 76 Fordham L. Rev. 2027, Am. J. Crim. L. 229, 232 (2001); see also Fairfax, Harmless Constitutional Supreme Court’s “No Harm, No Foul” Debacle in Neder v. United States, 28 Carter, The Sporting Approach to Harmless Error in Criminal Cases: The
affected the jury’s verdict. If there is no verdict on an element of The appellate court must assess the possibility that the error guilty beyond a reasonable doubt on the elements of the crime. Harmless error analysis depends upon the existence of a verdict of
commentator noted: regard to our interpretation of the New Hampshire Constitution. As one Neder, however, has been widely criticized, and we decline to follow it with that omits an element of the offense is subject to harmless error analysis). Supreme Court. See, e.g., Neder, 527 U.S. at 9-15 (holding that an instruction Williams have been modified by subsequent decisions of the United States U.S. 1 (1999). We recognize that the federal opinions we cited for guidance in overruled” by the United States Supreme Court in Neder v. United States, 527 The State argues that our holding in Williams has been “implicitly
harmless error analysis. Williams, 133 N.H. at 634. Accordingly, the jury instruction is not subject to results.”
becomes a mere exercise of judicial will, with arbitrary and unpredictable failure to instruct the jury on the definition of a deadly weapon,
14
doomed.
would decide the issue differently
governing legal standards are open to revision in every case, deciding cases with respect to parts V and VI. The majority concludes that the trial court’s
burden in proving any error was harmless beyond a reasonable doubt.
Id. Several factors inform our judgment, including whether: (1) the
be seen so clearly as error that its enforcement was for that very reason
de novo, but whether the ruling has come to
When asked to reconsider a previous holding, the question is not whether we our interpretation of the New Hampshire Constitution in State v. Holmes, 154 N.H. 723, 724 (2007) (quotations omitted).
decisis demands respect in a society governed by the rule of law because, when majority opinion with respect to parts I, II, III and IV, but respectfully dissent I do not lightly recommend overruling Williams. “The doctrine of stare
J., joined, concurred in part and dissented in part. (1999), apply harmless error analysis, and conclude that the State has met its the United States Supreme Court in Neder v. United States, 527 U.S. 1, 8-15 that Williams is still good law. Instead, I would follow the approach taken by N.H. 631, 634-35 (1990). I agree that this case is like Williams, but I disagree
State v. Williams, 133
imposing an enhanced sentence for this charge. 625:11, V (2007), is an error that defies harmless error analysis pursuant to
see RSA
DALIANIS, J.
, concurring in part and dissenting in part. I join the
instruction argument described above and motion to bar imposition of an enhanced sentence is based upon the jury DUGGAN and CONBOY, JJ., concurred; DALIANIS, J., with whom HICKS,
Affirmed in part; reversed in part; and remanded.
and remand for further proceedings consistent with this opinion. threatening conviction, we need not address whether the trial court erred in Apprendi, 530 U.S. at 490. Because we reverse the defendant’s felony criminal conviction, must be submitted to a jury and proven beyond a reasonable doubt. to the basic trial process,” beyond the prescribed statutory maximum, other than the fact of a prior 466 (2000). Under Apprendi, any fact that increases the penalty for a crime
Apprendi v. New Jersey, 530 U.S.
The defendant’s argument that the trial court erred in denying his
VI
reverse the defendant’s conviction on the felony criminal threatening charge harmless error analysis, see Williams, 133 N.H. at 634. Accordingly, we
O’Leary, 153 N.H. at 714, and thus is not subject to
charged is an error “that partially or completely den[ies] a defendant the right State Constitution, a jury instruction that omits an element of the offense not contribute to the verdict.” harmless because “materiality was not in dispute” and, therefore, the error “did the error was subject to harmless error analysis, and that the error was 15
fraud.
conviction, holding that although the District Court’s instructions were error,
held that a jury instruction that omits an element of the offense is an error that we looked to for guidance in deciding the same issue in Williams, the Court materiality of any false statements to convict on the tax offenses and bank charge to the jury can be harmless error.” Id. Relying upon some of the cases and under what circumstances, the omission of an element from the judge’s The United States Supreme Court granted certiorari to decide “whether, State argued that the harmless error doctrine applied.
Id. at 7 (quotations omitted).
the United States Court of Appeals for the Eleventh Circuit affirmed the fraud and wire fraud in instructing the jury on those charges. Id. Nonetheless, regard to the weight of the evidence.” Id. at 6. It similarly failed to include materiality as an element of mail charged,” and therefore “a constitutional error requiring reversal without erroneously instructed the jury that it need not consider the issue of the direction of a verdict for the prosecution on an element of the offense fraudulently obtained bank loans. Id. at 4, 6. At trial, the District Court and tax offenses as a result of engaging in real estate transactions financed by old rule of significant application or justification. determination of fact made by the jury as an element of the crime, but the defendant was convicted by a jury in Federal District Court of several fraud element of the offense is subject to harmless error analysis). In Neder, the See, e.g., Neder, 527 U.S. at 15 (holding that an instruction that omits an partnerships. been clarified by subsequent decisions of the United States Supreme Court. In Williams, we relied upon federal opinions for guidance that have since
Id. at 634.
have so far developed as to have left the old rule from that harmless error did not apply because the trial judge’s error was “akin to
Id. at 633-34. We held
facts have so changed, or come to be seen so differently, as to have robbed the 633. Both the State and the defendant agreed this should have been a to have left the old rule no more than a remnant of abandoned doctrine; and (4) that the limited partnership interests the defendant sold were securities. Id. at consequence of overruling; (3) related principles of law have so far developed as Williams, 133 N.H. at 632. The trial judge instructed the jury from false and misleading statements he made while selling interests in limited In Williams, the defendant was charged with securities fraud resulting
remnant of abandoned doctrine.
Williams no more than a
and State law with respect to harmless error review of constitutional errors third factor compels us to overrule Williams. Related principles of both federal
Id. at 724-25. I believe the
rule is subject to a kind of reliance that would lend a special hardship to the rule has proven to be intolerable simply by defying practical workability; (2) the 16
the error was harmless beyond a reasonable doubt. The case before us
structural errors.
harmless beyond a reasonable doubt.”
quantitatively assessed in the context of other evidence to determine whether element of the offense is a trial error. Neder, 527 U.S. at 15. It can be error to be a structural error, I believe that a jury instruction that omits an Unlike the majority, which apparently, though not explicitly, believes the postconstitutional error are subject to harmless error analysis have also developed See id. While the harmless error doctrine applies to trial errors, it does not apply to
Id. (quotation and brackets omitted).
in the context of other evidence in order to determine whether the error was during the presentation of a case to a jury and can be quantitatively assessed safeguards providing a fair trial.” Id. at 24. A “trial error,” by contrast, “occurs arises “from errors that deprive a criminal defendant of the constitutional “[a] structural defect affects the very framework in which a trial proceeds” and 14, 24-25 (2003), cert. denied, 541 U.S. 942 (2004). As we explained in Ayer, between a “structural defect” and a “trial error.” See State v. Ayer, 150 N.H. Williams. For example, we expressly adopted the federal distinction
Related principles of New Hampshire law with respect to what types of
reached in a criminal trial by jury.” Williams. Court relied upon Clark to reach the exact opposite of the conclusion we such that this interpretation is no longer good federal law. Indeed, the Neder statement of federal law at the time, Neder represents a development in the law While our interpretation of of the elements of the crime. Clark in Williams may have been an accurate 989 (1987); United States v. White Horse, 807 F.2d 1426, 1429 (8th Cir. 1986). Heights Mun. Court, 802 F.2d 168, 177 (6th Cir. 1986), cert. denied, 480 U.S. courts of appeals had drawn similar conclusions. See Hoover v. Garfield harmless error review. Williams, 133 N.H. at 634. At the time, some federal single element of the offense, this type of error could never be subject to this phrase to mean that if a court “direct[s] a verdict for the prosecution” on a
Id. at 578. When we decided Williams, we understood
presumably would not apply if a court directed a verdict for the prosecution in harmless error analysis, id. at 580, it also said: “harmless-error analysis Although the Clark Court held that the error in that case was subject to
Clark, 478 U.S. at 574 (quotation omitted).
implied presumption” for a second degree murder charge where malice was one jury to presume malice “in the absence of evidence which would rebut the At issue in Clark was the trial court’s erroneous instruction charging the
cited Rose v. Clark, 478 U.S. 570 (1986), which we also cited in Williams. single element of the offense.” Id. at 9. To support this assertion, the Court applied harmless-error analysis to cases involving improper instructions in a harmless-error review.” Id. at 9. The Court further reasoned: “We have often “differs markedly from the constitutional violations we have found to defy immaterial error. the trial rather than on the virtually inevitable presence of for the criminal process by focusing on the underlying fairness of
response to his wife’s refusal to speak to him, with the purpose of scaring her.
17 of the defendant’s guilt or innocence, and promotes public respect
this case. By his own admission, the defendant brandished a shotgun in
the verdict was not affected by the error.
jurisdictions. central purpose of a criminal trial is to decide the factual question
other errors that may have occurred are subject to harmless-error analysis.” I would hold that the State met its burden of proving harmless error in
An error is harmless only if it is determined, beyond a reasonable doubt, that State v. Dupont, 149 N.H. 70, 74 (2003) (quotation omitted).
instructional error was subject to harmless error analysis.
holding, moreover, is consistent with more recent decisions of other The harmless-error doctrine recognizes the principle that the
was tried by an impartial adjudicator, there is a strong presumption that any (2007). The State bears the burden of proving the error was harmless. Id. old rule from State v. Connor, 156 N.H. 544, 549
state and federal harmless error law since we decided I would then examine whether the error at issue was, in fact, harmless.
(N.D. 2004). cert. denied, 543 U.S. 982 (2004); State v. Flanagan, 680 N.W.2d 241, 244-45 735794, at *4 (Ky. Mar. 19, 2009); contend that the judge was biased. Thus, there was a presumption that the State v. Daniels, 91 P.3d 1147, 1156 (Kan.)
See, e.g., Com. v. McCombs, No. 2007-SC-000127-DG, 2009 WL
element of the offense can be subject to harmless error analysis. Such a would, therefore, overrule Williams, holding that an instruction that omits an New Hampshire Constitution. Specifically, “if the defendant had counsel and Williams no more than a remnant of abandoned doctrine. I conclude that related principles of law have so far developed as to have left the
Williams, I would
In light of these subsequent developments of related principles of both and that the error was harmless beyond a reasonable doubt. assessed in context, we can easily determine that the result would be the same nor does he suggest that he would offer any upon remand. Accordingly, when defendant had counsel at all stages of the proceedings, and he does not State v. O’Leary, 153 N.H. 710, 714 (2006) (quotation omitted). Here, the
reaffirmed concerning the applicability of harmless error analysis under the Williams, I believe, is also out of step with basic tenets we have recently
defendant used the shotgun in such a way that it was not a deadly weapon, provides a fitting example because there was no evidence to suggest that the 18
regarding the definition of a deadly weapon and
States Supreme Court has held that
definition of that term. Thus, the verdict was unaffected by the error. weapon,” despite the trial court’s failure to inform the jury of the statutory the same reasons as above. erroneous instruction, that the defendant used the shotgun as a “deadly sentence. His argument is based upon the erroneous jury instruction
provision, we will not perform a state constitutional analysis). The United
conviction, must be submitted to a jury and proven beyond a reasonable doubt. HICKS, J., joins in the dissent.
Accordingly, I would apply harmless error analysis and reject this argument for instructions taken as a whole required the jury to find, independent of the the trial court erred in denying his motion to bar imposition of an enhanced error analysis. See Washington v. Recuenco, 548 U.S. 212, 2 18-22 (2006).
Apprendi claims are subject to harmless
of a deadly weapon was harmless error. (holding that when a defendant fails to cite a New Hampshire constitutional the Federal Constitution. See State v. Dellorfano, 128 N.H. 628, 632-33 (1986) Apprendi, 530 U.S. at 490. The defendant advances his argument only under
crime beyond the prescribed statutory maximum, other than the fact of a prior U.S. 466 (2000). Under Apprendi, any fact that increases the penalty for a
Apprendi v. New Jersey, 530
producing death or serious bodily injury.” RSA 625:11, V. Accordingly, the I would apply similar reasoning to reject the defendant’s argument that the vicinity of the victim is using it in a manner “known to be capable of his car and fire it in the vicinity of Aspasia Kousounadis.” Firing a shotgun in hold that the trial court’s failure to instruct the jury on the statutory definition error analysis are also satisfied here, as discussed above. Therefore, I would Other considerations regarding whether an error is subject to harmless
defendant’s conscious object or specific intent to withdraw the shotgun from The third element in the instructions required the jury to find that “it was the
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Related law links
RSAs mentioned by this document
- RSA 173-B · PROTECTION OF PERSONS FROM DOMESTIC VIOLENCE
- RSA 625 · PRELIMINARY
- RSA 630 · HOMICIDE
- RSA 631 · ASSAULT AND RELATED OFFENSES
- RSA 635 · UNAUTHORIZED ENTRIES
- RSA 644 · BREACHES OF THE PEACE AND RELATED OFFENSES
- RSA 651 · SENTENCES
- RSA 173-B:13 · Orders Enforceable
- RSA 173-B:9 · Violation of Protective Order; Penalty
- RSA 625:11 · General Definitions
- RSA 625:2 · Effective Date
- RSA 625:3 · Construction of the Code
- RSA 631:4 · Criminal Threatening
- RSA 635:1 · Burglary
- RSA 644:1 · Riot
- RSA 651:2 · Sentences and Limitations