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2011-647, In re C.M. & a.

IN RE C.M. &

Wiggin & Nourie, P.A.

No. 2011-647 Sullivan Vivek S. Sankaran

, of Newport (Michael Shklar, attorney general (Jeanne P. Herrick

brief, for the National Association of Counsel for Children, as amicus curiae.

, of Ann Arbor, Michigan, and Tracy A. Bernson, of Dover, by

the brief), for the American Bar Association, as amicus reporter@courts.state.nh.us curiae. brief), and American Bar Association, of Chicago, Illinois (William T. Robinson III on Nutter McClennen & Fish LLP, of Boston, Massachusetts (Heather B. Repicky on the

, of Manchester (Doreen F. Connor on the brief), and ___________________________

THE SUPREME COURT OF NEW HAMPSHIRE and orally), for New Hampshire Division for Children, Youth and Families. Michael A. Delaney, attorney, on the brief

Berry on the brief), for Larry M. and Sonia M. to press. Errors may be reported by E-mail at the following address: the brief and orally), and New Hampshire Legal Assistance, of Manchester (Elliott Elliott, Jasper, Auten, Shklar, & Wellman-Ally on

Opinion Issued: June 29, 2012

Argued: March 13, 2012

a.

editorial errors in order that corrections may be made before the opinion goes Hampshire, One Charles Doe Drive, Concord, New Hampshire 03301, of any Readers are requested to notify the Reporter, Supreme Court of New

page is: http://www.courts.state.nh.us/supreme. a.m. on the morning of their release. The direct address of the court's home

. Opinions are available on the Internet by 9:00

well as formal revision before publication in the New Hampshire Reports. NOTICE: This opinion is subject to motions for rehearing under Rule 22 as children were neglected and determined that the ex undertake certain measures before the children might be safely returned to them. found that “reasonable cause exist[ed] to believe,” RSA 169-C:15, I (2002), that the We accept the facts as presented in the interlocutory transfer statement. See

2

maintaining legal custody of the children with DCYF and directing the parents to On April 15, the parents appeared at a preliminary hearing at which the court hearing was held, at which both parents were represented by appointed counsel. See and continued the order granting legal custody to DCYF. On June 13, a dispositional appointment of counsel. , of Bedford (Kysa Crusco, of Raymond (Laura J. Brevitz

each of the parents. See

RSA 169-C:19 (2002 & Supp. 2011). Subsequently, the court issued an order

Following the hearing, the court found that both parents had neglected the children counsel in every such proceeding, the facts of a particular case may require the represented by appointed counsel. See RSA 169-C:18 (2002 & Supp. 2011). An adjudicatory hearing was held on May 12, at which the parents were Division, pursuant to an ex of their two minor children, C.M. and A.M. Two days earlier, the Newport Family RSA 169-C:10, II(a) (2002) (amended 2011). the New Hampshire Division for Children, Youth and Families (DCYF) sought custody the children to DCYF should continue. The court appointed counsel to represent

parte order granting custody of

intimidating behaviors by the father. supervision and by exposing them to domestic violence in the form of threatening and neglecting their children by failing to provide a safe and sanitary home and adequate abuse?” We conclude that while due process does not require the appointment of DCYF. See the State seeks to take custody of a minor child based on allegations of neglect or RSA 169-C:6 (2002 & Supp. 2011). DCYF alleged that the parents were Constitution require the appointment of counsel for an indigent parent from whom parte petition, had granted custody of the children to

(the parents) were served with petitions pursuant to RSA 169-C:7 (2002), by which In re Kotey M., 158 N.H. 358, 359 (2009). On April 14, 2011, Larry M. and Sonia M.

Constitution (Part I, Articles 2 and 15) or the Fourteenth Amendment of the Federal the following question: “Does the Due Process Clause of the New Hampshire from the Superior Court (Tucker, J.). See Sup. Ct. R. 9. The trial court transferred HICKS, J. This case is before us on an interlocutory transfer without ruling

amicus curiae. Law Offices of Laura J. Brevitz on the brief), as

Coalition for a Civil Right to Counsel, as amicus curiae. Justice Center, of Baltimore, Maryland (John Pollock on the brief), for the National Crusco Law Office PLLC on the brief), and Public would entail. In re Brittany S. administrative burdens that the additional or substitute procedural requirements

essential, and inherent” within the meaning of this article. In re Guardianship of obtaining happiness.” N.H. CONST. pt. I, art. 2. Parental rights are “natural, 3

, 148 N.H. 237 government’s interest, including the function involved and the fiscal and

acquiring, possessing, and protecting, property; and, in a word, of seeking and United States Supreme Court in Mathews v. Eldridge counsel in a given proceeding, we employ the three-prong test articulated by the (2002), “this Court must rule that Part I, Article 2 of the New Hampshire Constitution In determining whether the State Constitution requires the appointment of At the outset, the parents argue that based upon In re Shelby R.

the care, custody, and control of their children.” Id, 147 N.H. 489, 491 (2002); Mathews, 424 U.S. at 335.

value, if any, of additional or substitute procedural safeguards; and (3) the We address this question first under the State Constitution, State v. Ball erroneous deprivation of such interest through the procedures used, and the probable balances: (1) the private interest affected by the official action; (2) the risk of an process of law. State v. Veale Kotey M. the land.” N.H. CONST. pt. I, art. 15. The phrase “law of the land” means due, 158 N.H. at 361; State v. Hall, 154 N.H. 180, 182 (2006). This test inherent rights – among which are, the enjoying and defending life and liberty; deprived of his life, liberty, or estate, but by the judgment of his peers, or the law of, 424 U.S. 319, 335 (1976). In re Part I, Article 2 provides in part: “All men have certain natural, essential, and

2006-360, 155 N.H. 93, 95 (2007). are the final arbiter of our constitution’s due process requirements. In re Father Amendment protects the fundamental right of parents to make decisions concerning N.H. 226, 231 (1983), and cite federal opinions for guidance only. Id. at 232-33. We

, 124

, 158 N.H. 632, 636 (2009).

property, immunities, or privileges, put out of the protection of the law, exiled or Part I, Article 15 provides in part: “No subject shall be . . . deprived of his Fourteenth Amendment to the Federal Constitution.

. (quotation omitted).

States Supreme Court has recognized that the Due Process Clause of the Fourteenth Nicholas P. neglected his or her child. See, 162 N.H. 199, 203 (2011) (quotation omitted). “Similarly, the United

mandated under Part I, Articles 2 and 15 of the New Hampshire Constitution and the counsel for indigent parents in child abuse or neglect proceedings is constitutionally filed a motion to continue court-appointed counsel, asserting that appointment of

Laws 2011, 224:77. Subsequently, the parents each

the statutory right to counsel for an indigent parent alleged to have abused or Effective July 1, 2011, the legislature amended RSA 169-C:10, II(a), abolishing

for August. See RSA 169-C:28 (2002). Each parent filed an appeal to superior court and a de novo hearing was scheduled or parent aides. See

parents in therapy or medical treatment, and assistance of homemakers

conditions including supervision of parents by DCYF, participation of orders that permit the child to remain with the parents subject to the court has made a finding of abuse or neglect, the court may issue

parent’s right to raise and care for his or her child. For example, where

[u]ndoubtedly, the provisions of RSA chapter 169-C have an [e]ffect on a

relationship,” and,

4

parent alleged to have abused or neglected his or her child is the parent-child

protected by the State Constitution. See the right to raise and care for one’s children is a fundamental liberty interest

relative. See RSA 169-C:19, III. As the State acknowledges in its brief, “[t]he primary private interest of a legal custody of the child . . . be temporarily transferred to DCYF or a

RSA 169-C:19, I. The court may also order that

deference and, absent a powerful countervailing interest, protection.” Lassiter v. management of his or her children is an important interest that undeniably warrants As to the private interest of the parents, we have consistently recognized that “that a parent’s desire for and right to the companionship, care, custody, and

Court. Troxel v. Granville, 530 U.S. 57, 65 (2000). interest “is perhaps the oldest of the fundamental liberty interests recognized” by the Department of Social Services, 452 U.S. 18, 27 (1981) (quotation omitted). This

(quotation omitted). Likewise, the United States Supreme Court has determined employ the three-prong balancing test set forth above. as a sanction more severe than imprisonment.” In re Baby K. Accordingly, we address the transferred question as an issue of first impression and, 143 N.H. at 205 the meaning of the State Constitution,” and “[t]he loss of one’s children can be viewed 744-45 (2002). “[P]arental rights are natural, essential, and inherent rights within N.H. 713, 716 (1978), reversed on other grounds by In re Craig T., 147 N.H. 739, N.H. at 491; Petition of Kerry D., 144 N.H. 146, 149 (1999); State v. Robert H., 118 In the Matter of Jeffrey G. & Janette P., 153 N.H. 200, 203 (2006); Brittany S., 147

, e.g., In re Father 2006-360, 155 N.H. at 95; pointed out in Shelby R.

however, to apply that opinion as controlling precedent on the question before us. As

(recognizing that plurality opinion of state supreme court is not precedential). W.C.A.B. (Green Const. Co.), 687 A.2d 428, 430 n.2 (Pa. Commw. Ct. 1997) plurality opinion of United States Supreme Court is not binding); Williams v. Com’rs of Mobile Cty., Ala., 872 F.2d 1563, 1569 n.8 (11th Cir. 1989) (noting that (Duggan, J., concurring in part and dissenting in part); see Foster v. Bd. of Sch. plurality of an appellate court has no precedential value. Shelby R., 148 N.H. at 248

in the dissenting opinion of Justice Duggan, a decision by a

take custody of their children pursuant to RSA Chapter 169-C.” We decline, requires the appointment of counsel for indigent parents when the State seeks to court’s orders are subject to regular review, see

procedural protections that reduce the risk of erroneous deprivation in that: the

complications of a jury trial.” The State also argues that the statute provides their case “free from the distraction created by members of the public and the proceedings are held in a closed courtroom without a jury, the parents can present

are not burdened by difficult questions of evidentiary law, and because the

The State argues that because the rules of evidence do not apply, the parents

deprivation that the lack of technical rules of evidence might provide.” State’s claim of abuse and neglect “neutralizes any mitigation of the risk of erroneous

of erroneous deprivation in that the common use of hearsay evidence to support the

parents contend that the absence of the technical rules of evidence elevates the risk understand and confute expert medical and psychiatric testimony. In addition, the low preponderance of the evidence standard and because few parents are equipped to

of an erroneous deprivation of their protected liberty interest because of the relatively

5

founded, it must hold an adjudicatory hearing. See have been made, if the trial court finds reasonable cause that the allegations are procedures set forth in the statute for the initial adjudicatory hearing create the risk abused or neglected,” RSA 169-C:15, IV (2002). The parents argue that without appointed counsel to represent them, the possible consequences to parental rights should the court find that the child is must determine at the preliminary hearing that each parent “understands the

Pursuant to RSA chapter 169-C, when allegations of child abuse or neglect

jury. RSA 169-C:14 (Supp. 2011), :18. http://www.courts.state.nh.us/forms/nhjb-2192-df.pdf (07/01/2011); and the court and their possible consequences, see Form NHJB-2192-DF, available at examine adverse witnesses.” Id 2011); the parents are provided with a notice explaining the nature of the hearings “have the right to present evidence and witnesses on their own behalf and to cross- RSA 169-C:22 (2002), :24 (Supp.

thereby depriving the parents of the right to the care and custody of their children. erroneous result in a child abuse or neglect proceeding under RSA chapter 169-C, C:12 (2002). The proceedings are held in a closed courtroom before a judge without a

and any other evidence in support of the petition. RSA 169-C:18, III. The parents

examine whether the absence of counsel impermissibly increases the risk of an evidence and may admit evidence that it considers relevant and material. RSA 169-

. The court is not bound by the technical rules of any, of additional or substitute procedural safeguards.” Petition of Preisendorfer

an erroneous deprivation of this protected liberty interest, “and the probable value, if 2011). At an adjudicatory hearing, the petitioner must present witnesses to testify

RSA 169-C:15, III(d) (Supp.

N.H. 50, 53 (1998) (quotation omitted). In the context of the issue before us, we

, 143

liberty interest, we next consider whether the procedures at issue create the risk of Given that it is undisputed that the private interest affected is a fundamental proceeding, see

The trial court may not terminate parental rights in an abuse or neglect

avoid removal of children from the family.” RSA 169-C:2, I(c).

must “[p]rovide assistance to parents to deal with and correct problems in order to

RSA 169-C:2, II(b). To comply with the provisions of RSA chapter 169-C, the State

will plainly better the child.

present evidence, and cross-examine adverse witnesses. See

it can be clearly shown that a change in custody and control for his welfare or the interests of the public safety and when

abuse or neglect is provided a full hearing with an opportunity to call witnesses, Under the procedures contained in RSA chapter 169-C, a parent charged with

safety of the child is in danger or when it is clearly necessary and separating the child from his parents only when the

efforts to rehabilitate the parents proved unsuccessful); Matter of Perry a family environment by preserving the unity of the family 6

every hearing precedes or results in a decision to terminate parental rights).

taught parenting skills; permanent removal was not even considered until extensive keeping a child in contact with his home community and in

statute also requires that the trial court determine whether each parent understands relationship”); State in Interest of C.V. v. T.V. “decree does not necessarily pave the path to a termination of the parent-child RSA 169-C:18, III. The

result is by no means a foregone conclusion. See

See a necessary step in a juvenile court neglect proceeding is of little moment” as not 287, 292 (Mich. Ct. App. 1986) (“the fact that an adjudicative hearing is the first and

, 385 N.W.2d

1986) (State sought temporary custody of the child only until the parents could be intended to achieve the purposes of, 499 So. 2d 159, 162 (La. Ct. App. parental ties are not permanently severed. The provisions of RSA chapter 169-C are 635 N.E.2d 1144, 1148 (Ind. Ct. App. 1994) (entry of a child in need of services

, e.g., Smith v. Marion County DPW,

step in a process that may ultimately result in termination of parental rights, such a jurisdictions have similarly concluded, while an abuse or neglect proceeding is a first a reasonable doubt and indigent parents have a right to court-appointed counsel. permanent and is subject to review,” In re Father 2006-360, 155 N.H. at 97. As other

RSA 169-C:24-a (Supp. 2011), and its “dispositional order is not

the deficiencies that formed the basis for the initial petition may be rectified and the

is to permanently sever the parent-child relationship, the standard of proof is beyond separate purposes. In proceedings to terminate parental rights, the purpose of which neglect proceedings and termination of parental rights proceedings have distinct and

Unlike in proceedings to terminate parental rights, in abuse or neglect proceedings abuse or neglect proceedings is to reunify the family. See RSA 169-C:2 (2002). RSA 170-C:10 (2002); In re Baby K., 143 N.H. at 205. The overriding goal of

with a proceeding to terminate parental rights under RSA chapter 170-C. Abuse or We underscore that a child abuse or neglect proceeding is not synonymous neglect of children.

(d) Take such action as may be necessary to prevent abuse or

in order to avoid removal of children from the family.

(c) Provide assistance to parents to deal with and correct problems

(b) Preserve the unity of the family whenever possible.

secured for the child.” Id from the control of his parents, guardian or custodian, adequate care shall be control that will promote the child’s best interest; and, if the child should be removed

7 (a) Protect the safety of the child.

individuals, to: with private agencies and organizations, citizens’ groups, and concerned

shall receive, preferably in his own home, the care, emotional security, guidance and

would entail.” Preisendorfer administrative burdens that the additional or substitute procedural requirements seeks to coordinate efforts by state and local authorities, in cooperation government’s interest, considering the function involved and the fiscal and

Pursuant to the statute, “[e]ach child coming within the provisions of this chapter involved in the adjudication of child abuse or neglect cases.” RSA 169-C:2, I. endangered and to establish a judicial framework to protect the rights of all parties held before a judge without a jury actually reduces court is not bound by the technical rules of evidence and that the proceedings are

The third prong of the due process analysis takes into account “the. The statute and relevant. In re Gina D.

was enacted “to provide protection to children whose life, health or welfare is

, 143 N.H. at 53 (quotation omitted). RSA chapter 169-C risk of erroneous deprivation, we have previously concluded that the fact that the

standard in neglect or abuse proceedings, evidence nevertheless must be material in the care and custody of his or her children. prevent the risk of an erroneous deprivation of a parent’s fundamental liberty interest conclude that the procedures set forth in RSA chapter 169-C are facially sufficient to N.H. at 97; understands the consequences to parental rights. RSA 169-C:15, IV; see Brittany S., 147 N.H. at 493. We adhere to our prior decisions and an erroneous deprivation of his or her liberty interest. In re Father 2006-360, 155

the risk that a parent will suffer

Contrary to the parents’ argument that the statutory procedures increase the

, 138 N.H. 697, 700-01 (1994).

(07/01/2011) (notice to accused parent). Although there is a relaxed evidentiary NHJB-2192-DF, available at http://www.courts.state.nh.us/forms/nhjb-2192-df.pdf

Form

abused or neglected and each parent is required to sign a statement that he or she the possible consequences to parental rights should the court find that the child is the first instance by the trial court. See

reduce the risk of erroneous deprivation should be made on a case-by-case basis in 169-C, a determination of whether appointed counsel is necessary to adequately be appointed for indigent parents in every proceeding brought under RSA chapter

here.” Lassiter Accordingly, we conclude that while due process does not require that counsel

“it is hardly significant enough to overcome private interests as important as those

determinative difference in the outcome.” understand or challenge such testimony . . . the presence of counsel could make a

to abuse or neglect proceedings.” While the State’s fiscal concern may be legitimate, of the other expenses the State incurs in protecting the interest of children subjected million dollars on appointed counsel and that that “expense must be viewed in light “[p]arents involved in such cases are likely people who are not equipped to

State represents that in fiscal years 2010 and 2011, it expended more than one example, present complicated legal issues or require expert testimony, and given that process. As the State acknowledges, there may be abuse or neglect cases that, for may require the appointment of counsel to adequately protect a parent’s right to due

8

however, when it comes to the fiscal burden associated with appointed counsel. The interest in a proceeding that produces fair results. The State’s interest diverges, interest in maintaining the parent-child relationship. The State also shares an We agree with the State that the facts and circumstances of a particular case

indigent parents have a per For these reasons we conclude that, on balance, due process does not require that

the State in its role as parens erroneously deprived of the care and custody of his or her child. In addition, because (Fla. 1980) (counsel will always be required for parents where permanent termination

, e.g., In Interest of D.B., 385 So. 2d 83, 91 Thus, under the objectives stated in the statute, the State shares the parents’

of family reunification, the State shares with the parents a desire for a correct result.

embodied in the statute prevent the risk that an uncounseled parent will be

169-C:2, II(c). proceedings under RSA chapter 169-C. constitutional and other rights of the parties and assures them a fair hearing.” RSA se right to appointed counsel in abuse or neglect

interest of children and providing reasonable services to assist with the statutory goal

patriae has a significant interest in protecting the best

appointment of counsel. As set forth above, however, the procedural protections To summarize, the fundamental nature of the parents’ interest favors the

, 452 U.S. at 28.

of this chapter are executed and enforced and which recognize and enforce the

Id

carried out . . . [t]o provide effective judicial procedures through which the provisions . The chapter is to “be liberally construed to the end that its purpose may be

children placed in alternative care. (e) Provide protection, treatment and rehabilitation, as needed, to In Lassiter v. Department of Social Services

extends well beyond Lassiter

disagreeing with the dissenting opinion. Clause. The dissent would create a right under the State Constitution that

9

deprivation of his or her rights as a parent. See physical liberty.” Id

Hicks’s decision, but write separately to address more fully my reasons for State Constitution beyond that recognized under the Federal Due Process I would not expand the right to counsel in non-criminal cases under our

RSA 169-C:2 (2002). The

proceedings – those where the parent is not exposed to a permanent right to appointed counsel in the absence of at least a potential deprivation of proceedings – the kind at issue in Lassiter – and to abuse or neglect se right, but it also would apply that right both to parental rights termination forth in Mathews v. Eldridge because not only does the dissent envision a per should be decided on a case-by-case basis by, first, balancing the factors set the Court explained that whether due process demanded appointed counsel LYNN, J., concurring specially. I concur in the result reached in Justice

only when, if he loses, he may be deprived of his physical liberty.” Lassiter 33. is a presumption that “an indigent litigant has a right to appointed counsel proceeding. The Court, drawing upon its prior case law, concluded that there proceedings fundamentally unfair is a due process violation established. Id. at demonstrates that the absence of counsel in a particular case renders the R e m a n d e d. at 31. Only where the result of this analysis

the net result of that calculation “against the presumption that there is no

, 424 U.S. 319, 335 (1976), and, second, balancing Constitution under these circumstances, see

452 U.S. at 26-27. While recognizing that parental rights are very important,

,

appointed counsel for an indigent parent in a parental rights termination the United States Supreme Court held that there is no automatic right to

, 452 U.S. 18, 31-32 (1981),

The Federal Constitution offers no greater protection than the State

Matter of Perry LYNN, J., concurred specially; CONBOY, J., dissented.

.

Federal Constitution as we do under the State Constitution. (1993); Lassiter, 452 U.S. at 31-32. Thus, we reach the same result under the

In re Tracy M., 137 N.H. 119, 122

requires court-appointed counsel in a neglect proceeding).

, 385 N.W.2d at 292-93 (case-by-case analysis whether due process

parental custody, the right to counsel should be determined on a case-by-case basis); of custody might result, but where there is no threat of permanent termination of Cf State bear the cost of providing him with an attorney at the revocation hearing?

supporting his children. Does such a person have a right to insist that the

effectively preclude him from maintaining employment, and in turn from the parent loses his driver’s license, it is not difficult to imagine that this could non-existent, who is facing an administrative license revocation proceeding. If

proceeding rather than, as here, one initiated by the State, the fact that the

residing in northern New Hampshire, where public transportation is virtually of an abuse or neglect petition. Take a case as simple as that of a parent

residential time with her child? While this may be thought of as a private

practical matter, may have as devastating an effect on this right as the bringing importance, it is easy to envision other governmental actions that, as a the interest of a parent in raising a child is unquestionably of fundamental

represented opponent bent on preventing her from having any substantial liability). Or what of an indigent parent in a divorce proceeding who is facing a the licensee, but hearing need not take the form of a full hearing on question of

proceedings, it is hard to conceive of appropriate limiting principles. Although

10

nothing to interfere with that

pre-suspension hearing involve probable cause determination as to the fault of

criminal law context because, once such a right is recognized in civil an appointment, I would not extend the right to appointed counsel beyond the Except in the individual case where fundamental fairness requires such

the instant abuse or neglect proceedings – the legislature in fact has done

the suspension of a State-granted driver’s license, due process requires that . Bell v. Burson, 402 U.S. 535, 539-40 (1971) (holding that, in the context of

is, the parents do not simply claim the right to be represented by counsel in

the judicial function. It is not difficult to understand why the Lassiter

words, the parents claim the right to an economic entitlement. State provide them with this service at the expense of the taxpayers. In other

right; instead, they claim the right to have the

not simply procedural, but also has a significant substantive component. That factors in resolving that case: The right at issue in that case, and this one, is may have been unwilling to rely solely on the Mathews procedural due process

Court

In my view, the dissent’s position raises concerns that go to the heart of

proceeding). N.H. 422, 426-27 (1974) (no per se right to appointed counsel in civil contempt hearing to determine one’s status as a habitual offender); Duval v. Duval, 114 child); State v. Cook, 125 N.H. 452, 459-60 (1984) (no per se right to counsel at right to counsel in proceeding by parent to terminate guardianship over minor collateral proceeding); In re Brittany S., 147 N.H. 489, 493 (2002) (no per se (2006) (no per se right to counsel for criminal defendant seeking new trial in that may result in incarceration. See State v. Hall, 154 N.H. 180, 184-85 confines of direct criminal proceedings in which the accused is facing charges Lassiter, has not found a per se right to counsel to exist outside the strict dissent’s position is at odds with our prior case law, which, consistent with Clause so as to strike down legislation adopted by a

still further substantive content into the Due Process

the Court should be extremely reluctant to breathe Executive and the Judiciary in the 1930’s and 1940’s, the Clause disappeared in the conflict between the

underpinning for the broad, substantive application of

anticipation of the Framers, and that much of the major judicial gloss on its terms, as well as on the construction of the Due Process Clause represents a

design of the Constitution. Realizing that the present

or no cognizable roots in the language or even the deals with judge-made constitutional law having little vulnerable and comes nearest to illegitimacy when it

11

The Judiciary, including this Court, is the most

that were nowhere specified in those amendments. See Fifth and Fourteenth Amendments as protecting property and contract rights interpreted the broad and general language of the Due Process Clauses of the the political branches of government. Cf State to provide an ever increasing array of services exempt from the control of repository of unelaborated collectivism under which courts can require the score, the words of Justice White bear repeating: provide and pay for an “adequate” education for school age children). On this Hampshire Constitution the existence of a constitutional right to have the state

the advantages of that freedom.”). But an entitlement to such [government] funds as may be necessary to realize all protection against unwarranted government interference . . ., it does not confer

In the early part of the last century, the United States Supreme Court

legislature within a system of unrestrained laissez-faire, neither are they a

142 N.H. 462, 472-73 (1997) (divining within Part II, Article 83 of the New

cf. Claremont School Dist. v. Governor,

18 (1980) (“Although the liberty protected by the Due Process Clause affords

. Harris v. McRae, 448 U.S. 297, 317-

State pay for the services of an attorney to represent her? Protection Clause). Is the parent in this hypothetical entitled to insist that the Process Clauses of the State and Federal Constitutions do not cabin the West Coast Hotel Co. v. Parrish, 300 U.S. 379, 391 (1937). But just as the Due of property rights was the only economic system our Constitution allowed. See corrected the notion that full-bore capitalism absent any significant regulation to bring due process into play. Cf New York, 198 U.S. 45 (1905). Eventually, in the New Deal era, the Court

generally Lochner v.

enforcement of privately created racially restrictive covenants violates Equal Shelley v. Kraemer, 334 U.S. 1, 20 (1948) (holding that granting judicial (1972) (applying constitutional due process analysis to State replevin actions);

. Fuentes v. Shevin, 407 U.S. 67, 80-82

deprivation of custody is implemented could be deemed sufficient State action court – an arm of the State – is the instrumentality through which the chapter 169-C, I respectfully dissent.

indigent parents in State-initiated proceedings brought pursuant to RSA

the New Hampshire Constitution require the appointment of counsel for this right. Because I conclude that the due process protections afforded under New Hampshire apparently has become the only state in the country to abolish

neglect proceedings may well represent enlightened public policy. See

statutory right to counsel for indigent parents in abuse or neglect proceedings,

Providing counsel at State expense to indigent parents facing abuse or

CONBOY, J.

, dissenting. After recognizing for over thirty years a guess that judgment.

neglect cases was not in the overall public interest. We should not second-

12

factors that we utilize in addressing due process

continuing to supply court-appointed counsel to indigent parents in abuse or tasks in this case and came to the conclusion that, from its global perspective, see for the legislature to decide. upon to provide through taxation. We must presume it accomplished these fundamental unfairness, whether to provide this entitlement or not is a matter accused parent in a particular State-initiated abuse or neglect case results in

obligation equal to our own to comply with the State and Federal Constitutions, judgments as to what level of resources the public can reasonably be called call on this question is due substantial deference, not only because it has an indigent parents in abuse or neglect proceedings. In my view, the legislature’s 452 U.S. at 33. However, except insofar as the denial of counsel to an indigent

Lassiter,

we can readily appreciate in our role as adjudicators of discrete cases. See

programs and interests, all of which are vying for funding, while also making and paying for counsel in abuse or weighed in determining whether to appropriate funds for counsel for accused neglect cases against a vast array of other Specifically, the legislature must compare the costs versus benefits of providing Turner Broadcasting Systems, Inc. v. FCC, 520 U.S. 180, 195-96 (1997).

Moore v. East Cleveland information than we do, and must act based on a far broader perspective than respect, but also because in making that judgment it has access to far more (2011), and its judgment as a co-equal branch of government is due great express constitutional authority. Arizona Christian School Tuition Org. v. Winn another part of the governance of the [state] without, 131 S. Ct. 1436, 1442

questions are surely among the same considerations the legislature must have The three Mathews

, 431 U.S. 494, 544 (1977) (White, J., dissenting).

Judiciary does so, it unavoidably pre-empts for itself State or city to promote its welfare. Whenever the protection is not provided and the burdens created by its imposition. See Id

would entail.

nature of the proceeding, including both the risk of error if the additional

burdens that additional or substitute procedural requirements

13

life of a family is a fundamental human right and liberty. State v. Robert H. indigent parents in abuse or neglect proceedings requires consideration of the issue, determining whether due process requires appointed counsel for Given the indisputable significance of the individual liberty interest at considering the function involved and the fiscal and administrative

rights protected by the State Constitution and that the role of parents in the

neglect proceedings.” In re Brittany S. deemed “essential,” Meyer v. Nebraska procedural safeguards; and (3) the government’s interest,, 147 N.H. at 491. “has been long recognized in termination of parental rights and abuse [or] used, and the probable value, if any, of additional or substitute N.H. 138, 142 (1983). The fundamental nature of a parent’s liberty interest modern civilization is founded.” In re Welfare of Luscier an erroneous deprivation of such interest through the procedures cannot be overstated as “[t]he family entity is the core element upon which Petition of Kerry D., 144 N.H. 146, 148 (1999); Stanley D. v. Deborah D., 124 N.H. 739, 744-45 (2002); see As to the first prong, the importance of the private interest affected here In re Father 2006-360, 155 N.H. 93, 95 (2007); 118 N.H. 713, 716 (1978), overruled on other grounds by In re Craig T., 147 under a three-prong balancing test. In re Brittany S.,

533 (1953). Our decisions leave no doubt that parental rights are fundamental far more precious . . . than property rights.” May v. Anderson See, 345 U.S. 528, essential, and inherent” within the meaning of this constitutional provision. rights of man,” Skinner v. Oklahoma, 316 U.S. 535, 541 (1942), and “[r]ights

, 262 U.S. 390, 399 (1923), “basic civil

(Wash. 1974). The rights to conceive and to raise one’s children have been

, 524 P.2d 906, 907 (1) the private interest affected by the official action; (2) the risk of

. mandate the appointment of counsel in this case, our law requires analysis

CONST. pt. I, art. 2. We have recognized that parental rights are “natural,

(2002). This balancing test considers:

, 147 N.H. 489, 491

determine whether the due process requirements of the State Constitution In re Guardianship of Nicholas P., 162 N.H. 199, 203 (2011). Thus, to

protecting, property; and, in a word, of seeking and obtaining happiness.” N.H. the enjoying and defending life and liberty; acquiring, possessing, and men have certain natural, essential, and inherent rights – among which are, Part I, Article 2 of the New Hampshire Constitution provides that “All adverse witnesses. Id

present evidence and witnesses on their own behalf and to cross-examine the petition. RSA 169-C:18, III (Supp. 2011). The parents have the right to testify in support of the petition and any other evidence necessary to support

At the adjudicatory hearing, the petitioner must present witnesses to

RSA 169-C:16, I-a (Supp. 2011). database and made available to the police and sheriffs’ departments statewide.

2011). If the court issues a protective order, it is entered into the state

guardian, custodian, or a household member. RSA 169-C:16, I(a)-(d) (Supp. an order of protection setting forth conditions of behavior by a parent, relative, agency; transfer protective supervision to a child placing agency; and/or issue

“extraordinary circumstances requiring the time limit to be extended.” Id the date the petition was filed, unless the court makes a written finding of

guardian, or other custodian; transfer legal supervision to a child placing

the adjudicatory hearing must be held and completed within thirty days from

petition, the court may: permit the child to remain with the parent, relative,

14

RSA 169-C:15, III(d) (Supp. 2011). If the child is in an out-of-home placement, issued within sixty days from the date the petition was filed with the court. The adjudicatory hearing must be held, completed, and written findings RSA 169-C:15, IV (Supp. 2011). If the court finds sufficient facts to sustain the parte acknowledging that he or she understands the consequences to parental rights. child is abused or neglected, and each parent is required to sign a statement

evidence and may admit evidence that it considers relevant and material. RSA

. The court is not bound by the technical rules of

the possible consequences to parental rights should the court find that the

(CASA) or other qualified guardian neglected, the trial court must: appoint a Court Appointed Special Advocate 2011). Upon a finding of reasonable cause that the child is abused or

(d) (Supp. 2011).

court is required to determine whether each parent summoned understands

. The

exists to believe that the child is abused or neglected. RSA 169-C:15, I (Supp.

health or life; and set a date for an adjudicatory hearing. RSA 169-C:15, III(a)decisions concerning the care, custody, and control of their children.” In re circumstances or surroundings present an imminent danger to the child’s prevent the erroneous deprivation of their fundamental right “to make modified; issue immediate written orders if the court finds that the child’s of abuse or neglect, indigent parents are entitled to the assistance of counsel to child; determine whether any ex parte orders issued should be continued or

ad litem or an attorney to represent the

neglect is filed, a preliminary hearing is held to determine if reasonable cause Once an ex order is issued or a petition alleging child abuse or

Guardianship of Nicholas P., 162 N.H. at 203 (quotation omitted).

statutory scheme illustrates why, given the potential consequences of a finding Petition of Preisendorfer, 143 N.H. 50, 53 (1998). An examination of the to the family have been “accessible, available, and appropriate.” Id

reunification is the permanency plan, the court must consider whether services the permanency plan that is in effect. RSA 169-C:24, II (Supp. 2011). Where Children, Youth and Families (DCYF) has made reasonable efforts to finalize

hearing, the court must determine whether the New Hampshire Division for

request of any party at any time. RSA 169-C:24, I (Supp. 2011). At the review

may conduct additional review hearings upon its own motion or upon the the dispositional hearing to review the status of all dispositional orders and The court must conduct an initial review hearing within three months of

the child. RSA 169-C:23 (2002). initial petition, if returned home; and return of custody is in the best interest of court order; the child will not be endangered in the manner adjudicated on the

to the court that: they are in compliance with the outstanding dispositional termination of parental rights; surrender of parental rights and adoption;

is returned to the custody of his or her parents, the parents must demonstrate the court must identify a permanency plan other than reunification, including: RSA 169-C:19, I-IV (Supp. 2011). Before a child in an out-of-home placement member, or child to undergo individual or family therapy, or medical treatment.

C:23. RSA 169-C:24-b, II (Supp. 2011). If the standard for return is not met, returned to his or her parent(s) pursuant to the standard set forth in RSA 169relative; and/or order any parent, guardian, relative, custodian, household permanency hearing, the court must determine whether the child will be

15

provide to the child and family. Id

or a household member; transfer legal custody to a child placing agency or finding of abuse or neglect. RSA 169-C:24-b, I (Supp. 2011). At the

include a specific plan, to include the services the child placing agency will child is returned home. RSA 169-C:21, II (2002). The court’s order must also The court’s order must include conditions the parents must meet before the forth conditions of behavior by a parent, relative, sibling, guardian, custodian months, the court must hold a permanency hearing within twelve months of a the conditions enumerated in the statute; issue an order of protection setting When a child has been in an out-of-home placement for twelve or more with the parents, guardian, relative, or other custodian, subject to any or all of

.

finding that the child has been abused or neglected. RSA 169-C:21, I (2002).

dispositional order, the court may: order that the child is permitted to remain

sustain the petition are established, the court must enter a written order disposition of the case. RSA 169-C:18, V (Supp. 2011). If facts sufficient to prepare a written social study to be submitted to the court prior to the final finding of neglect or abuse. RSA 169-C:18, VII (Supp. 2011). In its A hearing on final disposition must be held within thirty days after a

.

the court must order a child placing agency to conduct an investigation and 169-C:12 (2002). If the court finds that a child has been abused or neglected, In re Emilye A.

outset may be seriously disadvantaged later. parent who is unable to present an adequate defense from the

first step on the road to permanent severance of parental ties. A

work a unique kind of deprivation. Indeed, they are frequently the

16

parental rights. See begin with allegations of abuse or neglect and end with petitions to terminate precursor to the permanent termination of parental rights.” Z.T. v. M.T. including an underlying dependency proceeding); In re Welfare of Myricks recognized, such statutory schemes establish a continuum of proceedings that

time. Like termination proceedings, dependency proceedings may believe that a child is abused or neglected. See of the child or be separated from the child for significant periods of there is a substantial possibility that the parent may lose custody

P.2d 841, 842 (Wash. 1975) (extending the right of indigent parents to courtparental rights, “it is an interference with the parental relationship and often a, 533 proceeding, parents must be represented by counsel at every critical stage, ultimately result in termination of parental rights. As other jurisdictions have Although an abuse or neglect proceeding does not itself terminate proceedings in a dependency action greatly affect any subsequent termination and Family, 242 S.W.3d 669, 672-73 (Ky. Ct. App. 2007) (because the

R.V. v. Com. Dept. for Health

the outset of a finding under RSA 169-C:15, I, that reasonable cause exists to Robert H. parent/child relationship through a . . . dependency proceeding,, 118 N.H. at 716, to raise and care for one’s child is in jeopardy from Thus, the constitutionally protected “natural, essential, and inherent right[],”

, 12 Cal. Rptr. 2d 294, 301 (Ct. App. 1992) (citations omitted).

immediate loss of custody of a child for up to one year or longer and may abuse or neglect sets in motion a series of hearings that can result in the that usually begins with a dependency and neglect proceeding). Viewing this statutory scheme as a whole, an initial petition alleging

considers evidence admitted at all dispositional and review hearings); Watson proceeding; in deciding whether to terminate parental rights, a trial court Practically speaking, once the State has become involved in the

S.W.3d 31, 34 (Ky. Ct. App. 2008).

, 258

files a petition to terminate parental rights, it is the end stage in a continuum v. Division of Family Services, 813 A.2d 1101, 1106 (Del. 2002) (when the State

(Corrigan, J., concurring) (a child protective proceeding is a single continuous

, e.g., In re Hudson, 763 N.W.2d 618, 624 (Mich. 2009)

appropriate.” RSA 169-C:24-b, III (Supp. 2011). “whether services to the family have been accessible, available and “reasonable efforts to finalize the permanency plan that is in effect” and arrangement. Id. The court must also determine whether DCYF has made guardianship with a relative; or another planned permanent living fact. The parent who has failed in these regards may be unable to demonstrate

quality of parenting the State would require may be unable to establish this

Without counsel, “[t]he parent who actually has achieved the improvement or present evidence, and elicit relevant information from their own witnesses. cross-examine adverse witnesses, challenge irrelevant or immaterial testimony,

In re Welfare of Myricks

neglect, these parents are expected, on their own, to identify material issues,

of the juvenile court.

Yet in order to present an effective defense to the allegations of abuse or disabled, is blind in one eye, and receives Social Security Disability benefits. accommodations before discontinuing his education. He is at least partially

understand, and all to be done in the strange and awesome setting expert) . . .; deal with documentary evidence he or she may not and often an adverse attorney; cross-examine witnesses (often

father, completed the tenth grade of high school with special education

wits with social workers, counselors, psychologists, and physicians

She is unemployed and suffers from severe depression. Larry M., the natural later completed coursework to obtain a Licensed Practical Nurse certificate. mother, completed high school with special education accommodations and

difficulty must present his or her version of disputed facts; match

17

As the record in the case before us establishes, Sonia M., the natural

Danforth v. State Department of Health & Welfare defendant-parent, who often lacks formal education, and with panoply of the traditional weapons of the State are trained on the parent has to face the superior power of State resources. The full

the State to present its side of the case as opposed to that of the parents);

preliminary to later and more final pronouncements – the indigent

incomprehensible). terminate parental rights), affirmed in part and reversed in part on other 1973) (for most parents involved in neglect actions, the entire proceedings are

, 303 A.2d 794, 799 (Me.

194, 200 (La. Ct. App. 1980) (noting the imbalance of the power and ability of

, 533 P.2d at 842; see In Interest of Howard, 382 So. 2d In dependency and child neglect proceedings – even if only

especially likely when an indigent parent is involved. The risk of an erroneous deprivation in abuse or neglect proceedings is

proceeding for temporary custody is frequently a prelude to a petition to

grounds, 343 A.2d 815 (N.J. Super. Ct. App. Div. 1975).

toward temporary loss of custody are entitled to appointed counsel since the Div. 1974) (indigent parents subjected to dependency proceedings looking Division of Youth and Family Services, 320 A.2d 203, 211 (N.J. Super. Ct. Law deprivation may likely follow the dependency and neglect proceeding); Crist v. appointed counsel to temporary deprivation proceedings where permanent Watson

credible evidence. factual allegations in the petition to terminate can be established with

proceedings as well.” Lassiter

has been filed then the outcome is almost inevitable, assuming the

rights of all

only in parental termination proceedings, but in dependency and neglect

18

appointed to represent an indigent parent after the petition to terminate that the efforts at reunification had failed. If an attorney is only children and the establishment of a judicial framework that “protect[s] the the time that child was placed in foster care until the State concluded

fundamental right at issue. See would entail, does not outweigh the risk of an erroneous deprivation of the that an indigent parent is entitled to the assistance of appointed counsel not Supreme Court has acknowledged, “[i]nformed opinion has clearly come to hold untenable in light of the fundamental interest at stake. As the United States

does not justify denying counsel.” In re Welfare of Myricks

parties involved in the adjudication of child abuse or neglect

State’s interest as identified in RSA chapter 169-C includes the protection of terminating parental rights is found in the conduct that occurred from

Petition of Preisendorfer, 143 N.H. at 53. The

administrative burdens that additional or substitute procedural requirements The State’s interest, considering the function involved and the fiscal and neglect proceeding. I would hold that the risk of an erroneous result is appointment of counsel). however, called for a per se rule, entitling an indigent stepparent to or neglect proceeding. See In re Shelby R., 148 N.H. 237 (2002) (the plurality, fact that the instant case involves a non-permanent deprivation of the child required to adequately protect a stepparent’s right to due process in an abuse previously determined that, at the very least, appointment of counsel may be

, 452 U.S. at 33-34. I note that this court has When a termination proceeding is commenced, the factual basis for

proceeding.

(2002), does not vitiate the denial of due process in an underlying abuse or Further, appointment of counsel in termination proceedings, see RSA 170-C:10

, 533 P.2d at 842.

basic to expose to the State’s forces without the benefit of an advocate. The every phase of an abuse or neglect proceeding. “The right to one’s child is too Without counsel, a parent’s fundamental liberty interest is threatened at

, 813 A.2d at 1106. proceeding and, consequently, a subsequent termination of parental rights

for each subsequent hearing, any errors that occur can affect the entire and uncorrected.” Id. In addition, because each hearing lays the foundation J., dissenting). “[E]rrors of fact or law in the State’s case may go unchallenged Lassiter v. Department of Social Services, 452 U.S. 18, 46 (1981) (Blackmun, cause, absence of willfulness, or lack of agency diligence as justification.” Lassiter

significant enough to overcome private interests as important as those here.”

for indigent parents in State-initiated abuse or neglect hearings is “hardly The fiscal and administrative burden associated with providing counsel

the proper resolution of potentially life-changing issues. Id

proceedings is essential to the fair and efficient administration of justice and The participation of counsel on behalf of all parties in abuse or neglect guardianship termination. See to place children out of the home or provide services that are unnecessary.” informed decisions.

access to competent representation so that judges can make parties in child abuse and neglect cases have adequate

19

a different footing than do unaccused parents and parents seeking Indeed, as the State acknowledges, “it would be a waste of the State’s resources

what information a judge is presented with, it is vital that all

when the parent or guardian is indigent.” Id

Father 2006-360, 155 N.H. at 97 (providing

statute. Moreover, the prior statute recognized that accused parents stand on parties is best served by the appointment of counsel for indigent parents. burden, as it successfully met this expense for over thirty years under the prior , 452 U.S. at 28. In fact, the cost to the State does not present a new Given that attorneys and other advocates often determine

proceeding. Such representation should be provided at government expense

The State’s interest in protecting both children and the rights of all

reaching the best-informed decision about a child’s future.. at VII-5. children and judges need to be confident that they are

guardians) at all court hearings, including at the preliminary protective [c]ourts face difficult decisions about how best to protect that “States guarantee that counsel represent biological parents (or legal . (quotation omitted). Accordingly, the Guidelines specifically recommend

and families.” D. Duquette & M. Hardin, Guidelines for Public Policy and State are meant to help States evaluate and modernize their laws that affect children adopted guidelines which “draw upon the best practices among the States, and

representation.” Id. at VII-1. The Guidelines emphasize that that “[c]hildren’s interests are not well served unless all parties have good legal Human Services, I-1 (1999, adopted 2002) (Guidelines). The Guidelines state Legislation Governing Permanence for Children, U.S. Dept. of Health and

The United States Department of Health and Human Services has

representation are the indigent parents. parties in an abuse or neglect proceeding who are not provided with the abolishment of the thirty-year-old statutory right to counsel, the only cases.” RSA 169-C:2, I (2002) (emphasis added). Now, however, as a result of Id

parent’s case. need for counsel in time to allow adequate preparation of the

investigation, and legal research focused on the particular case.” Lassiter representation would have made becomes possible only through imagination, and omissions of the defendant parent. Determining the difference legal

before the hearing so as to reach an informed decision about the

should have been provided counsel “at most will show the obvious blunders

examine the State’s documentary and testimonial evidence well representation might make. A trial judge will be obligated to required to determine in advance what difference legal 20

from the true achievement of judicial economy.” Matter of Lindsey C. the applicable procedures and possible results. . . . Financial economy follows various stages with the expectation that all of the parties will be fully advised of Relying upon a review of the record to determine whether an indigent parent typical case has been adequately presented.” Id plurality is not, in my opinion, sufficient to protect the interests at stake. The case-by-case approach to the appointment of counsel adopted by the

places an even heavier burden on the trial court, which will be

. at 51 n.19. appointment of counsel in that the case can then be promptly heard at its garnering relevant facts, it is difficult, if not impossible, to conclude that the

satisfactory defense.” Id significance of failures to challenge the State’s evidence or to develop a on such an enterprise in each case, it might be hard pressed to discern the

approach

. Furthermore, such an

financially economical. “Judicial economy is achieved by the early to be unaware of controlling legal standards and practices, and unskilled in to the State’s filing an abuse or neglect petition is both judicially and. “Because a parent acting pro se is even more likely Furthermore, the appointment of counsel for an indigent parent incident need to pay for the foster care of wrongfully taken children).

U.S. at 51 (Blackmun, J., dissenting). “Even if the reviewing court can embark

, 452

dependency-neglect cases would both reduce litigation costs and eliminate the L.A. L. Rev. 1087, 1093 (2009) (providing parents with counsel earlier in Money, and Other Motivations Behind New Civil Right to Counsel Laws, 42 Loy. burden upon the State); Brittany S. S.E.2d 110, 124 (W.Va. 1995); see Abel, Keeping Families Together, Saving

, 473

guardianship could be significant). providing representation for indigent parents in proceedings to terminate a

, 147 N.H. at 493 (costs associated with

neglect proceedings would place a substantial fiscal as well as administrative court-appointed counsel to all unaccused, noncustodial parents in abuse or 21

abuse or neglect proceedings under RSA chapter 169-C. that indigent parents be represented by appointed counsel at State-initiated

due process protections contained in the New Hampshire Constitution require

all parties, notwithstanding the financial cost to do so, I would hold that the face against the State, and the governmental interest in protecting the rights of risk of an erroneous deprivation of this right, the imbalance of power parents parents to the custody and control of their children, the grievous nature of the Taking full account of the fundamental and constitutional right of

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