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2008-0945 The State of New Hampshire v. Michael Addison
Michael A. Delaney, attorney general (Peter Hinckley, assistant attorney
Opinion Issued: November 6, 2013 Argued: November 14, 2012
(CAPITAL MURDER)
MICHAEL ADDISON
v.
THE STATE OF NEW HAMPSHIRE
No. 2008-945
Hillsborough-northern judicial district
___________________________
THE SUPREME COURT OF NEW HAMPSHIRE
Concord, on the brief, and Mr. Rothstein orally, for the defendant. public defender, and Heather S. Ward, New Hampshire public defender, of page is: http://www.courts.state.nh.us/supreme. Johnson, chief appellate defender, Richard C. Guerriero, New Hampshire a.m. on the morning of their release. The direct address of the court's home reporter@courts.state.nh.us. Opinions are available on the Internet by 9:00 David M. Rothstein, deputy chief appellate defender, Christopher M.
assistant attorney general, Mr. Hinckley, and Ms. Rundles orally), for the State. Bocian, assistant attorney general, on the brief, and Elizabeth C. Woodcock, general, Janice K. Rundles, senior assistant attorney general, and Thomas E.
to press. Errors may be reported by E-mail at the following address:
editorial errors in order that corrections may be made before the opinion goes Hampshire, One Charles Doe Drive, Concord, New Hampshire 03301, of any Readers are requested to notify the Reporter, Supreme Court of New
well as formal revision before publication in the New Hampshire Reports. NOTICE: This opinion is subject to motions for rehearing under Rule 22 as B. EVIDENCE OF AGGRAVATING CIRCUMSTANCES………. 242
A. PASSION, PREJUDICE OR OTHER ARBITRARY FACTOR. 241
IX. MANDATORY SUPREME COURT REVIEW..……..…………..……… 240
H. POST-VERDICT REQUEST FOR DISCOVERY……………... 229 DUPLICATIVE FACTORS)……………………..…………..……. 215
(SEPARATION OF POWERS; GRAND JURY INDICTMENT; G. NON-STATUTOR Y AGGRAVATING FACTORS F. DEATH-QUALIFIED JURY…………………………..………..... 206 E. IMPACT OF RACE IN CAPITAL SENTENCING…….……….. 190
D. INAPPLICABILITY OF RULES OF EVIDENCE……………... 185 C. STATUTORY BURDENS OF PROOF………………..………… 175 FUNCTION)……………..……………………………….…….…… 165 B. STATUTORY AGGRAVATING FACTORS (NARROWING CONSTITUTION……………...……..………………….…….…... 153
A. DEATH PENALTY CHALLENGE UNDER STATE VIII. CONSTITUTIONAL AND STATUTORY REVIEW..….……….……….. 153
4. CLOSING ARGUMENT……………..…………….………… 134 3. PRIOR CRIMES……………………..……………….………. 117 EXECUTION…………………...…………..………….……... 104 2. CONDITIONS OF CONFINEMENT AND MODE OF 1. VICTIM IMPACT EVIDENCE.……………………….…….. 91
B. SENTENCE SELECTION PHASE TRIAL….….………….…… 89
1. ADDISON’S STATEMENT……………..……………….….. 80 A. ELIGIBILITY PHASE TRIAL.……..………………………….….. 78 VII. SENTENCING PHASE REVIEW..…………………………………….….. 70
B. REASONABLE DOUBT INSTRUCTION……………………..... 65
A. RULE 404(B) PRIOR CRIMES EVIDENCE…………….……... 48 VI. GUILT PHASE REVIEW……………………………………….………….... 44
C. CHALLENGES FOR CAUSE……………………….……........... 35
B. PEREMPTORY CHALLENGES…………………….…………….. 31 A. VENUE..….……….………………………………….…..………….. 13 V. VENUE AND JURY SELECTION REVIEW.......……….….…………… 11
2
IV. APPELLATE STANDARDS OF REVIEW…..…………….….…………... 10
III. PROCEDURE IN CAPITAL MURDER..………………...…….…….…... 8
II. PROCEDURAL HISTORY....…………………………………….…………. 6
I. THE CAPITAL MURDER...…………………………………….…………… 4
TABLE OF CONTENTS reversible error. Accordingly, we affirm the defendant’s conviction for capital
With respect to the issues raised by the defendant on appeal, we find no
will address the third question after further briefing and oral argument.
first two statutory questions are before us at this stage of the proceeding; we
cases, considering both the crime and the defendant. RSA 630:5, XI. Only the of death is excessive or disproportionate to the penalty imposed in similar aggravating circumstance, as authorized by law; and (3) whether the sentence
other arbitrary factor; (2) whether the evidence supports the jury’s finding of an
sentence of death was imposed under the influence of passion, prejudice or any In addition, we are statutorily required to address: (1) whether the
his post-verdict request for discovery.
aggravating factors’ compliance with certain constitutional requirements, and sentencing, the process of “death qualifying” the jury, the non-statutory the inapplicability of the rules of evidence, the impact of race in capital
function of the statutory aggravating factors, the statutory burdens of proof,
relate to the constitutionality of the capital punishment statute, the narrowing
argument. He also raises several constitutional and statutory issues that jury instruction on mode of execution, prior crimes evidence, and closing victim impact evidence, evidence of conditions of confinement, evidence of and
sentencing, the defendant’s claims of error relate to his custodial statement,
Evidence 404(b), and the jury instruction on reasonable doubt. Regarding to prospective jurors, prior crimes evidence under New Hampshire Rule of claims of error relate to venue, peremptory challenges and challenges for cause
3
aggravating circumstances. We note that our review of the defendant’s and that the evidence was sufficient to support the jury’s findings of imposed under the influence of passion, prejudice or any other arbitrary factor,
briefed by the defendant. Regarding his capital murder trial, the defendant’s
murder. Furthermore, we conclude that the sentence of death was not
conviction and sentence. This opinion addresses each of the twenty-two issues On appeal, the defendant contends that numerous errors undermine his
scheme in 1977. See Laws 1977, 440:2. The defendant appeals his conviction
death. RSA 630:5, X-XII (2007).
imposed in New Hampshire since the enactment of the current statutory
Superior Court (McGuire, J.) of the capital murder of Manchester Police Officer PER CURIAM. The defendant, Michael Addison, was convicted in
B. SPECIAL VERDICT FORM.………………………..………….. 249 A. SPECIAL FINDINGS FORM.…………………………………… 244 X. APPENDIX independent review by this court when a defendant has been sentenced to and his sentence. Sup. Ct. R. 7. The capital sentencing statute also requires
Michael Briggs and sentenced to death. This is the first death sentence police later found a bullet lodged in the living room floor of another apartment.
parked car, and a bullet lodged in the bedroom wall of an apartment. The two men fled. Manchester police recovered shell casings, bullet fragments in a approached the building, at which Bell-Rogers fired several rounds, and the
to an apartment complex on Edward J. Roy Drive in Manchester. They In the early morning of October 15, the defendant and Bell-Rogers drove
surveillance camera recorded the robbery. robbery, Bell-Rogers took the cash drawer, and the men fled. A store
defendant brandished the same weapon that had been used in the restaurant
gunpoint the clerk of a 7-Eleven convenience store in Hudson. As the The following morning, the defendant and Bell-Rogers robbed at
the ceiling.
officers recovered two empty shell casings from the floor and a bullet lodged in twice during the robbery. After the men fled the scene, Manchester police was armed with a knife, and Bell-Rogers fired his semiautomatic handgun
“out for blood.” That afternoon, the men brought the car that they had used in
the El Mexicano Restaurant in Manchester. The defendant, a convicted felon,
for them; the defendant and Bell-Rogers responded by declaring that they were and Bell-Rogers. A friend warned the men that the police were nearby looking Manchester police interviewed several people associated with the defendant violent crimes in the area. On October 10, he and Antoine Bell-Rogers robbed During the week before the shooting, the defendant committed several
day. 4
police approached him he would shoot. On the day of the Roy Drive shooting,
Massachusetts and took him into custody. Officer Briggs died the following
were searching for him, and throughout the week he told friends that if the I. THE CAPITAL MURDER Prior to the shooting of Officer Briggs, the defendant knew that the police
but the police located him later that day at his grandmother’s home in in Litchfield Lane, an alley in Manchester. The defendant fled the crime scene, apprehension by the police. The shooting occurred at approximately 2:45 a.m.
further opinion. review of the defendant’s sentence of death, at which time we will issue a
2006, the defendant shot Officer Briggs in the head in order to evade
on comparative proportionality under RSA 630:5, XI(c) will we conclude our sentence is not yet complete. Only after additional briefing and oral argument
phase of the trial and upon the jury’s findings and verdict. On October 16, The following facts are based upon the evidence adduced at the guilt Rogers. Officer Breckinridge quickly followed.
Officer Briggs turned his bicycle sharply to pursue the defendant and Bell- Rogers in the alley and maneuvered his vehicle to get a closer look at them. in a police vehicle traveling on the same street also saw the defendant and Bell-
Lane, they spotted the defendant and Bell-Rogers in the alley. Another officer
Breckinridge were crossing the intersection of Lincoln Street and Litchfield waistband; the gun was concealed by his sweatshirt. As Officers Briggs and defendant had Bell-Rogers’s loaded semiautomatic handgun tucked in his
Both men were wearing sweatshirts with hoods over their heads and the
walking past a marked police vehicle and entering the Litchfield Lane alley. Lake Avenue apartment. At that time, the defendant and Bell-Rogers were At approximately 2:45 a.m., Officers Briggs and Breckinridge left the
that the defendant and Bell-Rogers had been involved.
Officers Briggs and Breckinridge assisted with that investigation, and learned the apartment building to make sure that the shooter was no longer there. learned that the suspects had fled on foot. At the scene, the police searched
apartment on Lake Avenue. They responded to assist and, while on their way,
dispatch report of a gunshot having been fired during a domestic incident at an Shortly before 2:00 a.m., Officers Briggs and Breckinridge heard a
them.
Manchester, aware that the police were in the immediate vicinity looking for the defendant and Bell-Rogers were at an apartment on Lake Avenue in were instructed to arrest the defendant and Bell-Rogers on sight. At that time,
October 16, arrest warrants had been issued for both men, and the officers
area, searching for the defendant and Bell-Rogers. By the early morning of
marked “Police.” Numerous officers in patrol vehicles were canvassing the east side of Manchester. They were in uniform and wearing bicycle helmets Officers Briggs and Breckinridge were assigned to bicycle patrol on the
result of a prior encounter with him. be held for questioning. Officer Briggs was familiar with the defendant as a Rogers likely were armed and dangerous and that, if apprehended, they should
5
associated with them. A detective told the officers that the defendant and Bell-
and Bell-Rogers, as well as information about the people, places, and vehicles The officers received physical descriptions and photographs of the defendant that the defendant and Bell-Rogers were wanted in connection with a shooting.
shift. Their shift began with a roll call and briefing during which they learned
reported to the Manchester Police Department for the 6:30 p.m. to 3:00 a.m. That evening, Officer Briggs and his partner, Officer John Breckinridge,
made plans to leave the state. two of the previous crimes to a friend so that he could “wipe it out,” and they II. PROCEDURAL HISTORY
October 17, from a single gunshot wound to his head. Officer Briggs never regained consciousness. He died the next day,
and she notified the police.
the gun in her backyard where the defendant had discarded it while fleeing, taken into custody. A resident in the neighborhood of the shooting later found grandmother’s Boston apartment, where he surrendered to the police and was
his red sweatshirt nearby. Later that day, they tracked him to his The police discovered the defendant’s cellular telephone at the scene and
up the alley, while others went to Officer Briggs’s aid.
as if trying to clear a jam from his gun. Several officers chased the defendant
officers, then “hunched down” and moved his arm back and forth at waist level fire because she could not take a clear shot. The defendant looked back at the four or five times. Another officer also took aim at the defendant but did not
fire a gun at them; the officer took aim at the defendant and fired his weapon
defendant turn and raise his arm toward the officers as though he was going to
defendant in the alley looking for a way to escape. The officer saw the Police officers in the area responded immediately. One officer saw the
shots at him.
defendant turned and ran up the alley as Officer Breckinridge fired several enforcement officer, by shooting Officer Briggs in the head side of Officer Briggs’s helmet and he instantly collapsed to the ground. The high,” and fired a single gunshot at Officer Briggs. The bullet penetrated the
death of Manchester Police Officer Michael L. Briggs, a law turned, raised both arms together “in a unified motion” about “chest to head
6
Hillsborough, with force and arms, . . . knowingly caused the or about October 16, 2006, at Manchester in the County of length, he issued a third command — “Stop, Police!” The defendant suddenly Michael K. Addison . . . of Manchester, New Hampshire, on Briggs closed the gap between them. When Officer Briggs was within an arm’s downward” in a “balling-up sort of a motion.” He slowed his pace while Officer
of capital murder. The indictment alleged that defendant continued walking away, “rolling his shoulders forward” and “looking On February 20, 2007, a grand jury indicted the defendant on one count
the defendant, he again issued the same command — “Stop, Police!” The His head was “leaning down and forward a little bit.” As Officer Briggs neared walking away, keeping his hands near his waist and out of the officer’s sight.
Police!” Bell-Rogers stopped almost immediately, but the defendant continued As Officer Briggs approached the two suspects, he commanded, “Stop, the line of duty. See RSA 630:1, I(a). The eligibility phase lasted one day, capital murder for having knowingly killed a law enforcement officer acting in
phase ended on November 13, when the jury found the defendant guilty of
numerous exhibits and the testimony of more than forty witnesses. The guilt The guilt phase began on October 20, 2008, and the evidence included
defendant to life imprisonment without possibility of parole or to death.
including aggravating and mitigating factors, whether to sentence the
sentenced to death. See RSA 630:5, IV (2007). The jury recorded these
in which the jury determined, based upon consideration of all the evidence, defendant eligible for the death penalty; and (3) the sentence selection phase, determined whether there existed statutory aggravating factors making the evidence proffered by the defendant, and recommended that the defendant be
the recommended death sentence on December 22. See RSA 630:5, V (2007).
7 committed capital murder; (2) the eligibility phase, in which the jury
aggravating factors evidence proffered by the State and the mitigating factors December 18, when the jury returned findings on the non-statutory and the testimony of more than fifty witnesses. This final phase ended on
Appendix B to this opinion. As required by statute, the superior court imposed
(1) the guilt phase, in which the jury determined whether the defendant sentencing into two stages. Consequently, the trial consisted of three phases: December 2008. At the defendant’s request, the trial court bifurcated phase began on November 21, and the evidence included numerous exhibits appeal pursuant to Supreme Court Rule 7. under RSA 630:5, X (2007). On May 1, 2009, the defendant filed his notice of On December 31, 2008, this court docketed the automatic appeal required aggravating factors making the defendant eligible for the death penalty. See this phase, the jury determined that the State had proven statutory findings and its verdict on a Special Verdict Form, which is included in
The defendant’s capital murder trial took place from October to Form, which is included in Appendix A to this opinion. The sentence selection RSA 630:5, VII (2007). The jury recorded these findings on a Special Findings
stipulation relating to the defendant’s prior incarceration. At the conclusion of November 17, and included one witness who testified for the State, and a
to RSA 630:5, I (2007). This notice was later amended. penalty, identifying statutory and non-statutory aggravating factors pursuant
See RSA 630:1, I(a) (2007). The indictment also alleged certain statutory
duty . . . . with a firearm, while Officer Briggs was acting in the line of
sentence. On May 7, 2007, the State filed its notice of intent to seek the death aggravating factors that would make the defendant eligible to receive a death convictions in all three cases. See State v. Addison, 160 N.H. 493 (2010)
during the Roy Drive shooting. We affirmed the defendant’s non-capital
acquitted of the charge of being a felon in possession of a deadly weapon
located on Edward J. Roy Drive in Manchester on October 15, 2006. He was with a firearm for participating in the shooting at the apartment complex conspiracy to commit criminal threatening and accomplice to reckless conduct
convenience store in Hudson on October 11, 2006. Third, he was convicted of
in possession of a firearm for participating in the robbery of the 7-Eleven convicted of conspiracy to commit robbery, armed robbery, and of being a felon Mexicano Restaurant in Manchester on October 10, 2006. Second, he was
in possession of a deadly weapon for participating in the robbery of the El
First, the defendant was convicted of armed robbery and of being a felon
amended notice of intent to seek the death penalty.
relate to certain non-statutory aggravating factors identified in the State’s
These three cases are relevant to the capital murder proceedings because they
events that occurred during the week preceding the shooting of Officer Briggs. capital murder trial, the parties tried three felony cases arising out of the of its initial notice to seek the death penalty and the start of the defendant’s
and, following a sentencing hearing, that the State has proven two statutory
III. PROCEDURE IN CAPITAL MURDER
8 involving the defendant. During the sixteen months between the State’s filing
guilty of capital murder as defined under RSA 630:1 (2007) (amended 2011),
murder. December 22, 2008, the same day it imposed the death sentence for the capital
We also issued decisions in the appeals of three non-capital cases
proceedings and denied the defendant’s post-verdict motion. a unanimous jury finds beyond a reasonable doubt both that the defendant is Under New Hampshire law, a defendant is eligible for a death sentence if
appeal. State v. Addison, 160 N.H. 732, 741 (2010). Also in 2010, the
shooting). The trial court imposed sentences for each of these convictions on Restaurant robbery); State v. Addison, 161 N.H. 300 (2010) (Roy Drive (7-Eleven robbery); State v. Addison, 160 N.H. 792 (2010) (El Mexicano
upon his post-verdict motion for discovery. The trial court conducted further
standards under sections XI(a) and (b) as necessary in our decision on the
was not required. State v. Addison, 159 N.H. 87, 93 (2009). In 2010, we
and proceedings. We granted his motion, in part, to allow the trial court to rule
under RSA 630:5, XI(c) (2007), and noted that we would decide the applicable
2009, we concluded that formal rulemaking for review of death penalty cases We previously have issued several decisions related to this case. In
defendant moved for a partial remand to the trial court for additional discovery
determined the standard applicable for comparative proportionality review unanimous vote.” Id. Moreover, “[t]he jury, regardless of its findings with
sentence of life imprisonment without possibility of parole” must be “by A recommendation “that a sentence of death be imposed rather than a factors are themselves sufficient to justify a sentence of death.” RSA 630:5, IV.
found to exist, or in the absence of mitigating factors, whether the aggravating
factors found to exist “sufficiently outweigh any mitigating factor or factors
death sentence, then each juror considers whether all of the aggravating aggravating factors that are necessary to make the defendant eligible for a If a sentencing jury unanimously finds the existence of the two statutory
evidence. RSA 630:5, III. of proving the existence of a mitigating factor by a preponderance of the aggravating factor beyond a reasonable doubt; the defendant bears the burden
630:5, IV. The State bears the burden of proving the existence of an
existence of a mitigating factor may consider such a factor established.” RSA aggravating factor must be unanimous, “any member of the jury who finds the factors exist. RSA 630:5, III. Although the jury’s finding with respect to an
factors). RSA 630:5, I(b). Further, each juror considers whether mitigating
seek to prove as the basis for the death penalty” (non-statutory aggravating
aggravating factors) or may be “other aggravating factors which the state will These additional factors may be those identified in the statute (statutory State’s notice of intent to seek the death penalty. RSA 630:5, I, III (2007). 9
additional aggravating factors exist, provided such factors were set forth in the At a capital sentencing hearing, the jury also considers whether
VII(b)-(j).
RSA 630:5, V (2007). recommend a death sentence, the court is required to impose that sentence. death sentence and the jury shall be so instructed.” Id. Should the jury respect to aggravating and mitigating factors, is never required to impose a
the background of the defendant, or the status of the victim. RSA 630:5,
630:1; see RSA 630:1, I(g) (Supp. 2012) (statute amended in 2011 to add as “knowingly caus[ing] the death of another” in specific circumstances. RSA
RSA 630:5, VII(a)(1)-(3). The second relates to the circumstances of the crime, whether the defendant acted “purposely” when committing the capital murder. 630:1, I(a). One of the two requisite statutory aggravating factors relates to
case occurred, the statute identified six types of capital murder, each defined aggravating factors. RSA 630:5, I, II, IV, VII (2007). When the crime in this
knowingly killing “a law enforcement officer acting in the line of duty.” RSA seventh type of capital murder). One type of capital murder is defined as State v. Hollenbeck, 164 N.H. 154, 158 (2012).
10 constitutionality.” Id. (quotation omitted). “The party challenging a statute’s
rely upon federal law only to aid our analysis. See State v. Ball, 124 N.H. 226,
set of circumstances exists under which the challenged statute would be valid.
whole. State v. Etienne, 163 N.H. 57, 71 (2011). We first examine the
constitutionality of a statute, those doubts must be resolved in favor of its 231-33 (1983). When the United States Supreme Court has decided an issue See State v. Wamala, 158 N.H. 583, 592 (2009). between it and the constitution.” Petition of S. N.H. Med. Ctr., 164 N.H. 319, Constitutions, we first address his claims under the State Constitution, and Where the defendant claims a violation of both the State and Federal declared invalid “except upon inescapable grounds.” Duquette v. Warden, N.H. Legislative acts are presumed to be constitutional and will not be
(2005). To prevail on a facial challenge, the defendant must establish that no import of their terms and to promote justice.” Id. (quotation and citation constitutionality bears the burden of proof.” State v. Pierce, 152 N.H. 790, 791 intent of the legislature as expressed in the words of a statute considered as a
324 (2012) (quotation omitted). “It also means that when doubts exist as to the
and a constitutional provision, we first will address the statutory argument. statute to be unconstitutional unless a clear and substantial conflict exists State Prison, 154 N.H. 737, 745 (2007). “This means that we will not hold a Etienne, 163 N.H. at 72. We interpret legislative intent from the statute as constitutional questions, are reviewed de novo. State v. Marshall, 162 N.H. words used. State v. Moussa, 164 N.H. 108, 128 (2012). Absent an ambiguity omitted).
Additionally, “we construe provisions of the Criminal Code according to the fair In matters of statutory interpretation, we are the final arbiter of the statute in the context of the overall statutory scheme and not in isolation. Id. advanced by the entire statutory scheme. Id. Accordingly, we interpret a (2010). Our goal is to apply statutes in light of the policy sought to be language it did not see fit to include. State v. Addison, 160 N.H. 732, 754 when necessary, when a claim of error is based upon both a statutory provision written and will not consider what the legislature might have said or add
we will not look beyond the language of the statute to discern legislative intent. rulings on questions of law, including statutory interpretation and language of the statute and ascribe the plain and ordinary meanings to the
IV. APPELLATE STANDARDS OF REVIEW
657, 661 (2011). Because we decide cases on constitutional grounds only
Our settled principles of judicial review apply to this appeal. The trial court’s interpretation and require our review of the trial court’s evidentiary rulings. The issues before us raise questions of statutory and constitutional Juror voir dire lasted approximately seventeen days, generating
those who were entitled to be excused.
court excused persons who clearly were not eligible for jury service, as well as should be excused and . . . whose request should be denied.” In addition, the recommendations. The court noted that counsel “almost always agreed on who
and they met periodically with the trial court to discuss their
In September 2008, at the start of the first day of juror voir dire, the trial 11
provide an overview of the jury selection process in this case.
should be excused immediately based upon the questionnaire responses alone, preliminary voir dire, during which the trial court described the charge against them into several panels. Each panel was brought before the court for
denying his motions to dismiss two prospective jurors for cause. We first criminal cases, including capital cases. Prospective jurors who knew any of the the defendant, the jury selection process, and the law generally applicable to
State v. Oakes, 161 N.H. 270, 280 (2010); State v. Giddens, 155 N.H. 175, 179 preliminary questionnaire. Counsel jointly determined which individuals The admission of evidence falls within the trial court’s sound discretion. those who responded to the summons submitted a completed five-page jurors reported to the courthouse for jury selection and the trial court divided Approximately 1,200 prospective jurors had been summoned for the case and approximately 2,800 pages of transcript testimony. Over 300 prospective
in denying his request that he be allotted thirty peremptory challenges and in change of venue. Regarding jury selection, he argues that the trial court erred selection. He first argues that the trial court erred in denying his motions for On appeal, the defendant raises one challenge to venue and two to jury
V. VENUE AND JURY SELECTION REVIEW court described the jury selection process that had taken place to that point.
the United States Supreme Court’s current explication of it.”). N.H. 687, 694 (2000); State v. Bassett, 139 N.H. 493, 497 (1995). evidentiary disputes were presented to the court. See State v. Glodgett, 144 review the propriety of the trial court’s pretrial rulings in the context in which Supreme Court] the prerogative of overruling its own decisions.” Rodriguez de untenable or unreasonable to the prejudice of his case.” Id. Additionally, we of federal law, we must “follow the case [that] directly controls, leaving to [the defendant must demonstrate that the challenged evidentiary ruling was “clearly discretion. See Giddens, 155 N.H. at 179. To prevail under this standard, the (2007). We review the trial court’s ruling for an unsustainable exercise of
150 N.H. 134, 140 (2003) (“When interpreting federal law, . . . we are bound by Quijas v. Shearson/Am. Exp., 490 U.S. 477, 484 (1989); see State v. Melvin, opinions about the death penalty.
opinions of police officer credibility, to the ability to be fair and impartial and
questioning ranged from exposure to media coverage, community ties, and about information provided on the long-form questionnaire. Counsel’s allowed equal time to question the prospective juror, including questioning
Following this questioning, counsel for both the defendant and the State were
reason that he or she could not be a fair and impartial juror in the case. outweighed mitigating factors. It asked each prospective juror if there was any penalty only if it unanimously found that aggravating factors sufficiently
required to impose the death penalty, and that the jury could impose the death
sequestered voir dire. Before each prospective juror entered the courtroom, the prospective juror whether he or she understood that the jury would not be each as to his or her understanding of these phases. The court also asked the explained to each individual the phases of a death penalty case and questioned
Next, approximately 114 prospective jurors participated in individual,
unanimous jury beyond a reasonable doubt that he was guilty. The court
completed questionnaire under oath. narrative or explanatory answers, and each prospective juror signed his or her defendant was presumed innocent unless and until the State convinced a
media exposure, including his or her sources for news (e.g., newspaper, talk
defendant and Officer Briggs. Many of the questions were designed to prompt understood, and accepted, certain principles of law, including that the court then questioned each prospective juror as to whether he or she upon information provided in response to questions in the questionnaire. The
12
The questionnaire included several questions about the prospective juror’s innocence of the defendant or the possible punishment if he were convicted. about, heard, or discussed with anyone, including information about the system, to opinions that he or she might have formed about the guilt or
party, the trial court asked targeted questions of the prospective juror based
concerning aspects of the case that the prospective juror might have read views on racial discrimination, the death penalty, and the criminal justice Facebook. In addition, the questionnaire asked a series of questions whether the individual participated in social media such as MySpace or the individual’s answers to the long-form questionnaire. If requested by either
questionnaire, covered a variety of topics ranging from the prospective juror’s This forty-one page form, modeled largely upon the defendant’s proposed or she watched or listened to on a regular basis. The questionnaire asked trial court asked counsel whether specific questioning was necessary in light of
stations and programs and prompted the prospective juror to indicate which he juror questionnaire, specially prepared for the case. The questionnaire included a list of television shows and channels, and radio potential witnesses were excused, and the remainder completed a long-form radio, television, or internet) and frequency of reading or listening to the news. The defendant included with his motion copies of Union Leader and
community outrage at [the defendant].”
emphasize the threat posed by crime to the community, and to focus
and “[t]he case has prompted politicians, public figures, and the media to felt about the crime, the police, and the level of violence in the community”; community’s reaction to Officer Briggs’s death “reveals how the community . . .
State would seek to execute the man responsible for killing [him]”; the
press conference, [then] Attorney General Kelly Ayotte announced that the “[w]ithin roughly two hours of [Officer Briggs’s] death, in a widely broadcast support of this argument, the defendant alleged, among other things, that:
unfair to compel [him] to select his jury in the Hillsborough-North district.” In
memoranda documenting the Union Leader’s coverage of two other high-profile Police Department and the Hillsborough-North Superior Court, and
13
that on a blog maintained on the Union Leader website, “many Manchester officers, and against [the defendant], such that it would be fundamentally community has rallied around the victim, his surviving family, and his brother community in which the prospective venire resides,” and that “[t]his
photographs and maps establishing the relative locations of the Manchester
A. Venue moving th[e] trial from Hillsborough-North.” In addition, the defendant alleged eighteenth selected juror for cause. murder cases. He argued that the “voluminous” publicity “in itself justifies
motion an unprecedented wave of public passion, outcry, and outrage in the
population figures for New Hampshire counties and selected cities, circulation figures, the Manchester Police Department 2006 annual report, websites that mentioned Officer Briggs, a table of the Union Leader’s print of reader comments posted on the Union Leader website, a list of blogs and Concord Monitor newspaper articles, WMUR Channel 9 telecasts, a summary
jurors, including six alternates. The defendant did not move to dismiss the seventeenth juror was seated. Ultimately, the trial court seated eighteen exercised the last of his twenty-four allotted peremptory challenges after the a change of venue, arguing that “[t]he crime with which he is charged set in
exercised eleven of its twelve allotted peremptory challenges. The defendant in Manchester. Approximately six months before trial, the defendant moved for The superior court for the Hillsborough-North judicial district is located
1. Background
During voir dire, the State and the defendant moved to dismiss certain
indicating a lack of impartiality or an inability to follow the law. The State including their particular views about the death penalty, and other statements were not. Individuals were dismissed by the trial court for a variety of reasons prospective jurors for cause; some of the motions were granted, and others sequestered voir dire of the prospective jurors. Thus, the State argued, “[t]he
Regarding comments posted by readers on the Union Leader website, the trial the three non-capital trials and articles about the defendant’s criminal history. during the defendant’s capital murder trial”; for example, extensive coverage of
the case, and that the court and the parties would undertake individual, each juror would receive a detailed questionnaire asking about familiarity with the trial court intended to call a larger pool of potential jurors than usual, that
The trial court found that although “some of the pieces are hostile in tone and
the articles and television clips refer to evidence that may be inadmissible
coverage has been primarily factual.” The State noted that for jury selection,
adverse inflammatory publicity that raises a concern about inherent prejudice.”
widow and children.” In addition, however, the trial court found that “[s]ome of
the immediate aftermath of the murder of [Officer] Briggs,” and “the media coverage, which the defendant cites, occurred over eighteen months [earlier], in jury pool.” According to the State, the “overwhelming bulk of the media especially immediately after the death of Officer Briggs, it is not the kind of concluded that “while the press concerning this case has been voluminous, which people have posthumously honored Officer Briggs and supported his After reviewing the materials submitted by the defendant, the trial court death penalty in general, . . . the defendant’s personal history, and ways in defendant,” while other articles and television clips discussed “debates over the
coverage of his case has inherently or presumptively prejudiced the potential
death of Officer Briggs and subsequent charging and prosecution of the
14
the defendant “has failed to meet his burden to establish that the media The State objected, arguing that the motion should be denied because
and that some were reactions to developments in the defendant’s case. that others concerned “crime in Manchester” or “the death penalty in general,” clips were “largely factual, discussing developments in the investigation of the “messages of support to the Briggs family or remembrances of Officer Briggs,” immediately after the shooting of Officer Briggs.” It noted that the television surrounding the case, the trial court found that much of it “occurred
additional materials.
court found that many were “personal attacks on the defendant” or were
written order dated June 25, 2008. Having examined the publicity
society mandates.” The defendant subsequently supplemented his motion with affected judicial district . . . [where he] can . . . get the fair and impartial trial reacted so powerfully to the crime, the trial must be moved to a less deeply
Following a hearing, the trial court denied the defendant’s motion by
possible to obtain a fair and impartial jury.” extensive voir dire by the Court and the parties . . . will resolve whether it is
prosecution.” According to the defendant, “[b]ecause this community has residents have expressed their views on the proper outcome of th[e] test the effect of pretrial publicity on jurors” and that, through juror voir dire, defendant’s two non-capital trials held in Manchester, she “ha[d] been able to
The trial judge noted that, because she had previously presided over the
community prejudice.” judicial district of more than 190,000 people, “does not signal inherent
the small number of comments were of “an inflammatory nature,” which, in a
Briggs.” The court’s “informal” review revealed that less than one quarter of
Briggs, his family, the police department, or describe memories of Officer district; and “the vast majority of the comments express support for Officer the “commenters” who identified themselves lived in towns outside the judicial
number of “commenters” could not be accurately gauged; about two-thirds of those posted on the Union Leader website as “publicity” for the purposes of its
were often anonymous and posted opinions more than once, and therefore the small”; the majority of the comments were from webboards where the writers The trial court declined to consider media website comments such as judicial district. The trial court found that: “the total number of comments is
would make it impossible to select an impartial jury in the Hillsborough-North Manchester Police Station, located diagonally across the street from the sufficient to presume jury prejudice.” (Quotation omitted.) of his trial, the court noted that “[e]xposure to inadmissible evidence . . . is not
and community reaction as reported in the media reflected a deep hostility that be prejudiced as they entered the courthouse. The court found that the Further, the court rejected the defendant’s argument that internet comments defendant’s criminal history that might be inadmissible during the guilt phase often emotional reactions to articles posted on the Union Leader website.”
15
to the courthouse weighed in favor of a change of venue because jurors could — where a monument to fallen officers, including Officer Briggs, was located — in Manchester.” While some of the media coverage revealed facts about the not posted to transmit information or news in an objective fashion but [were] defendant’s assertion that the close proximity of the Manchester Police Station Briggs, debated the value of the death penalty, and generally discussed crime the defendant”; rather, “[m]ost expressed sadness about the death of Officer
kind of electronic general store,” and stating that such comments were “clearly without exhausting the jury pools.” Finally, the trial court disagreed with the the court had been “able to secure fair and impartial juries in those cases court stated that “very few editorials about the case displayed hostility towards
where members of the public can express their opinions about any topic, a could be described as prejudicial.” (Quotation omitted.) In addition, the trial an emotional tone, very few related facts about the defendant in a way that some of the articles and television clips about the death of Officer Briggs had
analysis of inherent prejudice, characterizing media websites as “merely places
consists of straightforward, unemotional factual accounts,” and that “[w]hile accusatory in content, the overwhelming bulk of the material submitted individual voir dire, the State noted that the “vast majority of those . . . excused
hear his case.” As to the pool of prospective jurors who participated in the
ignore[d] the views expressed by those jurors that he ultimately ha[d] agreed to [did] not accurately portray the pool of prospective jurors and altogether “the ‘data’ selectively culled by the defendant in support of his renewed motion
the parties and who are qualified to serve on this case.” The State argued that
venue, or to strike the eighteen jurors who were fully vetted by the Court and the propriety of the Court’s earlier rejection of his request for a change of objective factual basis that even call[ed] into question, let alone undermine[d],
The State objected, arguing that the defendant had not provided “any
and change venue. Hillsborough-North] judicial district,” and asked the court to strike the panel
tiered selection process that all prospective jurors had to go through.” By
selection process, he [would] suffer actual prejudice by having his trial in [the
community pressures . . . were fully addressed by the exhaustive and multi-
fundamentally unfair.” The defendant argued that “in spite of the jury
State argued that the defendant’s concerns about “prejudice, prejudgment, and at all be influenced by any community reaction as to verdict or sentence.” The jurors “gave unequivocal assurances that their decisions in the case would not
Manchester Police, and so hostile to [him], that a trial in this judicial district is in questionnaires, indicates that this community is so aligned with the venue, arguing that “[a] review of actual juror comments, both to the Court and Following jury selection, the defendant renewed his motion for change of
jurors “acceptable to both sides to serve and hear the case” and that those
petition. jurisdiction and order the trial court to grant a change of venue. We denied the The defendant then petitioned this court to exercise its original
impartial jurors, although lengthy, resulted in the selection of prospective In addition, the State noted that the process of selecting fair and
16
Station.” they will enter through the backdoor, out of sight of the Manchester Police
service on this case.”
will park at an off-site location and be bused to the courthouse each day where
regarding the death penalty, both for and against, disqualified them from worry over community pressure, but for hardship or because their views by the Court for cause were not removed because of prejudgment of the case or
upon close inspection. The trial court noted that “during the trial, the jurors Manchester’s history” and that the names of the officers could be read only monument listed Officer Briggs “as one of four downed police officers in
readily visible from the courthouse. In addition, the court found that the courthouse, was a nondescript building and that the monument was not N.H. CONST. pt. I, art. 17; see N.H. CONST. pt. I, art. 35 (“It is the right of
obtained. judicial district in which a fair and impartial trial can be
trial, and an impartial jury.” See N.H. CONST. pt. I, arts. 15, 17, 35; U.S. venue violated his State and Federal Constitutional rights to due process, a fair defendant contends that “[t]he trial court’s denial of [his] motions for change of
committed, the court shall direct the trial to a county or
community and the highly decorated police officer who protected it did.” The
impartial trial cannot be had where the offense may be defendant, and after a finding by the court that a fair and particular county or judicial district, upon motion by the
presumptive prejudice as to warrant a change of venue, the bond between the
that in which it is committed; except in any case in any
that “[i]f the volume and nature of the media coverage did not create such drawn from the community that suffered the loss of Officer Briggs.” He asserts remedied the prejudice inherent in holding a capital murder trial before jurors 17
ought to be tried in any other county or judicial district than life, liberty and estate of the citizen, that no crime or offense where they happened, is so essential to the security of the
2. Appellate Argument
procedures addressed the concern about publicity, they could not have
every citizen to be tried by judges as impartial as the lot of humanity will
In criminal prosecutions, the trial of facts, in the vicinity
receive a trial by a fair and impartial jury.” State v. Laaman, 114 N.H. 794,
3. Discussion of a Manchester police officer.” Further, he argues that “[e]ven if jury selection uniquely susceptible to the State’s pleas for the condemnation of the murderer amount of adverse publicity unprecedented in this State, but were also
the New Hampshire Constitution provides: 798 (1974); see Irvin v. Dowd, 366 U.S. 717, 722 (1961). Part I, Article 17 of
“It is well established that due process requires that an accused must objection.” original motion to change venue and “for the reasons set forth in the State’s selection,” in light of the law set out in its previous order on the defendant’s
CONST. amends. V, VI, XIV.
change of venue. He contends that “jurors not only had been exposed to an The defendant argues that the trial court erred in denying his motions for
renewed motion for “change of venue based on data collected during jury written order dated October 20, 2008, the trial court denied the defendant’s evidence presented in court.
jurors to enable them to render a verdict based on the the publicity are such that they cannot be set aside by the the nature of the opinions formed by the jurors as a result of
jury trial. In this situation the defendant must show that
the defendant cannot or has not received a fair and impartial the publicity has infected the jurors to such an extent that prejudice. The second is actual prejudice which exists when
cases the defendant need not show actual identifiable
Constitution and rely upon federal law only to aid our analysis. See
18
that it will necessarily result in lack of due process. In such publicity by its nature has so tainted the trial atmosphere The first is inherent prejudice which exists when the
Petition of State of N.H. (State v. Johanson), 156 N.H. 148, 154 (2007). State v. Albee, 61 N.H. 423, 429 (1881). But, “upon proof that a fair trial obtain a change of venue upon proof that he cannot obtain a fair trial there.”
Constitutions. We first address the defendant’s claim under the State prejudices of a personal or partisan character. strangers, and perhaps among parties animated by
prejudice with regard to the accused’s right to a fair trial. Publicity about a case can result in two types of
rights: the right to be tried where the crime was committed and the right to
The defendant argues under both the State and Federal trial in a remote county, at a distance from friends, among Federal Constitutions).
absolute right to a change of venue.” Johanson, 156 N.H. at 154. “In
State v. Ball, 124 N.H. 226, 231-33 (1983).
As we have explained, “Part I, Article 17 grants a criminal defendant two
state and district wherein the crime shall have been committed”). because it would prevent the possibility of sending him for (1993) (change of venue principles are the same under the State and constitution as a privilege of the highest importance, Federal Constitution . . . .” Id.; see State v. Smart, 136 N.H. 639, 646 protection of the accused, was regarded by the framers of the this way . . . Part I, Article 17 provides the same level of protection as the
cannot be had in the place of proper venue, the defendant has an
shall enjoy the right to a speedy and public trial, by an impartial jury of the admit”); U.S. CONST. amend VI (“In all criminal prosecutions, the accused
This provision in our bill of rights, designed for the 19
venue was compelled. In Smart, we considered a claim of inherent prejudice
merely prominent.” Id. (quotation omitted). persons who are well known in the community, whether they be notorious or impartial jury.” United States v. Angiulo, 897 F.2d 1169, 1181 (1st Cir. 1990) the defendant’s jury was drawn as to render it virtually impossible to obtain an
critical in finding presumptive prejudice.” Smart, 136 N.H. at 649; see United “[I]t is the adverse nature of the publicity, not merely its quantity, that is Never have we found inherent prejudice in a case such that a change of any outside influence, whether of private talk or public print.” Skilling v. case will be induced only by evidence and argument in open court, and not by
fundamental fairness, but only make impossible the timely prosecution of differences in the potential for prejudice would not advance the cause of inflammatory publicity about a case so saturated the community from which adverse press is crucial.” Smart, 136 N.H. at 649. “To ignore these real straightforward factual publicity about a celebrated case and inflammatory, extent of news stories that might influence a juror.” Id. (quotation and both extensive and sensational in nature). “Distinguishing between States v. Misla-Aldarondo, 478 F.3d 52, 58 (1st Cir. 2007) (publicity must be
adverse publicity “attends only the extreme case.” Skilling, 130 S. Ct. at 2915. “The theory of our trial system is that the conclusions to be reached in a (quotation and brackets omitted). A presumption of prejudice because of
U.S. at 728. “[P]rejudice may properly be presumed where prejudicial, 794, 798 ( 1975), amounts to a “huge . . . wave of public passion,” Irvin, 366 evaluation of any such claim of prejudice his own perception of the depth and inflammatory publicity immediately prior to trial,” Murphy v. Florida, 421 U.S. Therefore, presumptive, or inherent, prejudice may arise when a “barrage of court makes good sense.” Id. (quotation omitted). “The judge of that court sits United States, 130 S. Ct. 2896, 2913 (2010) (quotation and brackets omitted).
a. Pretrial Publicity (2013). unless it amounts to manifest error. Id.; see State v. Gribble, 165 N.H. 1, 18 brackets omitted). Accordingly, we will not reverse the trial court’s decision
in the locale where the publicity is said to have had its effect, and brings to his Laaman, 114 N.H. at 798 (citations omitted). The defendant argues that the
respect to pretrial publicity . . . primary reliance on the judgment of the trial entitled to special deference.” Smart, 136 N.H. at 653. “Particularly with A trial court’s determination of the impartiality of the selected jurors “is
constitutional rights. We address these arguments in turn. jury selection compel the conclusion that inherent prejudice denied him his adverse pretrial publicity and evidence of community sentiment reflected at without regard to the jurors’ own voir dire testimony concerning their
20 solely based upon presumptive prejudice resulting from pretrial publicity
Court observed that “[w]hat the people [in the community] saw on their Id.
his confession. Rideau, 373 U.S. at 724. The police filmed the interrogation
the progress” of the case. Id. at 649 (quotation, brackets, and ellipses omitted).
Only once has the United States Supreme Court reversed a conviction
to select an impartial jury in the judicial district. Id. at 646. After reviewing court’s denial of the defendant’s motion for change of venue, the Supreme pervasive and prejudicial” as to establish a presumption that it was impossible concluded that “[m]ere familiarity . . . is not sufficient to presume prejudice.” parish with a population of approximately 150,000. Id. Reversing the trial We rejected the defendant’s argument that this publicity was “so broadcast the film to audiences ranging from 24,000 to 53,000 individuals, in a and, on three separate occasions before trial, a local television station
police interrogated the defendant in jail, without counsel present, and obtained impartiality. See id. at 647-48. In Rideau v. Louisiana, 373 U.S. 723 (1963), consisted of “straightforward, unemotional factual accounts of events and of accusatory in content, the overwhelming bulk of the material submitted” we concluded that, although some of the news pieces were “hostile in tone and
to extensive pretrial publicity that resulted in familiarity with her case,” but we had shown “that the community from which her jury was drawn was exposed was not sufficient to presume prejudice. Id. at 650. At most, the defendant In addition, we stated that exposure to facts that were not admissible at trial
defendant] teenage boys, along with commentary by a station reporter.” Id. “the massive amount of pretrial media material submitted by the defendant,” of pre-arrest interviews with the defendant, of her arrest and that of the [co-
649. defendant submitted in support of her motion for a change of venue. Id. at newspaper accounts and videotaped television news stories,” which the at 649-50. The pretrial publicity generated a “several-inch-thick volume of including one charging her with attempting to murder a potential witness. Id. The program also referred to three new indictments against the defendant, “unprecedented in this State.” Id. at 649. There, the defendant was charged based upon “enormous” pretrial publicity, characterized by some as
program consisted of “footage from earlier news broadcasts that included film 9 aired a special program titled “Anatomy of a Murder.” Id. at 649. The magazine. Id. Several days before jury selection was to begin, WMUR Channel coverage in Boston, Massachusetts, and national media outlets including Time 646. Numerous articles appeared in the local newspapers, in addition to news trial, there was “extraordinarily heavy and widespread media coverage.” Id. at husband. Id. at 643-45. In the aftermath of the crime and leading up to the with, among other things, being an accomplice to the first-degree murder of her instructive. In State v. Stubbs, 123 P.3d 407, 409 (Utah 2005), the seventeen- One of the cases cited by the defendant in support of this argument is
fear of social ostracism as the cost of a mitigated verdict.” (Quotation omitted.)
21 increased risk that the verdict might be based “on a desire for revenge, or the
and the trial. See, e.g., Skilling, 130 S. Ct. at 2916; Irvin, 366 U.S. at 725;
Rideau.” He asserts that “the publicity and community prejudice attendant to inherent prejudice unless the facts of the case approximate those involved in
media coverage reflect[ed] and perpetuate[d] the divide,” that there was an victim is so beloved by the community, the defendant so reviled, and the local the voir dire reinforced the conclusion that a fair and impartial jury could not require a change of venue. One factor is the lapse of time between the crime away from Manchester.” He asserts that this was a “rare case in which the jurors knew the victim or the prosecution witnesses. Id. The court found that whether there exists a presumption of community prejudice sufficient to prospective jurors knew members of the victim’s family and four of the seated courts in other jurisdictions consider a number of factors in determining community. The jury selection voir dire indicated that a large number of the year-old rape victim’s family was well-known and well-regarded in the offense. See State v. Biegenwald, 594 A.2d 172, 182 (N.J. 1991). victim or the defendant in the community and the nature and gravity of the
The defendant argues that we “should not rule that there can be no
‘interview.’” Id. at 727. Thus, as Smart and Rideau underscore, in order to comparison with that of Officer Briggs “weighed in favor of moving the case The defendant argues that his relative standing in the community in trial in the Hillsborough-North judicial district.” The defendant points out that
190, 227 (Neb. 2009). Other factors include the prominence of either the Mu’Min v. Virginia, 500 U.S. 415, 429 (1991); State v. Galindo, 774 N.W.2d community in the judicial district. See, e.g., Skilling, 130 S. Ct. at 2915; murder.” Id. at 725. As the Court explained, “to the tens of thousands of Hayes v. Ayers, 632 F.3d 500, 509 (9th Cir. 2011). Another is the size of the
community of people who had not seen and heard [the defendant’s] televised
examine a particularized transcript of the voir dire examination of the members the inquiry by other courts, established that the trial court erred by holding the the murder of Officer Briggs, in combination with factors deemed relevant to sense was [the defendant’s] trial — at which he pleaded guilty to murder.” Id.
troopers, admitting in detail the commission of the robbery, kidnapping, and so inflammatory that it is not possible to select an impartial jury. television sets was [the defendant], in jail, flanked by the sheriff and two state establish inherent prejudice, the nature of the publicity must be adverse and
of the jury, that due process . . . required a trial before a jury drawn from a
at 726. Therefore, the Court “d[id] not hesitate to hold, without pausing to
people who saw and heard it, [the interrogation and confession] in a very real Commonwealth v. Briggs, 12 A.3d 291, 313 (Pa. 2011), cert. denied, Briggs v.
tragic incident like this one. least have some knowledge of the facts of an important and methods, it would be difficult to find 12 jurors who do not at
instantaneously by an ever multiplying array of delivery
news of community events [is] disseminated virtually enhanced due process protection, an argument that he avers was not directly of jury service, since, in today’s “information age,” where case through media reports does not render them incapable
22
Third, the defendant contends that the State Constitution contains Simply because prospective jurors may have heard about a
Pennsylvania, 132 S. Ct. 267 (2011); see Laaman, 114 N.H. at 800. media coverage . . . .”).
Smart, many of whom knew little about the murder prosecution. Impartiality,
ultimately results in a charge of capital murder will engender considerable 432 U.S. 282, 303 (1977); see Mu’Min, 500 U.S. at 429 (“Any killing that peremptory challenges,” unlike the defendant in Smart. See Smart, 136 N.H. sufficient by itself to render a trial constitutionally unfair.” Dobbert v. Florida, prejudice. First, he points to the fact that he “exhausted all of his 24 knowledge in the community of either the crimes or the putative criminal is not issues involved.” Laaman, 114 N.H. at 800 (quotation omitted). “[E]xtensive however, does not require that “the juror be totally ignorant of the facts and The defendant next argues that his case is distinguishable from Smart
defendant or Officer Briggs. jurors who filled out questionnaires knew about his case, unlike the jurors in Second, the defendant argues that ninety-eight percent of the prospective
State v. Chick, 141 N.H. 503, 504 (1996). why exhausting his peremptory challenges requires a different conclusion. See at 648. The defendant, however, does not develop this argument or explain
and thereby compels the conclusion that he has established inherent
be found because the victim had so many contacts within the community. Id.
sentence less than death based upon the relative standing of either the community reaction to a verdict of not guilty on the capital murder charge or a voir dire showed an overriding concern on the part of prospective jurors with personally knew Officer Briggs’s family. Neither is there a suggestion that the Id. In the case before us, however, there is no suggestion that any seated juror family, the court held that “fairness can better be ensured in a different venue.” . . . .” Id. Given so many connections between the jurors and the victim’s with jurors who personally knew the victim’s family or prosecution witnesses at 412. “Indeed, as it was eventually composed, the jury was still populated for a presumption of prejudice.” Angiulo, 897 F.2d at 1181. We also agree
that raises a concern about inherent prejudice.” See Commonwealth v. that the pretrial publicity was “not the kind of adverse inflammatory publicity
legal happenings in the capital case.” Factual coverage “undermines any claim
sequestered voir dire, and increased the number of peremptory challenges. Cf. than in Smart and its adverse nature was more pervasive. We have reviewed Fifth, the defendant argues that the volume of the publicity was greater few editorials about the case displayed hostility towards the defendant,” and
23
Briggs’s death and funeral, the defendant’s arrest for capital murder, and the consisting of “descriptions and depictions of [the] circumstances of Officer the trial court that the bulk of the articles and news clips were factual reports,
complete an extensive questionnaire, conducted thorough individual, about the defendant in a way that could be described as prejudicial,” that “very that it was not met in this case.
well as the victim’s twenty-one-year service as a police officer, his popularity in frequently mentioned the defendant’s confession and his criminal record, as change of venue. Regarding the nature of the pretrial publicity, we agree with Morales, 800 N.E.2d 683, 688 (Mass. 2003) (although media coverage
seated: it enlarged the pool of summoned jurors, required potential jurors to the defendant, took proper measures to ensure that an impartial jury was with the trial court that few of the articles and television clips “related facts is apparent that the trial court, well aware of the gravity of the charges facing without deciding, that this standard applies, as discussed below we conclude
prejudice,” Smart, 136 N.H. at 647 (quotation omitted), he need only “show a
change). He also argues that because in Smart we recognized that “[a] claim of
the materials submitted by the defendant in support of his initial motion for a
the same result applying “special consideration” to this issue. Furthermore, it reasonable likelihood that a fair trial was not had.” However, even assuming,
inherent prejudice does not require the defendant to show actual identifiable
prosecution distinguishes it from Smart.” See State v. Koedatich, 548 A.2d weighs in favor of a change of venue but does not by itself require a venue People v. Jenkins, 997 P.2d 1044, 1075 (Cal. 2000) (murder of police officer
change of venue analysis should be different in capital cases, we would reach capital cases liberally). Even assuming that the defendant is correct that the addressed in Smart. However, despite noting in Smart that the defendant 939, 968 (N.J. 1988) (trial courts should grant motions for change of venue in
cases warrant special consideration” and that “[t]he capital nature of this Fourth, the defendant asserts that “motions to change venue in capital
any arguments sufficient to persuade us otherwise. Constitution. Smart, 136 N.H. at 646. The defendant here does not set forth State Constitution are the same as those afforded under the Federal we nonetheless concluded that the protections afforded in this area under the “[did] not argue for a higher standard under the New Hampshire Constitution,” Angiulo, 897 F.2d at 1181; see Busby v. Dretke, 359 F.3d 708, 726 (5th Cir.
sensationalistic coverage needed to support a presumption of prejudice.”
presented us with the “type of emotionally charged, inflammatory, nearly two years before jury selection. In short, the defendant has not “inflammatory” appeared during the weeks immediately following the murder,
the bulk of the publicity that contained material that may be characterized as
b. Jury Voir Dire
24
selection voir dire in this case “demonstrates that the pretrial publicity
Although the media coverage was extensive, it was primarily factual and
(Quotation omitted.) See Rideau, 373 U.S. at 726.
permeated the venire” and that “no amount of voir dire could have adequately
procedures designed to screen for qualified jurors.” He argues that the jury The defendant argues that we “must examine the voir dire and other
will encounter these stories cannot be cured by change of venue). internet is available in every judicial district, the risk that prospective jurors spectacle of Rideau’s dramatically staged and broadcast confession.” 2004).
approximately seventy articles appeared in the Union Leader in October 2006, courts have reached similar conclusions. See State v. Dwyer, 985 A.2d 469, and ha[d] diminished substantially since that time.” The trial court noted that
publicity will affect the juror’s deliberations.” Calley v. Callaway, 519 F.2d 184, 00098-04, 2007 WL 419574, at *1 (W.D. Va. Feb. 5, 2007) (because the we agree with the trial court that such facts were not “as unforgettable as the time between the publicity and the trial, there is a far less likelihood the held by the public at large); see also United States v. Cassel, No. CIVA 706CRcontained information about the defendant that might be inadmissible at trial, are addressed to a limited audience and do not necessarily represent the views to support a presumption of prejudice). Although some media reports 476 (Me. 2009) (website comments represent the views of a select group that
agree with the trial court’s evaluation of comments posted on-line. Other publicity . . . was at its heaviest immediately after the death of Officer Briggs impact of the publicity at the time the crime was committed”). Finally, we between the crimes and the defendant’s trial “diminished any presumptive Importantly, the record supports the trial court’s finding that “the effacing opinion); Gribble, 165 N.H. at 22 (passage of nearly a year and a half (lapse of time of over one year had a profound effect on the jury in softening or 208 (5th Cir. 1975) (en banc); see Patton v. Yount, 467 U.S. 1025, 1033 (1984)
motion for a change of venue. “Where there has been a substantial lapse of but fewer than ten appeared in May 2008 when the defendant filed his first of the type of emotionally charged, inflammatory, sensational coverage needed the community, and the memorials in his honor, those references fell far short court, the in-the-moment voir dire affords the trial court a contrast to the cold transcript received by the appellate
candor, body language, and apprehension of duty. In unless it amounts to manifest error. Smart, 136 N.H. at 653.
formed some impression as to the merits of the case. This is
them, the prospective juror’s inflection, sincerity, demeanor, factors impossible to capture fully in the record — among jurors selected is entitled to “special deference” and will not be overturned for that judge’s appraisal is ordinarily influenced by a host of
any of those best qualified to serve as jurors will not have
As we have stated, a trial court’s determination of the impartiality of the guessing the trial judge’s estimation of a juror’s impartiality, exposed to the negative publicity this case generated.” arouse the interest of the public in the vicinity and scarcely communication, an important case can be expected to days of swift, widespread and diverse methods of
Reviewing courts are properly resistant to secondassurances of impartiality given by the remainder, many of whom had been situation possessed by trial judges.
be totally ignorant of the facts and issues involved. In these
Moreover, impartiality does not require that jurors
25
Manchester police officer or expressed a case-specific opinion cast doubt on the judgments lack the on-the-spot comprehension of the that roughly 60% of the jurors who came into court either had contact with a questionnaires expressed an opinion on [his] guilt or sentence” and “the fact
responses to questions).
Skilling, 130 S. Ct. at 2918 (citation omitted); see Mu’Min, 500 U.S. at 424
media’s impact on jurors should be mindful that their The defendant asserts that “nearly half of the jurors who completed
credibility by relying upon judge’s own evaluations of demeanor evidence and of (trial judge’s function at voir dire is to reach conclusions as to impartiality and
member’s fitness for jury service. more intimate and immediate basis for assessing a venire
Appellate courts making after-the-fact assessments of the significant number of prospective jurors had a personal connection to the case. exceptionally high percentage of the venire knew about the case” and a other courts that have “deemed it significant that, as in this case, an
Manchester and its environs.” In support, the defendant cites decisions from addressed the prejudice attendant to trying the case before jurors drawn from 26
Laaman, 114 N.H. at 800 (quotation omitted). “In order for the reviewing court aside earlier prejudice, as the voir dire disclosed. They retained their fixed verdict based on the evidence presented in court. opinions that they could not judge impartially the guilt of the defendant.” Id.
opinion. Id. at 1032-34. Thus, the relevant question was “not whether the
persuaded again.” Id. at 1034. guilt. Murphy, 421 U.S. at 802-03. As the Court reasoned, although “[t]his some time, they had formed an opinion as to the defendant’s guilt. Id. at 1029- dire resulted in selecting those who had forgotten or would need to be twenty of seventy-eight potential jurors due to opinions as to the defendant’s opinions, and were disqualified. But the testimony suggest[ed] that the voir
at 1035. The Court recognized that “[n]ot all members of the venire had put juror can lay aside his impression or opinion and render a community remembered the case, but whether the jurors . . . had such fixed
no animus of their own.” Id. at 803. peaked years before and that time had helped “sooth[e] and eras[e]” community against [the defendant] as to impeach the indifference of jurors who displayed The Court concluded that the adverse publicity and community outrage had publicity had presumptively prejudiced the outcome of his case. Id. at 1031. 30. Nevertheless, the Supreme Court rejected the defendant’s claims that
and eight of the fourteen jurors and alternates actually seated admitted that, at appeared several months before trial and the trial court excused for cause only that they would carry an opinion as to the defendant’s guilt into the jury box Patton, 467 U.S. at 1029. Seventy-seven percent of potential jurors admitted for murder and his confession, information that was inadmissible at trial. In Patton, the pretrial publicity revealed the defendant’s prior conviction be to establish an impossible standard. It is sufficient if the the presumption of a prospective juror’s impartiality would innocence of an accused, without more, is sufficient to rebut denying the defendant his constitutional right to a fair trial.” United States v. must find that the publicity in essence displaced the judicial process, thereby person, . . . it by no means suggests a community with sentiment so poisoned community as to render impossible the seating of an impartial jury, the court may indeed be 20 more than would occur in the trial of a totally obscure
presumed prejudice claim because the largely factual publicity in the record media coverage in several cases. For example, in Murphy, the Court rejected a The Supreme Court has rejected presumed prejudice claims based upon
McVeigh, 153 F.3d 1166, 1181 (10th Cir. 1998). existence of any preconceived notion as to the guilt or particularly true in criminal cases. To hold that the mere
to reach a presumption that inflammatory pretrial publicity so permeated the dismissed for hardship or for their views about the death penalty. See Of the fifty-six prospective jurors dismissed for cause, most were
familiar with the case did not, in itself, mandate a change of venue.
note that the defendant agrees that the fact that most prospective jurors were
years earlier, or were too busy in their lives to pay attention to the news. We little about the case, had paid attention only when the crime occurred two were questioned about their exposure to media coverage said that they knew
27
in the individual voir dire were dismissed because they had formed some
the court and the oath given by the juror); see also Morgan v. Illinois, 504 U.S.
many of the prospective jurors had prior knowledge about the case, most who
opinion concerning the defendant’s guilt. This rate of disqualification is too low
the record suggests that only ten of the 114 prospective jurors who participated that they lacked impartiality for reasons unrelated to the defendant. Indeed, 719, 721, 729 (1992). Others were dismissed because their responses revealed
performance of his or her duties in accordance with the instructions given by the juror’s views on the death penalty prevent or substantially impair the characterizes as a community “demonstrably hostile toward [him].” While punishment, a trial court is required to excuse a prospective juror for cause if Wainwright v. Witt, 469 U.S. 412, 424 (1985) (with respect to capital We have reviewed the extensive voir dire testimony of the prospective
should not be believed,” Patton, 467 U.S. at 1031, “juror exposure to jurors in this case and have found no evidence of what the defendant
impartially the guilt of the defendant.” Patton, 467 U.S. at 1035. possessing a belief of his guilt.” Id. at 728. [the defendant’s] trial had such fixed opinions that they could not judge not whether the community remembered the case, but whether the jurors at ignorance.” Skilling, 130 S. Ct. at 2914-15. Thus, “[t]he relevant question is necessarily produce prejudice, and juror impartiality . . . does not require twelve jurors actually seated “thought [the defendant] was guilty.” Irvin, 366 defendant of due process.” Murphy, 421 U.S. at 799. “Prominence does not the crime with which he is charged [do not] alone presumptively deprive[ ] the information about a . . . defendant’s prior convictions or to news accounts of
prejudice in a community that the jurors’ claims that they can be impartial While “adverse pretrial publicity can create such a presumption of By contrast, in Irvin, an examination of the jury selection process
in which two-thirds of the members admit, before hearing any testimony, to trial’s venue, stating that the defendant was entitled to a jury “other than one U.S. at 727. The Supreme Court vacated the trial court’s refusal to change the
ranging in intensity from mere suspicion to absolute certainty”; and (3) eight of of prospective jurors, when asked, “entertained some opinion as to guilt — cause due to fixed opinions as to the guilt of the defendant; (2) ninety percent revealed that: (1) the trial court had excused 268 of 430 prospective jurors for A. I absolutely understand.
Q. — you must presume him to be innocent?
A. I understand.
innocent in this case? Do you understand that —
Q. All right. Do you — can you presume the defendant
fact.
A. Yeah. I believe I could set aside opinion for, you know,
hear here in the courtroom? decide this case based only on the evidence here that you case or any opinions that you’ve heard expressed, . . . and
Q. Okay. Can you set aside anything you know about this
28 opinion from that information.
when it had occurred a couple of years ago that I formed my
newspaper accounts and hearing opinions of others from
uncover any bias or prejudice among the jurors.” State v. Addison, 160 N.H. charged demonstrates that the trial judge’s questions were sufficient to seated admitted that they had already formed an opinion about [the crime]
A. The basis would be from basic recollection of probably
Q. Okay. And can you — what is the basis of your opinion?
guilty). Further, “[t]he fact that several members of the venire who were not indicated that he had formed an opinion of the defendant’s guilt. See Hale v. crimes prior to jury selection). Most importantly, only one of the seated jurors
knowledge about the crime. See Gribble, 165 N.H. at 26-28 (prejudice not Of the eighteen jurors selected to sit on the case, only ten had even basic
juror as follows: Gibson, 227 F.3d 1298, 1333 (10th Cir. 2000). The trial court questioned that opinion of the defendant’s guilt admitted that they felt the defendant was
presumed even though all sixteen seated jurors reported knowing about the
to presume prejudice in the community. See Misla-Aldarondo, 478 F.3d at 59
493, 499 (2010).
(prejudice presumed where fifty-seven of ninety jurors questioned about their presume prejudice); People v. Botham, 629 P.2d 589, 600 (Colo. 1981) (thirteen out of eighty-four jurors excused for possible bias is too low to did not challenge this juror for cause. See Casey v. Moore, 386 F.3d 896, 903,
approach the trial “with a clean slate [and] with an open mind.” The defendant During questioning by defense counsel, the juror agreed that he would
particular charge.
A. I believe the verdict would have to be not guilty in that
would your verdict be in that case?
a fair trial by a panel of impartial, ‘indifferent’ jurors.” Groppi v. Wisconsin, Prosecutors didn’t prove it beyond a reasonable doubt, what “In essence, the right to a jury trial guarantees to the criminally accused
would not be a fair and impartial juror. See Laaman, 114 N.H. at 801. In negative when asked by the trial court whether there was any reason he or she
29
obviously aware of the extensive pretrial publicity based upon the newspaper
probably, but they didn’t prove — the State — the you know, that the defendant probably killed Officer Briggs, the record.” Q. Okay. So if, as a juror, you found that the State proved,
Further, each of the eighteen seated jurors answered, under oath, in the
opinion on voir dire that she was guilty, and, more importantly, none sat on
400 U.S. 505, 509 (1971) (quotation omitted). In this case, the trial court,
receive a fair trial simply is an unfair characterization and not supported by prejudiced against him and indicative of a hostile venue in which he [could not] “[t]he defendant’s attempt to portray the vast majority of prospective jurors as publicity about the case). her jury over her objection. Id. Likewise, here, we agree with the State that excused as a result of preconceived notions of his guilt resulting from pretrial 648. We declined, noting that no member of the defendant’s jury expressed an defendant’s claims of jury bias); State v. Manning, 885 So. 2d 1044, 1066 (La. “disregard the jurors’ voir dire statements of impartiality.” Smart, 136 N.H. at publicity surrounding her as equivalent to that in Irvin” and asked this court to guilty based upon extensive media reports but assured court on voir dire that the part of the jurors who decided her case, [sought] to characterize the pretrial Smart, the defendant, “unable to point to any identifiable, actual prejudice on
A. I understand.
beyond a reasonable doubt?
2004) (defendant did not identify a single juror the trial court should have
she could decide the case based upon evidence at trial, court dismissed
909 n.8 (9th Cir. 2004) (where juror expressed opinion that the defendant was
this charge unless and until the State proves his guilt Q. And do you understand that he cannot be convicted of support this characterization. See Murphy, 421 U.S. at 800; Bell v. State, 938 its case to jurors in that community,” the jury selection record does not
who protected it” such that “the government had a palpable advantage in trying
30
to the “bond between the community and the highly decorated police officer “heightened risk of prejudice in the community in which the trial occurred” due publicity or upon the juror voir dire and that the defendant has not shown a Although the defendant attempts to characterize his case as involving a
strikes); cf. State v. Nelson, 103 N.H. 478, 484 (1961) (fact that it took several exposure to pretrial publicity, and increased the number of peremptory
denial of the defendant’s motions for a change of venue based upon pretrial Accordingly, we hold that there was no manifest error in the trial court’s
voir dire generated approximately 2,800 pages of transcript testimony. See gave the court a sturdy foundation to assess fitness for jury service.” Skilling, at 512. questionnaires regarding jurors’ backgrounds, opinions, and sources of news, second-guess the trial court’s better-positioned assessment.” Hayes, 632 F.3d gauge demeanor and credibility, coupled with information from the S.W.2d 35, 46 (Tex. Crim. App. 1996). Here, “[t]he record gives us no basis to
questionnaire, conducting individual, sequestered voir dire during which
normal size, mailed questionnaires to prospective jurors inquiring about
130 S. Ct. at 2923.
300 prospective jurors reported to the courthouse for jury selection, and the
insure that an impartial jury was selected”). “This face-to-face opportunity to weeks to select a jury indicates “the extreme care taken by the Trial Court to that juror voir dire would be of paramount importance in determining whether usual jury pool, requiring prospective jurors to complete a forty-one page to assure the selection of an unbiased jury, including assembling a larger than F.3d 799, 804 (8th Cir. 2001) (court assembled a jury pool three times the As we have already noted, the trial court took many precautions designed prospective jurors, and 1,186 pages of testimony); United States v. Blom, 242 Patton, 467 U.S. at 1027 (voir dire took ten days, seven jury panels, 292
of a change of venue is a searching voir dire); Ritchie v. Rogers, 313 F.3d 948, qualification and selection process took approximately seventeen days, over the number of peremptory challenges for each side. The extensive juror counsel for the parties were each allowed time for questioning, and increasing
the defendant in support of his initial motion for a change of venue, recognized articles and television reports relating to the murder, which were submitted by
Casey, 386 F.3d at 910. cautiously, assessing the jurors’ credibility, demeanor, and potential for bias.” 956 (6th Cir. 2002). Accordingly, the trial court “proceeded carefully and
599 F.3d 215, 234 (2d Cir. 2010) (the key to determining the appropriateness a fair and impartial jury could be impaneled. See United States v. Sabhnani, 2. Appellate Argument constitutional right to due process. See N.H. CONST. pt. I, art. 15. Third, he peremptory challenges was reasonable.
that the trial court’s alleged violation of RSA 606:3 and :4 also violates his state ruled that granting the defendant twenty-four, and the State twelve, peremptory challenges for each party by fifty percent. Second, he contends over the usual twelve jurors, the court must also increase the number of
established by statute.” The trial court rejected the parties’ joint proposal and proportion of peremptory challenges with respect to the number of jurors . . . in this case, the trial court selects six alternate jurors, a fifty percent increase defendant argued, however, that RSA 606:3 and :4 entitled him to a “certain 3. Discussion
31
we first address the defendant’s statutory argument. See State v. Wamala, 158
the increase in the total number of jurors selected.” He contends that when, as account for alternate jurors was a matter for the court’s discretion. The challenges to him and twelve to the State.
Because we decide cases on constitutional grounds only when necessary,
“increase the number of each party’s peremptory challenges in proportion to position that the number of additional peremptory challenges to be awarded to three reasons. First, he asserts that RSA 606:3, I, required the trial court to discretion because it failed to explain why it allotted twenty-four peremptory The defendant argues that the trial court’s decision constituted error for additional peremptory challenges to grant, it unsustainably exercised that argues that, even if the trial court had the discretion to decide how many
expressed reservations about the parties’ joint proposal, and the State took the September 23, 2008, during the second day of jury selection, the court thirty peremptory challenges to the defendant and fifteen to the State. On Federal Constitution as we do under the State Constitution. See Skilling, 130 Constitution in these circumstances, we reach the same conclusion under the entitled to twenty and the State was entitled to ten peremptory challenges. See select eighteen jurors, including six alternates. By statute, the defendant was Before jury selection, the trial court informed counsel that it intended to
1. Background
RSA 606:3, I, :4, I (2001). The parties jointly proposed that the court allot Constitution affords the defendant no greater protection than does the State reasonable likelihood that he was denied a fair trial. Because the Federal
B. Peremptory Challenges
S. Ct. at 2912-15; Smart, 136 N.H. at 646. alternate jurors. See State v. Addison, 161 N.H. 300, 306 (2010) (“We will
number of peremptory challenges a trial court may grant when selecting
reasonable interpretations, we must review legislative history to determine the The defendant contends that because the statutes are subject to two
allowed each party when the jury panel will include alternate jurors.
whether and by how much to increase the number of peremptory challenges jurors.” Under this interpretation, the trial court has the discretion to decide measure of discretionary control the parties should have over the selection of
each party shall have, but does not express a precise judgment about the
“allocation of twenty and ten peremptory challenges sets a minimum number Under the other interpretation, according to the defendant, the statutes’
challenges to fifteen.
peremptory challenges to thirty and the number of the State’s peremptory
the court intends to select eighteen jurors, it must increase the number of his the increase in the total number of jurors selected.” Thus, he asserts that if to “increase the number of each party’s peremptory challenges in proportion to
respectively shall have in the selection of the jurors,” which requires the court
specific legislative intent in regards to the discretionary control the parties twenty and ten peremptory challenges” in RSA 606:3, I, and :4, I, “bespeaks a According to the defendant, under one interpretation, the “allocation of
of the statutes.”
challenges in a capital case to twenty for the defendant and ten for the State in
that in doing so “the court had to choose between two possible interpretations the number of peremptory challenges “to some extent,” the defendant contends ten, when alternate jurors are selected.” Because the trial court did increase
history, he contends, reveals that the legislature set the number of peremptory
32 increasing the number of peremptory challenges above the specified twenty and
ambiguous or subject to more than one reasonable interpretation.”). This
jurors,” such silence should not be interpreted “as prohibiting a court from granted when a trial court decides to empanel a given number of alternate a system for determining the number of additional peremptory challenges to be
review legislative history . . . to aid our analysis if the statutory language is
The defendant argues that although neither statutory provision “specifies
jurors “in any other case.” See RSA 606:3, I-III (2001). RSA 606:4 provides capital murder case, fifteen jurors in a first-degree murder case, and three
fifteen in a first-degree murder case; and three in “any other case.” See RSA
addition to challenges for cause . . . , peremptorily challenge” twenty jurors in a N.H. 583, 592 (2009). RSA 606:3 provides that criminal defendants “may, in
606:4, I-III (2001).
challenges, in addition to challenges for cause”: ten in a capital murder case; that the State “shall be entitled to the following number of peremptory capital cases, while the State was allotted none. See GL 261:9, :10. In the
legislative history is warranted. See Addison, 161 N.H. at 306. However, we See Laws 1941, 104:1. Therefore, we disagree with the defendant that the 1941, when the legislature first enacted a statute regarding alternate jurors.
instance, the defendant was allotted two peremptory challenges in all nontypes of criminal cases has varied significantly over the years. In 1878, for has remained the same since 1878, the number of such challenges in other
allowed in a case with alternate jurors, and, therefore, that considering
challenges allowed each party in criminal cases, including changes made after
33 the number of peremptory challenges allotted to each party in a capital case
than one reasonable interpretation as to the number of peremptory challenges We agree with the defendant that RSA 606:3 and :4 are subject to more the legislature has made numerous changes to the number of peremptory alternate jurors selected.” challenges in capital cases set forth therein. However, as the State points out, in the number of seated jurors narrowly focuses upon the ratio of peremptory
that the defendant has placed upon them.” The State observes that although unambiguous, argues that their legislative histories “cannot support the weight The State, in addition to arguing that RSA 606:3 and :4 are plain and legislative history of RSA 606:3 and :4 demonstrates legislative intent that the
number of peremptory strikes to be increased in proportion to the number of increase in the number of peremptory challenges in proportion to the increase remain in place today. See Laws 1993, 143:1, :2. According to the State, The defendant’s interpretation of RSA 606:3 and :4 as requiring an
challenges in a first-degree murder or capital case. See Laws 1974, 34:5, :6. find the State’s interpretation of that history persuasive.
must grant the defendant thirty peremptory challenges, and the State fifteen.” peremptory challenges in all non-capital cases. See Laws 1919, 40:1. In 1974, when a court intends to select eighteen jurors for the trial of a capital case, it that “[p]rinciples of statutory interpretation . . . require this Court to hold that,
“there is simply no basis to conclude that the legislature plainly intended the
Finally, in 1993, the legislature enacted the versions of RSA 606:3 and :4 that
the legislature allotted the defendant twenty, and the State ten, peremptory
early twentieth century, both the defendant and the State were allotted three
jury numbering twelve persons, without alternates.” Accordingly, he asserts
the late nineteenth century, see GL 261:9, :10 (1878), long before the
“contemplated that those peremptories would be exercised in the selection of a peremptory challenges for each party in a capital case, it must have Laws 1941, 104:1. Thus, he argues, when the legislature set the number of legislature enacted a statute regarding the selection of alternate jurors, see court, but even if it had been preserved, we deem it unavailing. See State v. observes, the defendant did not preserve this argument by raising it in the trial constituted an unsustainable exercise of discretion. As the State correctly
thirty peremptory challenges to the defendant and fifteen to the State
explain its rationale for rejecting the parties’ joint proposal that the court allot We also reject the defendant’s contention that the trial court’s failure to
assertion that his statutory rights were violated.
analytic aid. See Addison, 161 N.H. at 306. When RSA 500-A:13, I, was first provide no guidance on this matter, and look to legislative history as an
the defendant’s due process argument, which is premised solely upon his court’s decision did not violate any statutory command, we necessarily reject decision to select six alternate jurors. In light of our conclusion that the trial
34 State does not contend otherwise. Accordingly, we will assume the statutes
proportional number of peremptory challenges based upon the trial court’s We, therefore, hold that the defendant was not statutorily entitled to a
:4 set the minimum number of peremptory challenges allotted to each party. If A:13, I, as well as pertinent legislative history, we conclude that RSA 606:3 and peremptory challenges to be awarded when alternates are chosen, and the Thus, when we consider RSA 606:3 and :4 in conjunction with RSA 500- Contrary to the defendant’s assertion, the trial court had no obligation to The defendant argues that the statutes do not suggest the number of Eaton, 162 N.H. 190, 195 (2011); State v. Winward, 161 N.H. 533, 542 (2011). decide whether to select alternate jurors at all.
party’s allotment of peremptory challenges, and, if so, by how many. the discretion under RSA 500-A:13, I, to determine whether to increase each
challenges accorded each party to be a matter for the trial court’s discretion.
expresses the legislature’s intent to vest the trial court with the discretion to deleted from the statute. See Laws 1977, 473:2. We interpret the deletion of the same manner as the regular jurors.” RSA 500-A:13, I (2010). This statute at the direction of the presiding justice, be drawn, selected and empaneled in
the trial court decides that the jury panel will include alternate jurors, it has
this language to mean that the legislature intended the number of peremptory
Laws 1941, 104:1 (predecessor to RSA 500-A:13). In 1977, this language was alternate juror.” Laws 1971, 456:10 (originally codified at RSA 500-A:23); see justice that there is reason for the selection of alternate jurors, the jurors shall, enacted, it entitled each party to “one peremptory challenge as to each
exercised only for a jury of twelve persons, without alternates. number of peremptory challenges provided in RSA 606:3 and :4 would be
the superior court of any civil or criminal case, when it appears to the presiding Further, the statute concerning alternate jurors provides: “In the trial in not warranted, and the prospective juror answered, “Yes.” issues” could be a reason that he might determine that the death penalty was would. To follow up, the court asked whether evidence of “mental health
“give a fair evaluation” to mitigating evidence, to which he responded that he
of questions about whether the prospective juror would “fully consider” and would “keep an open mind” throughout the trial. The State then asked a series specific questions, Juror A-8 indicated that he understood and affirmed that he
mitigating factors before determining the sentence. In response to the court’s
sentence selection phase he would engage in a balancing of aggravating and understood the phases of a capital murder trial and understood that at the The trial court asked several questions to determine whether Juror A-8
death penalty.”
intentionally did it with no back up motive, then no. Then he should get the parole. In response, the prospective juror stated that “if the facts show that he sentence the defendant to death or life imprisonment without possibility of
“types of things” he would want to know in order to make a decision whether to
example, defense counsel asked Juror A-8 under those circumstances what there is no insanity defense, there’s no alibi, [and] there’s no accident.” For of capital murder and in which “he acted purposely, there was no self-defense,
35
questions based upon a hypothetical case in which a defendant is found guilty
In questioning prospective Juror A-8, defense counsel asked a series of
concluding that neither prospective juror held views that warranted dismissal.
During the voir dire, the defendant moved to dismiss two of the
question each prospective juror.
death penalty: Jurors A-8 and B-15. The trial court denied both motions,
counsel for both the defendant and the State were allowed equal time to
participated in individual, sequestered voir dire. The trial court explained to
prospective jurors on the ground that each held disqualifying views about the
phases and the applicable law. Following this questioning by the trial court, questioned each prospective juror as to his or her understanding of these explain its reasoning on the record. See State v. Silva, 158 N.H. 96, 102 (2008) each the phases of a death penalty case and certain principles of law, and
Selection Review) of this opinion, approximately 114 prospective jurors As outlined in some detail at the beginning of Part V (Venue and Jury
1. Background
C. Challenges For Cause
(we assume trial court made all findings necessary to support its decision). During the voir dire of prospective Juror B-15, the prosecutor explained could consider mitigating evidence of the “person’s background.”
that the State presented. The prospective juror stated affirmatively that she Defense counsel exercised a peremptory challenge to strike Juror A-8. mitigating factors the defense presented as she would the aggravating factors questioning, asking her whether she would give as great a consideration to the
impair . . . the performance of his duties as a juror. know what that would be.” The trial court followed up with additional
chosen as a juror. So I don’t find that his views substantially you could present me something very convincing, I probably would. But I don’t the appropriate sentence in such a case, the prospective juror stated that “if a sentence of life imprisonment without parole, as opposed to death, would be
think that he would follow the law in the case if he were . . . . I wanted to be sure that he understood the law and I it was . . . set forth to him directly, I think that he answered incapacitated. Asked whether she could envision a circumstance under which
of confusing and I think he had a hard time with it, but when a wanton, purposeful murder and the defendant was not mentally hypothetical case in which the defendant had been found guilty of committing Defense counsel asked her a series of questions based upon a
sincere in trying to set forth his views. I think the law is kind answers were consistent with the law. I think he’s very asked . . . more straightforwardly, I think that . . . his
time with . . . just conceptualizing, but . . . when he was sentence selection phase of trial with an open mind.
36
[T]his man is not an abstract thinker. I think he has a hard follow the law and would weigh the aggravating and mitigating factors at the of the relative burdens of proof, Juror B-15 affirmed that she would accept and The trial court denied the defendant’s motion, finding: hold them both “to the same standard.” Upon further explanation by the State
very firm on the fact that he would follow [the court’s] instructions in the case.” She responded that she would accept the law, but that in her mind she would
consider and could consider the mitigating evidence in the case and he was and asked the prospective juror whether she would be able to apply that law. objected, contending that the prospective juror “clearly said that he would doubt, while the defense had a lower standard of proof for mitigating factors, substantially interfere with his ability to consider mitigation.” The State to her that the State had to prove the aggravating factors beyond a reasonable
his “feelings about the death penalty are so ingrained that they would Defense counsel moved to dismiss Juror A-8 for cause on the basis that 2. Appellate Argument
using his last one after the seventeenth juror was selected.
The defendant exhausted all twenty-four of his peremptory challenges,
The defendant exercised a peremptory challenge to strike Juror B-15.
think she would be a very fair juror to both sides.
would lightly, in any way, impose the death penalty. And I the death penalty. This is not going to be someone who . . . quite emotional when she talked about actually imposing
would vote for it. The other thing is, I noticed that she got
defendant is very deserving of the death penalty before she She was clear that the State must prove to her that the
The trial court agreed with the State, and added:
consider them if proven. to commit to how much weight those are. She said she would
that those may not weigh very heavily. But we can’t ask her
control her. And I think that that’s where her . . . mindset is
equation is completely in her discretion, and the law does not proven, how much weight she assigns to those in the burden of proof in proving the facts. But once the facts are
clearly that she would not hold the defense to a higher
factors and weight of those factors . . . . [S]he said very had available.” Recognizing that “there is no constitutional right to a language, but she understood the difference between proof of confusion here, and it’s clear that English isn’t her first
37
“inequitably deprive[d] . . . of peremptory challenges [he] would otherwise have very deserving of the death penalty . . . . I think the
twenty-four peremptory challenges to correct the trial court’s errors, he was 500-A:12, II (2010). He also argues that because he had to expend two of his that . . . she had to be convinced that [the defendant] was his statutory right to excuse for cause any juror who is “not indifferent.” RSA to impose the death penalty was . . . a very weighty decision, The defendant argues that the trial court’s denial of his motions violated This juror made it very clear from the outset that the decision
State objected, stating: able to follow this Court’s law in spite of her stated willingness to do so.” The “she presented very strongly as a juror who is at a very high risk . . . to not be
to accept and follow the burden of proof on mitigating factors” and because Defense counsel challenged the juror for cause, questioning her “ability Patton, 467 U.S. at 1038 n.14. The trial court’s determination of a juror’s
38
utterances comprehensible. questions and answers can make confused and conflicting impartiality may be overturned only when it amounts to manifest error. Smart,
entitled . . . to ‘special deference.’” Patton, 467 U.S. at 1038; see State v. Smart, what a potential juror is saying. Any complicated voir dire determining juror credibility, but also in simply understanding
136 N.H. at 653; see Mu’Min v. Virginia, 500 U.S. 415, 428 (1991). “[T]he proceeding will reveal. Demeanor, inflection, the flow of the 136 N.H. 639, 653 (1993). Accordingly, a trial court’s finding of juror
Ct. at 2918. For these reasons, “the trial court’s resolution of such questions is demeanor, candor, body language, and apprehension of duty.” Skilling, 130 S. fully in the record — among them, the prospective juror’s inflection, sincerity, Demeanor plays a fundamental role not only in impartiality “is ordinarily influenced by a host of factors impossible to capture
juror in accordance with his instructions and his oath.” Wainwright v. Witt, views would prevent or substantially impair the performance of his duties as a unfamiliar terms, as a reading of any transcript of such a calls upon lay persons to think and express themselves in
has the right to be tried by a fair and impartial jury.” State v. Addison, 160 “It is a fundamental precept of our system of justice that the defendant 2896, 2917 (2010). indifferent,” RSA 500-A:12, II. See State v. Wamala, 158 N.H. 583, 592 (2009). Yount, 467 U.S. 1025, 1038 (1984); see Skilling v. United States, 130 S. Ct. violated his statutory right to excuse for cause any juror who is “not essentially one of credibility, and therefore largely one of demeanor.” Patton v. We first address the defendant’s argument that the trial court’s decisions 469 U.S. 412, 424 (1985) (quotation omitted). “[T]he determination is
3. Discussion A:12, II. The question of indifference is determined by “whether the juror’s XIV. juror who is not indifferent must be excused from the trial of a case. RSA 500- N.H. 493, 497 (2010) (quotation omitted); see N.H. CONST. pt. I, art. 35. A
statutory right to peremptory challenges, see RSA 606:3, I (2001), by requiring peremptory challenge,” the defendant contends that the trial court violated his
N.H. CONST. pt. I, arts. 15, 16, 18, 33, 35; U.S. CONST. amends. V, VI, VIII, by an impartial jury, and freedom from cruel and/or unusual punishment. See decision violated his state and federal constitutional rights to due process, trial him to use two of them curatively. Further, he asserts that the trial court’s seemingly contradictory ways. See id. at 1038-39. This is because lay persons
It is not uncommon for jurors to express themselves in ambiguous and
sense, that she could accept them, and that she could follow the law.
State and the court she unequivocally stated that the differing burdens made case was the true and honest one.” White, 431 F.3d at 541. Despite the fact
For example, in White v. Mitchell, 431 F.3d 517 (6th Cir. 2005), as the court
39
We conclude that the transcripts of the entire voir dire of prospective proof for aggravating and mitigating factors, upon further clarification by the the death penalty, and that she “believed that her anticipated outcome of the although her testimony indicates some initial confusion about the burdens of take it into account when deciding the case. As to prospective Juror B-15,
for cause. The cases present facts that are materially different from those here. conclusion that either of these prospective jurors should have been dismissed We are not persuaded that the cases cited by the defendant compel a
appeared to have been least influenced by leading.” Id. choose to believe those statements that were the most fully articulated or that determine competency to serve impartially. The trial judge properly may mitigating factors.” jurors would feel similarly, that she “relished” taking part in the imposition of that death was an appropriate punishment and believed that the rest of the that he would consider all of the evidence presented to him, and that he would characterized the testimony, the juror stated that she had already determined
understands this, and under our system it is that judge who is best situated to to apply the differential burdens of proof with regard to aggravating and their education and experience vary widely.” Id. at 1039. “Every trial judge considering mitigating evidence,” and because “she demonstrated an inability because “[p]rospective jurors represent a cross section of the community, and considered mitigating was so high as to effectively render her incapable of evidence such as the defendant’s difficult upbringing and his mental health, examination tactics that frequently are employed” on voir dire examination and “may never have been subjected to the type of leading questions and cross-
prospective Juror B-15 both because “her threshold for what evidence she further questioning he unequivocally stated that he would consider mitigating consider mitigating evidence at the sentence selection phase of trial, upon A-8’s testimony indicates some initial confusion as to whether he could be impartial. See Patton, 467 U.S. at 1038-40. Although prospective Juror Jurors A-8 and B-15 support the trial court’s findings that each of them would conclusion that the jurors here would be impartial.” Patton, 467 U.S. at 1038. question is whether there is fair support in the record for the [trial court’s]
impaired in his ability to consider mitigating evidence.” He challenges The defendant contends that prospective Juror A-8 “was substantially her] oath.” Wainwright, 469 U.S. at 424; see Adams v. Texas, 448 U.S. 38, 45 defendant does not argue that the jury that did sit on his case was not her] duties as a juror in accordance with his [or her] instructions and his [or
against each of these prospective jurors, neither individual sat on his jury. The juror held views that would “substantially impair the performance of his [or Moreover, because the defendant exercised a peremptory challenge
evidence. The record also supports the trial court’s determination that neither 40 explained by the court and expressed a willingness to consider any mitigating solely upon his assertion that his statutory right was violated. prospective Jurors A-8 and B-15 each exhibited an ability to accept the law as
and life imprisonment, and indicated at the end of voir dire that the death
necessarily reject the defendant’s constitutional argument, which is premised The record in this case supports the trial court’s findings that conclusion that the trial court’s decision did not violate RSA 500-A:12, II, we cause any juror who is “not indifferent.” RSA 500-A:12, II. In light of our juror bias bears the burden to demonstrate actual prejudice.”); see also Ross v. 143 N.H. 363, 366 (1999) (“Generally, in a criminal case, a defendant alleging in this case.” State v. Goodale, 144 N.H. 224, 228 (1999); see State v. Rideout, negatively when asked whether her mind was open to both the death penalty impartial. “Accordingly, the right of trial by an impartial jury is not implicated
fair trial. Id. at 541-42.
653, and thus did not impair the defendant’s statutory right to excuse for dismiss for cause did not constitute manifest error, see Smart, 136 N.H. at (1980). We hold that the trial court’s denial of the defendant’s motions to death penalty if the defendant was convicted of rape-murder, responded
failure to excuse the juror resulted in a violation of the defendant’s right to a prior to trial that he will not weigh evidence in mitigation is not impartial.” Id.; regard to [the juror’s] ability to be a fair and impartial juror,” the trial court’s reveal[ed] a series of highly troubling and contradictory statements . . . with
penalty should be imposed once the defendant’s guilt was established).
prospective juror for cause who stated that she was disposed to impose the see also State v. Maxie, 653 So. 2d 526, 537-38 (La. 1995) (error not to dismiss
345 S.E.2d at 838. As the court stated, “A juror who has made up his mind He would listen to the evidence, but it would not change his opinion.” Pope, follow the law, the court held that because “the line of questioning as a whole trial court authorized him to consider the death penalty, he would impose it. that the juror eventually stated that she would consider all of the evidence and that if the defendant was ‘found guilty beyond a shadow of a doubt’ and the that a prospective juror should have been excused for bias where he “testified grounds by Nash v. State, 519 S.E.2d 893, 895 (Ga. 1999), the court concluded Similarly, in Pope v. State, 345 S.E.2d 831 (Ga. 1986), overruled on other provides grounds for reversal only if the defendant can actually show that his
41
peremptory challenge to strike him.” United States v. Mitchell, 502 F.3d 931, thus leaves him unable to exclude a juror who actually sits on his case,
or statute-based right.” State v. Hickman, 68 P.3d 418, 422 (Ariz. 2003); see
gain appellate relief.” People v. Roldan, No. 08CA2487, 2011 WL 174248, at
right to an impartial jury was affected.” People v. Yeoman, 72 P.3d 1166, 1185
veniremember did not sit on the jury, even though the defendant must use a reversal of his conviction and sentence is required. See, e.g., State v. Magee, his peremptory challenges after having used a peremptory challenge curatively, erroneous ruling that forces a defendant to use a peremptory challenge, and Ross, 487 U.S. at 88; Martinez-Salazar, 528 U.S. at 307. Accordingly, “[a]n to select.” Shane, 243 S.W.3d at 340; see People v. Macrander, 828 P.2d 234, a peremptory challenge violates neither a constitutional right, nor a rule-based majority of state courts” and the Supreme Court “hold that the curative use of *10 (Colo. Ct. App. Jan. 20, 2011) (Bernard, J., specially concurring). “[A]
prejudice — namely, that a biased juror actually sat on the jury — in order to under these circumstances, “but, instead, require a defendant to show states and the United States do not employ the remedy of automatic reversal” However, this is not the majority rule. “Presently, at least twenty-nine jury, . . . nor the Fifth Amendment right to due process, . . . when the biased veniremember violates neither the Sixth Amendment guarantee of an impartial We acknowledge that in some jurisdictions, when a defendant exhausts 243 (Colo. 1992) (en banc). Court has made clear that a court’s failure to strike for cause a biased required, in part, because the “final jury . . . is not the jury a party was entitled exhaust all peremptory challenges, and object to the jury as it is finally (Ky. 2008); see State v. Ho, 279 P.3d 683, 694 (Haw. 2012). Reversal is cause, a defendant must exercise a peremptory challenge against the juror, that venire could result in a fair trial.” Shane v. Com., 243 S.W.3d 336, 340 curatively, it “so taints the equity of the proceeding that no jury selected from substantial rights such that when a defendant uses a peremptory challenge 2013) (No. 12-9070). In those jurisdictions, peremptory challenges are deemed 103 So. 3d 285, 307 (La. 2012), cert. denied, 82 U.S.L.W. 3180 (U.S. Oct. 7,
relief he requests — reversal of his sentence. “[T]he [United States] Supreme empaneled).
2009) (to preserve an objection to the trial court’s failure to excuse a juror for Salazar, 528 U.S. 304 (2000); cf. People v. Hamilton, 200 P.3d 898, 925 (Cal. 954-55 (9th Cir. 2007); see Ross, 487 U.S. 81; United States v. Martinez- Oklahoma, 487 U.S. 81, 86 (1988) (any claim that the jury was not impartial
his challenges for cause amounted to manifest error, he is not entitled to the Even if we accept the defendant’s premise that the trial court’s denial of
must focus upon the jurors who ultimately sat). 42
the trial court’s ruling.” Id. In reaching this conclusion, we observed that
Goodale was unclear to argue that, in New Hampshire, reversal is required The defendant here seizes upon our observation that the record in
whether to exercise his peremptory challenges.” Id.
peremptory challenges.” Id. Because of this, we noted, he was unable to presumed. Constitution, a defendant must demonstrate prejudice; prejudice is not conviction because he failed to demonstrate “that he was in fact prejudiced by claim that a jury selection procedure violates due process under the State Goodale stands for the proposition that, generally, in order to prevail on a “the State access to information that was unavailable to the defendant.” Id. at when a party has exhausted its peremptory challenges. To the contrary,
“demonstrate . . . that in fact the lack of information affected his decision
In Goodale, the defendant argued that the trial court erroneously allowed “[t]he record [was] unclear as to whether the defendant exercised all of his
230. Despite finding constitutional error, however, we affirmed the defendant’s reversal. Id. at 88. determining whether to exercise its peremptory challenges” because it allowed trial court’s ruling “conferred on the State a significant advantage in found that the jury selection errors did not require automatic reversal of the due process because it was fundamentally unfair. Id. We reasoned that the from that which would otherwise have decided the case.” Ross, 487 U.S. at 87. held that such a procedure violated the defendant’s state constitutional right to while denying him equal access to the records. Goodale, 144 N.H. at 227. We complaining party has exhausted its peremptory challenges.” See Goodale, 144 the State to use the criminal records of potential jurors during jury selection
did we suggest that juror selection errors require automatic reversal. harmless beyond a reasonable doubt. Brodowski, 135 N.H. at 201-02. In none 331. In Brodowski, we ruled that the State failed to prove that the error was use a peremptory challenge to achieve that result” does not, alone, require errors were not prejudicial. See Goodale, 144 N.H. at 230; Anaya, 131 N.H. at defendant’s conviction and sentence. In Goodale and Anaya, we found that the
330 (1988). We disagree. In the cases upon which the defendant relies, we the notion that reversal is mandated merely because the jury panel is “different N.H. 224; State v. Brodowski, 135 N.H. 197 (1991); State v. Anaya, 131 N.H. (Cal. 2003) (quotation omitted). The majority of jurisdictions, therefore, reject
erroneous denial of a challenge for cause requires reversal where the argues that our “prior decisions imply that [we] concur[ ] with the view that the Citing Goodale, State v. Brodowski, and State v. Anaya, the defendant
“So long as the jury that sits is impartial, the fact that the defendant had to fair.” Id. (quotation omitted); see Rivera v. Illinois, 556 U.S. 148, 160 (2009).
analysis.” Id. (quotations omitted). To decide that the putative error in this
43
innocence, and no criminal punishment may be regarded as fundamentally
any other errors that may have occurred are subject to harmless-error and was tried by an impartial adjudicator, there is a strong presumption that constitute trial errors, we have held that, generally, “if a defendant had counsel Although we have not previously held that errors in jury selection
Thus, even if the trial court had erred in denying the defendant’s challenges for denial of peremptory challenge was not a structural error requiring reversal). would conflict with this precedent. See Rivera, 556 U.S. at 160-61 (mistaken cannot reliably serve its function as a vehicle for the determination of guilt or case is a “structural” error compelling reversal of the defendant’s sentence
the very framework in which a trial proceeds.” State v. Etienne, 163 N.H. 57,
particular case.” State v. Williams, 133 N.H. 631, 634 (1990) (per curiam) challenges, he did not suffer harm from the court’s decision. Id. Contrary to fundamentally unfair . . . require reversal without regard to the evidence in the law, “only such constitutional errors as necessarily render a trial 163 N.H. at 80. The harmless error doctrine does not apply to structural errors. See Etienne, Our decisions in Goodale, Brodowski, and Anaya are consistent with our
further showing of harm is required. 79 (2011) (quotation omitted). When such an error occurs, “a criminal trial error has caused harm. Anaya does not establish that when a defendant (quotation omitted). We term these “structural” errors because they “affect[ ]
the juror was not impaired because, in failing to exhaust his peremptory defendant’s conviction, and trial errors, which do not. Under New Hampshire “thereby improperly forcing him to exercise a peremptory challenge.” Anaya, case law distinguishing structural errors, which require automatic reversal of a
exhausts his peremptory challenges to cure putative error by the trial court, no
not exhausted his peremptory challenges, he cannot show that a jury selection the defendant’s assertions, Anaya establishes only that when a defendant has
131 N.H. at 331. We ruled that the defendant’s right to challenge and exclude The defendant’s reliance upon Brodowski and Anaya is similarly
exercised its discretion when it failed to excuse a prospective juror for cause, this case, the defendant argued that the trial court had unsustainably The facts of Anaya are closer to the facts of the instant case. There, as in
to show that the error was harmless beyond a reasonable doubt. Id. at 201-02. 201. We ruled that under the circumstances of that case, the State had failed 01. The State argued that this error was harmless, but we disagreed. Id. at parte discussions with eight prospective jurors. Brodowski, 135 N.H. at 200unavailing. The error in Brodowski was the trial court’s failure to record ex pistol, and the defendant, a convicted felon, armed himself with a knife. Hayes
prepared for the robbery; Bell-Rogers loaded his gun, a .38 semiautomatic
Restaurant in Manchester. They drove to a parking lot near the restaurant and Hayes. That afternoon, they made plans to rob the owner of the El Mexicano On October 10, Bell-Rogers introduced the defendant to his friend, Jeff
back [to jail].” that the men “would pop out, a badge or no badge” because “they weren’t going said that “[a]nybody that tried to stop [them], they were going to get it,” and
conversation with the defendant and Bell-Rogers during which the defendant
would be a shootout.” Another resident of the apartment recalled a them or him, . . . F them, . . . it was going to go his way or no way,” and that “it defendant in which he stated that if the police ever tried to arrest him, “it was
resided at the Central Street apartment, testified to a conversation with the
Shipley’s apartment on Central Street in Manchester. Ruth Schulz, who also
2006, they were spending time with Angela Swist and Teresia Shipley at Antoine Bell-Rogers met in 2006 and soon became close friends. By October The State presented evidence of the following facts. The defendant and
was the defendant’s mental state at the time he shot Officer Briggs. Therefore, the single issue before the jury during the guilt phase of the trial human life, but not with the intent to commit capital murder as charged.
that he shot Officer Briggs recklessly with extreme indifference to the value of During his opening statement, the defendant, through counsel, stated
The defense presented five witnesses, as well as several exhibits.
preceding the capital murder, and the testimony of more than forty witnesses.
44
capital criminal episodes involving the defendant that occurred in the six days
exhibits, including photographs and forensic evidence from the three noneighteen days. The State presented its case-in-chief through numerous The guilt phase of the trial occurred over the course of approximately
instruction set forth in State v. Wentworth, 118 N.H. 832, 838-39 (1978).
VI. GUILT PHASE REVIEW
the guilt phase of the trial, including a summary of the evidence.
reasonable doubt instruction to the jury when it modified the standard
that he was prejudiced by any such error. Before addressing these claims of error, we provide, for context, an overview of cause, reversal would not be warranted because he has failed to demonstrate
the murder. Second, he argues that the trial court provided an erroneous extensive evidence of the crimes that he committed during the week preceding First, he argues that the trial court erred in allowing the State to introduce The defendant raises two challenges regarding the guilt phase of trial. participated in a shooting at a residential apartment complex on Edward J. Roy A few days after the 7-Eleven convenience store robbery, the defendant
picked it up and held it for a couple of minutes before Bell-Rogers took it. the Central Street apartment, the defendant handled Bell-Rogers’s gun; he
near the store, and the two men left the car.
remarked that they “weren’t afraid . . . no one could get in their way.” While at
The group traveled to a 7-Eleven convenience store in Hudson. Swist parked the El Mexicano Restaurant robbery, and the defendant said he “would do it.” who would carry the gun, which was the weapon that Bell-Rogers used during
police. The defendant stated that he would “pop a cop,” and Bell-Rogers point, the men asked each other what each would do if ever approached by the something blocking it or it was stuck.” The two men then laughed. At some
plans to commit another robbery. The defendant and Bell-Rogers discussed On October 11, the defendant, Bell-Rogers, Swist, and Shipley made
commented that the weapon would not have discharged because “there was
that “if the cops pulled up he would pop shots. He’d pop a cop.” outside and visible to the police. According to Hayes, the defendant replied
men started counting the stolen money. Bell-Rogers examined the gun and Shipley’s apartment. There, the defendant put the gun on a table, and the two The defendant and Bell-Rogers returned to the car, and drove to
and Bell-Rogers were talking in an alley, Hayes expressed concern about being
cash drawer. A surveillance camera inside the store recorded the robbery.
45
to divide the stolen jewelry. Later that evening, while the defendant, Hayes, Hayes drove to the Central Street apartment where they discussed how
found two empty shell casings on the floor and a bullet lodged in the ceiling.
about an arm’s length away from the clerk’s face. The men then left with the defendant stayed on the opposite side of the counter, holding the handgun jumped over the counter, and the clerk opened the cash register. The
discharged a gun twice, once into the ceiling and once into the floor. The police the police arrived at the restaurant and learned that the shooter had someone inside the restaurant at knifepoint. Shortly after they fled the area,
defendant pointed a gun at her and said, “give me all your money.” Bell-Rogers
he “had to pop a couple shots,” and the defendant said that he had robbed Inside the car, the men recounted the robbery: Bell-Rogers stated that entered shortly after 5:00 a.m. When the clerk approached the counter, the A clerk was alone in the store when the defendant and Bell-Rogers gun.
After several minutes, they came running back with Bell-Rogers holding the waited in the car while the defendant and Bell-Rogers entered the restaurant. looking for them. The men said, “We don’t give a f***. We’re out for blood.”
Shipley met them in the alley where she warned them that the police were
same vehicle used in both the 7-Eleven robbery and the Roy Drive shooting. when the defendant and Bell-Rogers arrived at the back alley in Swist’s car, the officers were inside the Central Street apartment speaking with some residents
shooting and interviewed Swist, Shipley, and Davis. At one point, police Throughout the day of October 15, the police continued to investigate the
at another friend’s apartment.
shots had been fired. The defendant and Bell-Rogers left and spent the night
them and then they popped back.” One of the men estimated that seventeen Bell-Rogers described the shooting, explaining to the group that “we popped at When they returned to the Central Street apartment, the defendant and
another apartment.
of Swist’s father’s apartment, and a bullet lodged in the living room floor of casings, bullet fragments in a parked car, a bullet lodged in the bedroom wall toward the shooting scene. At the apartment complex, the police found shell
foursome saw several police vehicles, with lights and sirens activated, heading
excited in a way.” On the way back to the Central Street apartment, the “they thought they got them” and she described the men as acting “angry but that the men acted “excited” or “amped up.” Swist recalled the men saying that
referring to a movie in which an individual “dodges the bullet,” and she testified
defendant said, “I had to pull a Matrix.” Shipley understood this statement as The two men soon ran back to the car; Bell-Rogers had the gun, and the left the car together and within minutes the women heard a series of gunshots. Once at the Roy Drive apartment complex, the defendant and Bell-Rogers
stated that they were going to kill her brother and Edwards. Central Street apartment. Swist recalled that the defendant and Bell-Rogers Swist’s car, along with Shipley and Kyarra Davis, another resident of the
to the Roy Drive apartment complex. The defendant and Bell-Rogers were in In the early morning hours of October 15, the group traveled in two cars
Bell-Rogers’s gun while the defendant was walking down the stairway.
around the building. As they were leaving, Birely saw the defendant holding
46
Birely to go to the apartment complex and see if anybody was outside or The defendant said, “f*** that, let’s take it to them.” The two men then told Rogers both responded, “That ain’t going to happen. We’ll fight fire with fire.”
and Edwards had threatened to shoot at her home. The defendant and Bell-
calls were exchanged. Swist told the defendant that her brother (Dale Swist) returned to the Central Street apartment “fired up,” and several hostile phone club, the defendant and Bell-Rogers fought with Bruce Edwards. The men
Rogers went to a local club, along with a mutual friend, Paul Birely. At the Drive in Manchester. On the evening of October 14, the defendant and Bellcommanded, “Stop, Police!” Bell-Rogers stopped, sight of the defendant and Bell-Rogers walking in the alley. Officer Briggs
apartment. As they were riding their bicycles by Litchfield Lane, they caught Meanwhile, Officers Briggs and Breckinridge left the Lake Avenue
marked “Manchester Police.” They then entered the Litchfield Lane alley.
seen walking near Roman’s Lake Avenue apartment, passing by a vehicle
with the handle sticking out and put his sweatshirt over it. The two men were around 2:45 a.m., the defendant placed the gun in the waistband of his pants to Kelly Ann Grady’s nearby apartment. Before leaving Grady’s apartment When the defendant and Bell-Rogers left Roman’s apartment, they went
apartment. the defendant called Roman, who informed him that the police were at the assisted in the investigation at the Lake Avenue apartment. During this time,
Officers Briggs and Breckinridge also responded to the dispatch call and
began interviewing occupants of the apartment and investigating the scene. Roman’s mother immediately called the police, who soon arrived and
then left the apartment building.
one of the men yell, “[P]ick up the shell casings. That’s evidence.” The men where a single shot was fired. Roman’s mother slammed the door and heard pointed his gun at her. The defendant pushed Bell-Rogers into the hallway,
which escalated to physical violence. Bell-Rogers threatened to kill Roman and At some point, an argument erupted between Roman and Bell-Rogers,
going back to jail.” someone on the telephone, stating repeatedly, “I’m not going down . . . I’m not
responded, “You think we don’t know that?” The defendant later spoke to
more while closing the gap between them. When Officer Briggs was within an
47
Bell-Rogers that the police were in the area looking for them. The men approximately midnight, where Roman’s mother warned the defendant and slowing his pace. Officer Briggs issued the same “Stop, Police!” command twice Bell-Rogers’s girlfriends. They returned to her Lake Avenue apartment at That night, the defendant and Bell-Rogers met Jennifer Roman, one of
hood up and his hands out of sight near his waist, continued walking away,
but the defendant, with his made plans to leave the state.
station that evening and told her “not to say anything.” The foursome then
defendant and Bell-Rogers knew that Swist intended to return to the police
spoken to the police. Shipley told the men that she had lied to the police. The The defendant and Bell-Rogers later learned that Shipley and Swist had
Shipley’s repeated insistence, the men drove away. She saw the gun in Bell-Rogers’s lap and urged them to leave immediately. At A. Rule 404(b) Prior Crimes Evidence
proof of motive or intent. See N.H. R. Ev. 404(b).
and Roy Drive shooting scenes. Officer Briggs to the evidence collected at the El Mexicano Restaurant robbery jammed. Forensic testing later matched the gun that the defendant used to kill
actions, while permitting use of such evidence for other purposes, such as
was loaded, its safety mechanism was off, it was in a firing position, and it was
wrongs to prove a person’s propensity to act in conformity with such prior stated, Rule 404(b) precludes the admission of evidence of other crimes or of the trial pursuant to New Hampshire Rule of Evidence 404(b). Generally
telephone, and the gun that he had discarded. When the gun was found, it
trial court permitted the proffered evidence to be introduced at the guilt phase
the defendant had been wearing when he shot Officer Briggs, his cellular Within a few days of the murder, the police found the red sweatshirt that
where the defendant was arrested that evening. the defendant’s motive to commit capital murder and his intent to do so. The The State sought to introduce this evidence to establish, among other things, the 7-Eleven convenience store, and the October 15, 2006 Roy Drive shooting.
the morning, the defendant, Joseph, and her sister drove to Massachusetts, issued by written decision on October 10, 2008, and two rulings were issued The defendant stayed at Joseph’s apartment for the remainder of the night. In telling her that “I just shot a cop,” and that she would never see him again. robbery of the El Mexicano Restaurant, the October 11, 2006 armed robbery of
48
the trial court regarding the guilt phase prior crimes evidence: one ruling was On appeal, the defendant challenges three evidentiary rulings made by weapon away in an alley, and that “a cop was shot.” He then called Roman, evidence of the defendant’s participation in the October 10, 2006 armed
running. He told her that the gun “went off in his pocket,” that he threw the Regarding the guilt phase of the trial, the parties disputed the admissibility of in an alley when a police officer called out to him and he immediately started into a backyard. He explained to Joseph that he and Bell-Rogers were walking The parties filed numerous motions in limine to determine the
1. Background
admissibility of prior crimes evidence in each phase of the capital murder trial. Joseph, and, along the way, discarded his red sweatshirt and threw the gun The defendant ran to the nearby apartment of a girlfriend, Jennifer
The defendant then fled as police fired at him and several officers gave chase.
hands, and fired one shot at Officer Briggs, hitting him in the side of his head. arm’s length, the defendant suddenly turned, with Bell-Rogers’s gun in both conduct would not be unfairly prejudicial because the evidence would be
gunman. It determined that evidence of the defendant’s recent criminal
knowledge that Officer Briggs was a police officer, and his identity as the defendant’s motive for shooting Officer Briggs, his intent in doing so, his 2008, ruling that the State’s proffered evidence was highly probative as to the In advance of trial, the court issued a written order dated October 10,
clerk of the 7-Eleven convenience store. would limit the witnesses to the primary participants in those crimes and the
The State represented that it did not intend to retry the three prior crimes and
felony trials, conducted a hearing on the parties’ motions in September 2008. The trial judge, who had presided over the defendant’s three non-capital
was an accident or that Bell-Rogers was the shooter.
officer.” He also informed the court that he would not assert that the shooting
wanted for several crimes necessarily has any more motive to kill [a police] the greater the motive they have to flee,” he disputed that “a suspect who is the premise that “the more serious the crimes for which someone is a suspect,
admitting additional evidence of the two armed robberies. While agreeing with
shooting, arguing that no incremental probative value would be gained by that occurred on October 15 and a minimal presentation of the Roy Drive Alternatively, he asserted that the evidence should be limited to certain events
probative value was diminished by other evidence available to the State.
presenting the prior crimes evidence during its case-in-chief because its The defendant countered that the State should be precluded from
that the defendant made prior to the shooting of Officer Briggs.
of accident; opportunity and identity; and context for incriminating statements
murder; intent to do so; knowledge that Officer Briggs was a police officer; lack legitimate, non-propensity purposes, including: motive to commit capital State, evidence of the three prior crimes was highly probative for several
to forensic evidence left behind at two of the crime scenes. According to the
his knowledge that the gun he possessed at the time of the shooting was linked knowledge that the police were pursuing him as a suspect in those crimes, and things, the defendant’s deliberate participation in the three prior crimes, his
49
of proof, outlining evidence that it contended demonstrated, among other
prior crimes, and his familiarity with the murder weapon. It presented an offer defendant’s convicted felon status, his participation in the three October 2006 crimes evidence under Rule 404(b). The State sought to admit evidence of the
trial, the parties filed cross-motions concerning the admissibility of the prior In August 2008, approximately six weeks before the guilt phase of the
procedural facts as context for the court’s bench rulings.
pretrial procedural facts as context for the court’s pretrial ruling and the trial from the bench during the guilt phase of the trial. We set forth the pertinent he shot Officer Briggs recklessly with extreme indifference to the value of In his opening statement, the defendant, through counsel, admitted that
an accident, a mistake, or a reckless act. murder, including the defendant’s flight, to establish that the shooting was not
Finally, the State described the circumstances immediately surrounding the
gun and, further, that it was the same gun involved in his three recent crimes. the defendant knew that, as a convicted felon, he was unlawfully carrying a State, its evidence would show that when he was approached by Officer Briggs,
threatening to shoot the police if ever approached by them. According to the
crimes, and that he acted brazenly and, on several occasions, made statements been warned several times that the police were closing in on him for these shooting on October 15. The State previewed evidence that the defendant had
convenience store several hours later on October 11, and then the Roy Drive
the El Mexicano Restaurant, followed by the armed robbery of a 7-Eleven
along with Bell-Rogers, had participated in the October 10 armed robbery of murder. Specifically, the prosecutor outlined evidence that the defendant, because of his participation in a crime spree during the six days prior to the
intentionally and purposely killed Officer Briggs to evade capture by the police In its opening statement, the State alleged that the defendant
statements to the jury, setting forth their respective theories of the case.
or that Bell-Rogers was the shooter. The parties then presented opening
pretrial notification that he would not claim that the shooting was an accident court that he was conceding the issues of identity and causation, adding to his On the first day of trial, the defendant, through counsel, informed the
during trial.
be admitted, he observed that “we’ll just have to see how things play out” Although defense counsel questioned the quantity of prior crimes evidence to seek to show the jury the surveillance video recording of the 7-Eleven robbery.
Restaurant and Roy Drive crime scenes. It also advised the court that it might
phase of the trial, including forensic evidence collected at the El Mexicano summarized the prior crimes evidence it intended to present during the guilt to the issues identified in the court’s written order. At the hearing, the State
50
during which it directed the State to limit evidence of the details of the crimes The day before the trial began, the court conducted a second hearing
opportunity to do so.”
show, among other things, “his ability to operate the murder weapon and his
handling of Bell-Rogers’s gun during the two weeks prior to the shooting to court also granted the State’s request to present evidence of the defendant’s decision upon an improper basis of bad character or propensity. The trial
and the nature of the criminal acts was not likely to cause the jury to rest its circumscribed in scope, a limiting instruction would be provided to the jury, Thus, the opening statements made clear that the defendant’s mens rea
life of Officer Briggs, not capital murder. had committed reckless murder with extreme indifference to the value of the
motive to kill when he shot Officer Briggs. The defendant contended that he
disturbance. Still, he argued that these facts did not show that he had a in both armed robberies and in the Lake Avenue apartment domestic he had participated in the Roy Drive shooting, and that the same gun was used The defendant acknowledged that he had a reason to flee the police, that
except for the single fatal shot that took Officer Briggs’ life. forty-five minutes that entire day. He never fired this gun
Antoine Bell-Rogers was out of control. He had it for at most Michael Addison had Antoine Bell-Rogers’ gun because
Shipley, Angela Swist, Ruth Schulz, and Paul Birely. Their testimony
dispute. motive to intentionally kill the police officer. This we
or were witnesses to the events surrounding them: Jeffrey Hayes, Teresia
not only the motive to flee the officer, but he had a specific
store clerk. Five witnesses were participants in one or more of the three crimes representations to the trial court, only one witness was a victim — the 7-Eleven regarding the three prior criminal episodes. Consistent with its pretrial During its case-in-chief, the State presented nine witnesses to testify
Addison was being wanted for such serious crimes he had The State will ask you to believe that because Michael
Defense counsel stated:
and as part of its final instructions at the guilt phase of the trial. trial court gave a substantively identical limiting instruction again mid-trial 51
defendant was trying “to prevent harm that night and not to cause harm.” who had threatened to shoot her. Thus, the defense asserted that the and that the defendant had intervened and taken the gun from Bell-Rogers
crimes evidence during its deliberations on the capital murder charge. The
there had been an intense, violent fight between Bell-Rogers and his girlfriend,
with a lengthy limiting instruction on the jury’s use of the anticipated prior Before the guilt phase trial testimony began, the court provided the jury
was the dispositive issue in the guilt phase.
possession of it. Defense counsel explained that just prior to the shooting, familiarity with Bell-Rogers’s gun, and his benign motivation for taking developed various themes to support his position, including his lack of
murder, the State had not charged him with the “right crime.” The defendant human life. He stated that because he did not intend to commit capital was not outweighed by its prejudicial effect because the jury would hear about
familiar with the gun. The court found that the probative value of the video
Roman, he normally would not have had the gun, and he was not otherwise night merely to protect Bell-Rogers from himself and to protect Jennifer the court cited the defense theory that the defendant possessed the gun that
recording illustrated his comfort with, and knowledge of, the gun. In so ruling,
the gun recklessly or knowingly when he shot Officer Briggs because the video that the defendant’s theory rendered it highly probative as to whether he used After viewing the video outside the jury’s presence, the trial court ruled
confidence in so doing. was comfortable handling the weapon, and the video recording showed his gun during the robbery was inadequate because he was not conceding that he
with it. It argued that the defendant’s offer to stipulate that he was holding the
sole purpose of keeping it away from Bell-Rogers and that he was unfamiliar
defendant’s theory that he possessed the gun at the time of the murder for the The State countered that the video was admissible to rebut the
the person holding the handgun during the 7-Eleven robbery.
handled the same gun on a prior occasion and offered to stipulate that he was argued that the jury would hear evidence through Teresia Shipley that he had he was wanted for this robbery and, thus, had a motive to evade capture. He
evidence and went far beyond the evidence necessary to establish that he knew
committing a crime with a handgun, it constituted improper propensity exclude. According to the defendant, because the video showed him kind of detailed evidence that he understood the trial court’s pretrial order to
surveillance video. The defendant objected, arguing that the video was the
hearing to address whether the State could play the 7-Eleven convenience store On October 28, the seventh day of the trial, the court conducted a
apartment to go to the Roy Drive apartment complex.
possessed Bell-Rogers’s gun immediately before leaving the Central Street
allowed the State to elicit testimony from Paul Birely that the defendant 7-Eleven surveillance video recording of the armed robbery. The second challenges on appeal. The first permitted the State to show the jury the During trial, the court issued two evidentiary rulings that the defendant
52
casings, bullets, and bullet fragments admitted as trial exhibits. found. The officers also referred to forensic evidence consisting of shell
crime scenes that illustrated where shell casings, bullet holes, and bullets were
evidence found at those sites and referred to numerous photographs of the Mexicano Restaurant or the Roy Drive crime scenes testified about the forensic Officer Briggs. Finally, three police officers who had investigated either the El
commission of the crimes, all of which involved the gun he later used to shoot established that the defendant had participated in both the planning and the 2. Appellate Argument
Street apartment he was carrying Bell-Rogers’s gun.
Birely was permitted to testify that when the defendant was leaving the Central defendant’s familiarity with and handling of Bell-Rogers’s gun. Accordingly, from Birely was similar to the testimony of other witnesses concerning the
unfair prejudice. In so ruling, the court noted that the testimony expected
probative value of the proffered testimony was not outweighed by the danger of The trial court rejected the defendant’s argument, ruling that the
activities with the gun.
expected to hear testimony from Birely regarding the defendant’s other
scope of the pretrial order and lacked probative value because the jury was The defendant objected, arguing that the proffered testimony fell outside the a novice with this handgun, and that Bell-Rogers ordinarily controlled the gun.
at the time of the murder merely to keep it away from Bell-Rogers, that he was
also sought to rebut the defense theory that the defendant possessed the gun show the defendant’s knowledge of and ability to use the murder weapon. It Roy Drive crime scene, the State sought to introduce Birely’s observation to
defendant had been acquitted of the charge that he possessed the gun at the
apartment just before the Roy Drive shooting. Although in a prior trial the
defendant with Bell-Rogers’s gun in his possession at the Central Street testimony. The State sought to elicit testimony that Birely had observed the hearing because the State requested a ruling in advance of Paul Birely’s On November 4, the twelfth day of the trial, the court conducted another
‘inadmissible’ evidence, [and] [t]he trial court’s Rule 404(b) ruling is an example which the defendant and Bell-Rogers are present in the video is even shorter. field of view. The video is less than one minute long, and the time during
53
of too much evidence can lead to reversal just as surely as the admission of register; Bell-Rogers took the cash drawer, and both men then left the camera’s
“[g]iven the risk of prejudice inherent in other crimes evidence, the admission evidence of his October 2006 non-capital crimes. According to the defendant, contact with the store clerk, and she quickly moved away from the cash introduce during its case-in-chief an “unprecedented” amount of detailed the counter pointing the gun at the store clerk; Bell-Rogers made physical The defendant argues that the trial court erred in permitting the State to counter; Bell-Rogers jumped over the counter, while the defendant leaned on
store clerk was standing near the cash register when two men approached the
the defendant as the man holding the gun. The video shows the following: the The State played the video during Shipley’s testimony, and she identified
instruction. the robbery through other evidence and the court would provide a limiting the defendant. Davidson, 163 N.H. at 469; State v. Beltran, 153 N.H. 643, 647
N.H. R. Ev. 404(b). The purpose of the rule is to ensure that an accused is
identity, or absence of mistake or accident.
54
evidence is not substantially outweighed by the danger of unfair prejudice to the defendant committed the other bad acts; and (3) the probative value of the proving the defendant’s character or disposition; (2) clear proof establishes that
the prejudice of his case. Davidson, 163 N.H. at 467. The trial court is well motive, opportunity, intent, preparation, plan, knowledge, charges for which he or she is presently standing trial.” State v. Melcher, 140
and third prongs of the Rule 404(b) analysis are at issue in this appeal. must demonstrate that: (1) such evidence is relevant for a purpose other than prejudicial impact. State v. Smalley, 151 N.H. 193, 198 (2004). Only the first deference to its conclusion as to the balance between probative worth and Before evidence of other bad acts may be admitted at trial, the State positioned to evaluate the particulars of a case, and we accord considerable
defendant shows that the decision was clearly untenable or unreasonable to however, be admissible for other purposes, such as proof of on the basis of innuendos arising from conduct which is irrelevant to the within its sound discretion, and we will disturb its judgment only if the show that the person acted in conformity therewith. It may, (2006). The trial court’s evidentiary decision under this three-prong test lies admissible to prove the character of a person in order to
crimes or wrongs. State v. Davidson, 163 N.H. 462, 469 (2012); State v.
N.H. 823, 827 (1996) (quotations omitted).
established notions of fair play and due process, which forbid judging a person and a fair trial, see N.H. CONST. pt. I, art. 15; U.S. CONST. amends. V, XIV. McGlew, 139 N.H. 505, 509 (1995). This evidentiary rule is grounded in “long- Evidence of other crimes, wrongs, or acts is not 404(b), as well as his State and Federal Constitutional rights to due process
based upon propensity and character inferences drawn from evidence of other tried on the merits of the crime charged and to prevent a conviction that is
crimes evidence violated New Hampshire Rules of Evidence 401, 403, and Rule 404(b) provides: of the former.” The defendant urges that the erroneous admission of the prior
Wamala, 158 N.H. 583, 592 (2009). discretion in admitting the challenged evidence under Rule 404(b). See State v. We first consider whether the trial court unsustainably exercised its
3. Discussion felon, and possessed the same gun when confronted by the
actually in serious dispute.” Smalley, 151 N.H. at 198; see State v. Russell,
55 calculus. See State v. Cassavaugh, 161 N.H. 90, 98 (2010); Russell, 159 N.H.
in the days preceding Officer Briggs’ murder, was a convicted That the defendant had committed very serious crimes or inference”; and “whether the evidence is relevant to prove an issue that is Turning first to relevance and probative value, the trial court ruled:
a. Pretrial Ruling
an issue that is actually in serious dispute is particularly important to the
the issue upon which it is offered is established by other evidence, stipulation, for appealing to a juror’s sense of resentment or outrage”; “the extent to which evidence would have a great emotional impact upon a jury” or great “potential
at 485; State v. Brewster, 147 N.H. 645, 650 (2002).
the jury. See Costello, 159 N.H. at 123. We have repeatedly emphasized that whether the evidence is relevant to prove 159 N.H. 475, 485 (2009); Costello, 159 N.H. at 123; Lesnick, 141 N.H. at 127.
propensity. Davidson, 163 N.H. at 469; McGlew, 139 N.H. at 510. Should the purpose, its probative worth may be minimal. State v. Costello, 159 N.H. 113, without relying upon forbidden inferences of bad character or criminal offered evidence will tend to prove or disprove an issue actually in dispute, inject unfair prejudice against the defendant into the trial process. State v. probative value of the relevant evidence and the risk that such evidence will identified several factors for the trial court to consider, including: “whether the be reduced to formulae,” State v. Lesnick, 141 N.H. 121, 127 (1996), we have The third prong of the test requires the trial court to consider both the Although “[t]he proper balancing of prejudice and probative value cannot connection to the evidentiary purpose for which it is offered. Davidson, 163
explain precisely how the evidence relates to the disputed issue. Davidson, theory upon which the evidence is admitted, without invoking propensity, and risk of unfair prejudice may be diminished by providing limiting instructions to 123 (2009); State v. Kim, 153 N.H. 322, 330 (2006). On the other hand, the
N.H. at 510-11. Even when other bad acts evidence is relevant for a proper Ericson, 159 N.H. 379, 389 (2009); Smalley, 151 N.H. at 199; McGlew, 139 evidence is offered and articulate the precise chain of reasoning by which the
163 N.H. at 469. must have some direct bearing on an issue actually in dispute and have a clear As to the first prong, in order to be relevant, other bad acts evidence
trial court rule the evidence admissible, it must articulate for the record the
other bad acts evidence, the State must identify the purpose for which the N.H. at 469; see Beltran, 153 N.H. at 647-48. When a defendant objects to When a culpable mens rea is an element of the charged offense and the
in these pretrial rulings.
evidence on the issues of intent, motive, and knowledge. We discern no error
The trial court ascribed “very high” probative value to the proffered prior crimes
as the shooter. officer, his knowledge that he was doing so, and his identity
highly probative of the defendant’s intent to kill a police
reasons this evidence is relevant to prove motive, it is also to introduce evidence to support its theory. For the same This is the State’s theory of the case and the State is entitled
powerful incentive to elude their grasp by whatever means.
56 Smalley, 151 N.H. at 199; Brewster, 147 N.H. at 649. When intent is in serious
the issue of intent from an accused’s conduct. State v. Sharon, 136 N.H. 764, imprisonment if apprehended by the police, he had a Because the defendant knew he faced many years of the armed robberies and the Edward J. Roy Drive shooting.
offense, even though it also implicates criminal propensity or bad character. State v. Palmer, 65 N.H. 216, 218 (1890); State v. Dearborn, 59 N.H. 348, 349 prods the mind” to indulge criminal intent. Costello, 159 N.H. at 119; see also 153 N.H. at 327-28. Motive supplies the reason that “nudges the will and circumstantial evidence,” and the fact finder may draw relevant inferences on commit the charged crime is particularly relevant to the issue of intent. Kim, Further, evidence of other bad acts that evinces an accused’s motive to
charged act. See State v. Ayer, 154 N.H. 500, 513 (2006). shooting that the police were looking for him as a suspect in defendant had specifically conceded the mens rea element when he informed bad acts evidence that tends to prove criminal mens rea with respect to the dispute, the trial court is justified in assigning a high probative value to other
disputed as to require evidence at trial. Cassavaugh, 161 N.H. at 97; Brewster, bad acts may be critical to establishing the actor’s state of mind on the charged 765-66 (1993); see Smalley, 151 N.H. at 199. Evidence of an accused’s other
processes, one’s culpable mental state must, in most cases, . . . be proven by persons rarely explain to others the inner workings of their minds or mental the court that it could omit that element from the jury instructions). “Because light of the evidence that he had learned hours before the that other bad acts evidence was not admissible to show intent because the Briggs and flee. The defendant’s motive is even clearer in 147 N.H. at 649; cf. State v. Glodgett, 144 N.H. 687, 691-92 (2000) (holding when Officer Briggs told him to and a motive to shoot Officer
defense has not conceded the element, the issue of intent is sufficiently
provide an explanation as to why the defendant did not stop police on October 16 as was used in these prior offenses, if he were apprehended because he was aware that forensic evidence had been
defendant knew that his connection to those crimes would likely be discovered
during the two recent armed robberies and the Roy Drive shooting. The unlawful. He also was aware that the gun he possessed was the gun used that, because he was a convicted felon, his possession of any gun was
in the line of duty. Convincing a jury of this mens rea beyond a reasonable aware that his actions would cause the death of a police officer who was acting establish that when the defendant shot Officer Briggs on October 16, he was
would establish that when confronted by Officer Briggs, the defendant knew The State asserted that the evidence, including the prior crimes evidence,
police officer in order to evade capture. 57
circumstance exists.” RSA 626:2, II(b) (2007). Thus, the prosecution had to
participation in the recent crimes supplied the motive for knowingly killing a
offense when he is aware that his conduct is of such nature or that such with respect to conduct or to a circumstance that is a material element of an Two critical aspects of the defendant’s mens rea at the time he shot line of duty. RSA 630:1, I(a) (2007) (amended 2011). “A person acts knowingly State v. Dushame, 136 N.H. 309, 317-18 (1992). consideration of all proper proof that can be proffered by the prosecution.” developing direct testimony on the defendant’s state of mind calls for
part of its evidence of intent, the State sought to establish that the defendant’s gun and his state of mind concerning his potential capture by the police. As Officer Briggs were his state of mind concerning his possession of Bell-Rogers’s
knowingly caused the death of a law enforcement officer who was acting in the
doubt was a heavy burden, and we have recognized that “[t]he unlikelihood of Kim, 153 N.H. at 328-29; see Costello, 159 N.H. at 121. Indeed, we have long to the jury why the accused would commit an otherwise senseless criminal act.
constitute a crime. State v. Avery, 126 N.H. 208, 213 (1985); see State v. the alleged offense often carries high probative value, even when those acts
crime. Palmer, 65 N.H. at 218-19; see Dearborn, 59 N.H. at 349. Therefore, defense regarding the issue of whether the accused committed the charged distinct disadvantage to the State and a corresponding advantage to the State was required to prove beyond a reasonable doubt that the defendant Here, to establish that the defendant committed capital murder, the
the prior crime is admissible for the limited purpose of showing motive.”). motive for the crime charged is the concealment of a prior crime, evidence of Martineau, 116 N.H. 797, 798-99 (1976) (“[I]t is well established that where the an element of the charged offense, presenting motive evidence can help explain (1879). Although the reason why an individual commits a criminal act is not
evidence of a defendant’s commission of other bad acts at or near the time of
less or more probable,” such that the lack of motive evidence operates as a recognized that “[t]he absence or presence of a motive renders the alleged fact disputed mens rea issue. See Smalley, 151 N.H. at 199 (holding that the bad participation in the three non-capital crimes was highly probative on the court’s determination that the challenged evidence regarding the defendant’s
Nonetheless, the availability of this evidence does not undermine the trial
with some insight into aspects of his state of mind at the time of the shooting. cited by the defendant, such as the events of October 15, did provide the jury State to prove the disputed issues of motive and intent. The other evidence
appreciate what he characterizes as other “ample evidence” available to the We reject the defendant’s argument that the trial court failed to
cause the death of a law enforcement officer who was acting in the line of duty. when he shot Officer Briggs, the defendant was aware that his actions would
state of mind of the accused as to the charged crime. See Kim, 153 N.H. at surrounding those acts may be admitted if that evidence is probative of the
October 2006 non-capital crimes was highly probative of the State’s theory that
certain evidence of other bad acts, further details of the factual circumstances We have held that even when a defendant concedes the admissibility of
present its case through the evidence it deems most appropriate”).
discretion when it ruled that evidence of the defendant’s participation in the Therefore, we conclude that on this record the trial court acted well within its prominently in the defendant’s mind when Officer Briggs confronted him.
58 reasonable limits, the prosecution — even in a capital case — is entitled to
evidence detailing his financial deterioration to show his state of mind at the see also United States v. Sampson, 486 F.3d 13, 43 (1st Cir. 2007) (concluding evidence created a strong inference that the three prior crimes figured
diminish the highly probative value of prior crimes evidence because “within
showing his dire financial situation did not diminish the probative value of excluded simply because other evidence may be available on the same issue.”); 329-32 (holding that the defendant’s acquiescence to the admission of evidence force on any police officer who tried to apprehend him. The State’s proffered and intent to take extreme measures to avoid capture, including using deadly existence of other state of mind evidence in the case); State v. Cantara, 123 intent to evade the police when he fired the gun, but also that he had a motive issue of the accused’s state of mind at the time of the murder, despite the
that “other means” available to the government to prove salient issues did not
availability of other evidence, there is no requirement that a prior conviction be N.H. 737, 739 (1983) (“Although probative value might be reduced by the
crimes evidence to establish not only that the defendant had a motive and acts evidence added significant incremental probative value on the central As the trial court recognized, the State sought to introduce the prior
had spoken with Shipley and Swist.
looking for him in connection with the Roy Drive shooting and that the police left behind at two of the crime scenes. He further knew that the police were the case.” State v. Belonga, 163 N.H. 343, 360 (2012) (quotation omitted).
to base its decision upon something other than the established propositions in to punish, or trigger other mainsprings of human action that may cause a jury appeal to a jury’s sympathies, arouse its sense of horror, or provoke its instinct “Evidence is unfairly prejudicial if its primary purpose or effect is to
as that used in the Briggs murder.” Again, we discern no error in this ruling. witnesses in this case, and that the gun used in the prior crimes was the same actions at the time of the shooting of Officer Briggs, his relationship with the
circumscribing the scope of the details to “explain, for example, the defendant’s
effect would be minimized by its providing limiting instructions and (Citations and quotation omitted.) The court further stated that any prejudicial
established propositions in the case.
the jury to base its decision on something other than the knowledge and identity. These acts are not likely to cause introduced for the proper purpose of proving motive, intent,
arouse any other emotional reaction. Rather, it is being
being introduced to appeal to the jury’s sympathies or to
59
Belonga, 163 N.H. at 360; Beltran, 153 N.H. at 649. Generally, the greater the of similarity, if any, between the other bad acts and the charged offense. Among the factors germane to the unfair prejudice inquiry is the degree
the defendant. The evidence at issue in this motion is not guns, they are not so similar as to cause unfair prejudice to charge are similar in that they are acts of violence involving Although the prior crimes and the capital murder
360; Kim, 153 N.H. at 331. The trial court must examine the nature of the similarity, the greater the potential for unfair prejudice. Belonga, 163 N.H. at
N.H. at 649. detrimental to the defendant because it tends to prove his guilt.” Beltran, 153 Unfairly prejudicial evidence “is not, however, evidence that is merely
In its pretrial ruling, the trial court concluded that:
prejudice: its content; its volume; and the manner in which the State used it.
He identifies three aspects of the prior crimes evidence as giving rise to unfair fully the prejudicial impact of providing a detailed account of his prior crimes. Nonetheless, the defendant argues that the trial court failed to appreciate
time of the murders); cf. Beltran, 153 N.H. at 648-49 (holding that the
is the case here. circumstances of this past abuse to show his girlfriend’s state of mind). Such not diminish the probative value of evidence detailing the specific defendant’s decision not to challenge evidence that he abused his girlfriend did 168 pages constitutes less than one day of trial testimony in the guilt phase
participants, different investigating officers, and different locations. Indeed, concerning the three serious non-capital crimes that involved different represent the evidence admitted during the direct testimony of nine witnesses
order was not excessive. The 168 pages of transcript and forty exhibits
volume of transcript testimony and related exhibits admitted pursuant to that crimes was the same as that used in the Briggs murder.” We conclude that the relationship to the witnesses in this case, and that the gun used in the prior
defendant’s actions at the time of the shooting of Officer Briggs, his
details of the prior crimes that were necessary to explain, for example, the The trial court’s pretrial order allowed the State to present “only those
pertaining to his prior non-capital crimes.
transcript pages of direct examination testimony, as well as forty exhibits
crimes evidence gave rise to unfair prejudice. He identifies approximately 168 The defendant also contends that the volume of the detailed recent
crimes differed in significant ways from the capital murder charge.
capital murder, no physical violence occurred. In short, each of the three clerk during the 7-Eleven convenience store robbery, in contrast to the charged gunman. Furthermore, even though the defendant pointed a loaded gun at the
and steal jewelry and cash. In the Roy Drive shooting, Bell-Rogers was the
instance, the defendant used a utility knife, not a gun, to threaten a customer the capital murder charge. During the El Mexicano Restaurant robbery, for and the crimes did not involve violence comparable to the conduct alleged in The defendant possessed the gun during only one of the prior crimes,
60
danger of unfair prejudice substantially outweighed their probative value. that the recent crimes are not so similar to the charged capital murder that the violence involving guns. Yet, the record supports the trial court’s conclusion
prior crimes are serious, and, like the charged capital murder, are acts of
knowledge or intent is a contested issue in the case.” Smalley, 151 N.H. at
based upon emotion rather than reason. See Russell, 159 N.H. at 485; inferences about his character. We agree with the trial court that all three evidence carried a greater risk of inviting the jury to convict him based upon contends that because the recent crimes were violent and similar in nature, the With respect to the content of the prior crimes evidence, the defendant
frequently outweighed by the relevance of the evidence when a defendant’s
that would arouse the emotions of a jury and cause the jury to decide the case other bad acts evidence to determine whether it is inflammatory in a manner
200; see Russell, 159 N.H. at 485.
rise to a significant potential for prejudice, however, that potential “is McGlew, 139 N.H. at 510. Even when the nature of prior crimes evidence gives the demeanor testimony. See State v. Eaton, 162 N.H. 190, 195 (2011); State
crimes evidence, and, as the State notes, the defendant did not object at trial to
detailed proffer upon which the trial court relied when deciding to admit prior court’s pretrial evidentiary ruling was not expressly identified by the State’s testimony upon which the defendant now bases his challenge to the trial
testimony, however, was not preserved for appellate review. The demeanor
during the Roy Drive shooting. The defendant’s challenge to this particular 7-Eleven store clerk was jammed; and he was excited about dodging bullets Restaurant crime; he laughed when learning that the gun he pointed at the
patron was scared when he robbed him at knifepoint during the El Mexicano
Shipley and Swist describing his demeanor: he appeared unconcerned that a With respect to the trial testimony, the defendant gives examples of
crimes during its closing argument.
evidence. Even assuming that the State’s closing remarks regarding the
committing the other crimes,” as well as the State’s discussion of the prior
consider them when assessing the prejudicial impact of the prior crimes
testimony that the State elicited from witnesses “implying that he enjoyed great emotional impact and appeal to a juror’s sense of resentment. He cites presented the prior crimes evidence created an undue risk that it would have a The defendant next contends that the manner in which the State actually
closing remarks “as independently-preserved error,” the defendant urges us to offenses” during its closing argument. While he does not challenge the State’s The defendant also points out that the State “addressed the extrinsic
fell within its sound discretion. volume of evidence, as confined by the boundaries it established in its order,
were not unfairly prejudicial. prior crimes evidence provided insight into the defendant’s state of mind and defendant’s conduct and statements. These relatively minor aspects of the 61
with the State’s pretrial proffer, and the trial court’s decision to allow this
reversible error. The challenged testimony consists of brief descriptions of the Nonetheless, even assuming this challenge was preserved, we find no
unduly voluminous. The scope of the prior crimes evidence was consistent failed to demonstrate that the evidence allowed by the trial court’s ruling was itself, may give rise to unfair prejudice, we conclude that the defendant has
v. Winward, 161 N.H. 533, 542 (2011).
without deciding, however, that the volume of prior crimes evidence, in and of
generally focuses upon the content of the evidence, not its volume. Assuming, Our unfair prejudice analysis under the balancing prong of Rule 404(b)
witnesses and numerous exhibits. trial that lasted approximately three weeks and included more than forty officer.
person who was more likely to have knowingly shot a police consider it as evidence that Michael Addison is the type of evidence of motive, intent, or knowledge, you may not Thus, while you may consider the prior crimes as
committed capital murder. character, as evidence that Addison is more likely to have
unreasonable to the prejudice of his case. See Davidson, 163 N.H. at 467. pretrial ruling to admit the prior crimes evidence was clearly untenable or
evidence, which reflects badly on Michael Addison’s
we hold that the defendant has failed to demonstrate that the trial court’s
Addison’s character is not on trial. You may not consider any Addison’s state of mind at the time of that conduct. Michael Addison’s conduct when Officer Briggs was shot and Michael
unfair prejudice that substantially outweighed its probative value. Accordingly, and manner in which the State used the evidence gave rise to a danger of In sum, we reject the defendant’s argument that the content, volume, 62
Michael Addison’s character. This trial is about Michael[ ]
jurisdictions that have addressed such evidentiary issues in similar contexts. Our holding is in keeping with the rulings of numerous courts in other
[Y]ou may not consider the evidence as it might reflect on
evidence. See Ayer, 154 N.H. at 513 (whether the trial court provided a limiting not as it relates to his character or personality in general. instruction to the jury as to the relevance and proper use of the prior crimes Michael Addison’s state of mind at the time of the shooting, We further observe that the trial court provided a clear limiting The evidence may only be considered as it relates to
of the evidence, stating: Indeed, it instructed the jury three times on both the proper and improper uses points presented to the jury. See State v. Chick, 141 N.H. 503, 504 (1996). In the State’s closing without developing any argument concerning the particular
based upon criminal propensity. State’s closing statements were not inflammatory and did not invite a verdict purposes of establishing motive, intent, or knowledge. We conclude that the
instruction is part of the evaluation of the Rule 404(b) balancing calculus). 404(b) analysis, the defendant merely cites isolated pages of the transcript of challenged prior crimes evidence are pertinent to the third prong of the Rule
trial court’s orders limiting the use of the prior crimes evidence to the proper any event, the cited transcript pages show that the State complied with the points to Swist’s testimony that Bell-Rogers and the defendant discussed who
adequately showed his familiarity with the gun. For instance, the defendant
apartment was diminished by other evidence available to the State that Birely’s testimony of his possession of Bell-Rogers’s gun at the Central Street The defendant next argues that the probative value of the video and
to shoot at Dale Swist and Bruce Edwards.” Swist’s apartment while he and Bell Rogers discussed going over to [Roy] Drive evidence that “the defendant handled the gun before they left Shipley and
otherwise. In its pretrial offer of proof, the State outlined the anticipated
testimony fell outside of the State’s pretrial proffer. Again, the record shows it away from Bell-Rogers. We also reject the defendant’s argument that Birely’s with Bell-Rogers’s gun and possessed it at the time of the murder only to keep
ruling, the court cited the defense theory that the defendant was unfamiliar
whether the defendant recklessly or knowingly shot Officer Briggs. In so
surveillance video. The trial court ruled that the video was highly probative of apparent during the trial — that prompted the State to seek admission of the video to the jury. Moreover, it was the defendant’s strategy — as it became
the defendant was informed before trial that the State might seek to show the
63
b. Trial Rulings
motive”). trial regarding the expected use of the video. The record, however, shows that The defendant first argues that the State unfairly changed its tactic at
Central Street apartment before the Roy Drive shooting.
that “[w]ide latitude is generally allowed in the development of evidence of
Birely to testify that he saw the defendant in possession of the gun at the intentionally rather than recklessly”); State v. Mallett, 732 S.W.2d 527, 535 to view the 7-Eleven surveillance video recording; and the second allowed Paul court made during the guilt phase of the trial: the first ruling allowed the jury We next address the defendant’s challenge to two bench rulings that the
commission of the charged first-degree murder of a police officer, emphasizing
enforcement, the more plausible was the State’s theory that he did so had to kill the officer and thus evade capture and future dealings with law police officer because, among other things, “[t]he more reasons [the defendant]
defendant’s participation in an armed robbery about one month before the See, e.g., Lesko v. Owens, 881 F.2d 44, 53-54 (3d Cir. 1989) (“Where the motive (Mo. 1987) (en banc) (affirming trial court’s admission of detailed account of
drug activities to prove motive and intent to commit aggravated murder of a 1351 (Utah 1997) (affirming decision to admit evidence of defendant’s prior crime being hidden is highly probative.”); State v. Pearson, 943 P.2d 1347, extreme example, killing a policeman — the severity and circumstances of the of a killing is interference with law enforcement — in this case the most Rogers’s firearm was “the most important issue in this case.” See Russell, 159 defense counsel candidly acknowledged that the defendant’s knowledge of Bell-
testimony of the store clerk, as well as that of Shipley and Swist. See id. participation in the armed robbery itself was already in evidence through defendant appears on the screen for only a portion of that time. Moreover, his
mischaracterized his defense. Indeed, during one colloquy with the trial court,
See Davidson, 163 N.H. at 467. shown to the jury, however, was brief — it lasted less than one minute and the
evidentiary rulings, and the defendant did not assert that the court weapon. The trial court referred to these defense themes in making its and that it was Bell-Rogers who was knowledgeable about and controlled the testimony were clearly untenable or unreasonable to the prejudice of his case. of emotion and outrage that” Rule 404(b) is intended to prevent. The video the trial court’s bench rulings to admit the video recording and Birely’s Accordingly, we hold that the defendant has failed to demonstrate that
64
issues in the case. See State v. Hennessey, 142 N.H. 149, 156 (1997)
defendant developed themes that he had little prior experience with the gun
a video of [him] committing another crime with a gun risked inspiring the kind Regarding unfair prejudice, the defendant argues that “[s]howing the jury an unfairly prejudicial impact on the jury. its graphic nature). video). We note that the defendant does not argue that Birely’s testimony had was brief and the jury had already heard the victim’s testimony about the
apartment before the Roy Drive shooting was highly probative of disputed
merely to protect others, not to cause harm. Throughout the trial, the knowingly and that he possessed Bell-Rogers’s gun at the time of the shooting shooting of Officer Briggs was a reckless act rather than one committed
eliminate the probative value of playing the video for the jury in order to convey (affirming decision to allow display of pornographic video, in part, because it
7-Eleven surveillance video and of Birely’s observation at the Central Street that evidence of the defendant’s handling of the gun as depicted in the We conclude that the trial court exercised sound discretion when ruling
of the trial when he stated to the jury in his opening statement that his The defendant placed his state of mind squarely at issue at the inception
(concluding that the victim’s testimony about a pornographic video did not apartment just prior to the murder. We reject the defendant’s challenge.
evidence be relevant to an issue in serious dispute). N.H. at 485 (emphasizing the importance under Rule 404(b) that bad acts
another witness, Kelly Ann Grady, that the defendant possessed the gun at her would carry the gun during the 7-Eleven robbery, as well as to the testimony of Beyond a reasonable doubt does not mean that the
element of the alleged offense. beyond a reasonable doubt — that he is guilty of every him to be an innocent person until the State convinces you —
courtroom as an innocent person, and you must consider
. . . . Remember that the Defendant enters this
prove his innocence.
the State. The Defendant, Michael Addison, does not have to
65
reasonable doubt. The burden of proving guilt is entirely on
what the words would ordinarily imply. The use of the word impossibility of innocence. Rather, a reasonable doubt is just mathematical certainty or demonstrate the complete State must prove its case beyond all doubt or to a presumed to be innocent until proven guilty beyond a Under our Constitutions, all Defendants in criminal cases are
the following reasonable doubt instruction at the conclusion of the guilt phase:
independent constitutional analysis. See id. at 513; see also Chick, 141 N.H. 404(b) argument. Accordingly, we conclude that these claims do not warrant State v. Wentworth, 118 N.H. 832, 838-39 (1978). Defense counsel objected sentence that is not part of the model reasonable doubt instruction set forth in jury instructions with counsel. The reasonable doubt instruction included a Toward the end of the guilt phase of the trial, the court reviewed the final
1. Background
B. Reasonable Doubt Instruction doubt. The trial court overruled the defendant’s objection and gave the jury Constitutions, see N.H. CONST. pt. I, art. 15; U.S. CONST. amends V, XIV. sentence accurately reflected the case law on the definition of reasonable well as his due process rights to a fair trial under the State and Federal however, argued that the reasonable doubt instruction with the challenged and asked the court to give only the Wentworth instruction. The State,
appeal are presented without developed legal argument apart from his Rule
at 504. only Rule 404(b), but also New Hampshire Rules of Evidence 401 and 403, as The defendant argues in passing that the trial court’s rulings violated not
did not expressly address them. The defendant’s constitutional arguments on fashion to the trial court, which, we assume, the court rejected even though it The defendant presented his constitutional arguments in a similarly cursory import of Rules 401 and 403 as to those rulings. See Ayer, 154 N.H. at 512. Our analysis under Rule 404(b) necessarily incorporates an analysis of the 2. Appellate Argument
the emphasized sentence.
(Emphasis added.) The defendant’s challenge relates only to the inclusion of
unanimous. you should find the Defendant guilty. Your verdict must be
elements of the offense charged beyond a reasonable doubt,
However, if you find that the State has proved all of the instructions. See State v. Eaton, 162 N.H. 190, 195 (2011); State v. Winward, deciding that his appellate argument was preserved by his objection to the final find the Defendant not guilty.
Victor v. Nebraska, 511 U.S. 1, 5 (1994); see State v. Belkner, 117 N.H. 462, instruction that he challenges on appeal. We, however, assume without one or more of the elements of the crime charged, you must
element of the crime charged beyond a reasonable doubt. State v. Saunders,
66
defining reasonable doubt” or “requires them to do so as a matter of course.” preliminary jury instructions, which included the identical reasonable doubt a reasonable doubt as to whether the State has proved any offered against it. The test you must use is this. If you have after consideration of all of the evidence that the State has Both the State and Federal Constitutions require the State to prove each
471 (1977); State v. Slade, 116 N.H. 436, 439 (1976). “[S]o long as the court
Neither the State nor the Federal Constitution “prohibits trial courts from As the State notes, the defendant did not object to the trial court’s 164 N.H. 342, 349 (2012); see In re Winship, 397 U.S. 358, 364 (1970).
3. Discussion Rather, it is such a doubt based on reason as remains
v. Ball, 124 N.H. 226, 231-33 (1983). state and federal due process rights, entitling him to a new trial. See N.H. State Constitution and rely upon federal law only to aid our analysis. See State impermissibly lowered the State’s burden of proof and thereby violated his 161 N.H. 533, 542 (2011). We first address the defendant’s claim under the
CONST. pt. I, art. 15; U.S. CONST. amend. XIV. that can be easily explained away. reason. It is not a frivolous or fanciful doubt, nor is it one
The defendant argues that the trial court’s reasonable doubt instruction
rather than unreasonable. It must be a doubt based on reasonable means simply that the doubt must be reasonable in any strange, peculiar or extraordinary way. Nor is it
in Aubert, 120 N.H. at 637-38. likens the instruction in this case to the instruction we held unconstitutional
upon you the duty of looking . . . or examining this evidence
67 him upon a lesser standard of proof than “beyond a reasonable doubt.” He
Now, it is not an object of this rule of proof to impose
there was a reasonable likelihood that the jury believed that it could convict and that [it] need not ‘demonstrate the complete impossibility of innocence,’” State need not prove guilt ‘beyond all doubt’ or ‘to a mathematical certainty’
Wentworth charge: conviction. See Sullivan v. Louisiana, 508 U.S. 275, 278-82 (1993); State v. In Aubert, the trial court added the following language to the model “beyond a reasonable doubt” standard, then we must reverse the defendant’s
Wentworth charge is constitutionally required. See Wentworth, 118 N.H. at that the jury did so apply it.” Victor, 511 U.S at 6; see Saunders, 164 N.H. at in an unconstitutional manner, but whether there is a reasonable likelihood
Saunders, 164 N.H. at 353 (quotation and ellipsis omitted); Victor, 511 U.S. at guilt. Victor, 511 U.S. at 15; State v. Aubert, 120 N.H. 634, 637 (1980) (citing conviction based on proof insufficient to meet” the reasonable doubt standard. The defendant argues that because “the trial court emphasized that the reasonable likelihood that the jury understood the instructions to allow Hall, 148 N.H. 394, 400 (2002). overall jury charge. Saunders, 164 N.H. at 350; see Cupp v. Naughten, 414
instructions to allow conviction based upon less than that required by the 352-53. If there is a reasonable likelihood that the jury understood the burden of proof.” Victor, 511 U.S. at 5; see Belkner, 117 N.H. at 471; Slade, any particular form of words be used in advising the jury of the government’s authority, instructed trial courts to use it, we have never held that the model 6. “[T]he proper inquiry is not whether the instruction could have been applied
need for it to reach a “subjective state of near certitude” as to the accused’s U.S. 141, 146-47 (1973). “The constitutional question is whether there is a jury.” Victor, 511 U.S. at 5 (quotation and brackets omitted); see Slade, 116 We review a challenged reasonable doubt instruction in the context of the
838-39.
a reasonable doubt,” the State and Federal Constitutions “do[ ] not require that suggested a model charge on reasonable doubt and, under our supervisory instructs the jury on the necessity that the defendant’s guilt be proved beyond Jackson v. Virginia, 443 U.S. 307, 315 (1979)). Although in Wentworth, we
N.H. at 439. This means that the instructions must impress upon the jury the
“taken as a whole, . . . correctly convey the concept of reasonable doubt to the 116 N.H. at 439. Rather, both constitutions require that the instructions, upon reason. The government is not required to prove guilt Id. at 636 (quotation and emphases omitted). We held that this paragraph doubt based on speculation or guesswork; it is a doubt based matters in life. However, it is not an imaginary doubt, nor a doubt.
reflection, to hesitate to act in the graver or more important fully met when it has established guilt beyond a reasonable
68
government never has to prove guilt beyond all doubt, they do not have to on reasonable doubt, revising the final sentence of the instruction to say: “The cause a reasonable person, after careful and thoughtful establish guilt to a scientific certainty. The State’s burden is In response to a jury question, the trial court again instructed the jury is not the State’s burden. Neither is the State required to required to establish guilt to a mathematical certainty. That
mathematical certainty, and they do not have to prove guilt to a scientific prove guilt beyond a shadow of a doubt, they do not have to prove guilt to a standard.” Id. and need not establish guilt beyond all doubt violated the spirit of that Reasonable doubt is the kind of doubt that would
Id. (quotation omitted and emphasis added); see Smith, 709 A.2d at 82. all doubt. That is not the State’s burden. The State is not had approved in Smith v. United States, 709 A.2d 78, 81 (D.C. 1998) (en banc). Its burden is to prove guilt beyond a reasonable doubt. beyond all doubt, or to a mathematical or scientific certainty.
mathematical certainty, and need not establish guilt to a scientific certainty,
Blaine, 18 A.3d at 769. That instruction stated the following: Jury, that the State is not required to establish guilt beyond reasonable doubt instruction which the District of Columbia Court of Appeals almost never be attained. But bear in mind, Members of the instructive. In Blaine, the trial court initially gave the jury the “standard” knowledge to all of us that absolute positive certainty can that in Blaine v. United States, 18 A.3d 766 (D.C. 2011), we find Blaine Because the instruction we ruled unconstitutional in Aubert is similar to
court’s “repeated emphasis that the State need not establish guilt to a Id. at 637 (quoting Jackson, 443 U.S. at 315). We concluded that the trial impress upon the jury “the need to reach a ‘subjective state of near certitude.’” Supreme Court has indicated that a reasonable doubt instruction should “overly favored the prosecution.” Id. We observed that the United States burden in establishing its case. It is a matter of common intended by this rule to impose upon the State an impossible 69 is nearly identical to language approved in other jurisdictions. See, e.g., Com.
impossibility of innocence.” Unlike the instructions in Aubert and Blaine, the required to establish guilt to a scientific certainty.” Aubert, 120 N.H. at 636 doubt. It mentioned the State’s burden of proof more than ten times. See mathematical certainty. That is not the State’s burden. Neither is the State emphasized the State’s duty to prove the defendant’s guilt beyond a reasonable Moreover, throughout the jury charge, the trial court repeatedly
aff’d, 414 F.3d 419 (3d Cir. 2005).
not the State’s burden. We also note that the challenged sentence in this case when, among other things, district court referenced government’s burden ten and that the jury came to its verdict accordingly.” Id. United States v. Van Anh, 523 F.3d 43, 58 (1st Cir. 2008) (instruction adequate beyond all doubt or to a mathematical certainty, or demonstrate the complete
is not the State’s burden. The State is not required to establish guilt to a
The challenged sentence in this case is like the “short sentence” in Smith 90-92 (E.D. Pa. 2001) (approving charge on habeas review in capital case), v. Gartner, 381 A.2d 114, 122 (Pa. 1977); Laird v. Horn, 159 F. Supp. 2d 58, doubt “the jurors need not have.” Blaine, 18 A.3d at 772-73, 779. . . . ‘more graphic,’ emphatic, and repetitive language” to explain the level of
trial court’s instruction neither repeated nor excessively emphasized what was
to the jury a lower standard of reasonable doubt than due process requires, “Beyond a reasonable doubt does not mean that the State must prove its case in addition to the model Wentworth charge, the trial court stated the following: was “not”: “[T]he State is not required to establish guilt beyond all doubt. That rather than the extended, repetitive explanations in Aubert and Blaine. Here,
In both Aubert and Blaine, the challenged reasonable doubt instructions doubt, or to a mathematical or scientific certainty’” — the trial court used “new, sentence in Smith — ‘The government is not required to prove guilt beyond all (quotation and emphases omitted). Similarly, in Blaine, instead of the “short
process,” the court reasoned, “there is a reasonable likelihood that [it] conveyed
extended rat-a-tat explaining of what reasonable doubt is ‘not.’” Id. at 779. Instead, the court’s instruction repeatedly emphasized what the State’s burden guilt beyond all doubt or to either a mathematical or scientific certainty. the trial court did not merely instruct the jury that the State need not establish included an extended explanation of what reasonable doubt is not. In Aubert,
certainty; they have to prove guilt beyond a reasonable doubt.” Blaine, 18 A.3d
Even if the new language was not “itself . . . inherently a violation of due
became unbalanced from added weight on the government’s side created by an doubt. Id. at 771, 779. Specifically, the court explained that “the reinstruction reinstruction to impose a burden of proof lower than beyond a reasonable that there was a reasonable likelihood that the jury understood the at 771 (quotation omitted). The District of Columbia Court of Appeals ruled of the requested sentence of death. See RSA 630:5, I(b) (2007). The first three
aggravating factors and fourteen non-statutory aggravating factors in support The State’s amended death penalty notice identified four statutory
mitigating factors, and the jury’s findings.
sentencing, identifying the alleged aggravating factors, certain proposed
argument. As background, we provide an overview of the defendant’s admission of prior crimes evidence; and (5) the scope of the State’s closing and rejection of evidence of and jury instruction on mode of execution; (4) the
70
impact evidence; (3) the admission of evidence on conditions of confinement
a reasonable doubt” standard. Saunders, 164 N.H. at 353. Because the convict the defendant based upon proof less than that required by the “beyond
instructing a jury as to reasonable doubt.” Van Anh, 523 F.3d at 59. We
required for death eligibility, see RSA 630:5, IV, VII(a) (2007), alleging: See id.; see also United States v. O’Shea, 426 F.3d 475, 483 (1st Cir. 2005) involve: (1) the exclusion of his custodial statement; (2) the admission of victim statutory aggravating factors focused upon the mens rea of “purposely” affect your obligation to presume the Defendant innocent of capital murder.” “[S]imply because you were asked questions about the death penalty does not
likelihood that the jury understood the challenged instruction as allowing it to
“We emphasize that courts must exercise the utmost care when
under the Federal Constitution as we do under the State Constitution. See sentence selection phases of the capital murder trial. His assignments of error The defendant raises several arguments relating to the eligibility and offense — he is presumed innocent.” The court further instructed the jury: VII. SENTENCING PHASE REVIEW
the model Wentworth charge. See Aubert, 120 N.H. at 637-38. language in the model Wentworth charge, the trial court instructed the jury: Viewing the charge as a whole, we hold that there is no reasonable reiterate our view that there are few circumstances that would justify adding to
of the presumption of innocence”).
Victor, 511 U.S. at 5.
State Constitution in these circumstances, we reach the same conclusion Federal Constitution affords the defendant no greater protection than does the . . . . [W]hether a Defendant is charged with a very serious crime — or a minor
afforded to the defendant. In addition to the presumption of innocence times). The court also repeatedly underscored the presumption of innocence
(instruction adequate when district court “gave a careful and cogent discussion
“The seriousness of this crime has no bearing on the presumption of innocence 1. Other Serious Acts of Violence: Assault and Battery and
from 1996 to 2003:
delinquent to these two offenses on January 5, 1999.
71
non-statutory aggravating factors related to the defendant’s criminal conduct and the impact of the murder on Officer Briggs’s family. The first five alleged and potential future dangerousness, as well as aspects of the capital murder
would kill her. The defendant, Michael K. Addison, pled and threaten to commit a crime against her by saying he Michael K. Addison, did assault and beat Cheryl Kiser
See RSA 630:5, VII(a). Proof of only one of these alternative statutory See RSA 630:5, VII(j) (2007). These statutory aggravating factors alleging the
Michael L. Briggs. lawful arrest or effecting an escape from lawful custody. ii. resulted in the death of Manchester Police Officer Michael L. Briggs for the purpose of avoiding or preventing a offense; and to a person, other than one of the participants in the defendant’s prior serious acts of violence, other prior serious criminal behavior, i. the defendant knew would create a grave risk of death The fourteen non-statutory aggravating factors pertained to the C. Michael K. Addison purposely engaged in conduct which: 1996, in South Boston, Massachusetts, the defendant, Threatening to Commit a Crime. On or about August 10, Michael L. Briggs; and/or
Michael K. Addison murdered Manchester Police Officer
jury indictment. defendant’s eligibility to receive a death sentence were included in the grand
which resulted in the death of Manchester Police Officer B. Michael K. Addison purposely inflicted serious bodily injury
purpose for committing the crime, alleging that: aggravating factor relating to death eligibility focused upon the defendant’s required for death eligibility. See RSA 630:5, IV. The fourth statutory aggravating factors was necessary to establish the “purposely” mens rea
Officer Michael L. Briggs; and/or A. Michael K. Addison, purposely killed Manchester Police 4. Other Serious Criminal Behavior: False Imprisonment.
convicted of these three offenses on December 3, 1997. The defendant, Michael K. Addison pled guilty and was Purdy while he was on the ground with his shod foot.
5. Other Serious Criminal Behavior: Probation Violation.
2003.
stabbing Purdy in the back with a knife and kicking
guilty and was convicted of this offense on November 4,
Tredaine Purdy by means of dangerous weapons, by probation and was found in violation by the Court.
72
locked vehicle. The defendant, Michael K. Addison, pled with his physical movements, by keeping him inside a also committed two counts of assault and battery upon Brian St. Peter unlawfully as to interfere substantially Michael K. Addison, stipulated to the violation of Tredaine Purdy. The defendant, Michael K. Addison, false imprisonment. On August 6, 2004, the defendant, of Tredaine Purdy a hat, which was the property of the terms of his probation by committing the crime of
in concert with Mathys Morgan, knowingly confined
intent to rob him, and did rob and steal from the person Hampshire, the defendant, Michael K. Addison, violated On or about October 27, 2003, in Londonderry, New
convicted of these three offenses on July 21, 1997. defendant, Michael K. Addison pled guilty and was and pulled the trigger twice. The gun did not fire. The Hampshire, the defendant, Michael K. Addison, acting On or about October 27, 2003, in Londonderry, New weapon (a knife) and assaulted Tredaine Purdy with Michael K. Addison, was armed with a dangerous 1997, in Roxbury, Massachusetts, the defendant,
then pointed an unlicensed loaded revolver at the victim
Weapon (knife and shod foot). On or about March 20, Two Counts of Assault and Battery with a Dangerous 2. Other Serious Acts of Violence: Assault with Intent to 3. Other Serious Acts of Violence: Armed Robbery and
Addison, struck a male victim (M.A.) in the head and Dorchester, Massachusetts, the defendant, Michael K. without a Permit. On or about December 6, 1996, in Kill, Assault and Battery and Possession of a Firearm 9. Other Serious Criminal Behavior: Felon in Possession.
10. Other Serious Criminal Behavior: Accomplice to
conspirator Antoine Bell-Rogers agreed to threaten
December 19, 2007. convicted Michael K. Addison of these offenses on December 19, 2007. convicted Michael K. Addison of this offense on 73
October 15, 2006, where he and his accomplice/co- 8. Other Serious Criminal Behavior: Armed Robbery and
of this offense on February 27, 2008.
Hampshire on or about October 11, 2006. A jury
October 11, 2006, in Hudson, New Hampshire. A jury
K. Addison, was involved in an incident on or about Commit Criminal Threatening. The defendant, Michael Reckless Conduct With a Firearm and Conspiracy to October 10, 2006. A jury convicted Michael K. Addison
Rogers, robbed the 7-Eleven Store in Hudson, New his accomplices/co-conspirators, including Antoine Bell committed armed robbery with a firearm when he and conspirators, including Antoine Bell Rogers, on or about 7. Other Serious Criminal Behavior: Felon in Possession. robbery of the 7-Eleven Store with his accomplices/copossession of a firearm when he committed the armed K. Addison of this offense on February 27, 2008. The defendant, Michael K. Addison, was a felon in
conspirators, including Antoine Bell Rogers, on or about Manchester, New Hampshire with his accomplices/coarmed robbery of the El Mexicano Restaurant in
Michael K. Addison, agreed to rob a store and then Conspiracy to Commit Robbery. The defendant,
on or about October 10, 2006. A jury convicted Michael El Mexicano Restaurant in Manchester, New Hampshire including Antoine Bell Rogers, robbed customers of the
6. Other Serious Criminal Behavior: Armed Robbery. The possession of a deadly weapon when he committed the The defendant, Michael K. Addison, was a felon in three October 2006 non-capital criminal incidents: The next five alleged non-statutory aggravating factors related to the
robbery when he and his accomplices/co-conspirators, defendant, Michael K. Addison, committed armed potential.
11. Other Serious Criminal Behavior: Felon in Possession.
with violence and has demonstrated low rehabilitative criminal and violent conduct, has threatened others Addison, has engaged in a continuing pattern of
the defendant’s conduct with respect to the murder: 13. Future Dangerousness of the Defendant: The Non-statutory aggravating factors eleven and twelve related to aspects of
the family of Officer Briggs:
alleged in this Notice, the defendant, Michael K.
74
12. Other Serious Criminal Behavior: Reckless Conduct. aggravating factors.” defendant’s potential future dangerousness and the impact of the murder upon 2006. The last two alleged non-statutory aggravating factors pertained to the
neighborhood in Manchester, New Hampshire. the statutory and non-statutory aggravating factors addition to the charged offense of capital murder and continuing and serious threat to others in prison. In
defendant’s prior criminal history as the “prior crimes non-statutory Manchester, New Hampshire on or about October 16, We refer to these ten alleged non-statutory aggravating factors relating to the
on November 29, 2007. Michael L. Briggs by leaving it outside in a
criminal acts of violence in the future which would be a defendant, Michael K. Addison, is likely to commit
of Manchester Police Officer Michael L. Briggs in
jury convicted Michael K. Addison of these two offenses firearm he used to murder Manchester Police Officer Edward J. Roy Drive in Manchester, New Hampshire. A danger of serious bodily injury by disposing of the discharged a firearm outside a residence located at 345 K. Addison, placed or may have placed another in On or about October 16, 2006, the defendant, Michael
possession of a firearm, when he committed the murder The defendant, Michael K. Addison, was a felon in
with and aided by the defendant, Michael K. Addison, people in a residence and Bell-Rogers, acting in concert proven the existence of the charged statutory aggravating factors. See RSA At the eligibility phase of trial, the jury considered whether the State had
prison setting.
juror.
demonstrated his potential to adjust well in a secure
evidence sixteen of the twenty-eight factors to the satisfaction of at least one the Special Verdict Form shows that he proved by a preponderance of the of the defendant. Regarding the mitigating factors submitted by the defendant,
defendant has committed no crimes and his behavior has (8) During his two years of pre-trial confinement, the
or protracted cruelty. (4) The circumstances of the homicide did not involve torture
Murder but his offer was rejected by the State. (2) The defendant attempted to plead guilty to Capital
and (2) the non-statutory aggravating factor alleging the future dangerousness
75
aggravating factor charging that the defendant “purposely killed” Officer Briggs; prison without the possibility of release. State. The two factors that the State failed to prove were: (1) the statutory automatically, as a matter of law, sentenced to life in reasonable doubt all but two of the eighteen aggravating factors alleged by the (1) If the defendant is not sentenced to death, he will be
factors. See RSA 630:5, IV (outlining the parties’ respective burdens of proof). statutory aggravating factors, and whether the defendant had proven mitigating considered, among other things, whether the State had proven the noticed non- With respect to the mitigating factors set forth above, factor one (life
Ultimately, the jury unanimously found that the State had proven beyond a submitted mitigating factors that relate to the issues on appeal were: circumstances of the crime and his background and character. The only The defendant identified twenty-eight mitigating factors, including the 630:5, III, IV (2007). At the sentence selection phase of trial, the jury harm.
victim’s family has suffered severe and irreparable Briggs family extreme emotional suffering, and the
The murder of Officer Michael L. Briggs has caused the
14. Victim Impact Evidence: The defendant caused injury,
and the impact of the death upon the victim’s family. personal characteristics as an individual human being Officer Michael L. Briggs because of the victim’s harm, and loss to the family of Manchester Police sentence of death.
factors and as to appropriateness in that case of imposing a establish the existence of any of the aggravating or mitigating present argument as to the adequacy of the information to
received at the hearing and shall be given fair opportunity to
the defendant shall be permitted to rebut any information confusion of the issues, or misleading the jury. The state and substantially outweighed by the danger of unfair prejudice,
information may be excluded if its probative value is
admission of evidence at criminal trials, except that regardless of its admissibility under the rules governing factors may be presented by either the state or the defendant,
other information relevant to such mitigating or aggravating
present during the trial, or at the trial judge’s discretion. Any
exhibits if the hearing is held before a jury or judge not Information presented may include the trial transcript and which notice has been provided under subparagraph I(b).
may be presented relating to any other aggravating factor for
aggravating factors set forth in paragraph VII, information Where information is presented relating to any of the which notice has been provided under subparagraph I(b).
other mitigating factor or any other aggravating factor for
mitigating factors set forth in paragraphs VI and VII, or any presented as to matters relating to any of the aggravating or prepared. In the sentencing hearing, information may be
the offense of capital murder, no presentence report shall be When a defendant is found guilty of or pleads guilty to
76
pertinent part: standard applicable to capital sentencing hearings. RSA 630:5, III provides, in Before addressing the appellate issues, we set forth the evidentiary
and verdict are recorded on a Special Verdict Form included in Appendix B. the evidence, when determining the defendant’s sentence. The jury’s findings
aggravating factors and sixteen proven mitigating factors, along with the rest of
The trial court required the State to choose between the two proven mens
torture or protracted cruelty), and eight (prison adjustment) were not. without parole) was found proven, but factors two (plea offer), four (lack of
court instructed the jury accordingly. Thus, jurors considered fifteen proven inflicted serious bodily injury which resulted in Officer Briggs’s death, and the phase. The State selected the proven factor that the defendant purposely whether to impose a sentence of death at the close of the sentence selection rea statutory aggravating factors for the jury to consider when deciding construction is in keeping with established capital sentencing jurisprudence.
outweighed” by the identified dangers. See N.H. R. Ev. 403; cf. United States v. exclusion of relevant evidence only when the probative value is “substantially Rule of Evidence 403 in that both RSA 630:5, III and Rule 403 allow for the
more relevant capital sentencing information, rather than less. This
waste of time, or needless presentation of cumulative evidence.” N.H. R. Ev. issues, or misleading the jury.” This standard is similar to New Hampshire of the issues, or misleading the jury, or by considerations of undue delay, value is substantially outweighed by the danger of unfair prejudice, confusion 77
delay, waste of time, or cumulative evidence, as permitting the admission of decision to not include within RSA 630:5, III considerations such as undue confusion of the issues, or misleading the jury.” We interpret the legislature’s
substantially outweighed by the danger of unfair prejudice, confusion of the under RSA 630:5, III to exclude proffered information “if its probative value is however, in that the Rule allows for the exclusion of evidence if “its probative If the relevance threshold is met, the trial court retains the discretion The standard in RSA 630:5, III differs from the standard in Rule 403,
outweighed”).
Hampshire Rule of Evidence 401. See United States v. Lujan, 603 F.3d 850, relevance under RSA 630:5, III is determined by the standard set forth in New 403. By contrast, RSA 630:5, III identifies only “the danger of unfair prejudice, admission of evidence in capital sentencing hearings, we conclude that without the evidence.” N.H. R. Ev. 401. Notably, the statute presumes that determination of the action more probable or less probable than it would be tendency to make the existence of any fact that is of consequence to the
circumstances warrant a separate jury being impaneled.). be excluded if its probative value is “outweighed,” rather than “substantially Sampson, 486 F.3d 13, 42 (1st Cir. 2007) (under the FDPA, information may evidence involves the circumstances of the capital murder itself. See RSA
factor. Although the New Hampshire Rules of Evidence do not control the
information is admissible in a capital sentencing hearing if it has “any
§§ 3591 et seq. (2006) (FDPA), is the same standard as used by federal courts conducted . . . [b]efore the jury which determined the defendant’s guilt,” unless 630:5, III; see also RSA 630:5, II (2007) (“The [sentencing] hearing shall be
guilt phase evidence constitutes relevant sentencing information because such
the information “relat[es] to” or is “relevant to” an aggravating or mitigating Under the statute, the threshold for admissibility of evidence is whether
331-32 (4th Cir. 2009) (same). Thus, under RSA 630:5, III, proffered sentencing rather than “evidence,” we use these terms interchangeably. under Federal Rule of Evidence 401); United States v. Basham, 561 F.3d 302, RSA 630:5, III. Although RSA 630:5 refers to “information” presented at
854 (10th Cir. 2010) (relevance under Federal Death Penalty Act, 18 U.S.C. defendant’s character and the circumstances of the capital murder. See RSA
jury must evaluate aggravating and mitigating factors bearing upon the prejudicial may be properly admitted during capital sentencing, at which the be inadmissible at the guilt phase of a capital trial as irrelevant or unfairly
78 unreasonable to the prejudice of his case. Lambert, 147 N.H. at 296.
an overview of the eligibility phase and then address this appellate argument. his motion to admit his previously suppressed custodial statement. We provide charged capital murder beyond a reasonable doubt. Thus, evidence that would of sentencing. Specifically, he contends that the trial court erred in denying
to establish that the trial court’s evidentiary decision was clearly untenable or abuse of discretion”). Accordingly, the defendant bears the burden on appeal adequately preserved objections to rulings admitting or excluding evidence for
defendant is presumed innocent until and unless the State proves guilt of the The defendant raises a single claim of error regarding the eligibility phase
A. Eligibility Phase Trial
capital sentencing proceeding under the FDPA, appellate court “review[s] considering a defendant’s challenges to an evidentiary ruling rendered in a v. Lambert, 147 N.H. 295, 296 (2001); see also Sampson, 486 F.3d at 42 (when proceeding under our unsustainable exercise of discretion standard. See State decision.”); see also Lockett v. Ohio, 438 U.S. 586, 601-03 (1978) (plurality trial fundamentally differs from the guilt phase of a capital trial during which a We review the trial court’s evidentiary decisions in a capital sentencing defendant. In so doing, we are mindful that the sentencing phase of a capital language, in the context of each of the evidentiary challenges raised by the 143 (2d Cir. 2004); State v. Johns, 34 S.W.3d 93, 113 (Mo. 2000). Tennessee, 501 U.S. 808, 820-21 (1991); United States v. Fell, 360 F.3d 135, 630:5; see also Tuilaepa v. California, 512 U.S. 967, 972 (1994); Payne v.
we will interpret the statutory scheme accordingly.” State v. Addison, 160 N.H.
much information before it as possible when it makes the sentencing
RSA 630:5, III, including relevance, unfair prejudice, and pertinent statutory We consider the factors bearing upon admission of information under See Jurek v. Texas, 428 U.S. 262, 276 (1976) (“What is essential is that the 732, 755 (2010).
existing jurisprudential background of the United States Supreme Court, and penalty statutory scheme, the legislature intended to incorporate the thenopinion). As we have previously determined, “in enacting the current death
(1976) (In a capital sentencing hearing, “it [is] desirable for the jury to have as defendant whose fate it must determine.”); Gregg v. Georgia, 428 U.S. 153, 204 jury have before it all possible relevant information about the individual findings rendered the defendant eligible for the death penalty, see RSA 630:5, completed Special Findings Form is included in Appendix A. The jury’s
preventing a lawful arrest or effecting an escape from lawful custody. The
Officer Briggs; and (3) murdered Officer Briggs for the purpose of avoiding or would create a grave risk of death to another and that resulted in the death of the death of Officer Briggs; (2) purposely engaged in conduct that he knew
that the defendant: (1) purposely inflicted serious bodily injury that resulted in
three of the four charged statutory aggravating factors. Specifically, it found
approximately four hours and returned findings that the State had proven After the parties presented closing arguments, the jury deliberated for
the jury with a Special Findings Form on which to record its findings.
proven that the defendant is eligible for the death penalty.” The court provided jurors “may consider any of that evidence in deciding whether the State has relevant to the four eligibility factors was presented at trial,” and, thus, the
these factors. It also informed the jury that “[a]lmost all of the evidence
the case, and explained the legal parameters for the jury’s determination of The court identified the four charged statutory aggravating factors at issue in aggravating factors beyond a reasonable doubt and not to decide the sentence.
determine whether the State had proven each of the charged statutory
The court instructed the jury that its task at the eligibility phase was to
prison sentences totaling four years, three months, and twenty-four days. In addition, the parties stipulated that the defendant previously had served 79
having an unlicensed firearm and of being a felon in possession of a firearm.
IV, and the trial proceeded to the sentence selection phase.
could have been arrested on the outstanding warrant, as well as on charges of testified that if Officer Briggs had succeeded in stopping the defendant, he defendant and Bell-Rogers at approximately 12:40 a.m. on October 16. He
receive the death penalty. See RSA 630:5, III, IV. This phase lasted one day aggravating factors necessary to establish that the defendant was eligible to
investigating the Roy Drive shooting and obtained arrest warrants for the
State had proven beyond a reasonable doubt the existence of the statutory During the eligibility phase of trial, the jury considered only whether the
phase. He explained that on the night of October 15, 2006, he was Detective Stacy Howe was the only witness to testify at the eligibility
See RSA 630:5, II, III (2007). and largely rested upon the evidence presented during the capital murder trial. and future dangerousness constitute[d] evidence of a character so bad, and
State would “attempt to demonstrate that prior crimes, prior acts of violence
RSA 630:5, III. According to the defendant, at the sentence selection phase the danger of unfair prejudice, confusion of the issues, or misleading the jury.” evidence at sentencing if its “probative value is substantially outweighed by the
found in RSA 630:5, III (2007), which authorizes the trial court to exclude The defendant contended that support for a bifurcated hearing was
eligible.” (Quotation omitted.)
consideration of whether [he] acted ‘purposely’ and whether he [was] death
character evidence, and other irrelevant factors [would] taint the jury’s because “[i]n a non-bifurcated sentencing hearing, victim impact evidence, ultimate decision of whether to impose a life sentence or the death penalty”
[would] be violated if the issue of death eligibility [was] merged with the
‘element’ of ‘purposeful’ conduct.” He argued that his “constitutional rights
“irrelevant and inadmissible to prove statutory aggravating factors, such as the aggravating factors,” such as evidence of character and propensity, was “that evidence which might be generally relevant to prove non-statutory This request for bifurcation was based upon the defendant’s concern
death.” deciding whether to impose a sentence of life in prison without parole or
jury [would] consider all other aggravating and mitigating evidence before
him “death eligible,” the defendant proposed “a second hearing in which the statutory aggravating factors beyond a reasonable doubt.” If the jury found “only whether the State [was] able to establish ‘death eligibility’ by proving
80
sentencing hearing. He proposed that the initial phase of sentencing address Prior to trial, in April 2008, the defendant moved to bifurcate the
the defendant’s rights under Miranda v. Arizona, 384 U.S. 436 (1966), “because
ruling, challenged on appeal, is as follows. by written order dated November 14, 2008. The procedural context for the
suppress. The court ruled that the interrogation was conducted in violation of because the trial court had granted the defendant’s pretrial motion to party introduced any portion of his statement at the guilt phase of the trial
statement. Following a hearing, the trial court denied the defendant’s motion
three-hour audio-recorded statement to two Manchester detectives. Neither Soon after the defendant’s arrest on October 16, 2006, he provided a
defendant, in anticipation of sentencing, subsequently moved to admit the honored.” This ruling related only to the guilt phase of the trial, and the 1. Addison’s Statement he invoked his right to counsel and his request . . . was not scrupulously
a. Background supporting evidence surrounds the circumstances of the offense.”
the precisely framed statutory aggravating factors, where much of the make it difficult for the jury to rationally and dispassionately make findings on selection phases were consolidated, the sentence selection evidence would
was granted to address the “concern that if the eligibility and sentence
counter to the purpose of bifurcation. For instance, he argued that bifurcation admitting the challenged evidence in the eligibility phase of trial would run his character. In some of his pleadings, the defendant took the position that
1996-2003, and other uncharged misconduct or conduct purportedly related to
other crimes he had committed during his juvenile and young adult years from non-capital crimes the defendant committed in the week preceding the murder, parties sought rulings upon the admissibility of evidence of the October 2006
matters relating to the guilt and the eligibility phases of trial. For instance, the During the following month, the parties litigated several evidentiary
information might not be relevant to eligibility.” in deciding whether the statutory aggravators exist, even though such
[would] consider information relating to the non-statutory aggravating factors
eligibility and [sentence] selection evidence [was] presented together, the jury granted requests to bifurcate.” The trial court expressed its concern “that if all is largely modeled, have found that it allows bifurcation and have uniformly
persuasive that federal courts interpreting the FDPA, “upon which RSA 630:5
defendant’s motion by written order dated July 1, 2008. The court found The State objected and, following a hearing, the trial court granted the
was committed ‘purposely.’”
[would] be unable to disregard that evidence when deciding whether the crime
cause confusion because “[h]aving heard evidence of prior bad acts, . . . jurors determination regarding ‘purposely’ by considering evidence of propensity,” and mislead the jury in that it would “appear appropriate for the jury to make its
argued that allowing evidence of prior crimes at the eligibility phase would
homicide was committed purposely.” (Quotation omitted.) In addition, he basis,” and would “tend to improperly influence a jury to believe that the increase[d] the likelihood that a jury [would] decide the case on an improper
81
probative value on the question of his intent, was “inherently prejudicial and The defendant further argued that evidence of prior bad acts lacked
jury.” (Quotation omitted.)
by the danger of unfair prejudice, confusion of the issues or misleading the
disregarded by the jury because its probative value is substantially outweighed that “with regard to the statutory aggravating factors, such evidence must be which address mental state at the time of the crime,” the defendant argued
Because “[s]uch evidence ha[d] no bearing on the statutory aggravating factors propensity so great, that life without parole [was] not a sufficient punishment.” constitutional considerations (e.g., due process and confrontation), and a
evidence do not apply and, thus, “[t]he only limiting principles are overriding selection phases of trial. The defendant argued that, at sentencing, the rules of previously suppressed statement as evidence at the eligibility and sentence Shortly thereafter, on November 12, the defendant moved to admit his
such evidence.” (Quotation and brackets omitted.) sentencing process [was the] only way to insure the proper consideration of
[would] be so unfairly prejudicial and misleading that bifurcation of the
prior crimes or acts of violence, and the impact of the homicide on victims “agreed with the defendant’s argument that evidence of character, background, deciding whether the statutory aggravators exist.” The court explained that it
consider any information relating to the non-statutory aggravating factors in
“bifurcated the sentencing hearing to minimize the risk that the jury would
phase of sentencing. In that order, the trial court reiterated that it had written order dated November 7, concerning closing arguments in the eligibility defense otherwise opened the door to its admissibility. The court also issued a
necessary for rebuttal, impeachment, or cross-examination, or unless the
certain challenged evidence unless the admission of such evidence became eligibility phase, the court noted that the State did not intend to introduce With respect to some of its orders on the evidentiary scope of the
bifurcating the sentencing hearing into eligibility and sentencing phases.” observed that “[a]dmitting this evidence would also undermine the purpose of “the high danger of unfair prejudice or confusion of the issues.” The trial court
statutory aggravating factors,” had “minimal probative value,” and gave rise to
ruling that under RSA 630:5, III, such evidence was “not relevant to the
the eligibility phase evidence of the defendant’s 1996-2003 criminal conduct, with limitations. The court, however, precluded the State from introducing at introduce at the guilt phase evidence of the October 2006 non-capital crimes,
excluding other evidence. For example, the court granted the State’s request to
several orders ruling that some of the challenged evidence was admissible and From mid-October through early November, 2008, the trial court issued
the statutory aggravators.”
82
bifurcation, which was to insure reasoned and dispassionate consideration of during the first phase of sentencing, [it] would frustrate the primary purpose of Court expressed its concern that if too much of this detail came into evidence
balancing test similar to that contemplated under [New Hampshire] Rule [of
to the hearing on his motion to bifurcate the sentencing phase at which “the
Mexicano robberies need not be admitted.” In support, the defendant referred activity than the Roy Drive charge, and that evidence of the 7-Eleven and El that “it [was] not necessary to convey to the jury a broader scope of criminal
non-capital crimes, the defendant asserted in relation to the eligibility phase, Similarly, in objecting to the admission of evidence of the October 2006 each of the defendant’s claims in his recorded statement, including his
character.” The State argued that it would seek to admit evidence rebutting
opening the door to virtually all of the defendant’s past criminal conduct and suppressed statement would completely undermine the goals of [bifurcation] by The State offered numerous examples to “highlight how admitting the
type of person. “purposely” murder a police officer because he was not that for them to properly evaluate his claim that he would not
person who was a “stone cold killer” or a “cop killer” in order
in which he tried to convince them that he was not the type of understand the full scope of the defendant’s lies to the police that he did not act “purposely.” It is essential for the jury to
defense wants the jury to believe the defendant’s assertions
person who would “purposely” shoot a police officer. The
offered various stories about why he was not the type of were behind him when he pulled the trigger of the gun. He [Officer] Briggs and that he did not even know that the police
to convince the detectives that he did not “purposely” shoot
replete [with] examples where the defendant specifically tried did not “purposely” shoot Officer Briggs. The interview is [t]hroughout the confession the defendant insisted that he
State, remorse, and his account of how the murder happened.” According to the . . . about his good character, his knowledge and use of firearms, his . . .
State [would seek] to admit would specifically contradict the claims he makes
that “if the defendant offer[ed] his self[-]serving statement, the evidence the
that choice”; and “the State’s statutory right of rebuttal.” The State asserted tactical decision”; “any information to which the evidentiary door is opened by measures by the Court to prevent prejudice to the State from the defendant’s 83
statement, but argued that its admission was subject to: “reasonable In its response, the State did not object to the defendant offering his
open[ed] the door to any and all conceivable, extrinsic evidence.”
play any of the rest of it,” he disagreed that by introducing his statement “he
if he chose to play part of the audio-tape of his statement, “the State [could] [the eligibility] phase of the proceeding.” Although the defendant conceded that mental state at the time he shot Officer Briggs, which [was] the chief inquiry in According to the defendant, his statement was “highly probative of [his]
Evidence] 403.” See RSA 630:5, III. The defendant, however, noted that
of what may otherwise be hearsay is reliability.” otherwise barred by the rules of evidence[,] . . . [o]ne prerequisite to admission although “RSA 630:5 erects no barrier to the presentation of hearsay evidence presented [was] reliable and fair,’” quoting United States v. Rodriguez, 380
“‘control the evidence and make assurances that the evidence sought to be
reasoned that the balancing test set forth in RSA 630:5, III authorized it to phase of sentencing by written order dated November 14, 2008. The court The trial court denied the defendant’s motion with regard to the eligibility
reliability that should attach to this phase.” relevant. It is reliable to enough of a degree . . . to meet the threshold of . . . is admitting to being the person who killed Officer Briggs on that day. It is
argued, “In the end, there is some truth to what [the defendant is] saying. He
introduced by — has a threshold level of reliability.” However, defense counsel
gatekeeper, has to make sure that any evidence — regardless of whom it’s defendant] made to the police were lies,” and that “obviously, the Court as “[t]here’s no question that . . . a great number of statements that [the
shooting someone, although he denied knowing this person
superficial credibility,’” quoting United States v. Pretlow, 779 F. Supp. 758, 771 happened. That on their face they’re lies.” Defense counsel agreed that
this other person was the shooter. Later, he admitted
may present a significantly increased risk of unfair prejudice due to its your own . . . positions that you took at trial or — or what you admit cannot provide particularly probative support for an aggravating factor and confession to the police has so many . . . statements that are contradicted by reliability. Hearsay evidence which is determined to be highly unreliable didn’t do it on purpose.” The court further observed: “But obviously, . . . his sweatshirt to a friend of Antoine Bell-Rogers, implying that He then told the detectives that he had loaned his red the shooting of Officer Briggs. He blamed Antoine Bell-Rogers.
84
unfair prejudice associated with any information, this court must consider its statement in there — or one aspect of [the defendant’s] statement — that he
[T]he defendant first denied that he was involved in any way in
probative.” The court explained: “‘To determine the probative value or risk of got to meet a threshold level of reliability. And . . . you’re focusing in on one The court stated, “Even though the rules of evidence don’t apply, evidence has concern, having listened to the audio-tape, that the statement was not reliable. At a hearing on the defendant’s motion, the trial court expressed its defendant’s statement contained proven lies: n.7 (D.N.J. 1991) (brackets and ellipsis omitted). The court stated that the
court reasoned that “[i]f evidence is not relevant and reliable, it is not F. Supp. 2d 1041, 1054 (D.N.D. 2005), aff’d, 581 F.3d 775 (8th Cir. 2009). The
the trigger it must have been an accident. violence; he was not violent; he was inexperienced with guns; and if he pulled
he did not “purposely” murder Officer Briggs because he did not believe in assertions that: he was not the type of person who would shoot a police officer; statutory argument. See State v. Wamala, 158 N.H. 583, 592 (2009).
constitutional grounds only when necessary, we first address the defendant’s b. Appellate Argument
only as to the eligibility phase of sentencing. Because we decide cases on limited his argument to the eligibility phase. Accordingly, we review this issue which would result in an undue waste of time.” seek admission of his statement at the sentence selection phase and, thus, the State to introduce relevant evidence to rebut the defendant’s statements
However, at oral argument before us, the defendant conceded that he did not their truth.” The court further stated: “Their admission would also entitle[ ]
court’s ruling . . . would apply equally to the sentence selection phase.” the defendant’s statements [were] hearsay, he [sought] to introduce them for ruling to the eligibility phase,” the defendant argues that “[t]he logic of the statute “does not use the word ‘reliability’ in describing the trial court’s trial court stated: “These concerns [were] heightened here because, although Despite acknowledging in his brief that the trial court “limited the effect of its confusing the issues and misleading the jury in the eligibility phase.” As the
85 rights under the State and Federal Constitutions. See N.H. CONST. pt. I, arts.
exclude evidence on the basis claimed here,” the statute would violate his
RSA 630:5, III when it found that his statement was unreliable, because the admit this evidence in the sentencing phase, they must file separate motions.” The defendant argues that the trial court exceeded its authority under substantially outweighed by the danger of unfairly prejudicing the State,
argues that “if the court correctly interpreted the statute to empower it to
eligibility phase of the sentencing trial, stating that “[i]f the parties wish to Officer Briggs” and that the “low probative value of these statements [was] We note at the outset that the trial court limited its ruling to the statement had “minimal probative value of his state of mind when he shot threshold level of reliability,” the trial court concluded that his custodial c. Discussion
credible the aspects of the statement the defense sought to introduce.” He as empowering it to make a ‘reliability’ determination” and “in finding not The defendant argues that the trial court erred “in reading RSA 630:5, III
act “purposely” were “inadmissible because they [did] not meet even a Finding that the defendant’s statements to the detectives that he did not 15, 18, 33; U.S. CONST. amends. V, VI, VIII, XIV. went off when he grabbed it as it fell out of his pocket.
accident because the safety was not engaged and the gun was a police officer, but told the detectives that it was an evidence that might render a trial fundamentally unfair.” Id. (quotation and
value, see Pretlow, 779 F. Supp. at 771 n.7, assessing its reliability is a jury.” Because the reliability of sentencing information affects its probative by the danger of unfair prejudice, confusion of the issues, or misleading the
statute], retain the discretion to exclude any type of unreliable or prejudicial
criminal trial.” United States v. Fell, 360 F.3d 135, 145 (2d Cir. 2004) has been provided . . . . Information is admissible regardless 86 information relevant to an aggravating factor for which notice a mitigating factor. The government may present any
Information “may be excluded if its probative value is substantially outweighed
evidentiary gatekeepers and, pursuant to the balancing test set forth in [the
eliminate the constitutional baseline for the admissibility of evidence in a
. . . . The defendant may present any information relevant to Amendment does not deprive the State of its authority to set reasonable limits 2010); see also Oregon v. Guzek, 546 U.S. 517, 526 (2006) (“The Eighth trial court to exclude information that does not satisfy a balancing test: brackets omitted); see United States v. Davis, 609 F.3d 663, 678 (5th Cir. probative value to be admissible. Further the statute expressly authorizes the Under the plain language of RSA 630:5, III, information must have
(quotation omitted). “To the contrary, . . . judges continue their role as
gatekeeper of constitutionally permissible evidence; nor does it alter or provision have held that it “does not eliminate [the] function of the judge as 18 U.S.C. § 3593(c) (2006) (emphasis added). Federal courts interpreting this PROOF OF MITIGATING AND AGGRAVATING FACTORS. — the jury. applies during the sentencing phase of a capital trial, providing in part: creating unfair prejudice, confusing the issues, or misleading excluded if its probative value is outweighed by the danger of language in the Federal Death Penalty Act, 18 U.S.C. §§ 3591 et seq. (2006) evidence at criminal trials except that information may be We find persuasive the numerous federal cases interpreting analogous of its admissibility under the rules governing admission of
(FDPA). Section 3593(c) of the FDPA sets forth the evidentiary standard that
the argument is unavailing.
necessary part of the trial court’s function under RSA 630:5, III. defendant did not preserve this argument by raising it in the trial court. See evidentiary gate-keeping function.” As the State correctly observes, the
(2011). Nonetheless, even assuming that it was preserved, we conclude that State v. Eaton, 162 N.H. 190, 195 (2011); State v. Winward, 161 N.H. 533, 542 (Citation omitted.)
find it so incredible as to be unreliable.
recant that statement, the court had no sufficient basis to
that he had purposely shot Briggs. Insofar as [he] did not only [the defendant’s] final, not-recanted statement denying time of the shooting. However, the defense sought to admit
effectively recanted by admitting to holding the gun at the
of being present and of firing the fatal shot — that later he in his custodial statement, [he] initially made other denials — gun, he had a purpose to kill or injure anyone. It is true that,
[the defendant’s] statements denying that, in shooting the In the eligibility phase, the defense sought to introduce
87
with regard to the parts of [his] statement[ ] proffered by the defense,” arguing: court to exclude unreliable evidence, the court “erred in making that finding The defendant contends, however, that even if the statute allows the trial
on which to rely in imposing sentence.”).
demonstrably unreliable. See State v. Sullivan, 142 N.H. 399, 402 (1997)
should be allowed to “introduce any relevant mitigating evidence.” See that the defense has carte blanche to introduce any and all evidence that it mitigation evidence, noting that “the FDPA’s evidentiary standards do not mean
issues, or misleading the jury” (emphasis added)); cf. United States v. Fell, 531 judge exercises wide discretion in choosing the sources and types of evidence requisite level of reliability); State v. Rodrigue, 127 N.H. 496, 500 (1985) (“A Taylor, 139 N.H. 96, 102 (1994) (trial court properly found evidence satisfied unverified statements” made in a probation report (quotation omitted)); State v. evidentiary gatekeeping function with respect to both relevant aggravating and (sentencing court properly rejected as unreliable evidence “unsubstantiated,
III, trial courts have discretion to exclude proffered evidence that is wishes” (quotation omitted)). Accordingly, we conclude that, under RSA 630:5, based upon threshold reliability because, in a capital case, the defendant The defendant argues that mitigating evidence is not subject to exclusion F.3d 197, 219 (2d Cir. 2008) (affirming trial court’s exclusion of proffered it is submitted.”). substantially outweighed by the danger of unfair prejudice, confusion of the upon the evidence a defendant can submit, and to control the manner in which mitigating or aggravating factors . . . may be excluded if its probative value is mitigating evidence. See RSA 630:5, III (“[a]ny . . . information relevant to . . .
630:5, III, however, authorizes the trial court to perform its traditional California v. Brown, 479 U.S. 538, 541 (1987). The plain language of RSA trial and his subsequent admissions about the murder. Cf. Green v. Georgia, custodial interview by the police were contradicted by positions he later took at
People v. Edwards, 579 N.E.2d 336, 357-58 (Ill. 1991) (quotation and citations
testimony favorable to his innocence. the trial court found that many of the defendant’s statements during his
88
out-of-court statement lacked threshold reliability such that its probative value
than those made in court.” State v. Cole, 139 N.H. 246, 249 (1994) (citation are not made under oath or subject to cross-examination, are less trustworthy not reliable in light of the defendant’s motive to fabricate truth of the matter asserted. In general, such extrajudicial statements, which of things [to the police] that [were] absolutely, positively untrue.” In addition, and that during the defendant’s three-hour custodial interview he “sa[id] a lot number of statements that [the defendant made] to the police [that] were lies,” As defense counsel conceded, “[t]here’s no question that there are a great
supports the trial court’s determination that, in its entirety, the defendant’s 442 U.S. 95, 97 (1979). We have reviewed the record and conclude that it
finding of [its] probable accuracy.” United States v. Riccio, 529 F.3d 40, 47 (1st that the information has sufficient indicia of trustworthiness to warrant a credibility of the defendant is suspect and his statements are truth. “Hearsay is an out-of-court statement offered in evidence to prove the evidence. The rationale underlying this exclusion is that the subsequent to the commission of the crime are not competent
Oct. 15, 2013) (No. 13-167). Com., 738 S.E.2d 847, 878 (Va. 2013), cert. denied, 82 U.S.L.W. 3214 (U.S. . . . it may properly be excluded even when offered in mitigation.” Lawlor v. (1st Cir. 2009). “[W]hen hearsay evidence does not bear the indicia of reliability Cir. 2008), modified on other grounds by United States v. Riccio, 567 F.3d 39
evidence at sentencing as long as the court concludes, with proper support, heightened because the defendant’s statements were hearsay offered for their “[T]he sentencing court has broad discretion to accept even hearsay his state of mind when he shot Officer Briggs, and that these concerns were conversations between a defendant and third parties not meet even a threshold level of reliability and had minimal probative value of motive to lie was strong). court erred by admitting videotaped statement when evidence of declarant’s omitted); see State v. Johnson, 145 N.H. 647, 649 (2000) (holding that trial
out-of-court asserter. . . . [S]elf-serving statements or replete with proven lies, that his statements that he did not act “purposely” did The value of hearsay evidence rests upon the credibility of the In excluding the defendant’s statement, the trial court found that it was
omitted); see N.H. R. Ev. 801(c). lasted approximately thirteen trial days. More than fifty witnesses testified,
The sentence selection phase, beginning with preliminary jury instructions,
themselves sufficient to justify a sentence of death.” RSA 630:5, IV (2007). in the absence of mitigating factors, whether the aggravating factors [were] exist sufficiently outweigh[ed] any mitigating factor or factors found to exist, or
consideration of all of the evidence, “whether the aggravating factors found to
including those he submitted; and third, determining, based upon second, determining whether the defendant had proven mitigating factors, whether the State had proven the noticed non-statutory aggravating factors; At the final phase of trial, the jury’s tasks included: first, determining
selection phase and then address his appellate arguments. of the State’s closing argument. We provide an overview of the sentence
perfunctory claims do not warrant independent constitutional analysis. See argument under RSA 630:5, III. Accordingly, we conclude that these mode of execution; (3) the admission of prior crimes evidence; and (4) the scope presented without adequately developed legal argument apart from his
favorable; and (4) freedom from cruel and/or unusual punishments. See N.H. 89
confinement and rejection of his proposed evidence of and jury instruction on did not expressly address them. The defendant’s constitutional arguments are
constitutional rights to: (1) due process; (2) trial by jury; (3) present all proofs
victim impact evidence; (2) the admission of evidence of conditions of similarly cursory fashion, which we assume the court rejected even though it selection phase of the trial. Specifically, he challenges: (1) the admission of The defendant asserts several claims of error regarding the sentence
the evidence not credible,” the statute violates his state and federal capital defendant in the sentencing phase on the ground that the court finds 630:5, III “allows a trial court to exclude mitigating evidence proffered by a
defendant presented these constitutional arguments to the trial court in a
B. Sentence Selection Phase Trial
(1996). State v. Ayer, 154 N.H. 500, 513 (2006); State v. Chick, 141 N.H. 503, 504
trial court’s ruling in a cursory fashion. He asserts that, to the extent that RSA The defendant also raises a number of constitutional challenges to the
sentencing constituted an unsustainable exercise of discretion.
CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, VI, VIII, XIV. The
confusion of the issues, or misleading the jury at the eligibility phase. See RSA was minimal and substantially outweighed by the danger of unfair prejudice,
court’s exclusion of his custodial statement at the eligibility phase of Accordingly, we hold that the defendant has not established that the trial
630:5, III. trial. The court further instructed the jury that, of the two alternative mens rea had been proven, or whether the defense had relied upon that factor during regardless of whether other jurors agreed that the particular mitigating factor
evidence must consider that mitigating factor in deciding the sentence,
individually found a mitigating factor to exist by a preponderance of the to consider it [during] deliberations.” It instructed the jury that any juror who jurors [did] not have to agree as to the existence of a mitigating factor in order
required a unanimous finding beyond a reasonable doubt, but that “all twelve The court also explained that the existence of aggravating factors
factors and mitigating factors.
phases of the trial when deciding the existence of non-statutory aggravating
the jury that it could rely upon any evidence presented during each of the three
assert any mitigating factors, but [had] elected to do so.” The court informed submitted by the defendant, explaining that the defendant was “not required to the noticed non-statutory aggravating factors, and the mitigating factors
factors that the jury had previously found to be proven at the eligibility phase,
existence of mitigating factors. The court outlined the statutory aggravating defendant had the burden of proving by a preponderance of the evidence the existence of the noticed non-statutory aggravating factors and that the
that the State had the burden of proving beyond a reasonable doubt the The court explained the parties’ respective burdens of proof, including
possibility of parole is a more appropriate punishment than death.”
suggest in fairness and justice that a sentence of life in prison without
about the circumstances surrounding the murder of Officer Briggs that would
that “[a] mitigating factor is a fact about the defendant’s life or character or sentence of life without the possibility of parole.” The court also instructed tend to show that the defendant was deserving of a death sentence or a
that “aggravating or mitigating value” meant that “those facts or circumstances
circumstances [had] aggravating or mitigating value.” It instructed the jury circumstances alleged [were] true, and if so, whether those facts or court instructed, required the jurors “to decide whether the facts and
90
permitted to consider only one in determining the sentence — that “the
parole. “[D]etermining the existence of an aggravating or mitigating factor,” the
statutory aggravating factors found proven at the eligibility phase, it was
imposition of a sentence of death or life imprisonment without possibility of explaining the law regarding aggravating and mitigating factors and the After closing arguments, the trial court gave the jury final instructions,
and the surveillance video from the 7-Eleven robbery. including photographs, the defendant’s criminal and juvenile history records, defendant’s family members. Also, numerous exhibits were admitted,
witnesses to the defendant’s prior criminal conduct, experts, and the including Officer Briggs’s widow and other family members, police officers, 1. Victim Impact Evidence
against punishments that are cruel, unusual, or disproportionate,” see N.H. jury returned a verdict recommending the imposition of the sentence of death. the evidence the State intends to present, a fair trial, and to be protected
that decision.” After approximately two and one-half days of deliberations, the 630:5” as well as the defendant’s “rights to due process, full and fair notice of
juror “may decline to impose the death penalty without giving any reason for the injury, harm and loss to [his] family.” The motion was “grounded in RSA “immediate family of Officer Briggs” and to limit the scope of the evidence “to The defendant then moved to limit the State’s victim impact witnesses to
court instructed the jurors regarding leniency, including that any individual Each juror must weigh in value each factor for him or herself.” Finally, the aggravators and mitigators does not indicate what weight you should give it.
“relevant and admissible under RSA 630:5.” written order dated November 18, 2008, finding that victim impact evidence is were “baseless.” Following a hearing, the trial court denied the motion by
mitigators qualitatively. The difference in the burdens of proof between
arguing that the defendant’s motion was untimely and his statutory claims
factors on each side. Rather, you must consider the aggravators and a mechanical process and is more than a numerical counting or tabulation of death.” The court explained: “The weighing process you will undertake is not
State’s victim impact non-statutory aggravating factor. The State objected,
aggravating factors [were] sufficient in themselves to justify a sentence of
in a New Hampshire capital sentencing hearing before a jury” and striking the court enter an order “recognizing that ‘victim impact evidence’ is inadmissible intended to present. In his first motion, the defendant requested that the trial
91
mitigating factors, or if no mitigating factors [were] found, whether the proven “whether the proven aggravating factors sufficiently outweigh[ed] any proven explained, among other things, that the weighing process consisted of deciding
motions challenging the admission of the victim impact evidence that the State
gate keeping function and hold a hearing, out of the presence of the jury, to CONST. pt. I, arts. 15, 18, 33. He requested that the trial court “exercise [its]
[his or her] own mind the proven factors to decide the appropriate sentence.” It
Prior to the sentence selection phase of trial, the defendant filed two
a. Background
both aggravating and mitigating factors, each juror was “required to weigh in The court next instructed the jury that after determining the existence of
Officer Briggs.” defendant purposely inflicted serious bodily injury that resulted in the death of of the life which the defendant chose to extinguish. This
of the trial. Moreover, this evidence provides a quick glimpse
the crime properly presented to the jury at the penalty phase family [are] certainly part and parcel of the circumstances of [t]he devastating effects that Officer Briggs’ death had on his
his murder,” reasoning that an individual human being and informs the jury of the specific harm caused by (2007). The court found that the evidence “shows Officer Briggs’ uniqueness as
States Supreme Court precedent and was admissible under RSA 630:5, III
the evidence the State sought to introduce fell within the parameters of United subsequent written order dated November 26, 2008, the trial court ruled that case law and informed counsel that it was going to admit the evidence. In its The trial court reviewed the photographs, video recordings, and pertinent
and the possibility that one of Officer Briggs’s sons might testify. as far as badges and certifications or awards that Officer Briggs has received,” as the videos that the State may introduce; the amount that can be gone into
testimony regarding “Officer Briggs as a child; the box of photographs, as well
had been resolved. Defense counsel identified the remaining issues as responded to the defendant’s objections and that many of his earlier concerns At a hearing on the motion, defense counsel noted that the State had
life pertinent to the testimony given.” unnarrated, and unscripted video clips of various aspects of Michael Briggs’s to introduce through the witnesses “photographs and extremely brief,
the scope of the evidence, the State proposed to limit the areas of inquiry and
opportunity to make objections and the Court to make rulings thereon.” As to
control the subject matter covered and to provide the defendant with an would “conduct its inquiry in standard question-and-answer format, in order to sons, his parents, and one of his sisters. In addition, the State agreed that it
victim impact evidence to testimony from Officer Briggs’s widow, one of his In response to the defendant’s motion, the State proposed to limit the
his murder.
92
comments regarding the crimes committed the week prior to
Briggs’ prior contact with [the defendant], and Officer Briggs’ death penalty, the effect of the trial on the family, Officer expressed by Officer Briggs to family members regarding the
appropriate punishment in this case, including those
employment as a correctional officer, opinions about the [T]estimony about Officer Briggs as a child, [his] prior
following evidence was inadmissible: limit the victim impact evidence.” Specifically, the defendant argued that the (Quotations and citations omitted.)
jury. danger of unfair prejudice or confusing and/or misleading the videos and pictures is not substantially outweighed by the
defendant chose to extinguish. The probative value of the
life and therefore provide a quick glimpse of the life which the relationship with his family and provide a chronology of his relationship; similarly, the photographs depict Officer Briggs’
Briggs interacting with his sons and shed light on their
relationship with Officer Briggs. The video clips show Officer
illuminate the testimony of his family members about their probative of Officer Briggs’ relationships with his family and Both the photographs and video clips are relevant and
explained: Regarding the family photographs and video clips, the trial court
his family’s loss.” (Quotation omitted.)
Briggs’ personality and his uniqueness as a human being and the magnitude of found that such evidence was admissible “because it shed[ ] light on Officer received certain awards and recognition of accomplishments, the trial court
his family and enable his wife to stay home with their children, and that he
Officer Briggs worked extra shifts as a correctional officer in order to support
without giving the jury some background of his childhood.” As to evidence that [Officer Briggs’s] parents and sibling to convey the magnitude of their loss family experienced his loss. The court reasoned that “[i]t would be difficult for
this evidence was diminished because Officer Briggs was an adult when his
brother,” disagreeing with the defendant’s argument that the probative value of parents and siblings have suffered as a result of the murder of their son and admissible because “[i]t is probative of the loss and harm that Officer Briggs’
The trial court found that evidence about Officer Briggs’s childhood was
93
Laura Briggs; his sister, Melissa Briggs; and his parents, Mary Ann and Leland
(Quotations, citations, and brackets omitted.)
days. Four witnesses offered victim impact evidence: Officer Briggs’s widow, The State’s case-in-chief at the sentence selection phase of trial lasted six
process rights.
fundamentally unfair in violation of the defendant’s due not so unduly prejudicial that it would render the trial characteristics as an individual human being. Moreover, it is
Officer Briggs’ family feels as a result of his murder and his evidence is highly probative of the harm, injury and loss that b. Appellate Argument
his police uniform.
together in parades, one of his son in his Marine uniform, and two of his son in
tractor on the family farm, two of himself and his son in uniform marching of his testimony he identified six photographs, including one of his son on a son and the effect his son’s murder has had on his health. During the course
Marine, a police officer, and a father. He testified to what he misses about his
activities they enjoyed as he was growing up. He described his son as a Leland Briggs testified about his relationship with his son and about the
work, and one of him at his sister’s wedding.
children in her living room, one of him eating at her home on a break from
seven-year-old, two of him with his sons at the beach, one of him with his photographs, including one of her son as an infant, one of him as a six- or misses about him. During the course of her testimony she identified seven
close relationship with his sisters, his qualities as a father, and what she Mary Ann Briggs testified about her memories of her son as a child, his
their summer beach vacations.
photographs of herself and her adult siblings and their families together during
like without him. During the course of her testimony she identified three
family vacation at the beach, the events of the day he was shot, and what life is member of the United States Marine Corps, a father, and an uncle, the annual relationship with his siblings. In addition, she testified about her brother as a
Melissa Briggs described her brother’s personal qualities and his close
that the State introduced was unfairly prejudicial in a manner that violated not seconds. approximately ninety-three seconds, and one lasting approximately eighteen
victim impact evidence is admissible absent statutory authority, the evidence with their children, one lasting approximately thirty-four seconds, one lasting
94
a capital sentencing hearing before a jury. Second, he argues that “even if erred “in ruling that New Hampshire law authorizes victim impact evidence” at during her testimony the State showed three video recordings of her husband The defendant raises two issues. First, he argues that the trial court hiking, enjoying the beach, visiting a museum, and playing sports. In addition, with their sons engaged in a variety of activities, including playing at home,
the age they were when their father was murdered, and several of her husband
identified twenty family photographs, including one photograph of her sons at role as a husband, father, son, and brother. During her testimony she young sons, his work as a corrections officer and as a police officer, and his
service, how she met her husband and their early years together, their two Briggs. Laura Briggs described the last day of her husband’s life, his memorial proper notice, the information is relevant to the factors, and the danger of
other” non-statutory aggravating factor is admissible if the State has provided
According to the plain language of the statute, evidence pertaining to “any statutory aggravating factors that are not expressly identified in the statute. prove and allows the State to present information regarding duly-noticed non- Thus, the statute enumerates aggravating factors that the State may
RSA 630:5, III (emphasis added).
95 confusion of the issues, or misleading the jury.
substantially outweighed by the danger of unfair prejudice, information may be excluded if its probative value is governing admission of evidence at criminal trials, except that
[s]etting forth the aggravating factors enumerated in paragraph VII . . . and any attorney for the state . . . shall . . . serve upon the defendant, a notice . . . intends to seek the sentence of death for the offense of capital murder, the
factors set forth in paragraphs VI and VII, or any other mitigating factor or any may be presented as to matters relating to any of the aggravating or mitigating the defendant, regardless of its admissibility under the rules hearing must be held. RSA 630:5, II. “In the sentencing hearing, information aggravating factors may be presented by either the state or Any other information relevant to such mitigating or
statute provides: under subparagraph I(b).” RSA 630:5, VII (emphasis added). Further, the c. Discussion shall be considered, unless notice of additional aggravating factors is provided “is silent on the subject.” Pursuant to RSA 630:5 (2007), “[w]henever the state enumerates ten aggravating factors that “are the only aggravating factors that Constitution.” subparagraph I(b).” RSA 630:5, III (emphasis added). Paragraph VII other aggravating factor for which notice has been provided under
unsustainable exercise of discretion. See State v. Wamala, 158 N.H. 583, 592 that the trial court’s evidentiary decision under RSA 630:5, III was an death penalty.” RSA 630:5, I(b) (emphasis added). A separate sentencing We first consider the defendant’s statutory argument and his assertion other aggravating factors which the state will seek to prove as the basis for the
evidence is inadmissible absent explicit statutory authority and RSA 630:5, III New Hampshire Constitution and the Fourteenth Amendment to the Federal The defendant argues that the trial court erred because victim impact only RSA 630:5, III, but [his] due process rights under Part I, Article 15 of the
(2009). aggravating circumstance enumerated in the statute. Olsen, 67 P.3d at 595
96
enumerated in [the statute],” and victim impact was not included as an
impact evidence, such evidence is admissible. For example, in State v. that, if the applicable statutory scheme does not expressly preclude victim As the defendant acknowledges, several jurisdictions have concluded
those circumstances specified in” the statute. Fisher, 681 A.2d at 146. the admission of victim impact evidence, the court stated: (emphasis omitted). In holding that the statute need not explicitly authorize character and propensities of the offender.” Bernard, 608 So. 2d at 967 n.2 matters relating to any of the aggravating or mitigating circumstances sentencing hearing shall focus on the circumstances of the offense and the differs from the language in RSA 630:5, III. For example, in State v. Guzek, court deems relevant to a determination of the sentence, and shall include Bernard, 608 So. 2d 966 (La. 1992), the applicable statute provided that “[t]he upon by the defendant are based upon statutory language that materially statute provided that the jury “shall hear evidence as to any matter that the
aggravating circumstances. Id. at 598. statute as controlling the more specific language contained in the enumerated providing that “[e]vidence of aggravating circumstances shall be limited to (emphasis omitted). The court declined to read the general language of the
In Commonwealth v. Fisher, 681 A.2d 130 (Pa. 19 96), superseded by
disagreed on whether the evidence is admissible.” However, the cases relied (Wyo. 2003), the court precluded victim impact evidence because the pertinent the admission of such testimony. Id. Likewise, in Olsen v. State, 67 P.3d 536 the defendant’s moral culpability or blameworthiness for the crime.” Guzek, aggravating factor, the court concluded that the statutory scheme precluded Because victim impact evidence was not enumerated in the statute as an
applicable statute also explicitly restricted what evidence could be offered, statute as stated in Commonwealth v. Tedford, 960 A.2d 1 (Pa. 2008), the
circumstances. Id. evidence, concluded that the statute allowed only evidence of mitigating is silent with regard to the admission of victim impact evidence, courts have 906 P.2d at 278 (quotation omitted). The court, in precluding victim impact The defendant correctly observes that “[w]here the capital murder statute
character and background and the circumstances of the offense may reduce substantially outweigh its probative value. death should be imposed, to determine “the extent to which the defendant’s unfair prejudice, confusion of the issues, or misleading the jury does not under a statute that required the jury, in considering whether a sentence of 927 P.2d 1073 (Or. 19 96), the state sought to admit victim impact evidence 906 P.2d 272 (Or. 1995), superseded by statute as stated in State v. Moore, see State v. Bakunczyk, 164 N.H. 77, 79 (2012) (it is a well-recognized principle
See RSA 630:5, I(b), III, VII. We affirm the trial court’s denial of the defendant’s impact evidence is admissible at the sentencing phase of a capital murder trial. to any other aggravating factors for which notice has been provided, victim
other aggravating factor for which notice has been provided.” RSA 630:5, III;
language of RSA 630:5, which permits the State to present information relating
97
would be admissible, thereby rendering superfluous the language allowing “any evidence beyond the specific aggravating factors enumerated in the statute such evidence is not permitted. Under such a construction, no aggravating
Id. at 971. Thus, the State could introduce “a limited amount of general
that are superfluous”). Accordingly, we hold that pursuant to the plain
motion to strike the State’s victim impact non-statutory aggravating factor. 630:5 expressly identifying victim impact evidence as an aggravating factor, We disagree with the defendant’s argument that, absent language in RSA
hearing), superseded by statute as stated in Taylor v. State, 156 P.3d 739 and to the murderer’s character and propensities. of statutory construction that “the legislature is presumed not to use words
trial fundamentally unfair.” Id. at 891 (quotation omitted); see also Miller v.
of those myriad factors encompassed within the statutory language nature and (Utah 2007).
Nesbit, 978 S.W.2d at 889. Despite case law that limited evidence regarding of evidentiary law was neither relevant nor probative in a capital sentencing that extent is relevant both to the circumstances of the crime include, but not be limited to, the nature and circumstances of the crime.” Carter, 888 P.2d 629, 651-53 (Utah 1995) (victim impact evidence as a matter is a fact bearing on the murderer’s moral culpability and to by Brown v. Commonwealth, 313 S.W.3d 577 (Ky. 2010). But see State v. victim’s death, this general knowledge at the time of the crime Commonwealth, 121 S.W.3d 198, 206 (Ky. 2003), overruled on other grounds State, 913 So. 2d 1148, 1165 (Ala. Crim. App. 2004); Parrish v.
may be introduced provided it is not “so unduly prejudicial that it renders the circumstances of the crime.” Id. at 890. Therefore, victim impact evidence
concluded that “the impact of the crime on the victim’s immediate family is one aggravating circumstances to those enumerated in the statute, the court
“as to any matter the court deems relevant to the punishment and may statute provided that evidence may be presented in the sentencing proceeding should have foreseen some of the consequences of his Likewise, in State v. Nesbit, 978 S.W.2d 872 (Tenn. 1998), the pertinent Since a specific intent murderer either knew or reasonably
evidence demonstrating harm to the victim’s survivors.” Id. evidence providing identity to the victim and a limited amount of general penalty phase of a capital trial, Booth deprives the State of the
family. By turning the victim into a faceless stranger at the
represents a unique loss to society and in particular to his individual, so too the victim is an individual whose death that just as the murderer should be considered as an
defendant is entitled to put in, by reminding the sentencer
proper punishment for a first-degree murder.
98
interest in counteracting the mitigating evidence which the harm caused by the defendant. The State has a legitimate have before it at the sentencing phase evidence of the specific having before it all the information necessary to determine the
Because Payne v. Tennessee, 501 U.S. 808 (1991), often serves as a
is narrowed to a filament. We are to keep the balance true.” Id. at 827
society which has resulted from the defendant’s homicide.” Id. (citation and
defendant’s moral culpability and blameworthiness, it should full moral force of its evidence and may prevent the jury from
is due to the accuser also. The concept of fairness must not be strained till it
chose to extinguish or demonstrating the loss to the victim’s family and to
conclude that for the jury to assess meaningfully the According to the Court, its misreading of precedent in Booth “unfairly We are now of the view that a State may properly
from the crime which he had committed.” Id. at 822. (quotation omitted). erred “in admitting this evidence under RSA 630:5, III.” in any of our cases preceding Booth that the defendant, entitled as he was to asserts that the evidence was “unfairly prejudicial” such that the trial court quotation omitted). As the Court stated, “Justice, though due to the accused, Briggs’s life and the harm to his family” that resulted from his murder. He victim impact evidence and prosecutorial argument on such evidence. Payne,
the State from “either offering a quick glimpse of the life which a defendant relevant mitigating evidence a capital defendant may introduce, while barring sentencing, we begin by examining that decision. In Payne, the United States weighted the scales in a capital trial” by placing virtually no limits on the
individualized consideration, was to receive that consideration wholly apart
501 U.S. at 827. The Court explained that “it was never held or even suggested the scope of what was necessary to afford the jury a ‘quick glimpse’ of [Officer] that those decisions held that the Eighth Amendment precludes admission of The defendant next argues that “[t]he victim impact evidence exceeded 496 (1987), and South Carolina v. Gathers, 490 U.S. 805 (1989), to the extent Supreme Court overruled its prior decisions in Booth v. Maryland, 482 U.S.
touchstone for establishing the contours of victim impact evidence at capital in this case as part of the victim impact evidence. See, e.g., People v. Zamudio, Some courts have allowed more photographs than the thirty-six admitted
99
impact aggravating factor). phase case-in-chief, was relevant to establishing the non-statutory victim
See, e.g., United States v. Nelson, 347 F.3d 701, 712-13 (8th Cir. 2003) and some have allowed testimony from individuals other than family members.
Amendment” because no such evidence was presented in Payne. Id. at 830 victim impact witnesses, taking up eighty percent of the government’s penalty States v. Bolden, 545 F.3d 609, 626-27 (8th Cir. 2008) (testimony from sixteen (Fla. 2008) (testimony admitted from five victim impact witnesses); United Id. at 825. Also, Payne left undisturbed the portion of Booth that held that “the seven friends and family members); Deparvine v. State, 995 So. 2d 351, 378 Payne, 501 U.S. at 825 (quotation omitted). Constitutional concerns arise only State v. Knese, 985 S.W.2d 759, 771-72 (Mo. 1999) (testimony allowed from death represents a unique loss to society and in particular to his family.” (testimony allowed from three family members, two neighbors, and a teacher);
Pursuant to Payne, therefore, there is no federal constitutional of witnesses than the four immediate family members who testified in this case, For example, some courts have allowed testimony from a greater number
permissible victim impact evidence set forth in Payne. the crime, the defendant, and the appropriate sentence violates the Eighth decision, federal and state courts have fleshed out the broad contours of fundamentally unfair.” Id. Over the two decades since the Supreme Court’s when victim impact evidence is “so unduly prejudicial that it renders the trial Process Clause of the Fourteenth Amendment provides a mechanism for relief.”
phase of a capital trial to demonstrate that “the victim is an individual whose impediment to the State introducing victim impact evidence during the penalty
relevant evidence is treated.” Id. n.2. imposed. There is no reason to treat such evidence differently than other
admission of a victim’s family members’ characterizations and opinions about
so unduly prejudicial that it renders the trial fundamentally unfair, the Due penalty,” it noted that in the event victim impact evidence is introduced “that is Id. at 825 (citations, quotations, and brackets omitted). Thus, the Court held stating that this kind of evidence leads to the arbitrary imposition of the death Although the Court concluded that “the Booth Court was wrong in
to the jury’s decision as to whether or not the death penalty should be the victim and about the impact of the murder on the victim’s family is relevant per se bar.” Id. at 827. “A State may legitimately conclude that evidence about and prosecutorial argument on that subject, the Eighth Amendment erects no that “if the State chooses to permit the admission of victim impact evidence For example, in Salazar v. State, 90 S.W.3d 330 (Tex. Crim. App. 2002),
victim impact evidence allowed by the trial court in this case. cases cited by the defendant, however, differ significantly from the scope of
moral response.” (Quotation omitted.) The circumstances presented in the
their opinions about the crime, the defendant, or the sentence. See Payne, 501
“creat[ing] the risk of a death verdict based on emotion rather than a reasoned video clips, “contributed to the emotional nature of the presentation,” thus chronological montage. Music accompanie[d] the entire Briggs as a child, as well as photographs of Officer Briggs’s children, including
and brackets omitted.) Further, we note that none of the witnesses offered 100 prejudicial that it would render the trial fundamentally unfair.” (Quotations and his characteristics as an individual human being,” and “is not so unduly
approximately 140 still photographs, arranged in a rendered it inadmissible.” Specifically, he argues that evidence of Officer
that “[i]n the wake of Payne, ‘the vast majority of jurisdictions that have
harm, injury and loss that Officer Briggs’ family feels as a result of his murder
The defendant nonetheless argues that “the content of the evidence consisting of as part of its victim impact evidence the State showed a video recording State v. Muhammad, 678 A.2d 164, 177 (N.J. 1996) (collecting cases)). The
considered by sentencing authorities.” (Quotation omitted.) The court noted
the jury of the specific harm caused by his murder,” is “highly probative of the
within “the parameters of Payne . . . and . . . under RSA 630:5, III” because it
was clearly untenable or unreasonable to the prejudice of the defendant’s case. such evidence is relevant to determining the appropriate sentence.’” (Quoting U.S. at 830 n.2. On this record, we do not conclude that the trial court’s ruling
specific harm caused by the crime in question, evidence of a general type long
trial court, citing Payne, reasoned that “victim impact evidence is simply “shows Officer Briggs’ uniqueness as an individual human being and informs Here, in allowing the victim impact evidence proffered by the State, the
trial court concluded that the State’s victim impact testimony was admissible
considered the admissibility of victim impact evidence have . . . concluded that
Wheeler v. State, 4 So. 3d 599, 608 (Fla. 2009) (fifty-four photographs allowed). another form or method of informing the sentencing authority about the 181 P.3d 105, 134 (Cal. 2008) (118 photographs allowed for two victims);
minutes long). video); Hicks v. State, 940 S.W.2d 855, 857 (Ark. 1997) (video almost fourteen minute video); People v. Kelly, 171 P.3d 548, 570 (Cal. 2007) (twenty-minute United States v. Wilson, 493 F. Supp. 2d 491, 505 (E.D.N.Y. 2007) (twentylonger than the three short video recordings shown in this case. See, e.g., In addition, some courts have found no error in showing video recordings Salazar, 90 S.W.3d at 333. The court concluded that the probative value of
the victim and his teen-age buddies.
presumably going to their prom, and more candid shots of
because of its undue emphasis upon the adult victim’s halcyon childhood.” Id.; player. There [was] a picture of him and his date,
Id. at 337. Although the court noted that “[w]hile the probative value of one or
circumstances surrounding his death; nor [did] they show how the
“infant-growing-into-youth” photographs is de minimus. “[the video montage] is very prejudicial both because of its sheer volume, and not his past. The probative value of the vast majority of these prowess as a young soccer player and eventually as a football an adult, not a child. He extinguished [the victim’s] future, cheerful young man. It catalog[ued] his evident and early victim’s] progression from a cheerful child to an equally 101
puppy dog. snuffed out the life of . . . the young boy hugging his blond future in no way provid[ed] insight into the contemporaneous and prospective angelic infant; he killed this laughing, light-hearted child; he
substantially outweighed by the risk of unfair prejudice,” it concluded that infant, toddler, or small child, but [the defendant] murdered
include[d] numerous annual school pictures showing [the
about the victim as a baby, his growing up and his parents’ hopes for his implicit suggestion is that [the defendant] murdered this see Conover v. State, 933 P.2d 904, 921 (Okla. Crim. App. 1997) (“Comments
two photographs of an adult murder victim’s childhood might not be Nearly half of the photographs showed [the victim] as an
stating: bluebonnets, and cuddling with a puppy. The video also friends, happily riding on a carousel, laughing in a field of toddler, playing the piano, frolicking at the beach with other
However, their prejudicial effect is enormous because the
Titanic. Celine Dion singing, “My Heart Will Go On,” from the movie
much of the video montage was low and the potential for unfair prejudice high,
children. Later photographs show[ed] [the victim] as a
“Storms in Africa” and “River” by Enya, and conclude[d] with seventeen-minute video and include[d] such selections as
parents, grandparents, unidentified relatives, and other small pictures show[ed] an angelic baby, surrounded by loving depict[ed] the victim’s infancy and early childhood. The Almost half of the approximately 140 photographs uniqueness as an individual and the harm done to the family by his absence.”
counsel that it “found the pictures were relevant to show [Officer Briggs’s]
childhood.” Following Laura Briggs’s testimony, the trial court indicated to magnitude of their loss without giving the jury some background of his would be difficult for [Officer Briggs’s] parents and sibling to convey the
result of the murder of their son and brother.” As the court explained, “[i]t
the loss and harm that Officer Briggs’ parents and siblings have suffered as a childhood [was] admissible victim impact evidence” because it was “probative of Here, the trial court found that “limited evidence of Officer Briggs’
102
charged display as might be unduly prejudicial.” Id. at 1113-14 (quotation
three-year-old).
irrational response from the jury or render the trial fundamentally unfair), cert.
there [was] no evidence that either witness exhibited such an emotionally
as a child. See, e.g., United States v. Barnette, 211 F.3d 803, 818-19 (4th Cir. 838, 851 (Okla. Crim. App. 1998) (victim’s stepfather testified about victim as a denied, Nelson v. California, 132 S. Ct. 183 (2011); Cannon v. State, 961 P.2d
victim “as victim impact evidence is designed to do” and did not invite a purely 301, 317 (Cal. 2011) (five photographs of the victim as a child humanized the victim as a toddler and various school pictures); People v. Nelson, 246 P.3d very brief, and while a person sitting in the courtroom broke down into tears, containing approximately 160 photographs, including photographs of the few short references to the victim’s childhood. Overall, the statements were 803 (2005); Hicks, 940 S.W.2d at 857 (allowing a fourteen-minute videotape By contrast, in Wilson v. Sirmons, 536 F.3d 1064 (10th Cir. 2008), the the court concluded that “[t]he victim impact statements here contained only a experiences), vacated on other grounds by Barnette v. United States, 546 U.S. crime had on their lives, including stories of the victims’ childhoods and family family.”). 2000) (seven members of the victims’ families testified about the impact the license, just set plans, hopes and dreams of taking care of his family.” Id. at long-range plans of being better educated. He had . . . gotten his real estate Numerous courts have allowed testimony and photographs of the victim
omitted). Sirmons, 536 F.3d at 1113. The victim’s mother testified that “as a child, a holidays because he was raised in a family that did not celebrate Christmas.”
inflammatory statements did not render the proceeding fundamentally unfair,” 1112 (brackets and quotation omitted). Noting that it had found that “far more psychologically, and physically impacted a member of the victim’s immediate circumstances surrounding his death have financially, emotionally,
responsible adult, and an asset to our family and the community. He had young adult, [the victim] didn’t give me any problems. He was maturing into a
victim’s widow testified that “the victim was especially fond of Christmas particular testimony.” Wamala, 158 N.H. at 590. Here, the record establishes “The trial court is in the best position to gauge the prejudicial impact of
moved by the testimony.
that. Obviously, from their facial expressions, they were jurors for their reactions, and I did not — I didn’t really see have been awfully subtle or something because I do watch the
[victim impact] testimony. . . . Anyway, if they did, it must
think I saw any jurors shed tears except for that during the alternates did cry during Laura Briggs’ testimony. I don’t reactions or tears by the jury. I must say, one of the
evidence . . . . [D]efense counsel referenced emotional
I do want to just comment on the victim impact
the State’s victim impact evidence, the court stated to counsel: observed the jurors, paying attention to their reaction. After the conclusion of
instructions. State v. Yates, 152 N.H. 245, 252 (2005).
they were admissible. As the evidence was presented at trial, the court
simply an emotional response to it.” Jurors are presumed to follow the court’s
the witnesses’ testimony, the trial court reviewed them and determined that from four immediate family members, a limited number of photographs of the allowing the State to introduce the photographs and video recordings during defendant’s objections to specific items of proffered evidence. Also, prior to
your consideration is limited to a rational analysis of the evidence rather than evidence what weight you wish in determining an appropriate punishment, but psychological [e]ffects of Officer Briggs’ death on his family. You may give this
Briggs’s life was not improperly presented to the jury through brief testimony victim impact evidence, the court held a hearing and considered the
103 statutory aggravating factor: “You may consider the financial, emotional, and
We have reviewed the record and conclude that the glimpse into Officer prejudicial to the defendant. As noted above, prior to the jury receiving any took precautions to ensure that the victim impact evidence was not unduly Both before and during the sentence selection phase of trial, the court
court instructed the jury as follows regarding the State’s victim impact non- Furthermore, as requested by the defendant, in its final charge the trial
ensured that it was not unduly prejudicial to the defendant.
that the court carefully assessed the impact of the testimony and, thus,
any longer.” were very relevant to the harm done to these boys by not having their father the sons without those videos. They’re very short, but they certainly showed —
hard to understand the nature of the relationship . . . between the father and Regarding the video recordings, the trial court stated that “it would be very sentence of life in prison without the possibility of parole.” He argued that “the
evidence of “any specific future conditions of incarceration regarding a
and admissible under RSA 630:5, III and Supreme Court precedent.” See
capital sentencing statute. See RSA 630:5, XIII, XIV (2007). Specifically, he Subsequently, the defendant filed a motion to preclude at sentencing
inaccurate.”
finding that the testimony . . . [was] consistent with the State’s Notice of Intent
court provide a jury instruction on the mode of execution based upon the
execution, ruling that such an instruction “is unnecessary and potentially
State’s evidence “amount[ed] to a constitutional violation given [the court’s] the trial court that the defendant has failed to explain how admission of the Fourteenth Amendment to the Federal Constitution. However, we agree with
death penalty protocols or the means of execution,” but requested that the trial the defendant stated that he did not intend “to introduce evidence regarding legislature could change the method in the future. In his responsive pleading, denied the defendant’s request for a jury instruction regarding the method of side may elicit evidence or comment on the method of execution.” It also By written order dated November 12, 2008, the court ruled that “neither 104
his due process rights under Part I, Article 15 of the State Constitution and the
irrelevant to the sentencing issues and potentially misleading given that the
2. Conditions of Confinement and Mode of Execution admission of the victim impact evidence in this case amounted to a violation of The defendant advances a constitutional argument, asserting that the
evidence.
is carried out in New Hampshire. It argued that such information was sentencing any information regarding the manner in which a sentence of death In August 2008, the State filed a motion to preclude at both phases of execution instruction). lethal injection, or, if lethal injection is impractical, hanging” (mode of a. Background asked the court to inform the jury that “the punishment of death is inflicted by
unfair”).
not unsustainably exercise its discretion in admitting the State’s victim impact outweighed by the danger of unfair prejudice and hold that the trial court did persuaded that the probative value of this evidence was substantially
long as it is not “so unduly prejudicial that it renders the trial fundamentally Payne, 501 U.S. at 825 (victim impact evidence is constitutionally acceptable so
three minutes in duration, of the victim interacting with his sons. We are not victim and his family members, and three short video recordings, in total under December 2, 2008. It ruled that information on prison conditions was “highly
The trial court denied the defendant’s motion by written order dated
previously found by the trial court. the form of the defendant’s proposed jury instruction, remained irrelevant as
Additionally, the State argued that information on the manner of execution, in
administrators and personnel who are well familiar with those protocols.” prison rules and guidelines, and will be presented by professional prison confinement was not speculative because it “will be based upon established
The State also argued that information on future conditions of
sentencing.” incarceration, and how the circumstances of such will change upon
how that environment is an inaccurate representation of his future
environment in which the defendant has conducted himself to date is artificial,
case.” The State sought to present information explaining “how the “present conditions of incarceration will change upon his sentencing in this to date he has remained in that unique housing arrangement,” and that his
[the defendant] was placed in a special tier without access to other inmates, and
past, present, and future. The State pointed out that “at his attorneys’ request information related to his conditions of confinement at the State Prison in the jurors should consider in mitigation,” it was entitled to rebut this factor with
place before the jury his behavior while incarcerated to date as a factor that
mitigating factor, the State argued that because “the defendant will affirmatively modification measures.” With respect to the defendant’s prison adjustment possibly could harm others, and the presence or absence of behavior
interactions with other inmates, his access to instruments with which he
expected to introduce “testimony . . . as to the defendant’s exposure to and
whether and to what extent he poses a danger to others.” It asserted that it defendant’s post-sentencing confinement” to inform the jury on “the issue of sought to introduce information on “[t]he nature and conditions of the
two mitigating factors pertaining to the defendant’s confinement. The State
aggravating factor alleging future dangerousness, and constituted rebuttal to incarceration was not speculative, was probative of the non-statutory The State objected, arguing that evidence of the future conditions of
105
means of carrying out a sentence of death.” without parole will be carried out because the court has barred evidence of the should bar evidence of the means by which the sentence of life in prison
limitations.” According to the defendant, “perhaps most importantly, the court
imposition of the death penalty in violation of state and federal constitutional process and would invite an unconstitutional risk of arbitrary or capricious misleading the jury and, thus, its admission would violate his “rights to due
would be speculative, irrelevant, and create a substantial risk of confusing or manner of imposing a sentence of life in prison without release on parole” prison guard. C-5 inmates take all of their meals inside their individual cells.
his cell, his hands are handcuffed behind his back and he is escorted by a
allowed out of their cells for an hour each day. Whenever a C-5 inmate leaves are in their cells, C-5 inmates are not secured or handcuffed, and they are purchase a “security grade” television with a thirteen-inch screen. While they
behavior and a minimum of six months, C-5 inmates may request approval to
books, writing materials, and personal letters. After a period of time of good allowed prison issued clothing, their legal materials, recreational paperback allowed in the inmate’s cell are “very restricted.” For instance, C-5 inmates are
C-5 inmate does not share his cell with other inmates and that the items
inmates, including some of the privileges available to them. He testified that a Warden Gerry described the living conditions for C-5, C-4, and C-3
inmates at the prison at that time, approximately 1,000 had C-3 status.
described C-3 as the general prison population custody level; of the 1,400
time, more than one hundred inmates resided in that unit. The warden custody level, in which inmates are housed in the Close Custody Unit; at the Unit” apart from the rest of the prison population. He identified C-4 as the next
hundred C-5 inmates were housed in the Special Housing Unit or “Max Custody
C-3. C-5 is the maximum custody level and, at the time, more than one imprisonment without possibility of parole could be classified as C-5, C-4, or testified that an individual convicted of capital murder and sentenced to life
who is sentenced to life in prison without possibility of parole. Specifically, he
C-5, the warden described the three classification levels available to an inmate Although the prison maintains five levels of classification, C-1 through
and activities . . . they [may] be involved in.”
classification “determine[s] where they are housed, [and] what programming
classification system “drives the correctional system” and that inmate placed in variously restrictive environments. He explained that the prison’s alternatives and outlined the classification process under which inmates are
Gerry, the prison warden. Warden Gerry described the prison’s housing
Hampshire State Prison for men in Concord through the testimony of Richard presented information about the custody classification system of the New Subsequently, during the sentence selection phase of trial, the State
106
information was relevant while the former was not. require it to reject the conditions of confinement evidence because the latter rejection of the defendant’s proposed mode of execution instruction did not
procedures that apply to every inmate.” The court further explained that its
confinement were “governed by long-established and predictable rules and information was not speculative because the defendant’s expected conditions of mitigating factor submitted by the defendant. The court ruled that the
prison environment and also was relevant to rebut the prison adjustment probative” of whether the defendant will present a future danger within the phase, the trial court instructed the jury that, when considering whether the
In its preliminary and final jury instructions at the sentence selection
as C-4. with other people in the living conditions of a lower classification status, such
inmates typically do not present problematic behavior until they interact more
with other people during his confinement on N Tier. He testified that C-5 present problematic behavior in the future because he had not been interacting warden testified that he was unable to predict whether the defendant would
he would no longer be monitored by video camera twenty-four hours a day. The
out of N Tier and into the Special Housing Unit with C-5 security status, where sentenced to life imprisonment without possibility of parole, he would be moved prison population. Warden Gerry testified that if the defendant were to be
defendant’s attorneys requested that he be kept separated from the rest of the
twenty-four hours a day by video camera. The warden explained that the
had been “completely isolated from the other inmates and staff” and monitored doors.” The defendant had resided on N Tier since November 2006, where he separated from the rest of the Special Housing Unit by a “series of two solid
“N Tier.” Warden Gerry described N Tier as four individual cells that are
of the Special Housing Unit, the defendant was the only inmate housed on arrangement. He testified that rather than being housed in the regular section Finally, the warden explained the defendant’s unique housing
trade, and play sports, such as basketball. while in prison, inmates may obtain a high school equivalency diploma, learn a vocational, and recreational opportunities available to inmates. For instance,
meals at the dining hall. Further, Warden Gerry testified about the educational,
and then secured for the night . . . .” Like C-4 inmates, C-3 inmates take their
institutional count times where all inmates are counted at that point in time their cells: “the only time they would be confined in their cells would be during testified that it is possible for C-3 inmates to spend most of their time outside of
pots” to heat food, recreational games, radios, and televisions. The warden
allowed a wider variety of personal property in their cells, such as “warming eight-person “dorm” rooms. Unlike C-5 and C-4 inmates, C-3 inmates are described as medium security. C-3 inmates live in either two-person cells or
closer to a year,” a C-4 inmate could be reclassified to C-3 status, which he
107
The warden testified that after a “[m]inimum of six months but probably
allowed outside their cells, and C-4 inmates take their meals at the dining hall.
C-5 inmates, C-4 inmates are not handcuffed and escorted when they are
inmates and are allowed out of their cells for several hours a day. Also unlike C-4 inmate. Unlike C-5 inmates, C-4 inmates share their cells with other that after “at least a year” as a C-5 inmate, an inmate could be reclassified as a
without possibility of parole can achieve a lower security status. He testified The warden also explained how an inmate sentenced to life imprisonment Punishment Clauses of the State and Federal Constitutions, see N.H. CONST.
constitutional analog. See Simmons v. South Carolina, 512 U.S. 154, 162 individualized sentencing command of the Eighth Amendment and its state dangerousness non-statutory aggravating factor fails to comport with the protected by the State and Federal Constitutions, see N.H. CONST. pt. I, arts.
rights under the Due Process Clauses and the Cruel and/or Unusual 108 unsustainably exercised its discretion,” thereby violating RSA 630:5, III and his parole inmate, but not evidence of the method of execution, the trial court future dangerousness during the penalty phase of a capital trial, recognizing constituted unsustainable exercises of discretion. See State v. Wamala, 158
b. Appellate Argument
“no bearing on [his] character.” He does not argue, however, that the future factor. proceeding free of the influence of arbitrary factors, passion, or emotion” III (2007) and his “rights to due process, a fair trial, and a capital sentencing was speculative, irrelevant, and “manifestly prejudicial,” violating RSA 630:5, 1. Conditions of Confinement
of the general prison conditions experienced by a hypothetical life without (1994) (plurality opinion) (“This Court has approved the jury’s consideration of We first consider whether the trial court’s decisions under RSA 630:5, III
confinement is irrelevant because it has “nothing to do with the crime” and has determined that the defendant failed to prove the prison adjustment mitigating The defendant contends that the information about conditions of
imprisonment without possibility of parole. He contends that such evidence
N.H. 583, 592 (2009). mode of execution jury instruction. He contends that “[b]y admitting evidence The defendant also challenges the trial court’s rejection of his proposed
c. Discussion
pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV. statutory aggravating factor that it found the State failed to prove. The jury also findings and sentencing verdict, future dangerousness was the only nonclassification while the defendant is incarcerated.” When the jury returned its regarding the conditions of confinement for inmates sentenced to life State to present, during the sentence selection phase of the trial, testimony The defendant challenges the trial court’s December 2 order allowing the
15, 18, 33; U.S. CONST. amends. V, VIII, XIV.
reasonable doubt, it could consider “any current, past, or future custody State had proven the future dangerousness aggravating factor beyond a change if he were sentenced to life imprisonment without possibility of parole,
defendant’s N Tier restrictive confinement, and how those circumstances would The trial court also found that evidence of the circumstances of the
the evidence of conditions of confinement relevant to future dangerousness.
prison setting. Accordingly, we hold that the trial court did not err in finding
potential weapons, bears upon whether he would pose a future danger in a to and interactions with other inmates, as well as his opportunity to access court properly determined that evidence of the defendant’s potential exposure
access to instruments that could be used to harm others. In so ruling, the
of the defendant’s future exposure to, and interactions with, other inmates and system and conditions of confinement to show, among other things, the extent Here, the trial court allowed information about the prison classification
109
commit violent acts in prison”).
environment.” United States v. Sampson, 335 F. Supp. 2d 166, 227 (D. Mass. in a maximum security prison, and less dangerous still in a more secure life”); Coble v. State, 330 S.W.3d 253, 268-69 (Tex. Crim. App. 2010) (the defendant is likely to present a danger in a prison setting if incarcerated for appellant, with his history of assaultive behavior, would have opportunities to appellant’s future dangerousness, such as considering whether a life-sentenced “had some relevance to, and would have aided the jury in determining,
institutional restraints put on that person”); Lucero v. State, 246 S.W.3d 86, 97 violence of the particular individual” as well as “the quantity or quality of the
significantly less dangerous in a medium security prison, even less dangerous
Federal Bureau of Prisons “is valuable to a jury asked to consider whether a
under current prison conditions” was not an abuse of discretion because it (Tex. Crim. App. 2008) (allowing testimony “that inmate violence can occur and admissible at capital sentencing. See RSA 630:5, III. relates to future dangerousness as a legitimate aggravating factor is relevant
would constitute a continuing threat to society” focuses upon “the character for “probability that the defendant would commit criminal acts of violence that
environment. A person who is dangerous in a halfway house may be individual presents is a function not only of that individual, but also of his confinement is relevant to the future dangerousness inquiry. “The danger any safety and the future assignment and classification of the defendant by the See, e.g., id. at 226-27 (evidence regarding federal prison administration and threat while serving the rest of his natural life in a high security environment. can be critical to the determination of whether a defendant poses a realistic information about the expected conditions of a defendant’s future confinement 2004), aff’d, 486 F.3d 13 (1st Cir. 2007). Courts have recognized that determinations made in our criminal justice system.”). Thus, information that that a defendant’s future dangerousness bears on all sentencing
We agree with the trial court that information on conditions of precedent. In Jurek v. Texas, 428 U.S. 262 (1976), “seven Justices rejected the
future conduct, this argument is foreclosed by United States Supreme Court confinement evidence invited the jury to speculate impermissibly about his To the extent that the defendant argues that the conditions of
amends the statute or prison officials amend the rules.”
point that the present conditions of incarceration may change if the Legislature “cross-examine the State’s witnesses or rebut the State’s evidence to make his impermissibly speculative. As the trial court noted, the defendant was free to
determination that evidence of the conditions of confinement was not
does not challenge this finding. We, therefore, uphold the trial court’s predictable rules and procedures that apply to every inmate.” The defendant because “[t]he conditions of incarceration are governed by long-established and
Moreover, the trial court ruled that the evidence was not improperly speculative
would receive if the jury determined not to impose a sentence of death. imprisonment without possibility of parole, the same sentence the defendant testimony on the conditions of confinement of inmates sentenced to life
term at the New Hampshire State Prison.” However, the State presented
110
throughout our criminal justice system.” Jurek, 428 U.S. at 274-75. criminal conduct is an essential element in many of the decisions rendered however, does not mean that it cannot be made. Indeed, prediction of future addressed “the conditions a typical inmate might experience if housed long-
predict future behavior. The fact that such a determination is difficult, He contends that none of the information was specific to him, but instead Barefoot v. Estelle, 463 U.S. 880, 897 (1983). “It is, of course, not easy to lacked probative value or was unfairly prejudicial because it was speculative. was therefore an invalid consideration in imposing the death penalty.” claim that it was impossible to predict future behavior and that dangerousness The defendant argues, however, that conditions of confinement evidence
mitigating factor. See RSA 630:5, III (“[t]he state and the defendant shall be possibility of parole did not constitute fair rebuttal to his prison adjustment housing arrangement if he were sentenced to life imprisonment without
has demonstrated his potential to adjust well in a secure prison setting.” See adjust safely to the prison environment. during his two years of pretrial confinement as evidence of his future ability to mitigating factor specifically called upon the jury to consider his behavior
defendant fails to explain why evidence of the expected changes to his unique
years of pre-trial confinement, [he] has committed no crimes and his behavior was relevant to rebut the defendant’s mitigating factor that “[d]uring his two
permitted to rebut any information received at the hearing”). His submitted
adjustment to prison evidence as relevant in mitigation of punishment). The Skipper v. South Carolina, 476 U.S. 1, 4-5 (1986) (approving the admission of “invoked [his] ability to watch Alabama football games and play pool with
privileges testimony. The defendant contends that in its closing, the State illustrate the alleged unfairly prejudicial nature of the warden’s prison The defendant further relies upon the State’s closing argument to
inmates is not borne out by the record. defendant’s characterization of the testimony regarding privileges afforded to not “a harsh punishment.” We agree with the State, however, that the
defendant argues that the jury would conclude that imprisonment for life was
relaxed.” Based upon this characterization of the warden’s testimony, the
medium custody inmate at the New Hampshire State Prison as carefree and of confinement was unfairly prejudicial because it “portrayed the life of a The defendant also asserts that the warden’s testimony about conditions
during his pretrial confinement. confinement in the N Tier kept him from the usual conditions of prison life inmates in the less restrictive custody levels showed that the defendant’s
prison setting.” The warden’s testimony regarding privileges extended to
and his behavior has demonstrated his potential to adjust well in a secure “[d]uring his two years of pre-trial confinement, [he] has committed no crimes to rebut the mitigating factor submitted by the defendant, which alleged that
had resided since his confinement at the State Prison. The State was entitled unpreserved.” See State v. Eaton, 162 N.H. 190, 195 (2011); State v. Winward, inmates, and thus “the specific appellate argument that [he] now makes is
the “artificially restrictive” N Tier housing environment where the defendant Moreover, the testimony put into context what the State characterized as the warden’s testimony about the privileges accorded C-5, C-4, and C-3
111
bore upon the issue of his future dangerousness. As the State correctly notes, during trial the defendant did not object to
numerous comforts and access to varied social and vocational activities.”
might have to access objects he could use to harm others. This information
“[t]hrough the Warden, the State left no doubt that C-3 inmates are afforded
and from direct monitoring by prison staff and revealed the opportunities he evidence showed the extent to which the defendant would be free from restraint the defendant’s future exposure to and interaction with other inmates. The danger, or ability to adjust to prison life.” According to the defendant, and games had no legitimate bearing on [his] character, capacity for future inmate’s access to cable television, work and educational opportunities, music,
privileges afforded to inmates at the various classification levels was relevant to preserved for appeal, we conclude that it lacks merit. Evidence about the 161 N.H. 533, 542 (2011). However, even assuming that this issue was privileges afforded at the inmate classification levels. He argues that “an The defendant also challenges the warden’s testimony describing the examination of the defendant. Dr. Barr testified that the defendant told him
interview with Dr. William Barr, a neuropsychologist who conducted an particular, the prosecutor pointed to the casual attitude he expressed during an directing the jury’s attention to evidence of the defendant’s lack of remorse. In
prison life would be “carefree and relaxed.” Rather, the prosecutor was
that a sentence of life in prison without parole would be unjust because his may have in prison, such as watching a football game, was not an argument In context, the State’s closing statements regarding the privileges the defendant
this case. It just doesn’t do justice. that he has caused here. A life sentence doesn’t do justice in spend thinking about the pain and the trauma, the real pain
while they’re playing pool or playing cards than he will ever
bragging to his criminal buddies about how he popped a cop
the next Alabama football game on his cable television or He will spend more time in that prison thinking about
to life.
and devastation that he had caused here if you sentence him way he’s going to spend one moment thinking about the pain of the pain that he has caused in this courtroom, there’s no
if he can’t express any emotion when he sees the raw emotion
prison feeling bad for what he has done here. You know that to life in prison, he is not going to spend one moment in that The cold reality is in this case that if you sentence him
this trial.
his violent criminal history just a few days before we started only expressed excitement when Dr. Barr talked to him about they are going to have to bear for the rest of their lives. He
remorse for what he did to Mike Briggs and for the pain that
112
You saw his behavior. He doesn’t — he didn’t show any only true if someone feels remorse for what they had done. sentence could be worse than a death sentence. But that’s Some of you told us in jury selection that a life
In its closing, the State argued:
that the record does not support the defendant’s characterization of them.
admissibility of the challenged conditions of confinement evidence, we conclude evidence. Even assuming that the State’s closing remarks are pertinent to the the remarks when assessing the prejudicial impact of the prison privileges
trial objection to the State’s closing remarks. Rather, he asks us to consider friends if sentenced to life without parole.” The defendant does not point to any which she responded:
prosecutor asked her, “How has Mike’s death impacted you and your family?” to same day that the warden testified. During the course of her testimony, the Officer Briggs’s mother presented victim impact testimony later on the
instruction to the jury. of its use because the trial court erroneously rejected his proposed limiting According to the defendant, the evidence was admitted without any limitation
warden’s testimony during the sentence selection phase of trial. See Eaton,
son would not enjoy the privileges available to a C-3 inmate such as Addison.”
points out, he did not make any such contemporaneous objection to the manner, his argument was not preserved for appellate review. As the State presented the conditions of confinement testimony in an impermissible explained. He characterizes a portion of her testimony as “lament[ing] that her emphasized aspects of the conditions of confinement that the warden defendant argues that the mother’s victim impact testimony improperly
113
to the prejudice of his case. To the extent the defendant argues that the State
of Officer Briggs’s mother. Thus, we review this preserved argument. The
the prison adjustment mitigating factor was clearly untenable or unreasonable confinement as probative of the future dangerousness aggravating factor and the trial court’s decision under RSA 630:5, III to admit evidence of conditions of upon a contemporaneous trial objection that he made regarding the testimony The defendant does, however, present an appellate argument resting
the likelihood that a defendant will receive a sentence of death. See Barefoot,
Accordingly, we hold that the defendant has failed to demonstrate that
162 N.H. at 195; Winward, 161 N.H. at 542. basis, commonly one that is emotionally charged.” State v. Town, 163 N.H. 790, prejudice does not exist simply because the contested evidence may increase undue tendency to induce a decision against the defendant on some improper In short, the defendant’s unfair prejudice argument is unavailing. Unfair
proponent seeks to introduce it — but it is only unfair prejudice against which
other relevant evidence against any defendant in a criminal case”); see also
796 (2012) (quotation omitted).
the law protects.” (quotation omitted)). Rather, unfair prejudice must have “an interested in a particular football game involving the Alabama Crimson Tide.” evidence is prejudicial — if the truth be told, that is almost always why the that their interview “better be done by middle of the afternoon because he was United States v. Pinillos-Prieto, 419 F.3d 61, 72 (1st Cir. 2005) (“Virtually all
render that “evidence inadmissible, any more than it would with respect to “increased the likelihood that petitioner would be sentenced to death” did not 463 U.S. at 905-06 (recognizing that the fact that psychiatric testimony The court declined to provide this instruction to the jury.
opportunities in the future. personally be afforded educational, recreational or vocational
death sentence, in any part, on whether the defendant may
on the appropriateness of a life without parole sentence or a other reason. Specifically, you cannot base your conclusion offered for any other reason and you cannot consider it for any
future dangerousness in prison. The testimony was not
testimony insofar as it may relate to the defendant’s potential confinement are permitted to do. You may only consider this through the system, and what inmates at each level of
about what the prison is like, how inmates may advance
purpose of this testimony was to educate you, in general,
serve life in prison without the possibility of parole. The defendant’s future confinement should you sentence him to You have heard testimony about the possible conditions of the
court to consider as part of the final jury charge: The defendant subsequently submitted the following limiting instruction for the with a limiting instruction and did not ask for any testimony to be stricken.
defendant was seeking. The defendant requested that the court provide the jury
testimony did not “cross any line,” the trial court asked what relief the defendant would be allowed to do in prison.” While ruling that the challenged mother’s victim impact testimony as somehow “listing . . . things that the
The trial court disagreed with the defendant’s characterization of the
victim “on the punishment of the defendant.” argued, her testimony improperly provided information on her “opinion” as a that [the defendant] would be able to earn in prison.” Thus, defense counsel
basketball, improperly compared “the privileges that the warden had testified to
son could no longer do, such as read, watch a “big screen” television, and play counsel contended that the mother’s testimony regarding the activities that her that it exceeded the permissible scope of victim impact evidence. Defense
114
Defense counsel subsequently objected to this portion of her testimony, arguing
loved his family, just as I love my family. children and Mike wanted to see this so much in his life. He
college or go on with their life, get married, or see their
watch grow up. He’ll never see his children graduate from music. He has two little boys. Those little boys he’ll never He can’t watch TV on a big screen. He can’t listen to his
play baseball. He can’t play basketball. He can’t play pool. I just think about all the things that Mike can’t do. He can’t 2. Mode of Execution of evidentiary error was not preserved. The record demonstrates that when
order but did not seek to introduce evidence on mode of execution. Therefore,
As a preliminary matter, we agree with the State that any appellate claim limiting instruction. without parole inmate may watch.” execution instruction. In a subsequent motion, the defendant referred to this execution evidence and that rejected the defendant’s proposed mode of that precluded both the State and the defendant from introducing mode of
the victim impact testimony of Officer Briggs’s mother and the proposed mitigating factor. Accordingly, we reject the defendant’s arguments regarding future conditions of confinement,” such as “the number of cable channels a life permitting the jury to also consider it when evaluating the prison adjustment language of RSA 630:5, XIII and XIV. Thereafter, the court issued an order 115
“If mode of execution evidence is not relevant, neither is evidence of an inmate’s evidence to only the future dangerousness aggravating factor, rather than relevance is directly tied to the relevance of conditions of confinement evidence: which he would be executed if sentenced to death. He argues that their defendant requested a mode of execution instruction pursuant to the statutory
195; Winward, 161 N.H. at 542. any appellate claim of evidentiary error was waived. See Eaton, 162 N.H. at
the proposed instruction would have limited the jury’s consideration of the conditions of confinement evidence set forth in the court’s December 2 order; evidence of, and denied his proposed jury instruction regarding, the mode by regarding death penalty protocols or the means of execution.” Instead, the defendant’s proposed instruction conflicts with the permissible scope of the execution, the defendant expressly agreed not to seek “to introduce evidence The defendant next contends that the trial court erroneously excluded responding to the State’s motion to preclude evidence on the manner of
unsustainable exercise of discretion.” State v. Littlefield, 152 N.H. 331, 334
available to a C-3 inmate as described by the warden. Moreover, the
trial court, and we review the trial court’s decisions on these matters for an response to a question from the jury are all within the sound discretion of the instruction is necessary, the scope and wording of jury instructions, and the rejection of his proposed instruction. “Whether or not a particular jury We are not persuaded by the defendant’s challenge to the court’s
comparing the privileges that her son could no longer enjoy to the privileges The record supports the trial court’s conclusion that the mother was not
(2005) (citations omitted). Unusual Punishment Clauses of the State Constitution. See N.H. CONST. pt. I,
raised by the aggravating factors and/or mitigating factors of the case. See
rights to more enhanced protection under the Due Process and Cruel or
of this evidence would amount to a constitutional violation.” See State v. explain how, if this evidence is admissible under RSA 630:5, III, the admission 116
any event, the defendant’s constitutional arguments on appeal are presented
establishing that the mode of execution instruction was related to matters On appeal, the defendant does not present any persuasive argument be free from punishments that are cruel and/or unusual; and (3) violated his Fourteenth Amendment to the Federal Constitution; (2) implicated his right to proposed [mitigating factor] concerning his behavior in prison to this point.” due process under Part I, Article 15 of the State Constitution and the
regarding the conditions of confinement information because he “failed to
argument before the trial court, it was not preserved for appellate review). In unfettered. See McCleskey v. Kemp, 481 U.S. 279, 304 (1987); Lockett v. Ohio, 411, 415 (2012) (because the defendant did not raise the constitutional selection phase of trial, the trial court properly recognized that this right is not protection than does the Federal Constitution. See State v. Matton, 163 N.H. pleadings in the trial court that the State Constitution affords him greater Additionally, we note that the defendant did not argue in his pertinent Jackson v. State, 684 So. 2d 1213, 1238 (Miss. 1996) (“the method of execution Chick, 141 N.H. 503, 504 (1996). The record supports the trial court’s ruling. dangerousness non-statutory aggravating factor] and to rebut the defendant’s deliberately, or to any mitigating circumstance of the crime or [his] character.”); and reject the proposed mode of execution instruction: (1) violated his rights to [the defendant] would be dangerous in the future, whether he acted
The trial court rejected the defendant’s constitutional arguments
arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV.
entitled to offer wide-ranging information in mitigation at the sentence
conditions of incarceration is highly probative of [the State’s alleged future the trial court’s decision to admit the conditions of confinement information relevant to any aggravating or mitigating factor while evidence of future jurors against the death penalty, does not have any relevance as to whether Finally, regarding his constitutional arguments, the defendant avers that the court ruled that “[t]he method of execution prescribed by statute is not
F.3d 197, 219 (2d Cir. 2008). 438 U.S. 586, 604 (1978) (plurality opinion); see also United States v. Fell, 531
is of no concern to the jury”). Although capital defendants are constitutionally
2006) (“The method used in executing prisoners, though it may turn some provide the requested mode of execution instruction. In its December 2 order, RSA 630:5, III; see also Fuller v. Dretke, 161 Fed. Appx. 413, 416 (5th Cir. We also agree with the State that the trial court did not err in refusing to statutory aggravating factors beyond a reasonable doubt; (2) show the strength
were necessary to: (1) prove the factual circumstances of the prior crimes non- The State objected, arguing that witness testimony and related exhibits
additional facts.”
imprisonment conviction.
not, and several ‘trials within a trial’ would be necessary to challenge the guilty to has been proven beyond a reasonable doubt, but additional facts have regarding the 1996-2003 offenses, he asserted: “What [the defendant] has pled
person in October 2003; and (5) his probation violation arising out of the false
In his motion in limine, the defendant argued that his proposed
of the aggravating factors identified in the death penalty notice. Finally,
person in March 1997; (4) his participating in the false imprisonment of a
117
incident in high school. crimes, arguing that such victim impact testimony would fall outside the scope
twice pulling the trigger in December 1996; (3) his stabbing and kicking a August 1996; (2) his pointing a loaded gun at a fellow high school student and 1996 and 2003: (1) his assaulting his mother and his threatening to kill her in Roy Drive shooting on October 15. defendant’s unlawful possession of a firearm during that robbery; and (10) the the 7-Eleven convenience store armed robbery on October 11; (9) the
to the assault of his mother and pleaded guilty as a youthful offender to the gun prior unlawful conduct as convictions, even though the defendant pleaded delinquent 1 We refer, as do the parties in their briefs, to the legal disposition of the defendant’s testimony. He also sought to exclude the testimony of victims of the prior
aggravating factors relate to the crimes that the defendant committed between
defendant’s unlawful possession of a deadly weapon during that robbery; (8)
limitation would prevent “unfair prejudice” that would arise from witness
warrant independent constitutional analysis. See State v. Ayer, 154 N.H. 500, the certified records of the convictions. The first five prior crimes non-statutory
defendant filed a motion in limine requesting that the trial court limit the 2006: (6) the El Mexicano Restaurant armed robbery on October 10; (7) the defendant committed in the week preceding the capital murder in October
1 The remaining five relate to the crimes that the
3. Prior Crimes
RSA 630:5, III. Accordingly, we conclude that these perfunctory claims do not State’s evidence about the ten prior crimes non-statutory aggravating factors to without adequately developed legal argument apart from his argument under
In November 2008, before the sentence selection phase of trial, the
a. Background
513 (2006); Chick, 141 N.H. at 504. prejudice, confusing the issues, or misleading the jury. See RSA 630:5, III the prior crimes was not substantially outweighed by the danger of unfair probative value of evidence explaining the facts and circumstances underlying By written order dated November 25, 2008, the trial court ruled that the
the defendant in possession of a gun at the Central Street apartment on the jury in deciding how much weight to give to each. explain the prior crimes non-statutory aggravating factors and to assist the
Edwards, as well as the expected testimony of Davis and Hussey that both saw shooting, the defendant told her that he intended to kill her father, Bruce defendant objected to Davis’s expected testimony that, just prior to the call two to four witnesses for each of the seven separate criminal episodes to
whom witnessed events surrounding the Roy Drive shooting. In particular, the October 2006 crimes beyond a reasonable doubt. It stated that it intended to
of certain anticipated testimony of Kyarra Davis and Laura Hussey, both of that the jury had not yet been asked to determine the circumstances of the 2006 crimes. Among his specific objections were challenges to the admission 1996-2003 offenses had been presented to the jury during the guilt phase, and testimonial evidence supplementing the guilt phase evidence about the October circumstances of these crimes. The State countered that no evidence of the
which the defendant again argued against the admission of any further the October 2006 non-capital crimes was sufficient to establish the
outside the presence of the jury, a hearing on the defendant’s motion, during proven beyond a reasonable doubt and that the guilt phase evidence relating to Less than one week later, on December 1, the trial court conducted, The defendant argued that the convictions established that the crimes were trial court conducted a hearing on the admissibility of prior crimes evidence.
presenting victim impact statements regarding the prior offenses. On November 20, the day before the sentence selection phase began, the
118
witnesses for each of the seven criminal episodes and precluded the State from sentence. have as much relevant information as possible in order to determine the
noted that the State had represented that it intended to call four or fewer witnesses who can testify about physical evidence related to the crime.” It through the testimony of “victims of the crimes, investigating officers, and/or the defendant’s “trial within a trial” argument, asserting that jurors should
(2007). The court ruled that the State could present prior crimes evidence to what weight to assign proven aggravators.” Finally, the State disagreed with considered in sentencing”; and (3) “inform the decision of individual jurors as proven particular aggravators beyond a reasonable doubt and thus can be
“inform the jury’s unanimous threshold decision of whether the State has of the proof against the defendant and the nature of the crimes in order to Brian St. Peters, went to the residence of Mathys Morgan to discuss a debt that
Londonderry police officer Kim Bernard. Briles testified that he and a friend,
that occurred in October 2003: Gerald Briles, one of the victims, and Fourth, two witnesses testified about the false imprisonment incident
weapon.
armed robbery and two counts of assault and battery by means of a dangerous stabbed Purdy during this physical assault. The defendant pleaded guilty to him, caught him, and repeatedly punched and kicked him. The defendant
one took his hat and a fight ensued. When Purdy ran away, the group chased
that, when walking near a local high school, Purdy encountered four teenagers; assailants had stabbed him. Detective Benton interviewed Purdy and learned assaulted. She noticed a wound on Purdy’s hip and Purdy said that one of the
responded to the residence of Tredaine Purdy, who told her that he had been
Jeremiah Benton. Officer Lezama testified that pursuant to a 911 call, she
in March 1997: Boston police officer Diane Lezama and Boston police detective Third, two witnesses testified about the stabbing incident that occurred
the gun was capable of being discharged.
about his forensic examination of the gun and the two bullets, concluding that a firearm, possession of ammunition, and assault and battery. Dupre testified pleaded guilty to charges of armed assault with intent to murder, possession of
grounds and discovered that it was loaded with two bullets. The defendant
responded to the scene. Officer Pitts testified that he located the gun on school ensued, and Officer Pitts, who was a school security officer at the time, face and pulled the trigger twice, but the gun did not discharge. A fight
shot today.” When Andrade turned around, the defendant pointed a gun at his
school, he heard a person behind him say, “Some Cape Verdean is going to get
Pitts, and Marc Dupre, a forensic expert. Andrade testified that while in Manual Andrade, who was the victim of the crime, Boston police officer Jerome Second, three witnesses testified about the December 1996 gun incident:
delinquent to charges of assault and battery and issuing threats. residence and arrested him. He was sixteen years old at the time and pleaded rocks at her window. The police located the defendant outside Kiser’s
119
beat me down, dog bitch,” and that he left her apartment and began throwing
arm and threatened to kill her. She also stated that he told her, “You can’t 1996. They testified that Kiser told them that her teenage son had grabbed her testified about the defendant’s assault on his mother, Cheryl Kiser, in August
factors. First, Boston police officers Thomas Garneau and Daniel Moroney
criminal episodes underlying the prior crimes non-statutory aggravating The State called several witnesses to testify about six of the seven
and reaffirmed its November 25 written order. evening of the shooting. The trial court overruled the defendant’s objections State introduced the surveillance video recording as a full exhibit; during the
Second, regarding the 7-Eleven convenience store armed robbery, the
including approximately $300 in cash. money. He testified that he was afraid and gave the defendant several items,
robbery, the defendant threatened him with a utility knife and demanded
shoot him. Paz, a customer in the restaurant, testified that, during the and then lowered his head because he thought that Bell-Rogers was going to remembered that he told the gunman that he could not remove the bracelet
second time over Rodriguez’s head, demanding the bracelet. Rodriguez
was unable to remove a bracelet from his wrist. Bell-Rogers fired the gun a Rodriguez’s legs. Rodriguez relinquished his watch and his gold necklace but demanded all of his possessions, and fired a single shot into the floor between
When Rodriguez approached, Bell-Rogers pointed a gun at Rodriguez,
the cash register and the defendant positioned himself near a billiards table.
defendant and Bell-Rogers came into his restaurant, Bell-Rogers walked over to the crime. Rodriguez, the owner of the restaurant, testified that when the Restaurant armed robbery: Jose Rodriguez and Alexander Paz, both victims of
2006 non-capital crimes. First, two witnesses testified about the El Mexicano
The State also presented additional evidence regarding the three October
probation violation. sentences. The defendant’s Massachusetts probation officer testified about the charges, the defendant’s plea colloquy at court, the resulting convictions, and the criminal charges for both the gun and the stabbing incidents, testified about the convictions. Additionally, Mark Zanini, the Boston prosecutor who had pursued defendant as the perpetrator, and certified court records documenting the December 1996 crime, police photograph arrays from which victims identified the various exhibits during their direct testimony, including the gun used during the The witnesses who testif ied about these 1996-2003 crimes referred to
stipulated as true.
conviction also resulted in a probation violation report, which the defendant holding St. Peters. The defendant pleaded guilty to false imprisonment. This statement and then located the car in which the defendant and Morgan were
Sergeant Bernard, the responding officer, testified that she took Briles’s
120
car, Briles ran to the closest house for help, and the resident called the police. Peters if Briles made any “mistakes.” While St. Peters remained locked in the order to retrieve his wallet from his car and threatened to harm him and St.
impound lot, the defendant and Morgan allowed Briles to leave the vehicle in
impounded, and the four men traveled to Londonderry to find the car. At the told the defendant and Morgan that his wallet was in his car, which had been he was afraid when he saw the gun and that his “heart [was] racing.” Briles
they demanded payment from Briles, showing him a gun. Briles testified that Briles owed Morgan. The defendant and Morgan were at the residence, and the shooting.
minutes. Frank Swist testified that he was “[s]hocked, to say the least” during
bathroom and Dale go outside with a baseball bat. The police arrived within heard several more gunshots. He saw Edwards come out of the apartment made his bed shake. While crawling on his hands and knees in the hallway, he
bedroom when he was awakened by a gunshot. He recalled that a second shot
Frank Swist, Angela Swist’s father, testified that he was sleeping in his
fire and then he ran from the apartment to chase Bell-Rogers.
with the baseball bat, trying to make Bell-Rogers think that he was returning
parked car and start shooting at his apartment. Dale hit the balcony railing porch. Within a few minutes, Dale saw Bell-Rogers emerge from behind a Dale picked up an aluminum baseball bat for protection and went onto the
background say, “You’re dead anyways.” When the telephone call concluded,
argued over the telephone about Davis. He recalled hearing a person in the
him. When he returned to his apartment at Roy Drive, he and his sister had been at a local club where Edwards told him that three men had “jumped” Dale Swist, Angela Swist’s brother, testified that earlier in the evening he
shot at the balcony. had returned to the Central Street apartment, the defendant said that they had nearby gas station, and Davis recalled that after the shooting, when the group
on a balcony. Before the shooting occurred, Swist and Shipley drove Davis to a
apartment complex, Davis saw Edwards and Angela Swist’s brother standing kill Edwards. Later, when she was in Hussey’s car driving by the Roy Drive apartment in the back of the building, where he indicated that he was going to
that before the shooting, she and the defendant were outside the Central Street
saw it in his waistband when he returned from the club. Davis also recalled
his possession before he went to the local club that evening; and second, she of a gun on two occasions at the Central Street apartment: first, she saw it in testified that on the night of the shooting, she saw the defendant in possession
presented by way of a transcript from the prior non-capital felony trial. Davis
The testimony of Kyarra Davis, the daughter of Bruce Edwards, was
Shipley’s bedroom at the Central Street apartment.
Edwards at the club and that she later saw the defendant holding a gun in
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Hussey testified that she saw the defendant, Bell-Rogers, and Birely beat up drove Birely back to the apartment complex before the shooting occurred. Shipley’s Central Street apartment on the evening of the shooting. She also
was an acquaintance of Paul Birely and accompanied him to a local club and to
Hussey, Kyarra Davis, Dale Swist, Frank Swist, and Henry Aliberti. Hussey Third, five witnesses testified about the Roy Drive shooting: Laura
video itself had not been admitted into evidence. guilt phase of the trial the video recording had been played for the jury, but the b. Appellate Argument
proven the ten prior crimes non-statutory aggravating factors. When the jury returned its sentencing verdict, the jury found that the State had exceeding the bounds of the trial court’s November 25 or December 1 rulings. The defendant did not object to the Stat e’s presentation of this evidence as
sentence that the defendant could face for each conviction. conclusion of the capital murder trial and testified about the maximum the defendant would not receive sentences for these convictions until the
possession in connection with the Roy Drive shooting. She also explained that
the resulting convictions, and the defendant’s acquittal of the charge of felon in
the length of testimony and the number of witnesses who testified at each trial, was part of the prosecution team for all three trials. Gorham testified about Gorham, an assistant attorney general for the State of New Hampshire who
the three October 2006 non-capital crimes through the testimony of Karen
Federal Constitutions.” See N.H. CONST. pt. I, arts. 15, 18, 33; U.S. CONST.
Further, the State presented certified copies of the defendant’s convictions for that the police officers had discussed during their guilt phase testimony. several photographs of the El Mexicano Restaurant and Roy Drive crime scenes
“the Due Process and Cruel and Unusual Punishment Clauses of the State and the defendant, the trial court’s evidentiary decision violated RSA 630:5, III and unduly influenced by evidence of other crimes [he] committed.” According to
number of exhibits during their testimony, including Bell-Rogers’s gun and
122 unfairly prejudicial and “created an unacceptable risk of a death sentence
apartment because that allegation was not included in the State’s notice of
The witnesses for the October 2006 non-capital crimes also referred to a
he was away, because he expected his home to be a secure and safe place.
contends that the prior crimes evidence permitted by the trial court was the certified records of his convictions and the guilt phase trial evidence. He have limited the prior crimes evidence at the sentence selection phase of trial to testimony of Hussey and Davis that he possessed a gun at the Central Street Second, the defendant argues that the trial court erred by admitting the
amends. VIII, XIV.
“unnerving, initially” to learn that a bullet had penetrated his apartment while
regarding the prior crimes evidence. First, he argues that the trial court should The defendant raises two challenges to the trial court’s decisions
the apartment floor. Aliberti testified that it was “pretty shocking” and Aliberti called the police, and the investigating officer found a bullet lodged in television news reports. After discovering a bullet hole in his living room wall,
when he returned home after a weekend away, he learned of the shooting from Henry Aliberti, also a resident of the apartment complex, testified that murder. See RSA 630:5 (2007); Tuilaepa v. California, 512 U.S. 967, 972 evaluating the defendant’s character and the circumstances of the capital
123
not substantially outweighed by the dangers identified in RSA 630:5, III. Cf.
was substantially outweighed by its unfairly prejudicial impact. phase of a capital trial given that, at that phase, the jury’s task involves
be admitted at sentencing, provided that the probative value of the evidence is
he contends that the probative value of the testimonial and exhibit evidence criminal conduct, may be properly admitted during the sentence selection defendant does not challenge the relevance of the evidence admitted. Instead, to the certified records of his convictions and the guilt phase evidence, the In challenging the trial court’s refusal to limit the prior crimes evidence
1. Testimonial Evidence and Related Exhibits
34 S.W.3d 93, 113 (Mo. 2001). (1994); United States v. Fell, 360 F.3d 135, 143 (2d Cir. 2004); State v. Johns, c. Discussion penalty notice. Accordingly, a wide range of relevant prior crimes evidence may prior felony trial, rather than by live testimony. that the State may present regarding aggravating factors identified in a death The capital sentencing statute is silent as to the sources or types of proof prejudicial at the guilt phase of a capital trial, such as a defendant’s prior sentence” (quotation omitted)). Further, evidence that would be unfairly choosing the sources and types of evidence on which to rely in imposing Kimball, 140 N.H. 150, 151 (1995) (“[a] trial court has broad discretion in Punishment Clauses of the State and Federal Constitutions.” See N.H. CONST. has always been free to consider a wide range of relevant material”); State v. fairness concerns addressed by the Due Process and Cruel and Unusual Payne v. Tennessee, 501 U.S. 808, 820-21 (1991) (“the sentencing authority was inadmissible under RSA 630:5, III” and “also implicate[d] arbitrariness and
presentation of the testimony of Kyarra Davis through a transcript from the objections to the witness testimony that he does not appeal, such as the State’s December 1 hearing the trial court rejected several of the defendant’s specific bench ruling in tandem with the court’s November 25 written order. trial court’s rulings on the prior crimes evidence, we consider the December 1 discretion. See State v. Wamala, 158 N.H. 583, 592 (2009). In reviewing the evidentiary decisions under RSA 630:5, III was an unsustainable exercise of We first consider the defendant’s argument that each of the trial court’s aggravating factor, the uncharged incident of felon in possession of a firearm intent to seek the death penalty. He argues that “[a]bsent a nexus to an
pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV. We note that at the aggravating factors justified the imposition of the death penalty. See RSA
aggravating factors, and the jury’s task included assessing whether proven prove beyond a reasonable doubt the existence of the non-statutory The State bore the burden at the sentence selection phase of trial to
guilt phase evidence were sufficient to establish their severity. the prior crimes and that the court records of his convictions as well as the challenged evidence was slight, given that he did not dispute that he committed
(Citations omitted.) The defendant argues that the probative value of the
explain the nature and severity of the aggravating offenses. factors and the State should be allowed to admit evidence to
will present extensive evidence in support of his mitigating
aggravators against established mitigators. The defendant
acts, the jury may not be able to fairly weigh these aggravator. Without sufficient information of the underlying information to determine the weight to afford to each proven More importantly, the jury must be given sufficient
beyond a reasonable doubt. that a court document is adequate to prove the conviction
deserving of a death sentence. aggravating value; that is, whether they tended to show that the defendant was
fact occurred. The capital jury may not, for example, find
124 facts or circumstances identified in the amended death penalty notice had
relevant to proving beyond a reasonable doubt that they in the State has proven beyond a reasonable doubt that the facts or circumstances the facts and circumstances of the prior offenses is highly following aggravating factors. ‘Proven’ means that the jury unanimously agrees that well as the facts underlying these crimes. Testimony about
conviction. The jury was instructed to assess, among other things, whether the circumstances underlying the prior crimes and not just upon the fact of sentence is appropriate.” (Emphasis added.) prior crimes non-statutory aggravating factors depended upon the facts and alleged are true and that those facts or circumstances tend to show that the death
following: “Instructions: Mark with an ‘X’ PROVEN or NOT PROVEN for each of the 2 In line with the final jury instructions, the Special Verdict Form set forth the aggravators, i.e., the offenses for which he was convicted as
2 Furthermore, the court explained in its
630:5, III, IV. The trial court’s ruling recognized that the significance of the
evidence to establish the information alleged in the the jury must undergo, the State is entitled to present some Given the State’s burden of proof and the weighing process
Regarding probative value, the trial court ruled as follows: the defendant’s bad character or criminal propensity. See Fell, 360 F.3d at 143 concerning the October 2006 non-capital crimes for the purpose of establishing
precluded during the guilt phase of the trial from presenting evidence It is significant that, consistent with Rule 404(b), the State had been
crimes non-statutory aggravating factors.
criminal conduct, and, therefore, relevant to the jury’s assessment of the prior
evidence was highly probative of the nature and severity of the defendant’s court acted well within its discretion under RSA 630:5, III in ruling that the evidence may have overlapped portions of the guilt phase evidence, the trial
the jury to review it for sentencing purposes. While some of the anticipated
admission of the surveillance video recording of the 7-Eleven robbery enabled
testimony of three residents who were present during the shooting. Also, the included aspects of the crime that the jury had not yet heard, such as the Restaurant. Similarly, the expected testimony about the Roy Drive shooting
evidence of what happened during the armed robbery of the El Mexicano
hearing, the defendant acknowledged that the jury had not heard any direct to New Hampshire Rule of Evidence 404(b). Indeed, during the December 1 the evidence presented to the jury during the guilt phase was limited pursuant
VI.A (Guilt Phase Review-Rule 404(b) Prior Crimes Evidence) of this opinion, Regarding the October 2006 non-capital crimes, as discussed in Part
crimes would assist the jury in evaluating the defendant’s conduct.
in ruling that evidence regarding the facts and circumstances of the 1996-2003
situation.” We conclude that the trial court sustainably exercised its discretion
crimes would show that the second defendant created “a much more dangerous actual gun. As the trial court noted, evidence about the circumstances of the defendant pretended to have a gun and the other in which a defendant used an
an example of two hypothetical armed robbery convictions: one in which a
hearing, the court illustrated the probative value of explanatory evidence using could properly evaluate the defendant’s criminal conduct. At the November 20 convictions, the jury should have an explanation of these crimes so that it
125
focus on the particulars of the criminal conduct at issue and to avoid inquiries
defendant stated that he would not challenge the validity of the actual
guilt for a particular crime. Adjudications of guilt are deliberately cabined to (“Facts relevant to sentencing are far more diffuse than matters relevant to these crimes to testify. The trial court determined that, even though the these convictions and that he expected the State to call some of the victims of jury had not heard any evidence describing his criminal conduct underlying Regarding the 1996-2003 crimes, the defendant acknowledged that the
factor. judgment when evaluating the weight to accord to each proven aggravating
justified a death sentence, each juror was required to render a qualitative instructions that in order to determine whether proven aggravating factors meaningless and abstract ritual, but rather a process
Consideration of prior “convictions” was not intended to be a
of considering the enumerated aggravating circumstances. defendant’s character and record, as is applicable to the task account such relevant information, bearing upon a
responsibility under the law. See United States v. Sampson, 486 F.3d 13, 44
126
identified in the prior crimes non-statutory aggravating factors. See RSA
analysis applies with equal force to those exhibits. See Parker, 886 S.W.2d at present sentencing statute is to allow a jury to take into
jury with important information to assist it in discharging its solemn testimony concerning the defendant’s prior criminal conduct would provide the latitude in presenting its case to meet its burden under RSA 630:5, and that The trial court properly recognized that the State has considerable
related exhibits that explained the facts and circumstances of each crime
during their testimony, but makes no specific argument about them. Our function of character analysis, and the central idea of the The defendant briefly refers to exhibits that the witnesses discussed Sentencing has long been regarded as having at its core a
trial as relevant to the defendant’s character). As the Supreme Court of Pennsylvania explained: Our holding is consistent with numerous decisions in other jurisdictions.
innocence.”); State v. Parker, 886 S.W.2d 908, 924 (Mo. 1994) (evidence 630:5, III. prior crimes). because they were used to help the jury understand the circumstances of the court was justified in ascribing high probative value to witness testimony and aggravating factors and the State’s high burden of proof, we hold that the trial circumstances of the crime” (quotation and emphasis omitted)); Johns, 34 (1st Cir. 2007). Given the jury’s responsibility to evaluate the alleged
selection phase of the trial. See Tuilaepa, 512 U.S. at 972 (the objective of aggravating factors is admissible at the sentence selection phase of a capital
irrelevant evidence in front of the jury before the determination of guilt or
924 (photographs of prior crimes were admissible at capital sentencing hearing
determination on the basis of the character of the individual and the
contrast, the defendant’s character was directly at issue in the sentence detailing the circumstances of prior convictions submitted as non-statutory into tangential matters that may bear on the defendant’s character.”). In
character and conduct, while avoiding the possibility of placing prejudicial or the presentation of a wide range of evidence about the defendant’s past S.W.3d at 113 (“A separate punishment phase exists in capital cases to permit
sentence selection at a capital sentencing is to make “an individualized the December 1 hearing, the State identified the witnesses whom it intended to
prior victims concerning “how they felt when the crime was occurring.” During
victims of prior crimes,” while allowing the State to elicit testimony from the court precluded the State from presenting evidence of “impact statements by witnesses who can testify about physical evidence related to the crime.” The
each offense, who will be victims of the crimes, investigating officers, and/or
representation that: “The testimony will be given by four or fewer witnesses for evidence. In its initial written order, the court approved the State’s The trial court limited the amount and content of the prior crimes
used it. to unfair prejudice: its volume; its content; and the manner in which the State history. He identifies three aspects of the prior crimes evidence as giving rise
127
an unacceptable risk that the jury would be unduly influenced by his criminal Com. v. Flor, 998 A.2d 606, 622-23 (Pa. 2010) (quotation omitted), cert. denied, The defendant nonetheless argues that the prior crimes evidence created a defendant’s character than is relevant. would be a hollow process, yielding far less information about
certified copies of the previous convictions. See State v. Pandeli, 161 P.3d 557,
reasoning that we find persuasive. statute that is materially different from RSA 630:5, or do not set forth those facts and circumstances, consideration of “convictions”
State’s presentation of prior crimes evidence should have been limited to The defendant relies upon five cases to support his argument that the
However, these cases either were decided in the context of a capital sentencing character of a defendant, and, indeed, without reference to 83 (Tenn. 2004); State v. Clark, 24 P.3d 1006, 1031-32 (Wash. 2001). concomitant to its commission, has much bearing upon the 650 P.2d 54, 63 (Okla. Crim. App. 1982); State v. Odom, 137 S.W.3d 572, 580ascertained through examination of the circumstances 565 (Ariz. 2007); State v. Lee, 559 P.2d 657, 661 (Ariz. 1976); Brewer v. State,
2006). S.E.2d 846, 858 (N.C. 2003); State v. Bennett, 632 S.E.2d 281, 287 (S.C. 924; Emil v. State, 784 P.2d 956, 961 (Nev. 1989); State v. Valentine, 591 (2006); State v. Allen, 913 So. 2d 788, 803 (La. 2005); Parker, 886 S.W.2d at (Kan. 2001), overruled on other grounds by Kansas v. Marsh, 548 U.S. 163 Ballard, 794 N.E.2d 788, 815 (Ill. 2002); State v. Kleypas, 40 P.3d 139, 264 (Colo. 1999); Cox v. State, 819 So. 2d 705, 716-17 (Fla. 2002); People v. defendant’s character. The nature of an offense, as 758 P.2d 1189, 1204-05 (Cal. 1988); People v. Dunlap, 975 P.2d 723, 745 through which a jury would gain considerable insight into a 131 S. Ct. 2102 (2011); see, e.g., Sampson, 486 F.3d at 44; People v. Karis, The trial court focused upon providing the jury with sufficient information to The defendant has not demonstrated that this evidence was excessive.
trial. estimated 5,400 pages of testimony transcript covering all three phases of the
State for consideration at sentencing comprised approximately 500 pages of an crimes.” Bennett, 632 S.E.2d at 287. The Supreme Court of Louisiana
phase of the trial — the totality of the prior crimes evidence presented by the transmuting into a sentencing referendum on all of the defendant’s prior direct testimony on the October 2006 prior crimes presented during the guilt prior crimes evidence should “prevent a capital sentencing proceeding from sentence selection phase of trial — together with the challenged 168 pages of of South Carolina recognized that the trial court’s decision as to the extent of
officers. Taking into account the challenged 349 pages of transcript during the evidence admitted during a capital sentencing proceeding. The Supreme Court Several courts have expressed concerns about the volume of prior crimes
eighteen witnesses, and related exhibits that were introduced by the State.
128
locations, different victims, different eyewitnesses, and different investigating related exhibits, covered seven distinct criminal episodes involving different more than four witnesses for each of the other crimes. This evidence, including during the sentence selection phase of trial, which comprise the testimony of
another unrelated crime.” State v. Smith, 793 So. 2d 1199, 1209, 1210 (La.
7-Eleven crime, the testimony of five witnesses for the Roy Drive crime, and no Here, the trial court permitted the State to introduce one exhibit for the court’s ruling permitted, the defendant focuses upon 349 pages of transcript murder [he] committed.” To illustrate the volume of evidence that the trial increas[ed] the risk of a verdict based on considerations aside from the capital the prior offenses a central feature of the penalty phase.” Cox, 819 So. 2d at
sentence for this offense and this offender” to “the defendant’s involvement in jury’s focus away from its primary function of determining the appropriate [prior crimes] evidence, although highly probative, impermissibly shifts the
716-17. evidence made his prior crimes a “central feature” at sentencing and “thus details of prior crimes evidence had been emphasized “to the level of rendering The defendant first argues that the sheer volume of the challenged Johns, 34 S.W.3d at 113. The Supreme Court of Florida examined whether the phase in a capital proceeding “result[ing] in a ‘mini-trial’ of prior offenses.” use of these witnesses. 2001). Similarly, the Supreme Court of Missouri cautioned against the penalty
observed that “there can be a point when the sheer magnitude and detail of the
witnesses regarding the Roy Drive shooting. The court approved the State’s call relating to the October 2006 non-capital prior crimes, including five testified about any harm that they sustained as a result of the crimes. Cf. Payne, of the shooting. Consistent with the trial court’s order, none of the witnesses described how he felt when he first returned to his apartment and saw evidence
Aliberti was not present in his apartment during the Roy Drive shooting, he confrontation, Briles was scared and his “heart [was] racing.” Although Henry testified that when the defendant or his friend showed Briles a gun during their they experienced at the time the crime was occurring. Gerald Briles, for instance, responded, “I was afraid.” Other witnesses also briefly related the feelings that feel” when the defendant was robbing him at knifepoint, to which the witness conclusion of direct examination, the State asked Alexander Paz “how did you about how that witness felt while the crime was occurring. For example, at the In several instances, the witness briefly responded to a single question
that the defendant challenges on appeal is fully consistent with this order. to show the gravity of the crimes committed by the defendant. The testimony Thus, the court determined that such testimony had probative value as tending testimony from the witnesses about how they felt as the crimes were occurring. not present victim impact testimony on prior crimes, but that it could elicit The trial court ruled in its November 25 written order that the State could
case.” those crimes on their victims” as a “potential sentencing factor in the capital he complains that the testimony allowed the jury to consider “the impact of
129
seriousness of his prior criminal conduct as reflective of his character. Rather, murder. See Johns, 34 S.W.3d at 113 (rejecting defendant’s claim that twentybased upon the character of the defendant and the circumstances of the capital
harm caused by the defendant”). 501 U.S at 825-26 (referring to victim impact evidence as “evidence of the specific
testimony was irrelevant or lacked probative value concerning the relative diverting the jury’s focus from its primary function of determining the sentence
reactions to the prior crimes. The defendant does not argue that such identifies several instances when witnesses testified about their emotional conclude that the extent of the prior crimes evidence created an undue risk of With respect to the content of the prior crimes evidence, the defendant phase trial that lasted approximately two months. On this record, we cannot the defendant constituted approximately two days of testimony in a threeof the defendant’s prior crimes. See Bennett, 632 S.E.2d at 287. the admitted evidence transform the sentencing phase into a referendum on all seriousness of [the defendant’s] actions after the [capital murder]”). Neither did
statutory aggravating factors. Further, the sum total of evidence identified by evaluate the existence and qualitative weight of each of the prior crimes non-
were eight prior crimes and the “quantity of evidence was directly related to the one witnesses in the penalty phase “was over the top,” reasoning that there selection phase of trial “increased the potential abuse of the other crimes legislature did not see fit to include. State v. Addison, 160 N.H. 732, 754 referenced the prior crimes evidence during its closing argument in the sentence The defendant also contends that the manner in which the State
evidence.
neither ignore the plain language of the legislation nor add words that the Our statutory scheme does not impose such a restriction. We can
sustainably exercised its discretion in establishing limits on the prior crimes
eyewitness. See, e.g., Rodriguez v. State, 753 So. 2d 29, 44-45 (Fla. 2000); 130 forth under RSA 630:5, III. Cf. Williams v. New York, 337 U.S. 241, 246
defendant’s prior crimes at capital sentencing. limit upon the number and type of witnesses who may testify about a number and type of prior crimes witnesses and, as discussed above,
two witnesses consisting of a law enforcement officer, a victim, or an types of relevant prior crimes evidence at sentencing within the boundaries set of the victim or of any eyewitness to the crime, see Smith, 793 So. 2d at 1209-
unduly focusing the jury’s attention upon prior convictions, see Finney, 660
legitimate concern for the trial court to consider, we decline to impose a specific shows that the trial court considered the risks of unfair prejudice regarding the (1949); State v. Breest, 116 N.H. 734, 755 (1976). The record in this case
in other jurisdictions that he claims limit such testimonial evidence to one or (2010). The trial court retains the discretion to admit various sources and “choose from any category of acceptable witnesses.” He relies upon decisions convictions to documents certifying the fact of conviction and to the testimony The defendant nevertheless faults the trial court for allowing the State to
of prior violent crimes, such as the risk of overly emotional testimony or of
determining the sentence for the capital offense. While we agree that this is a feature of the sentencing phase and shift the jury’s focus away from its task of 10. Both courts were concerned that the prior crimes evidence would become a
So. 2d at 683-84; the Supreme Court of Louisiana limited evidence of prior aggravating factors. “potential sentencing factor” distinct from the prior crimes non-statutory against the danger of unfair prejudice associated with live testimony of victims unfair prejudice because witness testimony somehow interjected into the case a Smith, 793 So. 2d at 1209-10. The Supreme Court of Florida cautioned defendant’s argument that the content of the prior crimes evidence gave rise to Finney v. State, 660 So. 2d 674, 683 (Fla. 1995); Allen, 913 So. 2d at 807-08; outweighed by the danger of unfair prejudice. Accordingly, we reject the it ruled that the probative value of such testimony was not substantially crimes. The court sustainably exercised its discretion under RSA 630:5, III when witnesses’ emotional reaction testimony was probative of the severity of the prior We conclude that the trial court did not err in determining that the under the Due Process and Cruel or Unusual Punishment Clauses. See N.H. unusual; and (3) the State Constitution provides him with enhanced protection implicated his rights to be free from punishments that are cruel and/or
Amendment to the Federal Constitution; (2) the prior crimes evidence
independent constitutional analysis. See State v. Ayer, 154 N.H. 500, 513
this evidence violated RSA 630:5, III, in that it constituted evidence that was
argument was not preserved for appellate review. See State v. Matton, 163 crimes evidence during the sentence selection phase of trial. Thus, this process under Part I, Article 15 of the State Constitution and the Fourteenth Federal Constitution in the context of evaluating the admissibility of the prior
131
RSA 630:5, III. Accordingly, we conclude that these claims do not warrant without adequately developed legal argument apart from his argument under any event, the defendant’s constitutional arguments on appeal are presented apartment before the Roy Drive shooting. He contends that “[t]he admission of Hussey and Kyarra Davis that he possessed a gun at the Central Street Next, the defendant challenges the admission of testimony by Laura
2. Gun Possession Testimony presented and argued was so prejudicial that it violated his rights to due trial court that the State Constitution affords him greater protection than the challenges in a cursory fashion including: (1) the prior crimes evidence as We note that on appeal the defendant asserts a number of constitutional
argument before the trial court, it was not preserved for appellate review). In
did not expressly address them. Further, the defendant did not argue to the (2006); State v. Chick, 141 N.H. 503, 504 (1996). fashion to the trial court, which, we assume, the court rejected even though it defendant presented his constitutional arguments in a similarly cursory was clearly untenable or unreasonable to the prejudice of his case. trial court’s decision under RSA 630:5, III to admit the prior crimes evidence In sum, we hold that the defendant has failed to demonstrate that the
N.H. 411, 415 (2012) (because the defendant did not raise the constitutional
CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV. The
permitting the testimonial and exhibit evidence. supports a conclusion that the court unsustainably exercised its discretion in argument that the manner in which the State used the prior crimes evidence non-statutory aggravating factors. Accordingly, we reject the defendant’s occurring, evidence that we have determined was probative of the prior crimes present testimony from the witnesses about how they felt as the crimes were fully consistent with the court’s November 25 written order allowing the State to the harm Addison wrought on each victim.” The State’s remarks, however, were evidence.” The defendant argues that the State “in closing, specifically invoked facts and circumstances of the prior crimes were relevant to proving that those The trial court ruled from the bench at the December 1 hearing that the
at Central Street. firearm at Roy Drive; it did not concern being a felon in possession of a firearm
which the defendant was acquitted involved being a felon in possession of a
informed the court that it intended to introduce evidence that the charge of Court that [the defendant] was acquitted of that charge.” The State also Roy Drive, the State observed that the jury had “already been instructed by th[e]
the jury to speculate that it was he, and not Bell-Rogers, who fired the gun at
With regard to the defendant’s assertion that the testimony would cause
was probative for the same reasons as the evidence of his intent to kill.
Central Street apartment would corroborate Birely’s guilt phase testimony and
also argued that further testimony about the defendant’s gun possession at the
Edwards went to the weight that the jury should accord that factor. The State shooting. It argued that the serious nature of the defendant’s threat toward alleged in the non-statutory aggravating factor concerning the Roy Drive
tied to the conspiracy to commit criminal threatening and reckless conduct
In response, the State argued that the challenged testimony was directly
by a jury of that charge.”
being a felon in possession at Edward J. Roy Drive, [and] that he was acquitted
defendant requested that the court instruct the jury “that [he] was charged with “did more than he was charged with, that perhaps he even fired the gun.” The rise to “the risk for prejudicial impact” in that the jury may conclude that he
conjunction with further witness testimony about the Roy Drive shooting, gave
shooting. He argued that additional testimony of his gun possession, in
possessed the gun at the Central Street apartment on the evening of the trial, the jury already had heard Paul Birely’s testimony that the defendant Hussey’s testimony, the defendant argued that, during the guilt phase of the
and that the State did not include in its death penalty notice. With respect to
with Bell-Rogers to murder Edwards, crimes for which he was never indicted that he was an accomplice to attempted murder and engaged in a conspiracy aggravators . . . in the State’s notice.” That evidence, he contended, suggested
132
the Roy Drive incident that goes beyond the incident and that goes beyond the
the trial court that Davis’s expected testimony would comprise “evidence about at the Central Street apartment on the evening of the shooting. He argued to objected to Hussey testifying that she saw the defendant in possession of a gun
intended to kill Edwards and that she saw him there with a gun. He also
that, while at the Central Street apartment, the defendant told her that he At the December 1 hearing, the defendant objected to Davis testifying
Before addressing his argument, we set forth the procedural context. prejudicial and not relevant to prove an enumerated aggravating factor.” possession of a firearm at Edward J. Roy Drive. He was
threatening. He also had been charged with being a felon in
with a firearm and conspiracy to commit criminal defendant was convicted of accomplice to reckless conduct Edward J. Roy Drive. As far as those events went, the
the witnesses who testified in the trial regarding the events at Members of the jury, you’ve just heard testimony by one of
instructed the jury at the sentence selection phase as follows:
testimony was unfairly prejudicial. At defense counsel’s request, the trial court
We also reject the defendant’s argument that the gun possession
residence and that he aided Bell-Rogers who discharged a firearm.
the defendant agreed with Bell-Rogers to threaten people at the Roy Drive
testimony was relevant to the non-statutory aggravating factor charging that
Rogers departed for Roy Drive, where Bell-Rogers discharged it. Such gun possession at the Central Street apartment shortly before he and Bellfactor. The challenged testimony of Davis and Hussey, however, related to his
the Roy Drive location, and, thus, the court struck the related aggravating
felon in possession charge based upon his alleged possession of a firearm at submitted its initial death penalty notice, the defendant was acquitted of the gun possession at the Central Street apartment. It is true that after the State
shooting, and the State did not seek to amend the notice to include his alleged
felon in possession of a firearm when he was involved in the Roy Drive trial, the court struck an aggravating factor alleging that the defendant was a The defendant points out that before the sentence selection phase of the
prove one of the State’s duly-noticed non-statutory aggravating factors.
Accordingly, the testimony of Davis and Hussey was specifically introduced to proving conspiracy to commit criminal threatening, to the reckless conduct.” to kill Edwards, “goes to the weight of the aggravator. It goes directly to
possession testimony, along with Davis’s testimony as to the defendant’s intent
December 1 hearing, the State expressly argued that the challenged gun gun possession evidence related to this specific aggravating factor. During the record demonstrates that the State argued to the trial court that the challenged
133
establishing the Roy Drive shooting non-statutory aggravating factor. The The defendant’s armed presence at Central Street was relevant to
the State’s argument, however, is not supported by the record.
such testimony was relevant to an aggravating factor. His characterization of
corroborate Birely’s guilt phase testimony and that the State did not argue that defendant contends that the State offered the gun possession testimony only to that the proffered testimony was not unduly prejudicial. On appeal, the
the prior crimes non-statutory aggravating factors. The court also concluded crimes occurred and would assist the jury in determining the weight to afford offer “to give up every right” regarding the capital murder charge in exchange
were connected to his background, and he asked the jury to consider his plea
asserted that the acts of violence that he had committed during his lifetime compassion and mercy, such as the circumstances of his childhood. He made as an adult. The defendant argued that reasons existed for exercising
through counsel, that he accepted responsibility for the choices that he had
identified in the non-statutory aggravating factors, the defendant stated, murderer.” Although acknowledging that he had committed the violent crimes presented would demonstrate that he was “not the very worst kind of substantially outweighed by any danger of unfair prejudice. See RSA 630:5, III.
purposely killed Officer Briggs, and he asserted that the evidence to be discretion in deciding that the probative value of the testimony was not
conclusion of the eligibility phase of trial that the State had not proven that he non-statutory aggravating factor, or that it unsustainably exercised its “the very worst kind of murder.” He emphasized the jury’s finding at the court erroneously admitted evidence that was not relevant to a duly-noticed evidence previously presented to the jury demonstrated that he did not commit Accordingly, we hold that the defendant has not established that the trial In his opening, the defendant asserted, through counsel, that the
remarks that are challenged on appeal. the sentence selection phase of the trial as context for the prosecutor’s closing State’s closing. We provide an overview of the parties’ opening statements in
134
apartment just prior to the Roy Drive shooting. violation of his rights under the State and Federal Constitutions, see N.H. phase that the defendant possessed Bell-Rogers’s firearm at the Central Street Crimes Evidence) of this opinion, the jury heard evidence during the guilt
presented closing arguments and the defendant challenges four aspects of the
the potential to introduce an arbitrary factor into the sentence process” in trial. Moreover, as outlined in Part VI.A (Guilt Phase Review-Rule 404(b) Prior
At the conclusion of the sentence selection phase of trial, the parties
a. Background
to the extent it was preserved — that “the improperly-admitted evidence had The trial court had similarly instructed the jury during the guilt phase of the
defendant had possessed a firearm at Edward J. Roy Drive.
4. Closing Argument
CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV.
Our conclusion necessarily resolves the defendant’s constitutional argument —
that the State had proven beyond a reasonable doubt that the acquitted of that charge. That is to say, the jury did not find with the State arguing first, followed by the defendant. See RSA 630:5, III
At the conclusion of the evidence, the parties made their closing arguments,
which more than fifty witnesses testified and numerous exhibits were admitted. selection phase over the course of approximately thirteen trial days, during After opening statements, the parties presented evidence for the sentence
just punishment.
Constitutions. See N.H. CONST. pt. I, art. 15; U.S. CONST. amends. V, XIV.
the victims in the Briggs’ family,” a death sentence would be the most fair and this crime committed by this defendant and especially for this victim and all prosecutor concluded that “the defendant does not deserve life . . . because for
cumulatively, violated the due process guarantees of the State and Federal
of Officer Briggs” but “was really more about him trying to cut his losses.” The
sentence. According to the defendant, these errors, standing alone and imprisonment without possibility of parole as an alternative to a death suffering of Officer Briggs; and (4) improperly minimized a sentence of life
plea offer did not show that he had “accepted full responsibility for the murder imposition of a death sentence. According to the prosecutor, the defendant’s invites us to review them for plain error. See Sup. Ct. R. 16-A (plain error defendant’s childhood, nor any other circumstances, mitigated against the
b. Appellate Argument
than forty separate aggravating and mitigating factors.
135 to the proposed mitigating factor relating to the lack of torture or protracted
not contemporaneously object at trial to the prosecutor’s statements. He protection the law affords us.” The prosecutor further asserted that neither the
exhibits and the testimony of nearly one hundred witnesses, addressing more
constitutional rights; (3) misused the victim impact evidence when responding police officers; (2) improperly commented upon the exercise of his standard). impose a death sentence to deter possible future offenders from murdering The defendant argues that the State: (1) improperly urged the jury to As to his third and fourth arguments, the defendant acknowledges that he did police officer — a “public guardian” and “the person who embodies the very remained “undeterred,” with his criminal choices culminating in the killing of a argued that despite his convictions and periods of incarceration, the defendant
presented during all three phases of the capital trial through hundreds of
criminal history and asserting that his actions became “increasingly violent.” It The State began its opening statement by focusing upon the defendant’s
(2007). During the closing arguments, the parties discussed the evidence death.”
the defendant asked the jury to “stop short of putting another human being to for a sentence of life imprisonment without possibility of parole. Ultimately, regarding whether the imposition of a death sentence is warranted. See State argument regarding the existence of aggravating and mitigating factors, and
RSA 630:5, III. This statute affords broad latitude to both parties to present permissible at the sentencing phase. State v. Guevara, 506 S.E.2d 711, 721
advocacy that may be impermissible at the guilt phase of a capital trial may be jury. the presumption of innocence no longer applies. Accordingly, prosecutorial open and the defendant shall conclude the argument to the already has determined the defendant’s guilt of capital murder, and, therefore, that case of imposing a sentence of death. The state shall
136 a reasonable doubt. During the sentencing phase of a capital trial, the jury aggravating or mitigating factors and as to appropriateness in
jury determines only whether the State has proven the defendant’s guilt beyond information to establish the existence of any of the at a capital sentencing trial differs significantly from that at a trial in which a opportunity to present argument as to the adequacy of the due process rights”). We recognize that the focus of a prosecutor’s summation (Pa. 1998) (“At the penalty hearing, where the presumption of innocence no information received at the hearing and shall be given fair acceptable in the sentencing phase”); Com. v. Abu-Jamal, 720 A.2d 79, 116 different, and rhetoric that might be prejudicially improper in the guilt phase is closing argument. See State v. Ellsworth, 151 N.H. 152, 154 (2004); see also (N.C. 1998) (“the foci of the arguments in the two phases are significantly we apply our established standard for reviewing the propriety of a prosecutor’s To evaluate the merits of the defendant’s constitutional challenges here,
by a prosecutor during closing statements may implicate a criminal defendant’s The state and the defendant shall be permitted to rebut any State v. Stowe, 162 N.H. 464, 473 (2011) (“[c]ertain improper comments made
court wisely has chosen . . . to approve open and far-ranging argument.”). Cf. Gregg v. Georgia, 428 U.S. 153, 203 (1976) (“We think that the Georgia may the prosecutor forcefully argue for the imposition of a sentence of death. may strenuously advocate his case for a sentence of life imprisonment, so too v. Thomas, 514 S.E.2d 486, 514 (N.C. 1999). Therefore, just as the defendant
sentencing phase of a capital trial. It states, in pertinent part: RSA 630:5, III provides parameters for closing argument at the
c. Discussion
226, 231-33 (1983). and rely upon federal law only to aid our analysis. See State v. Ball, 124 N.H. We first address the defendant’s arguments under the State Constitution likely could have affected the outcome of the case.” Ellsworth, 151 N.H. at 155 instruction; and (3) whether any prejudice surviving the court’s instruction
sentence of death. See RSA 630:5, III, IV (2007); see also Guevara, 506 S.E.2d 137
improper advocacy. See Ellsworth, 151 N.H. at 155; see also State v. Gaiolas, We first must determine whether the challenged remarks amounted to
deliberate; (2) whether the trial court gave a strong and explicit cautionary
factors exist beyond a reasonable doubt that warrant the imposition of a
violation where prosecutor’s reference in closing argument to defendant’s United States v. Robinson, 485 U.S. 25, 31-33 (1988) (no constitutional permit counsel to respond to opposing counsel’s closing argument); see also argument); State v. Boetti, 142 N.H. 255, 262 (1997) (trial court has latitude to presented as well as reasonable inferences which arise therefrom”). to a legal argument and were a permissible response to the defendant’s closing v. Cote, 143 N.H. 368, 375 (1999) (challenged prosecutorial remarks were akin constitute a fair response to a position advanced by defense counsel. See State factors: “(1) whether the prosecutor’s misconduct was isolated and/or U.S. 637, 645 (1974). For instance, viewed in context, challenged remarks may reversal of the verdict. The latter determination involves balancing three N.H. at 473; Gaiolas, 116 N.H. at 217; see also Donnelly v. DeChristoforo, 416 persuade the jury in accord with the death penalty notice that aggravating statements were improper, we then determine whether the error requires consider the challenged remarks in the context of the case. See Stowe, 162 sentencing phase must be considered in light of the State’s responsibility to To assess whether the State advanced an improper argument, we culpability, the propriety of the prosecutor’s closing remarks during the defendant’s due process challenge to the State’s closing argument). v. Parker, 142 N.H. 319, 322 (1997) (citing federal standard for reviewing a (citing United States v. Rodriguez, 215 F.3d 110, 122 (1st Cir. 2000)); cf. State
capital sentencing jury and “may argue all of the evidence which has been and to urge the jury to draw inferences of guilt from the evidence.” Stowe, 162
comment does not transgress “the bounds of legitimate advocacy”). If the 116 N.H. 216, 217-18 (1976) (due process is not implicated where prosecutorial the sentencing phase of a capital trial is not the defendant’s criminal
at 721 (counsel is afforded wide latitude in presenting closing argument to a argument to both summarize and discuss the evidence presented to the jury Under New Hampshire law, “[a] prosecutor has great latitude in closing
an impassioned plea for a sentence of death.”). longer has application, the prosecutor is granted greater latitude in presenting
standard under Federal Constitution). However, because the ultimate issue in (1994); see State v. Merritt, 143 N.H. 714, 720-21 (1999) (applying same N.H. at 473 (quotation omitted); State v. Vandebogart, 139 N.H. 145, 160 (Quotations omitted.) According to the defendant, although the prosecutor’s
Ellsworth, 151 N.H. at 155 (quoting United States v. Taylor, 54 F.3d 967, 976
commission of similar future capital crimes by other prospective offenders.”
persuade the jurors of its import. unreasonable to the prejudice of his case. State v. Sanchez, 152 N.H. 625, 628 the parties’ last, best chance to marshal the evidence and jurors that they should return a capital verdict in order to prevent the describes several remarks made by the prosecutor as “seek[ing] to persuade the crime and the character of the offender in determining sentence.” He
138 1. General Deterrence
sustainable, the defendant must demonstrate that it was clearly untenable or an especially delicate point in the trial process and represent
damaging interpretations.” Donnelly, 416 U.S. at 646-47; see Com. v. Rollins, principle that, to avoid arbitrariness, juries must focus on the circumstances of absent an unsustainable exercise of discretion. Id. at 261; see State v.
compromised in the process.” Boetti, 142 N.H. at 260.
on the jury). Therefore, to show that the trial court’s decision is not relevant to closing arguments, for such arguments come at liberty to strike foul ones.” This maxim is particularly through lengthy exhortation, will draw that meaning from the plethora of less [W]hile a prosecutor “may strike hard blows, he is not at presented a general deterrence argument in violation of “the constitutional improper prosecutorial remarks warrant a mistrial or other remedial action The defendant first argues that during its closing argument the State Further, we will not overturn the trial court’s ruling as to whether
fashion argument with the need to ensure that a defendant’s rights are not (2005).
to gauge any prejudicial effect the prosecutor’s closing remarks may have had Demond-Surace, 162 N.H. 17, 23 (2011) (the trial court is in the best position ambiguous remark to have its most damaging meaning or that a jury, sitting
prosecutor’s comments involves balancing “a prosecutor’s broad license to argument at capital sentencing). Ultimately, determining the propriety of a 738 A.2d 435, 449 (Pa. 1999) (“oratorical flair” is permissible in closing
same time, “a court should not lightly infer that a prosecutor intends an limits: (1st Cir. 1995)); see State v. Williams, 510 S.E.2d 626, 642 (N.C. 1999). At the Although prosecutors may present their cases zealously, this latitude has
counsel). opportunity to testify is fair response to claim made by defendant or his under our law, who will be safe and who will protect us?
without the most serious consequences we can hand out If we let criminals like this defendant kill the police
else to go.
like Gerald Briles turns to the police when he has no place
make the inner-city streets of Boston safer. Even a criminal Litchutt told you how essential the police were in helping Even the defendant’s own witnesses, Dr. Leonard and Tracy
it tears — that crime tears at the very fabric of our society. Murdering a police officer is the ultimate crime because
our safety, and our freedom. They are our peace keepers.
every day is what allows the rest of us to enjoy our families,
between us and criminals like him. The work that they do
moments. The police are our public guardians. They stand safe, and to help us in our worst and most desperate every one of us rely on the police to protect us, to keep us
defendant chose to take the life of a police officer. Each and The reason we are all here today is because the
stated:
At the commencement of the State’s closing argument, the prosecutor
with the parameters of RSA 630:5.” argument focuses on the particular circumstances of this crime, consistent
making the murder of an on-duty police officer a capital offense. Such
comment upon Officer Briggs’ role as a police officer, and the policy reasons for
the preclusion of a general deterrence argument, the State is permitted to mitigating factors at issue in the case. The court also ruled: “Notwithstanding and, thus, the State’s closing argument, to the aggravating factors and
considerations outlined in RSA 630:5” and it limited the jury’s consideration,
general deterrence argument is contrary to the individualized sentencing request by written order dated December 15, 2008. It concluded that “[a] induce a verdict based on inappropriate factors.” The court denied the State’s
argument “is beyond the bounds of legitimate closing, and has the potential to
139
The defendant objected, arguing that the proposed general deterrence the specific context of the murder of a police officer acting in the line of duty. allowing it to present closing argument on the subject of general deterrence in
Before the sentence selection phase concluded, the State sought a ruling
deterrence argument. court erroneously permitted the State to make what was, in effect, a general
15, 2008, in which the court outlined boundaries of permissible argument, the comments were consistent with the trial court’s written order dated December found him eligible for the death penalty. Our elected
here. You said that he was the worst of the worst when you
the worst murders. Nothing could be farther from the truth among the worst of the worst, and this murder is not among this was not a case for the death penalty because he is not In his opening statement, defense counsel told you that
the worst kinds of murders: classify the killing of a police officer acting in the line of duty as ranking among
Shortly thereafter, the prosecutor referred to the legislature’s decision to
out there to protect us, our community, and our State. that man, a very dangerous criminal. He was murdered going
had his life stolen from him, his family, and from this city by
Let it speak of the fact that Mike Briggs risked and ultimately I ask you today to let your verdict speak of his sacrifice.
everything that Mike Briggs had.
on a criminal like him that was just as willing to take
did that even though he knew he had to go out there and take gave everything to do his duty to try to keep this city safe. He out of the hands of a violent criminal like him. Mike Briggs
fifteen minutes of his life taking a dangerous weapon like this
evidence in this case that Mike Briggs chose to spend the last most of all, you know from having sat through all the he ran into a burning building to save peoples’ lives. And
the road. He would stop to fix their tire. And you heard how
he would stop if somebody had broken down on the side of
to the people and closer to the community. You heard how liked to be on that bike patrol because it brought him closer You heard how he liked to be on the bike patrol. He
Officer. And he chose to serve our State as a Manchester Police served his country. He chose to serve as a corrections officer.
to do with his life. He chose to serve as a marine when he
140
caring. To protect and serve; that’s what Mike Briggs chose police officer. He was honest. He was dedicated. He was Mike Briggs embodied all the values that we want in a
The prosecutor then commented on Officer Briggs’s role as a police officer:
Addison to death.
Hampshire is asking you to sentence the defendant Michael That is why we are here today. That is why the State of New extent that the rhetorical question could be understood as presenting a general
to be the most serious of offenses, deserving of the death penalty. To the
profession if the killing of a police officer in order to evade arrest is not judged suggested that persons may be less inclined to enter the law enforcement implied general deterrence argument. The tenor of the query, however, at most
prosecutor asked the rhetorical question that the defendant characterizes as an
crime that tears at the very fabric of our society.” In this context, the community at large and argued that “murdering a police officer is the ultimate the role of the police as “public guardians” and “peace keepers” who protect the
and particularly worthy of the imposition of a death sentence. She discussed
duty police officer for the purpose of evading arrest was especially egregious The prosecutor tried to explain why the defendant’s murder of an on-
statements as pressing a general deterrence argument.
we disagree with the defendant’s characterization of the prosecutor’s
the rhetorical question and other remarks in context, rather than in isolation, police officers, which will, in turn, leave the community unprotected.” Viewing sentence, other criminals like the defendant would be “emboldened to kill
verdict, has the power to deter future, similar crimes” and that without a death
141
deterrence arguments at capital sentencing proceedings. See, e.g., Davis v. As the defendant recognizes, many jurisdictions have approved general
impermissible general deterrence argument.
protect us?” He contends that this statement “impl[ied] that the jury, with its consequences we can hand out under our law, who will be safe and who will let criminals like this defendant kill the police without the most serious
The defendant characterizes these aspects of the State’s closing argument as
focuses upon a rhetorical question that the prosecutor posed to the jury: “If we Among the closing remarks quoted above, the defendant especially
remarks as advancing a general deterrence argument.
so. most serious punishment under our law, and his actions say
need not weigh in on the matter, however, because we do not read the State’s Crim. App. 1992); State v. Cauthern, 967 S.W.2d 726, 737 (Tenn. 1998). We S.E.2d 168, 236 (N.C. 2000); Walker v. State, 841 P.2d 1159, 1163 (Okla. general deterrence arguments are improper. See, e.g., State v. Golphin, 533 Commonwealth, 357 S.E.2d 500, 505 (Va. 1987). Others have concluded that 578 (Nev. 2005); State v. Allen, 687 S.E.2d 21, 24 (S.C. 2009); Payne v. State v. Amrine, 741 S.W.2d 665, 669 (Mo. 1987); Blake v. State, 121 P.3d 567, murdering a police officer in the line of duty is eligible for the 871, 879-80 (Ark. 2004); Fleming v. State, 458 S.E.2d 638, 639 (Ga. 1995); representatives said so when they made a law that said Kemp, 829 F.2d 1522, 1527-28 (11th Cir. 1987); Greene v. State, 146 S.W.3d example, in State v. Guevara, the prosecutor argued:
Golphin, 533 S.E.2d at 237.
other courts have held do not constitute general deterrence arguments. For The prosecutor’s remarks are similar to prosecutorial statements that
officer for the purpose of evading arrest justifies the most severe penalty.
for your state, for your law enforcement officers. message to people who have no regard for your way of life, next bad case. We can’t rely on the next jury to send that
not for the purpose of deterrence, but because murdering an on-duty police
these two defendants, nobody else will. We can’t rely on the
short, the challenged statements called for the imposition of the death penalty duty should be eligible for “the most serious punishment” under the law. In legislature’s judgment that a murderer of a police officer acting in the line of
Guevara, 506 S.E.2d at 721. The Supreme Court of North Carolina concluded will not tolerate this any longer.” If you don’t tell that to despicable act is encouraged. got to tell people like these two defendants, “We absolutely they did, for their motives, for their actions. Someone has 142
the jury of the findings it made in rendering its death eligible verdict and of the
disrespect for law and order that is inherent in that officer is dealt with the utmost seriousness, then the These two defendants deserve the death penalty for what answered. You see unless the killing of a law enforcement
crime and the importance of the jury’s duty.” Id. In a subsequent case, that a valuable police officer who had served the community. She also reminded murder. The prosecutor reviewed the particular attributes of Officer Briggs as quoted above, underscored her point regarding the egregious nature of the The prosecutor’s remarks before and after the rhetorical question, as
murdering a police officer did not amount to a general deterrence argument: that’s the way [the murder victim] was left and his plea was court also concluded that the following advocacy regarding the gravity of
argument, but properly “focused the jury’s attention on the seriousness of the that this statement, viewed in context, did not constitute a general deterrence
of the capital murder of Officer Briggs. of the State’s argument that encouraged the jury to focus upon the seriousness
I know undoubtedly you feel that you’ve seen it enough, but State’s exhibit number 9, it is not pleasant to look at it. And
such. Indeed, in context, the prosecutor posed the rhetorical question as part deterrence argument, we do not infer that the jury in fact understood it as this trial — fraction of the due process that he has rightly received in coming. If the defendant had given Mike Briggs even a
bullet into Mike Briggs’ head when Mike didn’t even see it In contrast, on October 16th the defendant put a
each of you to fairly sit and consider this case on this jury.
hear. And he was even involved in the process of selecting
forth any relevant mitigating evidence that he wants you to question every witness. He has had the opportunity to put competent and able attorneys. He has had the chance to
been honored. He has been represented by three very Throughout this process, his constitutional rights have
courtroom; that’s what your duty is as a juror. and the rule of law. Applying the laws of our[ ] state in this
courtroom has been about the fair administration of justice
has gone on in this courtroom. What has gone on in this compare what he did to Officer Briggs to the process that or two wrongs don’t make a right. But you cannot even Now some of you may think, I don’t want to be like him,
rights and protections afforded to the defendant during the capital trial: During its closing argument, the State referred to certain constitutional
143
2. Exercise of Defendant’s Constitutional Rights to remove the taint from the sentencing hearing.
a mistrial and that the “curative” instruction given by the court was inadequate untenable or unreasonable to the prejudice of his case. punishment.” He contends that the trial court erred in denying his motion for egregious the defendant’s crime and thus the more severe the appropriate
that the trial court’s decision to allow the State’s closing argument was clearly argument. Accordingly, we hold that the defendant has failed to demonstrate greater the procedural rights the law grants to a criminal defendant, the more officer acting in the line of duty and did not advance a general deterrence
defendant, the prosecutor’s remarks communicated the message that “the sought to persuade the jury of the gravity of the defendant’s murder of a police by reference to the extent of his procedural rights.” According to the We likewise conclude that the prosecutor’s remarks, viewed in context, upon his constitutional rights by “ask[ing] the jury to measure his culpability The defendant next argues that the State impermissibly commented exercised those rights. We, therefore, reject the defendant’s argument that the
conveyed to the jury that the defendant deserved the death penalty because he defendant’s decision to exercise his constitutional rights nor otherwise of justice and the rule of law. The prosecutor neither denigrated the
death sentence imposed upon him would be based upon the fair administration
prosecutor referred to the defendant’s constitutional rights to explain that a based upon the notion that “two wrongs don’t make a right.” Thus, the addressed the hesitancy that some jurors may have to impose a death sentence
or she could impose the death penalty. It was at that point that the prosecutor
stated that if the aggravating evidence outweighed the mitigating evidence, he to uphold and apply the law fairly. She also reminded the jurors that each had given during jury selection to keep an open mind, to be fair to both parties, and
prosecutor called upon the jurors to remember the assurances that each had
prosecutor’s argument. Immediately prior to her challenged remarks, the
disturbing the trial court’s judgment regarding the substance of the Considering the challenged remarks in context, we see no basis for
given any due process in that alley.
that he could have made in that alley, Mike Briggs was not unfair. You know that. Even though he had different choices that alley. Mike Briggs, how he was treated, was completely Mike Briggs should be — should have been given a chance in
The State then continued its closing argument as follows:
sentence of this defendant . . . .
trial has no bearing on your decision as to the appropriate
And because the defendant has exercised his right to a jury constitutional rights. Among them is the right to a jury trial. Members of the jury, the defendant, as you know, has certain
follows: the jury, which the defendant accepted. The court instructed the jury as taking the life of Officer Briggs. It agreed, however, to provide an instruction to
pursuant to the legal process was not comparable to the defendant’s actions in
144
jury’s sentencing task was a difficult one, the imposition of a sentence of death In so doing, it ruled that the prosecutor was making the point that while the characterization of the State’s argument and denied his motion for a mistrial.
his constitutional rights. The trial court disagreed with the defendant’s
immediate instruction to the jury foreclosing it from considering his exercise of do so. He moved for a mistrial or, in the alternative, for the court to provide an exercised his constitutional rights and because he was advised by counsel to
arguing to the jury that he is more deserving of the death penalty because he At this point the defendant objected to the State’s remarks as improperly constitutions. [The victim] didn’t have that when he was gunned down.” Com. defense attorney and the fact of the United States and Pennsylvania 145
defendant was concerned about his own rights instead. Id. Also, in
to due process, to the presumption of innocence, to reasonable doubt.” State v.
a fair-minded, impartial Judge and the representation of a very, very competent
comparable to death.” Id. at 270. because defendant exercised his constitutional rights and did not suggest that same as killing someone on a street corner and that life in prison is not rights as a human being that the defendant had disregarded and that the that, thanks to procedural safeguards, imposing the death penalty was not the prosecutor’s remarks were permissible because the State “reminded the jury v. Carson, 913 A.2d 220, 269-70 (Pa. 2006). The court concluded that the
now. He wants his right to a trial, his right to two very good lawyers, his right
judgment that night in a nice orderly courtroom, with a record being taken and Similarly, in State v. Garcell, a prosecutor commented: “[T]his man did you may consider the fact that [the victim did] not have 12 people sitting in this case and think about the circumstances under which [the victim] was shot Commonwealth v. Carson, a prosecutor argued: “But when you do think about
permissible “since the argument did not urge the jury to return a death verdict prosecutor permissibly encouraged the jury to consider that the victim had appropriate instructions, have a jury decide it.” People v. Ervine, 220 P.3d Garcell, 678 S.E.2d 618, 650 (N.C. 2009). The court concluded that the example, in Burgess v. State, a prosecutor argued: “No matter what happened this courtroom with a Judge to make sure everything’s right, give you neither received “due process” nor had the benefit of “two lawyers comin[g] into not care about [the victim’s] rights. He violated her rights. He is big on rights system.” Id. Also, in People v. Ervine, a prosecutor commented that the defendant’s] fate was to be determined by the rule of law and the judicial exercised his right to counsel as a reminder that, unlike the victim, “[the (quotation omitted). defendant should be given a greater penalty because he had a trial.” Id.
820, 869 (Cal. 2009). The court held that the prosecutor’s remarks were
constitute improper commentary about a defendant’s constitutional rights. For Several courts have concluded that similar prosecutorial remarks did not defendant was “his own Judge, jury, and executioner” and that the victim which the defendant had exercised his constitutional rights. prosecutor invited the jury to determine the penalty by assessing the extent to
constituted a permissible comment on the fact that the defendant had 134, 167 (Ala. Crim. App. 1998). The court concluded that these remarks this case. We have been in an orderly process.” Burgess v. State, 827 So. 2d . . . [the defendant has] had the opportunity to have lawyers represent him in capital murder and eligible for the death penalty and did not invite any
146
right.” Id. It stated: “The use of these various improper arguments creates an the prosecution to penalize a defendant for the exercise of a constitutional this case were made after the jury had found the defendant both guilty of constitutional right against self-incrimination.”). In contrast, the remarks in reference to the failure of a defendant to testify is a violation of the defendant's
invite an unfair inference of guilt. Cf. Ellsworth, 151 N.H. at 155 (“Comment proceeding, reference to a defendant’s exercise of constitutional rights may well
constitutional rights” and noted its state precedent “condemn[ing] attempts by
decide his fate.” Shell, 554 So. 2d at 900. The court expressed its disapproval [the murder victim] never got. And that is a jury of twelve good people to either by a prosecutor or the court which may be construed as an unfavorable exercised its discretion in ruling that the prosecutor did not do so. Cf. the full protection of the Constitution of the United States and he has got what upon that inference. Here, we conclude that the trial court sustainably defendant’s exercise of his constitutional rights and to base its penalty decision In Shell, the defendant challenged the prosecutor’s comment made defendant was presumed innocent under the law. At that stage of a capital made during closing argument at the guilt phase of the trial when the the case persuasive and decline to follow it. unfair inference of guilt.” Id. (emphasis added). The comment in Shell was
Walker can be read as prohibiting any reference by the State in closing to due infringe upon [the defendant’s] Fifth Amendment rights”). To the extent that explain himself “did not in the light of the comments by defense counsel of any prosecutorial comments regarding “a defendant’s exercise of specific
during closing argument at the guilt phase that the defendant was “clothed in
improperly called upon the jury to draw a negative inference from the were improper. See Walker v. State, 913 So. 2d 198, 241 (Miss. 2005); Shell v.
process or other specific constitutional rights of the defendant, we do not find
Walker, 913 So. 2d at 241. The court concluded that the content of the closing at a criminal trial that the defendant could have taken the stand to defendant with the defendant’s conduct in illegally taking the life of the victim. Robinson, 485 U.S. at 31 (holding that the prosecutor’s statement during
prosecutor’s remarks in context when evaluating whether the remarks Mississippi to support his argument that the prosecutor’s remarks in this case specific constitutional rights and to “due process.” Nonetheless, we review the The defendant relies upon two decisions of the Supreme Court of 242. As the defendant here points out, the State in this case did refer to include any specific reference to due process or to constitutional rights. Id. at remarks did not taint the sentencing proceeding in part because they did not
closing argument at capital sentencing compared the legal process afforded the v. Mississippi, 498 U.S. 1 (1990). In Walker, the prosecutor’s comments during State, 554 So. 2d 887, 900 (Miss. 1989), rev’d on other grounds sub nom. Shell another holiday that passes where they don’t think of their
single parent. And Brian and Mitchell, there will never be
Laura Briggs has to raise her family now, her sons, as a alley when he watched his partner take a bullet to his head. John Breckinridge still patrolled the streets of that
this crime don’t involve protracted cruelty. doesn’t ring true that the circumstances and the impact of ground immediately when he put a bullet in his head, but it
147 The defendant may have dropped Officer Briggs to the
impact evidence in contravention of constitutional principles outlined in Payne
the prosecutor stated: circumstances of the homicide did not involve torture or protracted cruelty,” In responding to the defendant’s mitigating factor that “[t]he
judicial proceedings. Id. The State argues that the defendant’s challenge fails error must seriously affect the fairness, integrity, or public reputation of the
Briggs’s survivors. According to the defendant, the prosecutor misused victim
attention of the trial court or the supreme court.” Sup. Ct. R. 16-A. The rule
trial court. State v. Guay, 164 N.H. 696, 703 (2013); see United States v. under the first prong of the plain error analysis, and we agree. Under the plain error rule, we may consider errors not raised before the 3. Victim Impact
the prejudice of his case. error must be plain; (3) the error must affect substantial rights; and (4) the plain error rule sets forth four requirements: (1) there must be an error; (2) the miscarriage of justice would otherwise result. Guay, 164 N.H. at 704. Our him to be a “worse person” based upon the “torture” he inflicted on Officer should be used sparingly, its use limited to those circumstances in which a cruelty. He characterizes the prosecutor’s argument as asking the jury to find when refuting his mitigating factor relating to lack of torture or protracted substantial rights may be considered even though it was not brought to the Davis, 609 F.3d 663, 677 (5th Cir. 2010). “A plain error that affects
remarks for plain error. v. Tennessee, 501 U.S. 808 (1991). He asks us to review the prosecutor’s the denial of his motion for mistrial was clearly untenable or unreasonable to Accordingly, we conclude that the defendant has failed to establish that
rights. improper negative inference from the defendant’s exercise of his constitutional
The defendant argues that the State misused the victim impact evidence Payne, 501 U.S. at 825 (quotation and brackets omitted); see RSA 630:5, III;
The defendant points to no case in the country other than Payne to
family. represents a unique loss to society and in particular to his
extent and quality of the suffering of Officer Briggs’s survivors. rely upon victim impact evidence to find him to be a “worse person” due to the
individual, so too the victim is an individual whose death
defendant’s characterization of the prosecutor’s remarks as asking the jury to
that just as the murderer should be considered as an defendant is entitled to put in, by reminding the sentencer interest in counteracting the mitigating evidence which the
Officer Breckinridge and Officer Briggs’s family. We disagree with the
persuaded that the prosecutor’s argument contravened the precepts of Payne. harm caused by the defendant. The State has a legitimate
circumstances and the impact of this crime,” by highlighting the testimony of actually committed. The prosecutor expressly focused upon “the by redirecting the jurors to the circumstances of the crime that the defendant 148
the defendant’s actions . . . and to counteract mitigating evidence”). We are not have before it at the sentencing phase evidence of the specific
disputed that such a proposed mitigating factor warranted any mitigating value
that victim impact evidence may be used both to assess the harm caused by Ball v. State, 699 A.2d 1170, 1193-94 (Md. 1997) (noting that Payne “suggests defendant’s moral culpability and blameworthiness, it should conclude that for the jury to assess meaningfully the
We are now of the view that a State may properly
death by acts of torture or protracted cruelty. The prosecutor’s argument that his crime could have been more egregious had he caused Officer Briggs’s The defendant’s proposed mitigating factor asked the jury to consider
has held: Trial-Victim Impact Evidence) of this opinion, the United States Supreme Court support his argument. As noted in Part VII.B.1 (Sentence Selection Phase
defendant seem a worse person.” evidence should not heighten the chance of a death sentence by making the by increasing the jury’s estimation of the harm done by the crime, such
Relying solely upon Payne, the defendant contends that these statements
tortured every day when he thinks about his son? father. And you saw Lee Briggs. You don’t think that he is
powerful victim impact evidence may heighten the chance of a death sentence comprise plain error. According to the defendant, “[W]hile the admission of this murder. How can that be fair? How can that be just?
close to life anyway for the crimes that he committed before
on killing Mike Briggs because he is basically going to do sentence him to life without parole he essentially gets a pass just on the crimes he committed before the murder. If you
him practically the very same sentence that he was facing
committed before this murder. And now he wants you to give avoid being held fully accountable for the crimes he He made the choice to take Officer Briggs from us to
penalty. another reason why this case is deserving of the death time, how is life without parole adequate here? That’s
is punished for the murder of Officer Mike Briggs facing this
facing essentially what amounts to a life sentence before he
regardless of what happens in this trial. If the defendant is doubt that the judge is going to give him this time, Mike Briggs. And with his criminal history, there is little
prosecutor’s remarks for plain error. See id. The State argues that the
the crimes that he committed before he murdered Officer
to Officer Briggs and his survivors. Again, the defendant asks us to review the imprisonment without possibility of parole would constitute a personal affront because the remarks communicated that choosing a sentence of life thirty-one-and-a-half to sixty-three years in prison just for 149 when he murdered Officer Mike Briggs. He was and is facing And you now know that he was facing almost a life sentence
pass” argument calculated to appeal to the passion and emotion of the jury
characterizes the prosecutor’s remarks as advancing an impermissible “free be granting the defendant “a pass” for the murder of Officer Briggs. He made statements to the effect that if the jury imposed a life sentence, it would Early in her closing, the prosecutor made the following statements:
again, we agree.
and, thus, his challenge fails under the first prong of plain error analysis. See
identifies two portions of the State’s closing argument in which the prosecutor
defendant’s challenge fails under the first prong of plain error analysis, and,
4. Minimizing a Sentence of Life Without Possibility of Parole
prosecutor’s remarks fell outside the bounds of permissible closing argument, Accordingly, we hold that the defendant has failed to establish that the
a sentence of life imprisonment without possibility of parole. Specifically, he The defendant argues that the State improperly minimized the severity of
Guay, 164 N.H. at 703-04. evidence, the prosecutor argued in closing that the defendant likely would
prison] plus the one year in jail on the misdemeanor.” Based upon this
maximum for the total would be thirty-one-and-a-half to sixty-three years [in the sentencing range for each of the convictions and stated that “[t]he sentencing until the capital proceedings were complete. She then testified as to
three non-capital crimes because he requested that the trial court postpone
felony trials, testified that the defendant had not yet been sentenced for the October 2006. Specifically, Karen Gorham, one of the prosecutors in the prior defendant could receive for the three non-capital crimes he committed in
the sentence selection phase of trial as to the maximum sentences the
Officer Briggs. These remarks were based upon the evidence presented during the punishment for other prior crimes, which would “trivialize” the life of tacked on years,” “a pass” for the murder of Officer Briggs, and an “add-on” to
sentence for the capital murder would amount to “an afterthought,” “a few
lengthy prison term for the three non-capital crimes, a life imprisonment
value. The prosecutor argued that because the court likely would impose a whether the defendant’s plea offer for the capital murder had any mitigating sentence of life imprisonment without possibility of parole would be just and on
Viewed in context, the prosecutor’s statements center on whether a
that. accept that. Mike Briggs’ life — his life is worth more than
committed when he put a bullet in Mike Briggs’ head. Don’t
and to trivialize the cold-hearted murder that the defendant to treat Mike Briggs’ life as an add-on is to trivialize his life be punished for the murder of Officer Briggs, and in this case,
already facing essentially a life sentence. That’s before he will
nothing to lose. That plea offer was hollow because he was
the line to protect us against dangerous felons who have and to the other police officers who every day put their lives on That so-called [plea] offer is an insult to Officer Briggs
Later in her closing, the prosecutor remarked as follows:
injustice.
150
officer. That would be a grave injustice; a very grave
defendant cannot be given a pass for murdering a police receive the death penalty? A career criminal like the what are the consequences for the murder if he does not
he is facing for the crimes he committed before the murder, Let’s just be blunt about this. In light of the sentences
loved ones is worth more than a few tacked on years.
that Mike Briggs lived and had snatched from him and his This cold-blooded murder cannot be an afterthought. The life Id. at 447.
to sentence him to death. consider [the defendant’s] earlier crimes in deciding whether
Rodden v. Delo, the defendant murdered a man and a woman during the same permissible by the United States Court of Appeals for the Eighth Circuit. In [the defendant] was a multiple killer. The jury could properly The prosecutor’s argument is similar to arguments found to have been
murder case. Rather, the prosecutor merely pointed out that murder trial should control the jury’s decision in the [second] sentences for the defendant’s convictions on the three non-capital crimes. man], the prosecutor did not suggest the outcome of the [first] these facts, the prosecutor focused the jury’s attention upon the potential
151 woman]?” Id. at 446. Ultimately, the defendant was sentenced to death for
parole means nothing . . . . Should he not be punished for the murder of [the
that another jury had convicted [the defendant] of killing [the sufficient to do justice in this case.” To negate the proffered mitigating value of
does he get the murder of the second person free? Another fifty years without urged the jury to consider the likely sentence that the defendant would serve and did not invite a sentencing verdict based upon emotion. Rather, the State punishment for the additional crime. And in commenting As in Rodden, the prosecutor’s argument here rested upon the evidence State,” as facts “tend[ing] to show that a life sentence is appropriate or “attempted to plead guilty to Capital Murder but his offer was rejected by the Phase Review) of this opinion, the defendant asked the jury to consider that he
people and he got fifty years in prison without parole for killing one person,
years. Id. During the sentencing phase for the murder of the woman, the murder being free urged the jury to impose additional In context, the prosecutor’s statements about the second submitted mitigating factors. For example, as outlined in Part VII (Sentencing closing argument. Id. at 445. It concluded: The challenged remarks also offered rebuttal to certain of the defendant’s that murder, and the federal court rejected his challenge to the prosecutor’s additional sentence for the additional crime of capital murder.
prosecutor argued, among other things: “Now, if [the defendant] killed two
he received a sentence of life in prison without probation or parole for fifty Rodden v. Delo, 143 F.3d 441, 444 (8th Cir. 1998). For the murder of the man, criminal episode and was convicted of the murders in separate proceedings.
crimes, and, therefore, the jury should impose a sentence of death as an receive the equivalent of a life imprisonment sentence for the non-capital See Guay, 164 N.H. at 703-04.
152 violation of his due process rights under the State Constitution. See N.H.
reach the same conclusion under the Federal Constitution. See State v. Hill, does the State Constitution under these circumstances, and, accordingly, we trial court error, his challenge fails under the first prong of plain error analysis. that the Federal Constitution affords the defendant no greater protection than permissible closing argument. Because the defendant has failed to establish failed to establish that the prosecutor’s remarks fell outside the bounds of
the sentence selection phase of trial amounted to improper advocacy in of the challenged remarks made by the prosecutor during closing argument at 146 N.H. 568, 576 (2001); Stowe, 162 N.H. at 470. In sum, we conclude that the defendant has failed to establish that any
under the State and Federal Constitutions differ in this context. We conclude CONST. amends. V, XIV. Nor does he argue that the due process protections submitted mitigating factors. Accordingly, we hold that the defendant has Federal Due Process Clause, without engaging in a separate analysis. See U.S. CONST. pt. I, art. 15. The defendant makes identical arguments under the
more than two persons should be sentenced to death.” Id. it is tantamount to the conclusion that, as a matter of law, a person who kills
‘free dead people,’ or ‘murders for free.’” Id. It concluded that such argument
prosecutor convey to the jurors that they were prohibited from considering the that the defendant could receive for the non-capital crimes. Nor did the were legally bound to impose the death penalty given the maximum sentences five freebies.” Id. at 403 (emphasis omitted). Unlike Kuntu, the prosecutor here did not convey to the jurors that they killed seven people. If you do not sentence him to death that will be giving him
constitutes “an inflammatory statement with no basis in either law or fact [and] capital murder for all seven deaths in a single proceeding. Id. at 386, 390. The
be sentenced to death or be deemed to have received one or more ‘freebies,’ sentence of life imprisonment, a defendant who commits more than two must communicating the message that “because two murders result in a minimum The defendant relies upon People v. Kuntu to argue that the prosecutor’s The Supreme Court of Illinois characterized the prosecutor’s argument as accountable for the capital murder. for the non-capital crimes and to impose a sentence of death to hold him
Illinois is that if you kill two people you go to jail for life without parole. He prosecutor argued to the sentencing jury, among other things: “The law in
a residential apartment building, killing seven people, and was convicted of 2001). We are not persuaded. In Kuntu, the defendant intentionally set fire to remarks constitute reversible error. See People v. Kuntu, 752 N.E.2d 380 (Ill. A. Death Penalty Challenge Under State Constitution
request for discovery which he sought during the pendency of this appeal.
defendant also asserts that the trial court erroneously denied his post-verdict
separation of powers, grand jury indictments, and duplicative factors. The
standing tradition of affording greater protection to individual liberties under
factors violate provisions of the State and Federal Constitutions regarding and impartial jury and to due process; and (7) the non-statutory aggravating qualifying” the jury prior to the guilt phase of trial violates his right to a fair Supreme Judicial Court of Massachusetts in District Attorney for the Suffolk
today than in 1980.” He further argued that “New Hampshire has a long-
discrimination renders the death penalty unconstitutional; (6) “death punishments” clause of Part I, Article 18. He argued that the decision of the
penalty offends contemporary standards of decency — holds even more true that “the reasoning behind the Massachusetts opinion — that the death identical to that in the New Hampshire Constitution. The defendant contended
153
statute violates separation of powers and due process; (5) the risk of racial punishments” clause of Part I, Article 33 and the “true design of all the inapplicability of the rules of evidence at capital sentencing under the statute facially violates the State Constitution’s “cruel or unusual the burdens of proof in the capital sentencing statute violate due process; (4) the trial court barring the death penalty, arguing that the capital sentencing
commonwealth’s constitution, was “persuasive” because it interpreted language
function for the class of murderers who are eligible for the death penalty; (3) Approximately one year prior to trial, the defendant sought an order from
a. Background
1. Facial Challenge punishment violated the “cruel or unusual punishments” clause of that District v. Watson, 411 N.E.2d 1274 (Mass. 1980), which held that capital
applied in this case, violates the New Hampshire Constitution. See RSA 630:1 The defendant argues that the death penalty statute on its face, and as
aggravating factors fail to perform the constitutionally required narrowing facially and as applied violates our State Constitution; (2) the statutory constitutional and statutory claims: (1) the capital sentencing statute both
(2007) (amended 2011); RSA 630:5 (2007). We address each argument in turn.
court denied all of his motions. On appeal, the defendant asserts the following
VIII. CONSTITUTIONAL AND STATUTORY REVIEW
otherwise seeking to preclude the imposition of the death penalty. The trial challenging the constitutionality of New Hampshire’s death penalty statute or Well in advance of trial, the defendant filed numerous motions b. Appellate Argument
Hampshire’s capital murder sentencing scheme is constitutional.”
follow Watson because: (1) the Watson court “did not employ general principles community standards of decency in this state. Finally, the court declined to
scientific/sociological studies, to overcome the presumption that New
Constitution, as well as his argument that capital punishment offends general
objective evidence, either by way of national legislative trends or
Article 33 provide more protection than the Eighth Amendment to the Federal court rejected the defendant’s argument that Part I, Article 18 and/or Part I, by the text of the State Constitution and “by then existing societal norms.” The
2009, the trial court denied his motion because it could not find “sufficient commission to study the death penalty.” By written order dated March 19, not challenge the death penalty under the Eighth Amendment. See Gregg v. [that had] transpired,” including that “New Hampshire considered forming a
154
consider the death penalty to be cruel or unusual punishment,” as evidenced
requiring us to invalidate the death penalty in this state. The defendant does constitutions.” In support, the defendant pointed to several “additional events protection than does the Eighth Amendment to the Federal Constitution, The defendant argues that the State Constitution affords greater
punishment). facially unconstitutional. The court concluded that “the framers did not Georgia, 428 U.S. 153 (1976) (death penalty is not per se cruel and unusual trial court denied the defendant’s motion, ruling that RSA 630:1 and :5 are not The State objected and, by written order dated September 18, 2007, the
“cruel, unusual and disproportionate punishment under the state and federal on regional and international developments,” the death penalty constitutes sentence of death, the defendant renewed his motion, contending that “based Following his conviction for capital murder and the imposition of a
the [Watson] ruling was swift and resounding, demonstrating that the [court’s]
contemporary society.” ‘exterminate,’” and, thus, “bars the death penalty as a punishment in punishments” clause “commands that punishments ‘reform’ instead of
opinion did not represent that of the electorate.”
analysis”; and (3) “the reaction of the Massachusetts citizens and legislature to the Watson court “did not apply objective criteria in its standard of decency of construction when determining whether a statute is unconstitutional”; (2)
tradition.” Finally, the defendant argued that the “true design of all its state constitution, and capital punishment is inconsistent with that same crime or offense. Nor shall the legislature make any law that shall
surrounding circumstances.” Petition of Below, 151 N.H. 135, 139 (2004) men, bestiality, burglary, arson of a dwelling and robbery.” See An Act for the
16 provides, “No subject shall be liable to be tried, after an acquittal, for the
that it may gather their intention from the language used, viewed in light of the 155 possible in the situation of the parties at the time the instrument was made, mandated for the crimes of treason, murder, rape, carnal knowledge between instructive, and in so doing, it is the court’s duty to place itself as nearly as “Reviewing the history of the constitution and its amendments is often
day, which includes specific references to capital punishment. Part I, Article Hampshire Constitution, as adopted in 1784 and continuing in effect to this punishment for certain crimes. This is reflected in the text of the New
that “[w]hen the State Constitution was adopted in 1784, the death penalty was The trial court’s order denying the defendant’s facial challenge explains
to reject the defendant’s facial challenge under Part I, Article 33. application of settled principles for construing our State Constitution leads us time when the constitution and the laws were adopted.” Id. (quotation
adopted, the death penalty was accepted by the framers as a suitable Hampshire 596-99 (Henry Metcalf ed. 1916). Thus, at the time Article 33 was punishment of certain Crimes, Laws 1792, reprinted in 5 Laws of New
omitted).
Article 33 affords greater protection than does the Eighth Amendment, be always understood and explained in that sense in which it was used at the or unusual,” we ought to interpret it as affording greater protection than the great paramount law which controls the legislature as well as the people, is to (quotation and ellipsis omitted). “[T]he language used . . . by the people in the
significance. See State v. Kido, 654 P.2d 1351, 1353 n.3 (Haw. Ct. App. 1982);
attributed significance to the use of the disjunctive. See People v. Carmony,
(Md. 1993). We need not decide this issue because, even assuming Part I, defendant argues that because Article 33 prohibits punishments that are “cruel by Kansas v. Marsh, 548 U.S. 163 (2006); Thomas v. State, 634 A.2d 1, 10 n.5 State v. Kleypas, 40 P.3d 139, 240-41 (Kan. 2001), overruled on other grounds
jurisdictions, however, find that the use of the disjunctive has no substantive People v. Bullock, 485 N.W.2d 866, 872 n.11. (Mich. 1992). Other 7, 17 (Fla. 2000); State v. Mitchell, 577 N.W.2d 481, 488, 490 (Minn. 1998); c. Discussion 127 Cal. App. 4th 1066, 1085 (Ct. App. 2005); Armstrong v. Harris, 773 So. 2d
unusual.” In support, the defendant points to jurisdictions that have Eighth Amendment’s prohibition against punishments that are “cruel and
or inflict cruel or unusual punishments.” N.H. CONST. pt. I, art. 33. The or court of law, shall demand excessive bail or sureties, impose excessive fines, Part I, Article 33 of the State Constitution provides that “no magistrate, statute.” State v. Farrow, 118 N.H. 296, 305 (1978). Rather, “[a]ssuming the We have “never held that article 18 invalidates a capital punishment
subjected to it.” design of the death penalty, of course, is to exterminate, not reform, the person constitutional value therein expressed.” The defendant observes that, “the
clause reveals at a minimum a tension between the death penalty and the
‘true design of all punishments [is] to reform, not to exterminate mankind,’ that N.H. CONST. pt. I, art. 18. According to the defendant, “[i]n declaring that the
not to exterminate mankind.
unjust. The true design of all punishments being to reform,
reason a multitude of sanguinary laws is both impolitic and compunction as they do the lightest offenses. For the same themselves, and to commit the most flagrant with as little
people are led to forget the real distinction in the crimes
undistinguishing severity is exerted against all offenses, the those of murder and treason. Where the same the crimes of theft, forgery, and the like, which they do to
offense. No wise legislature will affix the same punishment to
All penalties ought to be proportioned to the nature of the
provides:
the death penalty violates the New Hampshire Constitution.” Part I, Article 18
156
penalty.” State v. Elbert, 125 N.H. 1, 15 (1984) (citation omitted). Regardless
which has no analog in the Federal Constitution, supports the conclusion that The defendant next argues that “Part I, Article 18’s ‘true design’ clause,
that the death penalty would be imposed for many crimes.”
punishment, it forbids only gross disproportionality between offense and article’s concern extends beyond the improper application of capital
and the circumstances of its adoption, the framers undoubtedly anticipated
trial court that “[l]ooking at the language of the New Hampshire Constitution considered capital punishment to be “cruel or unusual.” We agree with the language of the constitution anticipates its use, the framers could not have
subject any person to a capital punishment . . . without trial by jury.” N.H.
punishment was a sanctioned penalty for specified crimes and that the plain Given that, at the time the State Constitution was adopted, capital
the law of the land.” N.H. CONST. pt. I, art. 15 (emphasis added). . . . deprived of his life, liberty, or estate, but by the judgment of his peers, or 4 (emphasis added). Also, Part I, Article 15 provides that “[n]o subject shall be civil, or whether the crimes be capital, or not capital.” N.H. CONST. pt. II, art. legislature to establish courts for trying cases “whether the same be criminal or CONST. pt. I, art. 16 (emphasis added). Part II, Article 4 authorizes the United States v. Sampson, 486 F.3d 13, 23 (1st Cir. 2007). however, does not render the death penalty statute facially unconstitutional. penalty is “infrequently sought and even more infrequently carried out,”
the list of constitutionally-acceptable punishments.” The fact that the death
He argues that “[s]o long a period of disuse has removed the death penalty from occurring a little more than seventy years ago, in 1939.” (Quotation omitted.) sentenced sixteen men to die and executed twelve[,] . . . with the last execution
is employed in Eighth Amendment analysis, see Trop v. Dulles, 356 U.S. 86, The defendant points to the fact that “since 1869 New Hampshire has Constitution.” (Citation omitted.) The “evolving standards of decency” inquiry supports the conclusion that the death penalty violates the New Hampshire
arguments. ‘evolving standards of decency that mark the progress of a maturing society’ prohibited by our State Constitution, we are not persuaded by the defendant’s
measure, we presume its validity.” State v. Deflorio, 128 N.H. 309, 316 (1986) selected by a democratically elected legislature against the constitutional 157
is the body that defines the crime — the legislature.” Farrow, 118 N.H. at 305;
become cruel or unusual,” and that “the inquiry into the current state of the decency” should inform our consideration of whether the death penalty is unusual at one time could, with the passage of more than two hundred years, prevail.” He contends, however, that “a punishment not regarded as cruel or
country’s legislatures” (quotation omitted)). “[I]n assessing a punishment
1977, 440:2. The legislature has subsequently amended these statutes several establishing the procedure to be followed in capital murder cases. See Laws “[T]he proper body to set the parameters of punishment for a given crime Georgia, the New Hampshire legislature enacted a new statutory scheme Following the United States Supreme Court’s 1976 decision in Gregg v.
assuming, without deciding, that an inquiry into “evolving standards of judgment of the representatives of the people.” Id. (quotation omitted). (quotation omitted). “[A] heavy burden rests on those who would attack the penalty was cruel or unusual in the late eighteenth century, he could not
objective evidence of contemporary values is the legislation enacted by the see Atkins v. Virginia, 536 U.S. 304, 312 (2002) (“the clearest and most reliable
analysis of the defendant’s rights under New Hampshire law”). However, even The defendant concedes that if he “had to demonstrate that the death inquiry is applicable to our State Constitution. See State v. Evans, 127 N.H. facially unconstitutional.
501, 504 (1985) (Eighth Amendment decisions provide a “useful backdrop for
101 (1958) (plurality opinion), and we have never determined whether this does the Eighth Amendment, its protection does not render RSA 630:1 and :5 of whether Article 18 provides greater protection in a capital murder case than younger than eighteen at the time of the offense. See Laws 2005, 35:1. This penalty and make recommendations to the legislature. See Laws 2009, ch. (commission) was created to assess the practical implications of the death
158
in New Hampshire.” Id. Subsequent attempts to repeal the death penalty of twenty-two members appointed variously by the Speaker of the House, the people of this state . . . [that] our capital murder statute should remain the law
once. In 2005, the legislature prohibited capital punishment for defendants In 2009, a Commission to Study the Death Penalty in New Hampshire
violated the Federal Constitution. See Roper v. Simmons, 543 U.S. 551 (2005). already serving a sentence of life without parole. See Laws 1988, 69:1. In Hampshire (December 1, 2010) (Final Report). The commission was comprised extraordinarily difficult” and concluded that it was “in the best interests of the 284; Final Report of the Commission to Study the Death Penalty in New
The legislature has narrowed the application of the death penalty only
committee to remove repeal provisions and tabled in senate). legislate); N.H.S. Jour. 524-27 (2009) (bill amended by senate judiciary during certain drug offenses. See Laws 1990, 199:1. In 1994, the legislature Jour. 455 (2007) (bill seeking to repeal the death penalty voted inexpedient to failed to gain a majority vote in both houses of the legislature. See N.H.H.R.
defendant who was under the age of eighteen when the crime was committed murder of a probation or parole officer, and murder by a defendant who is statute as “designed to make the carrying out of the death penalty her veto message, the Governor described the protections afforded under the legislature, but the Governor vetoed it. See N.H.H.R. Jour. 948-49 (2000). In In 2000, a bill to repeal the death penalty passed both houses of the
Jour. 724 (2005). Hampshire law consistent with federal constitutional requirements. See N.H.S. connection with aggravated felonious sexual assault, and murder committed Legislative history indicates that this amendment was designed to make New
change followed the Supreme Court’s decision that the execution of a In 1988, the legislature extended capital punishment to the crimes of the
accomplishing what is unfortunately a necessary part of our state law.” See 128:1, :2. further extended it to include the murder of a judicial officer. See Laws 1994,
1990, the legislature extended capital punishment to the crimes of murder in times. In 1986, the method of execution was changed to lethal injection. See
N.H.S. Jour. 599 (1986).
use it and this bill provides for the most humane and effective means of this state: “If we are going to have a death penalty we should be prepared to for this change was to make capital punishment more likely to be imposed in Laws 1986, 82:1. The amendment’s legislative history suggests that the reason unusual or disproportionate” under the State and Federal Constitutions. See
the people.” Deflorio, 128 N.H. at 316 (quotation omitted). Accordingly, we
fundamental fairness, and to be protected against punishments that are cruel,
[that] rests on those who would attack the judgment of the representatives of legislature” and conclude that the defendant has not met the “heavy burden We presume the validity of “a punishment selected by a democratically elected
committing a “non-purposeful murder” violates his “rights to due process, killed” Officer Briggs. He argued that the imposition of a sentence of death for failed to prove the statutory aggravating factor charging that he “purposely Id. at 23. Most recently, in 2011, the legislature extended the death penalty to
consensus has not been reached that capital punishment is cruel or unusual.”
imposition of the death penalty based upon the jury’s finding that the State
death penalty. legislative history of capital punishment in this State demonstrates that a the most clear cases where the defendant is eligible for the 159 standards of decency in this State.” We agree with the trial court that “[t]he have upheld it, . . . capital punishment does not offend general community
After the eligibility phase of sentencing, the defendant moved to bar the
a. Background or death sentence, and the penalty is applied sparingly to only 2. As Applied Challenge been debated, and how consistently the representative branches of government facially violates Part I, Article 18 or Part I, Article 33 of the State Constitution.
of decency.” Id. at 7. In 2010, the majority report concluded:
the defendant the most protection from a wrongful conviction category of murders, the procedures are designed to provide As the trial court found, “[g]iven how frequently the death penalty has process, the statutes are written to cover only a narrow hold that the defendant has not established that the death penalty statute privileged to be within an occupied structure.” RSA 630:1, I(g) (Supp. 2012).
death penalty in New Hampshire is consistent with evolving societal standards Final Report at 7-8. The commission’s duties included studying “[w]hether the association of chiefs of police, the attorney general, and police associations.
penalty has consistently been accepted by the democratic
those who, during the commission of a burglary, murder a person “licensed or
the association of counties, the association of criminal defense lawyers, the President of the Senate, the Governor, the public defender, the bar association,
evolving standards of decency because, in this state, the death New Hampshire’s capital murder statutes are consistent with b. Appellate Argument
objectives under the New Hampshire Constitution. imposition of the death penalty in this case was inconsistent with sentencing
the trial court denied the defendant’s motion, rejecting his argument that the
Constitution. The State objected and, by written order dated March 19, 2009,
jury findings, the death sentence as applied in this case violates the State that he posed a threat of future dangerousness. He argued that given these the State failed to prove both that he had a purpose to kill Officer Briggs and
defendant moved to set aside that verdict based upon the jury’s findings that
Following the jury’s recommendation of a sentence of death, the
death penalty.
aggravating factors adequately narrowed the class of defendants eligible for the
Part I, Articles 18 and 33 of the State Constitution; and (4) the challenged warranting reconsideration of its earlier rulings rejecting his arguments under the State Constitution; (3) he failed to present new evidence or argument
consideration; (2) he failed to develop his argument under Part I, Article 15 of
under our State Constitution. Third, he asserts that the two eligibility
affects its prior orders, he “may file an appropriate motion” for the court’s
retributive purpose, which he alleges is an impermissible sentencing goal
event that the defendant believes that federal law has changed in a way that trial court denied the defendant’s motion. In so doing, it ruled that: (1) in the The State objected and, by written order dated December 29, 2008, the
statutory aggravating factor, the penalty of death in this case serves only a that because the State also failed to prove the future dangerousness noncharging that he had a specific intent to kill Officer Briggs. Second, he argues
160
Constitution because the State failed to prove the statutory aggravating factor
sentenced to death.” and (3) failed to “meaningfully narrow the class of murder[er]s who should be “mental state aggravators” found by the jury pursuant to RSA 630:5, VII(a)(2)
that the imposition of the death penalty in this case contravenes the State The defendant’s argument consists of three parts. First, he contends
protections than the Federal Constitution. The defendant also argued that the
a defendant who did not have a specific intent to kill, see Tison v. Arizona, 481 establishes that the Eighth Amendment does not preclude a death sentence for
or unusual punishments clause of part I, article 33” provide him with greater of part I, article 15; the proportionality clause of part I, article 18; and the cruel He argued that under the State Constitution, “the fundamental fairness clause
Although he acknowledged that United States Supreme Court precedent N.H. CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV.
argument “for later review, or in the event federal law changes to his benefit.” U.S. 137 (1987), the defendant sought to preserve his federal constitutional The legislature has established that the mens rea necessary to render a
Constitution. We are not persuaded.
kill,” thereby precluding the imposition of a sentence of death under our State
lower culpability than would be the case if the defendant had had a purpose to regard a defendant’s lack of a purpose to kill as indicative of substantially unaccompanied by any additional crime. [Thus,] New Hampshire law must
the law treat that murder as equal in culpability of a purposeful murder
so large that only with the addition of an element to the knowing murder will
he argues: “[T]he difference between acting purposely and acting knowingly is Hampshire law. Citing RSA 630:1-a (2007), which defines first-degree murder, the actor had a purpose to kill, the most culpable mental state under New
penalty under the State Constitution when the State has failed to prove that
The defendant contends that a person should not be subject to the death
defendant.
do not render the death penalty statute unconstitutional as applied to the
provides greater protection than does the Eighth Amendment, its protections analysis accordingly. We conclude that regardless of whether Part I, Article 18 however, is based only upon our Article 18 precedent, and so we limit our
161
(1) purposely killed the victim; [or]
more protective than the Federal Constitution. The defendant’s legal analysis, the defendant:
c. Discussion
(Narrowing Function)) of this opinion. unusual punishments” clause of Part I, Article 33 of the State Constitution are capital murderer eligible for the death penalty may be satisfied by proof that
defendants who lacked a purpose to kill,” see Tison, 481 U.S. at 157; and (2)
VIII.B (Constitutional and Statutory Review-Statutory Aggravating Factors Article 15, the “true design” clause of Part I, Article 18, and the “cruel or
murderers who are death eligible from those who are not. See RSA 630:5, Eighth Amendment is not violated by the imposition of the death penalty on Constitution and acknowledges that the Supreme Court: (1) “has held that the The defendant does not raise any argument under the Federal
encompasses a separate appellate argument that we address and reject in Part at 183-84. Instead, he asserts that his right to due process under Part I, “recognizes retribution as a legitimate goal of punishment,” see Gregg, 428 U.S.
not “perform the constitutionally-essential function” of distinguishing capital statutory aggravating factors found by the jury regarding his mental state did
VII(a)(2), (3). This last point, regarding the statute’s narrowing function, shocking to the moral sense as an “intent to kill.” indifference to the value of human life may be every bit as well as taking the victim’s property. This reckless
may have the unintended consequence of killing the victim as
robbery, utterly indifferent to the fact that the desire to rob dies, or the robber who shoots someone in the course of the who tortures another not caring whether the victim lives or
among the most dangerous and inhumane of all — the person
the other hand, some nonintentional murderers may be death penalty — those that are the result of provocation. On homicides, though criminal, are often felt undeserving of the
See RSA 630:1, I(a); RSA 630:5, IV, VII(a), (j); see also RSA 626:2, II(a), (b) penalty even if the defendant did not have the specific intent to kill the officer. conduct knowing it created a grave risk of death, is subject to the death
or with other justification or excuse. Other intentional
with a specific intent either to inflict serious bodily injury or to engage in
are not criminally liable at all — those who act in self-defense
does so for the purpose of avoiding or preventing a lawful arrest, and who acts a defendant who knowingly kills a police officer acting in the line of duty, who identified in RSA 630:5, VII(a) are equally culpable under the law. Accordingly,
dangerous of murderers. Many who intend to, and do, kill means of definitively distinguishing the most culpable and defendant “intended to kill” . . . is a highly unsatisfactory A narrow focus on the question of whether or not a given
who commit capital murder with any one of the three “purposely” mental states
162 Supreme Court has endorsed the constitutionality of this legislative approach:
law are not restricted to those who harbor a specific intent to kill. The
RSA 630:5, VII(a). Thus, under the plain language of the statute, defendants
in the death of the victim.
the most egregious murderers who warrant the most severe sentence under our
than one of the participants in the offense; and . . . resulted
Our capital sentencing scheme reflects the legislature’s judgment that
specific intent”).
knew would create a grave risk of death to a person, other (3) purposely engaged in conduct which . . . the defendant
725 (2007) (“the Criminal Code generally uses the term ‘purposely’ in place of (2007) (defining “purposely” and “knowingly”); State v. Holmes, 154 N.H. 723,
the death of the victim; [or] (2) purposely inflicted serious bodily injury which resulted in legitimate goals of sentencing. See State v. Henderson, 154 N.H. 95, 97 (2006);
ways, under our State Constitution both punishment and deterrence are
Although our precedent expresses the goals of sentencing in a variety of
scheme, does not meet legitimate goals of sentencing.
that the jury’s sentencing verdict, rendered pursuant to the capital sentencing
State v. Polke, 638 S.E.2d 189, 196 (N.C. 2006) (quotation and emphasis
recognized goal of sentencing, we conclude that the defendant fails to establish serve no sanctioned purpose.” Regardless of whether retribution is a punishment under the New Hampshire Constitution, [his] execution would
know it is to survive.
statement that retribution constitutes a constitutionally permissible purpose of
163
upon the rule of law which must prevail if our society as we the entire public — the body politic — and is a direct attack performance of his duties in the truest sense strikes a blow at
based upon retribution. According to the defendant, “in the absence of a
Constitution. See Duquette v. Warden, N.H. State Prison, 154 N.H. 737, 745
Burroughs, 113 N.H. 21, 24 (1973). We have stated: The murder of a law enforcement officer engaged in the Evans, 127 N.H. at 505; State v. Wentworth, 118 N.H. 832, 842 (1978); State v. threat of future danger in prison” as showing that his sentence of death was The defendant next points to “the jury’s failure to find that [he] posed a
establish that this legislative judgment is prohibited under our State and the defendant has failed to present any convincing legal authority to committed by the defendant warrants the most severe penalty under our law, representative of the public and a symbol of the rule of law. performance of his duties, a law enforcement officer is the The legislature has determined that the magnitude of the crime merely in degree from other murders. When in the
heavy burden to establish that the legislation is unconstitutional). the sentence selected by the legislature, and the challenging party bears a inescapable grounds”); Deflorio, 128 N.H. at 316 (court presumes the validity of (2007) (court will not declare legislative act unconstitutional “except upon
omitted). performance of his official duties differs in kind and not
Tison, 481 U.S. at 157. Moreover, our legislature’s decision to classify the type
[t]he murder of a law enforcement officer engaged in the
reflects its judgment that of murder committed by the defendant as one warranting a death sentence Wentworth, 118 N.H. at 842; see also State v. Darcy, 121 N.H. 220, 225-26
requirement.
includes counseling and training, is not a constitutional
Rehabilitation, which in the modern sense of the word with as little compunction as they do the lightest offenses.” offenses, the people are led . . . to commit the most flagrant
when it states that if the same “severity is exerted against all
deterrence is also recognized in other language in the article show that it determined that the murder of Officer Briggs represented “the result from the deterrent effect of punishment. General purpose of sentencing; the implication is that reform will . . . [Part I, Article 18] recognizes deterrence as a valid
164
findings, the jury’s findings regarding the non-statutory aggravating factors
the most crime is the proper sentence to impose. particular circumstances of the crime. See State v. Fraser, 120 N.H. 117, 122 crimes. Whichever sentence is thought to be likely to reduce
See Wentworth, 118 N.H. at 842. It also accords with fostering “public part, with the goal of reducing crime by deterring others from such conduct. court observed, in addition to the guilt phase verdict and eligibility phase dangerousness, warrants a sentence of death. See RSA 630:5, I, IV. Imposing sentence — even if crimes were identical, defendants may not be). As the trial (1980) (not all persons convicted of a particular crime must receive the same
jury also assessed the individual characteristics of the defendant and the individual defendant others may be deterred from committing We note that, pursuant to the capital sentencing scheme, the sentencing dangerousness. See RSA 630:5, IV, VII. Here, the State identified as a noncommission of capital murder without proof of a defendant’s potential future crime [will not] be unduly depreciated.” Darcy, 121 N.H. at 225-26. The legislature has authorized the imposition of a death sentence for the confidence in the system of justice” by ensuring that “the seriousness of the
the most severe sentence under the circumstances of this case comports, in
aggravating factors, which do not require an evaluation of a defendant’s future judgment, the commission of capital murder, along with two requisite statutory which the jury determined was not proved. Nevertheless, in the legislature’s statutory aggravating factor the defendant’s potential future dangerousness, deterred from repeating his crime. Moreover, by punishing the punish the individual defendant in the hope that he will be defendant so he will not offend again. Another way is to
(1981).
This theoretically can be done by rehabilitating the individual The real purpose of all sentencing is to reduce crime. Relying upon Tuilaepa v. California, 512 U.S. 967, 971-72 (1994), and Constitutions. See N.H. CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. court denied the defendant’s motion by written order dated January 11, 2008. acted “purposely,” the most stringent mental state. After a hearing, the trial
“knowing” conduct. RSA 630:1 (2007); see RSA 630:1, I(g) (Supp. 2012)
upon that factor would violate his rights under the State and Federal of capital murderers eligible for the death penalty, and a death sentence based further narrows the death-eligible class by requiring proof that the defendant Therefore, he argued, the serious bodily injury factor failed to narrow the class
165 because RSA 630:1 enumerates six types of capital murder that all require
either Part I, Article 15 or Part I, Article 33, none is warranted. See State v. State Constitution. As the defendant presents no independent analysis under death penalty statute, as applied in his case, violates Part I, Article 18 of the also argued that the serious bodily injury factor under RSA 630:5, VII(a)(2) death resulted,” and, thus, was “less egregious than” capital murder conduct.
Manchester Police Officer Michael L. Briggs.” See RSA 630:5, VII(a)(2) (2007) the constitutional mandate of narrowing the class of death-eligible murders The State objected, arguing that the capital sentencing scheme satisfies definition of capital murder under RSA 630:1 itself performs the narrowing Lowenfield v. Phelps, 484 U.S. 231, 244-45 (1988), the court ruled that the
Accordingly, we hold that the defendant has not demonstrated that the (statute amended in 2011 to add seventh type of capital murder). The State proof of only “first degree assault . . . with the additional circumstance that
purposely inflicted serious bodily injury which resulted in the death of
V, VIII, XIV.
1. Background
“deter[ring] others from similar conduct.” (hereinafter “serious bodily injury factor”). He argued that this factor required constitutional objectives of “punish[ing] the defendant for his conduct” and
factor identified in the death penalty notice that charged: “Michael K. Addison In August 2007, the defendant moved to strike a statutory aggravating
B. Statutory Aggravating Factors (Narrowing Function)
N.H. at 504. independent due process argument under Part I, Article 15. See Chick, 141 843. Finally, we agree with the State that the defendant failed to preserve an agree with the trial court that the jury’s sentencing verdict met the same reasons set forth in our Article 18 analysis. See Wentworth, 118 N.H. at culmination of consistent violent conduct” committed by the defendant. We defendant asserts Article 15 and Article 33 arguments, we reject them for the Chick, 141 N.H. 503, 504 (1996). In any event, to the extent that the police officer acting in the line of duty; it reasoned that “not every defendant
further narrows the class of death-eligible defendants who “knowingly” kill a State that the grave risk of death aggravating factor under RSA 630:5, VII(a)(3) required narrowing function.” In addition, the court again agreed with the
statutory] definition of capital murder itself performs the constitutionally
indictment would not violate the State or Federal Constitution because [the that any duplication between statutory aggravators and the capital murder August 13, 2008. The court first referred to its earlier order in which it “found
his rights under the State and Federal Constitutions. See N.H. CONST. pt. I,
The trial court denied the defendant’s motion by written order dated L. Briggs.” See RSA 630:5, VII(a)(3) (2007) (hereinafter “grave risk of death argued, the jury’s consideration of the grave risk of death factor would violate offense; and [which] resulted in the death of Manchester Police Officer Michael grave risk of death to a person, other than one of the participants in the
incorrect statement of the law. the conduct underlying the capital murder. Without such an instruction, he Additionally, the State contended that the proposed jury instruction was an jury that the conduct supporting the grave risk of death factor must differ from purposely engaged in conduct which . . . the defendant knew would create a Accordingly, he requested that the court either strike this factor or instruct the
166
the class of criminal defendants who may be eligible for a sentence of death.” aggravating factor identified in the death penalty notice: “Michael K. Addison “some risk-creating conduct above and beyond the capital murder.” The defendant subsequently moved to strike another statutory
The State objected. Noting “the substantively different mens rea
capital charge — either on its face or as applied — but also correctly narrows
intended narrowing function, the grave risk of death factor must rest upon inflict serious bodily injury.”
aggravating factor “not only ensures that it can never be duplicative to the State argued that the “more directed intent” of “purposely” required for the reasoned, to “elevate this murder to a more aggravated level” and achieve the requirements for the guilt phase charge and for the challenged aggravator,” the so doing, he created a grave risk of death to Officer Briggs.” Therefore, he knowingly kills a police officer will have done so with the heightened intent to Officer Briggs by shooting him in the head, then “he necessarily knew that in in the line of duty. The trial court reasoned that “not every defendant who arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV. the class of death-eligible defendants who “knowingly” kill a police officer acting
factor”). The defendant argued that if the jury found that he knowingly killed with the State that the serious bodily injury aggravating factor further narrows function required by the Federal Constitution. In addition, the court agreed 2. Appellate Argument
factor, and the court instructed the jury accordingly.
sentence selection phase of trial. The State selected the serious bodily injury consideration in deciding whether to impose a sentence of death at the bodily injury factor and the proven grave risk of death factor for the jury’s
The trial court required the State to choose between the proven serious
knowingly causing the death of a police officer acting in the line of duty. both challenged factors narrowed the class of capital murderers convicted of
court ruled that the heightened mental state required for death eligibility under
defendant argues, the eligibility phase findings violate the capital sentencing written order dated December 27, 2008. Consistent with its earlier orders, the The State objected, and the trial court denied the defendant’s motion by
Hampshire statute requires.” In the absence of his proposed instructions, the charging that the defendant purposely killed Officer Briggs. See RSA 630:5,
nature of our State Constitution.
death penalty. See RSA 630:5, VII(a)(2), (3). He argues that the challenged regarding both factors, and by denying his motion to bar the imposition of the factors, by failing to provide the jury with his proposed jury instructions 167
or ‘grave risk of death.’ Thus, the latter findings did not narrow, as the New between the conduct for knowing murder and ‘purpose to inflict serious injury’ risk of death factors, but had not proved the third noticed aggravating factor the facts and circumstances of this case: “In this case, there is no difference found that the State had proved both the serious bodily injury and the grave The defendant based his argument upon the purportedly more protective Special Findings Form, which is included in Appendix A. As pertinent here, it
strike the serious bodily injury and grave risk of death statutory aggravating The defendant argues that the trial court erred by denying his motions to
factors did not operate to further narrow the pool of capital murderers under circumstances call[ing] for a fact-specific, as applied, constitutional challenge.” eligibility phase of sentencing. The jury returned its eligibility decision on a defendant urged the court to reconsider its prior orders in light of the “changed failed to narrow the class of murderers who should be sentenced to death. The
instructed the jury regarding the statutory aggravating factors during the Following the defendant’s conviction for capital murder, the trial court again argued that the serious bodily injury and grave risk of death factors
The defendant then moved to bar the imposition of the death penalty. He knowing that it would cause a grave risk of death to that officer.” who knowingly kills a police officer will purposely engage in that conduct, VII(a)(1)-(3) (2007). Lowenfield, 484 U.S. at 244-45. Thus, a constitutional statute establishes “a
168
with the Eighth and Fourteenth Amendments.” Addison, 160 N.H. at 764-65 for the death penalty according to an objective legislative definition.”
circumstance’ (or its equivalent) at either the guilt or penalty phase.” Tuilaepa,
774. The capital sentencing scheme must, therefore, “‘genuinely narrow the Oklahoma, 512 U.S. 1, 6-7 (1994) (quotation omitted); see Lewis, 497 U.S. at circumstances of a particular defendant’s case meet the threshold.” Romano v. Since Furman, Eighth Amendment precedent “address[es] two different criteria that narrow the decisionmaker’s judgment as to whether the threshold below which the [death] penalty cannot be imposed” with “rational Constitution. Furman v. Georgia, 408 U.S. 238 (1972) (per curiam); see Zant v. 3. Discussion capricious, or wanton and freakish, imposition of the death penalty in accord 512 U.S. at 971-72. “By doing so, the jury narrows the class of persons eligible
trier of fact must convict the defendant of murder and find one ‘aggravating render a defendant eligible for the death penalty in a homicide case, . . . the process for imposing a death sentence rationally reviewable. See Arave v. selection decision.” Tuilaepa, 512 U.S. at 971; see Zant, 462 U.S. at 878. “To aspects of the capital decisionmaking process: the eligibility decision and the
(plurality opinion)). (citing Gregg, 428 U.S. at 199; Proffitt v. Florida, 428 U.S. 242, 258 (1976) violating the Eighth and Fourteenth Amendments to the United States
legislative framework “protect[s] defendants against the arbitrary and VIII, XIV. (1990); Gregg v. Georgia, 428 U.S. 153, 206-07 (1976). Such a circumscribed Constitutions, N.H. CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, Creech, 507 U.S. 463, 470-71 (1993); Lewis v. Jeffers, 497 U.S. 764, 774
standards that suitably direct and channel that discretion and make the body discretion to impose capital punishment must contain clear and objective the Federal Constitution, a capital sentencing statute that gives a sentencing Stephens, 462 U.S. 862, 874 (1983); Addison, 160 N.H. at 741-42. To satisfy
to impose the death penalty to the uncontrolled discretion of a judge or jury as Court. In Furman, the Court struck down state statutes that left the decision enacted after Furman v. Georgia was decided by the United States Supreme jurisprudential history of the current capital sentencing scheme which was to be free from cruel and/or unusual punishment under the State and Federal In State v. Addison, 160 N.H. 732, 741-47 (2010), we set forth the statute, and the resulting death sentence violates his rights to due process and
226, 231-33 (1983). and rely upon federal law only to aid our analysis. See State v. Ball, 124 N.H. We first address the defendant’s arguments under the State Constitution vague.” Tuilaepa, 512 U.S. at 972. of defendants convicted of murder”; it also “may not be unconstitutionally
169
discretion.” Lowenfield, 484 U.S. at 244. The aggravating circumstance that
penalty phase.” Lowenfield, 484 U.S. at 246; see, e.g., Jurek v. Texas, 428 U.S.
every defendant convicted of a murder [but] . . . must apply only to a subclass
Tuilaepa, 512 U.S. at 972. Thus, “the narrowing function required for a regime
be considered.”); Brecheen v. Reynolds, 41 F.3d 1343, 1359 (10th Cir. 1994)
the class of death-eligible persons and thereby channeling the jury’s these constitutional requirements, and the Supreme Court has affirmed the States have latitude in enacting capital sentencing schemes that satisfy
provid[ing] for narrowing by jury findings of aggravating circumstances at the
eligible aggravating circumstance identified by state statute “may not apply to statutes). Moreover, to perform the required narrowing function, the deathdefinition of the crime or in a separate sentencing factor (or in both).” (reviewing differing functions of aggravating circumstances under various state
circumstance in a first-degree murder case before a death sentence may even essentially said that there must be at least one statutory aggravating aggravating factors “is not an end in itself, but a means of genuinely narrowing 262, 276 (1976) (“By narrowing its definition of capital murder, Texas has Tuilaepa, 512 U.S. at 972. “What is important at the selection stage is an 630:5, VII(a)(2) and (3). The Supreme Court has underscored that the use of statutory scheme — specifically, the statutory aggravating factors under RSA concern,” or by the legislature “more broadly defin[ing] capital offenses and The defendant here challenges the death eligibility component of our definition of capital offenses “so that the jury finding of guilt responds to this offered by the defendant.” Romano, 512 U.S. at 7 (quotation omitted). of capital punishment may be provided” either by the legislature narrowing the sentencer’s discretion, but must allow it to consider any relevant information impose the [death] penalty. In this respect, the State cannot channel the narrows the class of death-eligible murderers “may be contained in the found guilty of murder.’” Romano, 512 U.S. at 7 (quoting Zant, 462 U.S. at
defendant eligible for the death penalty should in fact receive that sentence.” At the sentence selection phase, “the sentencer determines whether a
imposed from the many cases in which it is not”).
consideration of any relevant circumstance that could cause it to decline to at 7; Zant, 462 U.S. at 878. “To this end, States cannot limit the sentencer’s imposition of a more severe sentence on the defendant compared to others the circumstances of the crime.” Id. (quotation omitted); see Romano, 512 U.S. class of persons eligible for the death penalty and must reasonably justify the individualized determination on the basis of the character of the individual and
principled basis “for distinguishing the few cases in which the death penalty is 877); see Gregg, 428 U.S. at 197 (a constitutional state statute provides a the same victim, by virtue of the same conduct, served no legitimate narrowing
and proven mitigating factors. See RSA 630:5, III, IV (2007); Addison, 160 N.H. considering all of the sentencing evidence, including proven aggravating factors vague or overbroad. Rather, he contends that it is the application of the either the serious bodily injury factor or the grave risk of death factor is facially such narrowing did not occur in this case. He does not argue, however, that knowingly killing the victim, a finding that he created a ‘grave risk of death’ to
170
of death, the jurors then determine whether to impose that sentence by
VII(a) perform a further narrowing of the class of capital murderers, but that Additionally, he contends that “where the jury has found [him] guilty of conduct, had a purpose to inflict serious bodily injury, is superfluous.” gunshot wound to the head, its additional finding that [he], by the same
IV; see Addison, 160 N.H. at 768-69. One factor must be among those listed in unanimous jury the existence of two statutory aggravating factors. RSA 630:5,
the jury makes findings that render the defendant eligible to receive a sentence background of the defendant, or the victim’s status. RSA 630:5, VII(b)-(j). If second category generally pertain to the circumstances of the crime, the because the legislature intended that the aggravating factors under RSA 630:5,
that “[w]here the jury has convicted [him] of a knowing murder based on a Briggs: by shooting him in the head at close range. The defendant contends arguing, he focuses upon the particular manner in which he murdered Officer demonstrates that they fail to perform the required narrowing function. In so RSA 630:1, I(a). Second, the State must prove beyond a reasonable doubt to a challenged factors to the facts and circumstances of this case that
variants of purposeful conduct. RSA 630:5, VII(a). The factors identified in the The defendant argues that his death sentence is constitutionally infirm
sentence and the jury shall be so instructed.”). to aggravating and mitigating factors, is never required to impose a death at 763; see also RSA 630:5, IV (“The jury, regardless of its findings with respect
by the victim’s status as a law enforcement officer acting in the line of duty.
RSA 630:1. RSA 630:5, I; see RSA 630:1, III. That statute limits “capital
VII(b)-(j). RSA 630:5, IV. The factors in the first category comprise three RSA 630:5, VII(a), while the second must be among those listed in RSA 630:5,
murder” to several specific types of murder, including one that is distinguished constitutionality of various state capital sentencing schemes. See Tuilaepa,
jury that the defendant committed “the offense of capital murder” as defined in First, the State must prove beyond a reasonable doubt to a unanimous
768-69. defendant eligible to receive a sentence of death. See Addison, 160 N.H. at statutory aggravating factors, see RSA 630:5, I, IV, VII (2007), renders a capital murder, see RSA 630:1, in conjunction with the existence of two Addison, 160 N.H. at 742-46 (same). In New Hampshire, the commission of 512 U.S. at 974-75 (reviewing cases); Lowenfield, 484 U.S. at 244-45 (same); provision in a constitutionally narrow fashion); Walton v. Arizona, 497 U.S.
sentencer.”); cf. Maynard v. Cartwright, 486 U.S. 356, 363-64 (1988) (holding defining the circumstance is itself too vague to provide any guidance to the a particular case, it must first determine whether the statutory language
171 facially vague, and holding, alternatively, that the state court construed the
the constitutionally required narrowing function because an ordinary person guidance to the sentencer); Lewis, 497 U.S. at 777-78 (noting appellate court’s
defined classification”); Lowenfield, 484 U.S. at 246 (“Here, the ‘narrowing application of an individual statutory aggravating or mitigating circumstance in
requisite narrowing function. See Tuilaepa, 512 U.S. at 972-73 (the
sentencer’s discretion by clear and objective standards and thus was not
that aggravating circumstance of “especially heinous” murder did not perform whether the aggravating circumstance is vague and thus fails to provide any
challenged statutory provisions are not vague or overbroad. See, e.g., Arave, narrowing function in this case. Furman and its progeny demonstrate that the factor (or in both),” and the jury’s “eligibility decision fits the crime within a extend beyond an assessment of the language of the state statute when the ruling that RSA 630:1, I(a) by itself accomplished the constitutionally required U.S. 584 (2002) (“When a federal court is asked to review a state court’s The narrowing function analysis does not, as the defendant suggests, The defendant’s argument, however, runs counter to the trial court’s 639, 654 (1990), overruled in part on other grounds by Ring v. Arizona, 536
case — as guided by that constitutional statute — necessarily perform the
than one person.’”); Zant, 462 U.S. at 878 (“statutory aggravating decision that the statutory aggravating circumstance effectively channeled
507 U.S. at 471 (court first examines the statutory language to determine
“may be contained in the definition of the crime or in a separate sentencing
death penalty”). murder conviction. legislative definition: they circumscribe the class of persons eligible for the been based upon conduct distinct from that which underlies the capital culpable than other murderers, the sentencing body’s findings in a specific circumstances play a constitutionally necessary function at the stage of constitutional requirement of distinguishing death-eligible murderers as more are death eligible and those who are not. If a state statute satisfies the offender has a specific intent to kill or to inflict great bodily harm upon more guilty of three counts of murder under the [statutory] provision that ‘the function’ was performed by the jury at the guilt phase when it found defendant
aggravating circumstance which narrows the class of death-eligible murderers
capital murder conviction in this case, the defendant argues, they must have function.” For the eligibility phase findings to be meaningfully distinct from the
that contains objective criteria distinguishing between those murderers who constitutionally required narrowing function can be satisfied by a state statute mental state as compared to “knowingly,” see RSA 626:2, II, III (2007), and is
knowingly — that is, without specific intent. “Purposely” is a heightened purpose to inflict serious bodily injury from those who cause death only distinguishes capital murderers who cause the death of another with the As the trial court concluded, the plain language of RSA 630:5, VII(a)(2)
case. sentence selection deliberations, also performed a narrowing function in this
aggravating factor, which was found by the jury but was not part of the
Accordingly, we need not consider whether the grave risk of death statutory performed the additional narrowing function set forth in the statute. aggravating factor considered by the jury in its sentence selection deliberations
argument. We conclude that the proven serious bodily injury statutory
that the legal premise of the defendant’s claim is sound, we reject his
even where the required narrowing has failed.” Assuming, without deciding, are arbitrary and unfair, in the sense that some defendants are death-eligible under the facts of a specific case, the scheme sanctions death sentences that
additional narrowing, but the narrowing does not serve its intended function
172
a subset of murderers who may be punished by death. See RSA 630:1, III. punishments.” According to the defendant, “If a state statute requires Due Process Clauses and prohibitions against cruel and unusual resulting death sentence violate[s] the statute, as well as the State and Federal defined as follows: “A person acts purposely with respect to a material element
Federal Constitutions. See Tuilaepa, 512 U.S. at 972; Lowenfield, 484 U.S. at
apart from the general class of defendants convicted of murder, and placed into
“narrowing is required by statute, but in a given case does not occur . . . the
function. This conclusion is supported by Supreme Court precedent. See
630:1, I(a) achieved the narrowing function required by both the State and
knowingly killing a law enforcement officer acting in the line of duty, he was set
sentence is constitutionally prohibited in this case. He contends that where Nevertheless, the defendant argues that the imposition of the death under RSA 630:1, I(a) performed the constitutionally required narrowing 246; Jurek, 428 U.S. at 276. Here, the trial court determined that the definition of capital murder
state had adopted and applied an adequate limiting construction). Thus, we conclude that the defendant’s capital murder conviction under RSA
limiting construction was provided by the court); Godfrey v. Georgia, 446 U.S. defendant was found guilty of capital murder under RSA 630:1, I(a) for could believe that it described every unjustified, intentional murder and no Tuilaepa, 512 U.S. at 971-72; Lowenfield, 484 U.S. at 246. Indeed, once the
construed to incorporate all murderers and the record did not show that the infirm because the statutory aggravating factor was vague in that it could be 420, 432-33 (1980) (plurality opinion) (death sentence was constitutionally the same victim, have discerned no meaningful difference.” See, e.g., State v. intent to kill and intent to seriously injure, based on the same conduct toward The defendant contends that “[c]ourts addressing the distinction between
capital murder knowingly. injury, the defendant was further set apart from those defendants who commit determined that the defendant acted with the purpose to cause serious bodily
acted purposely when he shot Officer Briggs. Accordingly, once the jury
eligibility phase was the jury required to determine whether the defendant conscious object or specific intent to inflict serious bodily injury. Only at the the jury was not required to determine whether the defendant harbored a
that it was practically certain his death would result. In rendering its verdict, seriously injure Officer Briggs.
173
capital murder, it determined that he shot Officer Briggs with the awareness require the jury to find that the defendant had a specific intent to kill or Under our statutory scheme, when the jury convicted the defendant of
of mind).
serious bodily injury. Here, the guilty verdict under RSA 630:1, I(a) did not mental state of “knowingly” necessarily subsumes the specific intent to cause the proposition that a defendant’s conviction for killing a person with the lesser or sympathy as more deserving of death,” by focusing upon a defendant’s state bodily injury to the same victim with the same conduct. They do not establish specific intent to kill a person subsumes the specific intent to cause serious A.2d 20, 24 (Pa. 1994). However, these cases, at most, illustrate that the in the line of duty. See Arave, 507 U.S. at 475-76, 477-78 (under the statutory State v. Warren, 5 P.3d 1115, 1117 (Or. Ct. App. 2000); Com. v. Anderson, 650 (2009); State v. Ramsey, 1 A.3d 796, 804 (N.J. Super. Ct. App. Div. 2010); Murray, 757 A.2d 578, 584 (Conn. 2000); State v. Young, 159 N.H. 332, 343
first-degree murderers to “the subclass of defendants who kill without feeling
narrow the class of capital murderers who knowingly kill a police officer acting
such nature or that such circumstances exist.” RSA 626:2, II(b); see State v. that is a material element of an offense when he is aware that his conduct is of follows: “A person acts knowingly with respect to conduct or to a circumstance
scheme, the statutory aggravating circumstance narrowed the entire class of
the serious bodily injury statutory aggravating factor that serves to additionally conduct that comprises the element.” RSA 626:2, II(a); see State v. Holmes, (quotation omitted)). Therefore, it is the heightened mental state required by of an offense when his conscious object is to cause the result or engage in the that it is practically certain that his conduct will cause a prohibited result.” Glenn, 160 N.H. 480, 486 (2010) (“A person acts knowingly when he is aware
that required with respect to the criminal act itself”). “Knowingly” is defined as (“specific intent commonly refers to a special mental element above and beyond ‘purposely’ in place of specific intent”); State v. Ayer, 136 N.H. 191, 194 (1992) 154 N.H. 723, 725 (2007) (“the Criminal Code generally uses the term the jury to distinguish the conduct supporting the aggravating factor from that The defendant argues that his proposed instruction would have required
See id. Accordingly, we hold that the defendant has not demonstrated that the death. You must find he specifically intended to cause a fatal injury.” instruction was clearly untenable or unreasonable to the prejudice of his case. that the defendant knew the injury he inflicted was practically certain to cause defendant’s proposed instruction, however, stated, in part: “It is not enough
scheme, or that the trial court’s failure to adopt the defendant’s proposed
of, or impairment to the health or of the function of any part of the body.” The
174
failed to establish that such an instruction was required under our statutory that is distinct from the capital murder conduct. In short, the defendant has means any harm to the body that causes severe, permanent, or protracted loss Officer Briggs; the jury was not required to render findings based upon conduct bodily injury that resulted in the death of Officer Briggs. ‘Serious bodily injury’ sentence of death it had to find that “the defendant purposely inflicted serious
light of the jury’s findings under RSA 630:1, I(a) and RSA 630:5, VII(a)(2). discussed in the text of this opinion, no constitutional violation would have resulted in the defendant had a conscious object or specific intent to seriously injure function, its submission to the jury at the eligibility phase was not reversible error. As Even if we assume the grave risk of death factor did not perform any narrowing 3 the jury at the eligibility phase that, to find the defendant eligible for a With respect to the serious bodily injury factor, the trial court instructed imposition of a death sentence based upon the eligibility finding under RSA
however, the serious bodily injury factor required the jury to evaluate whether which established the capital murder conviction. As previously explained,
consideration during its sentence selection deliberations. factor; the grave risk of death factor was not submitted to the jury for its
standard. See State v. Davidson, 163 N.H. 462, 472 (2012). Again, we limit proposed jury instructions under the unsustainable exercise of discretion his proposed jury instructions. We review the trial court’s decision to deny The defendant also argues that the trial court erred in declining to adopt
factor. to establish that the trial court erred in denying his motion to strike that our review to the proposed instruction relating to the serious bodily injury function under our sentencing scheme, we hold that the defendant has failed Because the serious bodily injury factor performed a further narrowing
this appeal. See RSA 630:5, XI(c) (2007); Addison, 160 N.H. at 780. Walton, 497 U.S. at 655-56, he may raise it in the context of the next phase of the comparative proportionality of his sentence, see Arave, 507 U.S. at 476-77; 3 To the extent that the defendant’s “as applied” argument challenges parole.
than a sentence of life imprisonment without possibility of may recommend that a sentence of death be imposed rather justify a death sentence, the jury, by unanimous vote only,
absence of any mitigating factors, are themselves sufficient to
mitigating factors or that the aggravating factors, in the the jury concludes that the aggravating factors outweigh the justify a sentence of death. Based upon this consideration, if
whether the aggravating factors are themselves sufficient to
factors found to exist, or in the absence of mitigating factors, found to exist sufficiently outweigh any mitigating factor or the jury shall then consider whether the aggravating factors
for death eligibility,
that if the State has proven at least two statutory aggravating factors required a preponderance of the evidence.” RSA 630:5, IV provides, in pertinent part, mitigating factor is on the defendant, and is not satisfied unless established by
175
III provides in pertinent part: “The burden of establishing the existence of any
C. Statutory Burdens of Proof
burdens of proof for components of the capital sentencing process. RSA 630:5, constitutionality of RSA 630:5, III (2007) and RSA 630:5, IV (2007) regarding In June 2007, the defendant filed two motions challenging the
1. Background
Constitutions differ. See N.H. CONST. pt. I, arts. 15, 18, 33; U.S. CONST. does not argue that in this context the protections under the State and Federal does not warrant appellate review. See State v. Ayer, 154 N.H. 500, 513 regarding the narrowing function analysis, his argument is cursory, and, thus, Constitution provides greater protection than the Federal Constitution
the State Constitution. See Tuilaepa, 512 U.S. at 972; Lowenfield, 484 U.S. at we reach the same conclusion under the Federal Constitution as we do under
(2006). identical arguments under both the State and the Federal Constitutions. He
conclude that to the extent that the defendant argues that the State 246. With respect to his motion to bar the imposition of the death penalty, we 630:5, VII(a)(2) violates the State Constitution. See N.H. CONST. pt. I, arts. 15,
no greater protection than does the State Constitution in these circumstances, amends. V, VIII, XIV. Because the Federal Constitution affords the defendant
aggravating factor and his proposed jury instruction, the defendant makes With respect to his motion to strike the serious bodily injury statutory
18, 33. 2. Appellate Argument
ill equipped to describe the jury’s moral task.”
standard upon the weighing process may confuse the jury, as [that] standard is by the statute.” The court concluded that “imposing the reasonable doubt and the defendant’s background and character than what is already provided
more protection to the defendant against an erroneous weighing of the crime
that “it is unlikely that applying the reasonable doubt standard would provide
protections afforded capital defendants under RSA 630:5 (2007), concluding protected in numerous ways from an erroneous sentence.” It identified various weighing process, the trial court determined that the defendant was “already
due process requires imposing the reasonable doubt standard upon the
In rejecting the defendant’s state constitutional claim that procedural
defendant’s motion by written order dated October 1, 2007.
The State objected and, following a hearing, the trial court denied the
among other things, his right to due process as protected by Part I, Article 15. adequate guidance to the jurors as to the weighing process and thus violates, factors beyond a reasonable doubt. He claimed that the statute fails to provide
does not require the jury to find that aggravating factors outweigh mitigating
630:5, IV under the State Constitution based upon the fact that the statute
In his second motion, the defendant asserted a facial challenge to RSA
decisions are based upon accurate and non-speculative information.
factors proven by a preponderance of the evidence ensure that death penalty
safeguards, the probable value of additional safeguards is low, and mitigating concluding that the death penalty statute contains many procedural The trial court rejected the defendant’s due process argument,
finds are present by “an equal probability.” See RSA 630:5, III. He also argues
176
evidence, thereby precluding the jury from considering mitigating factors that it proof on a defendant’s constitutional right to have jurors consider mitigating denied the defendant’s motion by written order dated October 1, 2007. due process under the State Constitution by imposing too high a burden of Part I, Article 15. The State objected and, following a hearing, the trial court Hampshire Constitution, including his right to due process as protected by
that the death penalty statute violates due process under the State and Federal
The defendant argues that the death penalty statute violates his right to proof. He claimed that the statute violated several provisions of the New
factors by a preponderance of the evidence, instead of by a lower burden of 630:5, III based upon its requirement that a capital defendant prove mitigating In his first motion, the defendant asserted a facial challenge to RSA
RSA 630:5, IV. circumstances sufficiently substantial to call for leniency.” Id. Here, as the are not violated by placing on him the burden of proving mitigating
the elements of the crime. Id. at 650. Similarly, at the sentence selection
3. Discussion
decision upon it alone and refer to federal law only to aid our analysis. See
the existence of aggravating circumstances, a defendant’s constitutional rights
177 a reasonable doubt, so long as the State retains the ultimate burden to prove
the defendant’s argument rests solely upon the State Constitution, we base our
allocating the burdens of proof does not lessen the State’s burden . . . to prove
a preponderance of the evidence. See Walton v. Arizona, 497 U.S. 639, 649-51 are not violated by requiring a defendant to prove mitigating circumstances by held that the Eighth and Fourteenth Amendments to the Federal Constitution prove an affirmative defense by a preponderance of the evidence or even beyond
how mitigating circumstances are to be proved.” Walton, 497 U.S. at 649. The court decisions both following and preceding Walton have come to the same trial court observed in denying the defendant’s motion on this issue, “[a]ll state put to death. ignore their own reasonable doubts in deciding whether a defendant should be be considered in deciding whether to impose the death penalty.” Id. at 649; see important evidence that failed to reach the preponderance standard and to by demonstrating “a 50/50 chance” or presenting “some evidence.” Because
phase of a capital trial, the Court held that “[s]o long as a State’s method of
The defendant acknowledges that the United States Supreme Court has Court explained that due process is not offended by requiring a defendant to
however, that “it does not follow . . . that a State is precluded from specifying Lockett v. Ohio, 438 U.S. 586, 604 (1978) (plurality opinion). The Court stated,
countenance state-imposed restrictions on what mitigating circumstances may on the State with regard to the weighing process,” and requires jurors to ignore factors by a lower burden of proof than preponderance of the evidence, such as The Supreme Court noted in Walton that it had previously “refused to Constitution requires that a capital defendant be permitted to prove mitigating (1990), overruled on other grounds by Ring v. Arizona, 536 U.S. 584 (2002). The defendant first argues that the Due Process Clause of the State convinced beyond a reasonable doubt. See RSA 630:5, IV. According to the a. Standard for Proving Mitigating Factors Under RSA 630:5, III
State v. Ball, 124 N.H. 226, 231-33 (1983).
too high a burden on the defendant regarding mitigation and too low a burden
“sufficiently outweigh” mitigating factors, without requiring that jurors be Constitutions by permitting the jury to impose death if aggravating factors
defendant, “[t]he combined effect of these two flaws is that the statute imposes State v. Lavoie, 155 N.H. 477, 483 (2007) (quotation omitted).
procedural requirement would entail.
fiscal and administrative burdens that the additional or substitute Government’s interest, including the function involved and the additional or substitute procedural safeguards; and finally, the
through the procedures used, and the probable value, if any, of
second, the risk of an erroneous deprivation of such interest First, the private interest that will be affected by the official action;
Our due process analysis balances the following three factors:
sentence selection proceeding.” evidence is consistent with the safeguards required by due process in a capital imposed on [him] to prove mitigating factors by a preponderance of the
capital murder as narrowly defined in the statute. See RSA 630:1 (2007) reasonable doubt, that the State has proven all of the elements of the crime of phase of a capital trial, the jury must find, unanimously and beyond a
178 test is met. He then turns to the “larger inquiry” of “whether the burden
dispositive. In re Eduardo L., 136 N.H. 678, 687 (1993). then address whether the defendant is eligible for the death penalty. The jury of life. However, that the private interest is “critical” is not, by itself,
against an erroneous deprivation of his or her life. For example, at the guilt
constitutionally protected interest in his life,” the first part of the due process that because “the capital sentencing process directly affects [his] affords the requisite safeguards.” (Quotations omitted.) The defendant asserts (amended 2011). Once a defendant’s guilt has been established, the jury must private interest at stake in this case is indisputable — the potential deprivation
statute contains several procedural safeguards designed to protect a defendant determination whether to recommend a sentence of death. Our death penalty of the defendant’s interest through the procedures that apply to the jury’s Thus, we turn to the second factor, the risk of an erroneous deprivation
constitutionally protected interest, and if so, whether the procedure at issue We agree with the defendant that under the first factor, the significant
The defendant does not argue that imposing any burden of proof on him
requirement [we] first ask[ ] whether the challenged procedure concerns a determining whether a statutory burden of proof satisfies the due process [him] to prove mitigating factors.” The defendant observes that “[w]hen
constitutions.” conclusion, based on both the federal constitution and their own state
he argues that RSA 630:5, III “imposes an unconstitutionally high burden on at the sentence selection phase of his capital trial is unconstitutional. Rather, probable than its nonexistence,” In re Winship, 397 U.S. 358, 371 (1970) “simply requires the trier of fact to believe that the existence of a fact is more evidence,” is minimal. Since the preponderance of the evidence standard
weigh mitigating factors he has proved by “a 50/50 chance” or “some
procedural safeguards” asserted by the defendant, such as allowing the jury to Given these procedural safeguards, the value of “additional or substitute
RSA 630:5, IX (2007).
of life imprisonment without possibility of parole is automatically imposed.
jury fails to reach a unanimous decision within a “reasonable time,” a sentence or that the proven aggravating factors are not sufficient to justify death. If the that the aggravating factors have not been proven beyond a reasonable doubt
evidence, a jury may decline to recommend a death sentence because it finds
death penalty. RSA 630:5, IV. Even if a defendant presents no mitigating aggravating factors and mitigating factors, it is never required to impose the sentencing and regardless of the outcome of the process of weighing the
The jury is specifically instructed that, regardless of its findings during does not prevent the defendant from submitting all relevant mitigating evidence
jury must consider all of the sentencing evidence presented. RSA 630:5, IV. probable than its nonexistence”). As the trial court explained, “[t]his standard before that juror may consider the mitigating evidence. RSA 630:5, III, IV. The evidence, only one juror need find that the defendant has met his burden
179
which leads the jury to find that the existence of the contested fact is more
establish the existence of mitigating factors by a preponderance of the likely to be false as it is true. See 2 G. Dix et al., McCormick on Evidence State’s notice of intent to seek the death penalty exist. Id. The State must then considers whether any non-statutory aggravating factors set forth in the
§ 339, at 484 (6th ed. 2006) (proof by preponderance of the evidence is “proof
issues, or misleading the jury.” RSA 630:5, III. Although the defendant must (Harlan, J. concurring), evidence that fails to meet this standard is at least as met its burden and that a defendant is eligible for a death sentence, the jury
substantially outweighed by the danger of unfair prejudice, confusion of the factors and such information may only be excluded “if its probative value is beyond a reasonable doubt. RSA 630:5, IV. If the jury finds that the State has sentence”). The defendant may present any information relevant to mitigating statutory aggravating factors the existence of which it unanimously finds In addition, the jury is required to return special findings identifying any
in [his] background or character [that] mitigate against imposition of the death See RSA 630:5, III, IV, VI(i) (2007) (the defendant may introduce “[o]ther factors proven at least two statutory aggravating factors. RSA 630:5, III, IV, VII (2007). The range of mitigating evidence that the jury may consider is broad. must find, unanimously and beyond a reasonable doubt, that the State has
unanimous jury. RSA 630:5, III, IV. prove any non-statutory aggravating factors beyond a reasonable doubt to a both the State and Federal Constitutions. See, e.g., State v. Lopez, 156 N.H.
other cases in which we have found equivalent due process protections under
The defendant argues, however, that “even if Walton represents a valid
mitigating factors by a preponderance of the evidence.
background, character, and crime.” (Quotation omitted.) See Tuilaepa v. 180 under our State Constitution than under the Federal Constitution. See, e.g.,
determining the voluntariness of confessions). The State responds by citing
exculpatory evidence would not have affected the verdict); State v. Phinney, 117
federal “stigma-plus” approach); State v. Laurie, 139 N.H. 325, 330 (1995) Article 15 of the State Constitution is not violated by requiring him to prove
information, which produce a reasoned moral response to the defendant’s defendant cites cases in which we have found greater due process protections the more protective features of the New Hampshire Constitution.” The Legislature codified a federal capital sentencing procedure without considering
N.H. 145, 147 (1977) (adopting beyond a reasonable doubt standard in
(requiring State to demonstrate, beyond a reasonable doubt, that undisclosed
sufficient interest to require state due process protection and rejecting the information,” we hold that the defendant’s right to due process under Part I, State v. Veale, 158 N.H. 632, 638-39 (2009) (holding that reputation alone is a in a sentencing decision based upon “accurate and non-speculative that death penalty decisions are based upon accurate and non-speculative defendant’s life through the procedures used against the government’s interest with the trial court’s reasoning that “[t]he State has an interest in ensuring On balance, weighing the risk of an erroneous deprivation of the asserted by the defendant against the governmental interest at stake. We agree the minimal federal constitutional standard reveals that the New Hampshire We balance the minimal benefit of the additional procedural safeguards interpretation of the Federal Constitution, the Walton Court’s explanation of
sentencing decision.”); Zant v. Stephens, 462 U.S. 862, 879 (1983) (“What is
crime.”). the basis of the character of the individual and the circumstances of the to carry the burden of showing why he should receive leniency.”). important at the sentence selection stage is an individualized determination on remains, due process is not offended by requiring the already guilty defendant is neutral and principled so as to guard against bias or caprice in the California, 512 U.S. 967, 973 (1994) (“The State must ensure that the process
finds more likely true than not.” See People v. Tenneson, 788 P.2d 786, 799 to the jury, but merely requires the jury to weigh only that evidence which it
(“When the issue of guilt is settled and only the question of punishment mitigating factors.”); see also State v. Watson, 586 P.2d 1253, 1259 (Ariz. 1978) asserts in mitigation are true and, if so, whether they are to be regarded as (Colo. 1990) (“It is for the jury to decide whether the ‘facts’ that the defendant “violates no constitutional guarantee.” Little, 121 N.H. at 772. Accordingly, factors that the defendant has shown to be more likely true than not —
appeal for leniency — that is, to limit jurors’ weighing to those mitigating
mitigating factors beyond a reasonable doubt.” See N.H. CONST. pt. I, art. 15;
proving mitigating factors by a preponderance of the evidence in support of his
181
prerequisite to the imposition of death, that aggravating factors outweigh the the State and Federal Constitutions because “it does not require, as a selection phase of trial. Thus, to place upon the defendant the burden of The defendant next argues that RSA 630:5, IV violates due process under properly noticed non-statutory aggravating circumstances at the sentence establish the defendant’s eligibility for a death sentence, or to prove any State v. Little, 121 N.H. 765 (1981), we held that the legislature could properly affirmative defenses do not violate the State Constitution. For example, in
U.S. CONST. amend. XIV. We first address the defendant’s claim under the
doubt remain[ed] with the State.” Little, 121 N.H. at 772. Also, in State v.
b. Standard for Weighing Proven Factors Under RSA 630:5, IV prove, beyond a reasonable doubt, at least two aggravating factors required to at 649-51. defendants. We have held that statutes that require defendants to prove these circumstances than does the Federal Constitution. See Walton, 497 U.S. the New Hampshire Constitution affords the defendant no greater protection in violate Part I, Article 15 of the State Constitution. Blair, 143 N.H. at 674.
burden of proving all the elements of the crime charged beyond a reasonable
not lessen the State’s burden to convict the defendant of capital murder, or to The legislature’s allocation of the burdens of proof in RSA 630:5, III does jurisprudence concerning the burdens properly allocated to criminal do not consider our results bound by those decisions”). Rather, we look to our Constitution or statutes, we rely on those precedents merely for guidance and burden to prove an insanity defense by clear and convincing evidence did not Blair, 143 N.H. 669 (1999), we held that placing upon the defendant the this case. See Ball, 124 N.H. at 233 (“when this court cites federal or other protections; however, they do not control our analysis of what process is due in of the evidence without violating any constitutional guarantee, “[b]ecause the These cases illuminate our interpretation of our State Constitution’s require a defendant to establish the defense of entrapment by a preponderance
attacks on their plea-based convictions); State v. Cook, 125 N.H. 452, 457, 193, 199 (2007) (appointment of counsel for defendants mounting collateral
State court opinions in construing provisions of the New Hampshire
status). offender law and right to counsel at a hearing to determine habitual offender 459-60 (1984) (use of uncounseled prior convictions for purposes of habitual substitute procedural safeguards; and (3) the government’s interest, including
through the procedures used, and the probable value, if any, of additional or
by the official action; (2) the risk of an erroneous deprivation of such interest analysis which requires balancing: (1) the private interest that will be affected process protections. Accordingly, we apply our traditional three-pronged
deciding, that the statutory weighing process implicates procedural due Because the State does not argue otherwise, we assume, without
factors, and that death is the appropriate sentence.”
reasonable doubt that the aggravating factors outweighed the mitigating
death sentence should only be upheld where jurors have found beyond a issues, along with the standard due process analysis, . . . demonstrates that a litigants and society, and the risks of an error” and that “[e]xamination of these
fairness, it evaluates the importance of the decision, the interests of the
considers the burden of proof required by due process and fundamental
when a defendant will be sentenced to die.” He asserts that “[w]hen this Court factors to ‘sufficiently outweigh’ the mitigating factors effectively determines factors against mitigating factors. Thus, what it means for the aggravating
death sentence, it must reach a sentencing decision by weighing aggravating The defendant argues: “Although the jury is never required to impose a
RSA 630:5, IV.
possibility of parole. rather than a sentence of life imprisonment without only, may recommend that a sentence of death be imposed
to justify a death sentence, the jury, by unanimous vote
absence of any mitigating factors, are themselves sufficient
mitigating factors or that the aggravating factors, in the the jury concludes that the aggravating factors outweigh the justify a sentence of death. Based upon this consideration, if
182 whether the aggravating factors are themselves sufficient to
found to exist, or in the absence of mitigating factors, exist sufficiently outweigh any mitigating factor or factors shall then consider whether the aggravating factors found to
jury aggravating factors and any mitigating factors presented by the defendant. The consider and make special findings as to properly noticed non-statutory
doubt, thereby making the defendant eligible for the death penalty, it must
State Constitution and rely upon federal law only to aid our analysis. See Ball,
State has proven two of the required aggravating factors beyond a reasonable Pursuant to RSA 630:5, IV, if the jury unanimously determines that the
124 N.H. at 231-33. already eligible. United States v. Gabrion, 719 F.3d 511, 532-33 (6th Cir.
circumstances are to be weighed.” Kansas v. Marsh, 548 U.S. 163, 174 (2006). death penalty, including the manner in which aggravating and mitigating argument, concluding that “a State enjoys a range of discretion in imposing the 183 against mitigating circumstances are not constitutionally required.” Zant, 462 under the Federal Constitution “specific standards for balancing aggravating
order to determine the sentence itself, within a range for which the defendant is involving a process of assigning weight to competing interests or factors in that the jury must decide beyond a reasonable doubt, but a moral judgment
Circuit vacated its decision in Gabrion and reheard the case. In its en banc defendant filed his brief, the United States Court of Appeals for the Sixth “inadequate” and “undefined.” The Supreme Court has expressly rejected this The defendant cites United States v. Gabrion, 648 F.3d 307 (6th Cir. The defendant acknowledges that the Supreme Court has held that 2013) (en banc); see, e.g., United States v. Runyon, 707 F.3d 475, 516 (4th Cir.
defendant is a member of the class made eligible for that penalty.” Tuilaepa,
that have considered the issue that the weighing process is not a factual issue decision, the Sixth Circuit now agrees with all other federal courts of appeals
2011), as the sole federal decision supporting his argument. However, after the to an unacceptable risk of error and unfairness” because such standard is outweigh’ mitigating factors” and that “[a]ny interpretation of that phrase leads standard, “jurors are left to decide whether aggravating factors ‘sufficiently Tenneson, 788 P.2d at 792 n.9, 795. statutes, not the state constitution. See Biegenwald, 524 A.2d at 151, 155-56; Tenneson, 788 P.2d 786. Both decisions, however, were based upon state whether the death penalty should be imposed after it has found that the defendant relies upon State v. Biegenwald, 524 A.2d 130 (N.J. 1987), and weighing aggravating and mitigating factors.” In support of his argument, the rejected arguments that the reasonable doubt burden of proof should apply to its order denying the defendant’s motion on this issue, “Most state courts have U.S. at 875-76 n.13; see Marsh, 548 U.S. at 175. As the trial court stated in
defendant argues that in the absence of the beyond a reasonable doubt 512 U.S. at 979-80 (quotation omitted).
“Indeed, the sentencer may be given unbridled discretion in determining Eduardo L., 136 N.H. at 687.
additional or substitute procedural requirement would entail. Lavoie, 155 N.H. the function involved and the fiscal and administrative burdens that the
through the procedures that apply to a determination of that sentence — the As to the second factor — the risk of an erroneous death sentence
However, that the private interest is “critical” is not, by itself, dispositive. interest at stake in this case is indisputable — the potential deprivation of life. at 483. Also as set forth above, under the first factor the significant private possibility of release or some other lesser sentence.” Purkey, 428 F.3d at 750 defendant should be sentenced to death, to life imprisonment without the defendant’s character and crime.” Satterwhite v. Texas, 486 U.S. 249, 261 death is the appropriate sentence requires a profoundly moral evaluation of the standard, the relative weight is not.” Ford, 696 F.2d at 818 (citations omitted); which turns largely on an evaluation of objective facts, the question whether
184
found to produce an individualized determination regarding whether the
is a fact susceptible to proof under a reasonable doubt or preponderance defined degree of certitude.” “Unlike the determination of guilt or innocence,
itself. See Marsh, 548 U.S. at 179. It is the “measured, normative process in State Constitution’s Due Process Clause applies to factual determinations). We agree that the weighing process is a means to an end, not an end in Lavoie, 155 N.H. at 482 (the concept of the burden of proof embodied in the objective truth that is susceptible to (further) proof by either party.”); see also see Sampson, 486 F.3d at 32 (“The outcome of the weighing process is not an [I]t is . . . the lens through which the jury must focus the facts that it has
533. Thus, “[w]hile the existence of an aggravating or mitigating circumstance fact, such as an element of a crime or an aggravating factor, exists with a capital defendant lives or dies is a moral judgment. See Gabrion, 719 F.3d at circumstances is an evaluative process different from determining whether a sentence for a capital defendant.” Id. at 180. The decision regarding whether a judgment regarding the punishment that a particular person deserves.” United which a jury is constitutionally tasked to engage when deciding the appropriate As the trial court found, “Weighing aggravating and mitigating
(1988) (Marshall, J., concurring).
makes no sense to speak of the weighing process . . . as an elemental fact . . . .
courts have held that the weighing process is a “highly subjective, largely moral discretion in a structured way after guilt has been fixed.”). Instead, federal (citation and quotation omitted).
process is neither a “fact” nor an element of the charged offense. See, e.g., These federal courts of appeals have decided uniformly that the weighing
As the United States Court of Appeals for the Eighth Circuit explained: “[I]t States v. Barrett, 496 F.3d 1079, 1107 (10th Cir. 2007) (quotations omitted).
2013); United States v. Fields, 516 F.3d 923, 950 (10th Cir. 2008); United elements of the crime. Rather, they channel and restrict the sentencer’s 1983) (en banc) (“The aggravating and mitigating circumstances are not facts or Sampson, 486 F.3d at 32; Ford v. Strickland, 696 F.2d 804, 818 (11th Cir.
(8th Cir. 2005). 313, 345-46 (5th Cir. 2007); United States v. Purkey, 428 F.3d 738, 749-50 Sampson, 486 F.3d 13, 31-32 (1st Cir. 2007); United States v. Fields, 483 F.3d States v. Mitchell, 502 F.3d 931, 993-94 (9th Cir. 2007); United States v. rules of evidence at capital sentencing allows the admission of unreliable
In his second motion, the defendant argued that the inapplicability of the
Constitution. See N.H. CONST. pt. I, art. 37, pt. II, art. 73-a. The State omitted.) evidence sought to be presented is reliable and fair.” (Quotations and brackets
judiciary,” thereby violating the Separation of Powers Clause of the State
still has the authority to control the evidence and make assurances that the
inherent authority to control proceedings uniquely within the realm of the apply at capital sentencing, the legislature has “strip[ped] from the judiciary its argued that because the statute provides that the rules of evidence do not case or otherwise,” and that under RSA 630:5, III, “the judge, as gatekeeper, of the sentencing hearing and facilitates its goals, whether in a death penalty court found that “[l]oosening the rules of evidence is consistent with the nature 185
D. Inapplicability of Rules of Evidence court. See State v. Eaton, 162 N.H. 190, 195 (2011); State v. Winward, 161 omitted)).
constitutionality of RSA 630:5, III (2007). In his first motion the defendant
the rules of evidence inapplicable to “sentencing” generally. In addition, the
process argument under the Federal Constitution by raising it in the trial and conscience of our people as to be ranked as fundamental” (quotation As the State correctly observes, the defendant did not preserve his due
mitigating factors does not violate Part I, Article 15 of the State Constitution.
See Marsh, 548 U.S. at 171-75; Tuilaepa, 512 U.S. at 979-80; Zant, 462 U.S. In 2007, the defendant filed two motions challenging the facial
1. Background as consistent with New Hampshire Rule of Evidence 1101(d)(3), which deems by written order dated October 10, 2007. The trial court viewed RSA 630:5, III objected, and, following a hearing, the trial court denied the defendant’s motion
will stand unless it “offends some principle of justice so rooted in the traditions
RSA 630:5, IV that the jury find that aggravating factors “sufficiently outweigh” protections, accomplishes this. Accordingly, we hold that the requirement in aggravating against mitigating circumstances are not constitutionally required. statutory standard for the weighing process, along with the other statutory
federal due process analysis of a state criminal procedure, the state procedure at 875-76 n.13; see also Medina v. California, 505 U.S. 437, 445 (1992) (in
under the Federal Constitution that specific standards for balancing sentence a capital defendant to death is paramount. We conclude that the preserved for appellate review, it is unavailing. The Supreme Court has held We agree with the defendant that the need to avoid error in a decision to N.H. 533, 542 (2011). Even assuming that his federal due process claim was 3. Discussion
conduct,” leads to the introduction of unreliable evidence.
2. Appellate Argument
unconstitutional evidence.”
by the danger of unfair prejudice, confusion of the issues, or misleading the
capital sentencing, “the most significant criminal proceeding a court can
protects the defendant against speculative, prejudicial and otherwise
information may be excluded if its probative value is substantially outweighed
role in insuring fairness and reliability,” the inapplicability of the rules to process, the defendant argues that because the rules of evidence “play a critical principles do not support extending its reach to jury trials.” Regarding due
186
information, combined with evidentiary safeguards contained in RSA 630:5, III, Moreover, the judge’s inherent authority to exclude irrelevant and unreliable restraints on the mitigating or rebuttal evidence he might seek to introduce. rules governing admission of evidence at criminal trials, except that by either the state or the defendant, regardless of its admissibility under the information relevant to . . . mitigating or aggravating factors may be presented
in the Rule refers to “sentences imposed by judges,” “statutory construction aid our analysis. See State v. Ball, 124 N.H. 226, 231-33 (1983). Constitution, we base our decision upon it alone and refer to federal law only to
Constitution. See N.H. CONST. pt. I, arts. 15, 37, pt. II, art. 73-a. He first during the sentencing hearing benefits the defendant by placing minimal violates the Separation of Powers and Due Process Clauses of the State rules of evidence for criminal trials inapplicable at capital sentencing facially
The statutory provision at issue provides that at sentencing: “Any other
1101(d)(3) does not mention capital murder and the term “sentencing” as used separation of powers claim. The defendant asserts that because Rule Because the defendant’s arguments rest solely upon the State provides that the rules of evidence do not apply to “sentencing,” to reject his
benefit the defendant.” It concluded: “[S]uspending the rules of evidence evidentiary standard promotes constitutional procedural safeguards which The defendant argues that the provision in RSA 630:5, III that makes the sentencing,” and that “[i]n capital sentencing proceedings, [the] relaxed
contends that the trial court erred in relying upon Rule 1101(d)(3), which
that “[t]he rules of evidence are generally ill-suited to the purposes of
fair trial, and against cruel, unusual, or disproportionate punishments.” See evidence, which violates “his state constitutional rights to due process and a
2007. Following established federal and state precedent, the trial court ruled hearing, the trial court denied his motion by written order dated October 10, N.H. CONST. pt. I, arts. 15, 18, 33. The State objected, and, following a Petition of S. N.H. Med. Ctr., 164 N.H. 319, 327 (2012) (quotation omitted).
and rigidity of powers between the three great departments of government.” N.H. CONST. pt. I, art. 37. This provision “contemplates no absolute fixation
and amity.
fabric of the constitution in one indissoluble bond of union
states, in part, that relevant evidence may be presented at capital sentencing
consistent with that chain of connection that binds the whole other, as the nature of a free government will admit, or as is ought to be kept as separate from, and independent of, each 187
statutes of the State of New Hampshire or these rules.” RSA 630:5, III, in turn,
branch, such actions are unconstitutional.” Id. (quotation omitted).
to make evidentiary rules [is] coextensive with the legislature’s.” Petition of followed in all such courts.”). However, we have recognized that “our authority administration of all courts in the state and the practice and procedure to be powers thereof, to wit, the legislative, executive, and judicial,
the judiciary to adopt or modify a rule of evidence. See N.H. CONST. pt. II, art. The defendant’s argument assumes that it is the exclusive province of civil and criminal proceedings unless otherwise provided by the constitution or Rules. Rule of Evidence 1101(b) provides: “These rules apply generally to all of government defeat or materially impair the inherent functions of another Evidence expressly provide that the legislature can limit the application of the S. N.H. Med. Ctr., 164 N.H. at 329. Indeed, the New Hampshire Rules of branch usurps an essential power of another.” State v. Martin, 164 N.H. 687,
a majority of the supreme court justices, make rules governing the 73-a (“The chief justice of the supreme court . . . shall, with the concurrence of In the government of this state, the three essential
provides:
691 (2013) (quotation and brackets omitted). “When the actions of one branch a. Separation of Powers “Accordingly, the doctrine of separation of powers is violated only when one impenetrable barriers among them is not required.” Id. (quotations omitted). overlapping among the three branches of government and that the erection of phase of the capital trial that also is considered by the sentencing jury. See “Instead, it expressly recognizes that, as a practical matter, there must be some
Separation of Powers Clause of the State Constitution. Part I, Article 37
parties during sentencing, not to the evidence already admitted during the guilt jury.” RSA 630:5, III. This provision applies to new evidence presented by the
rules of evidence” in the sentencing phase of a capital trial violates the The defendant first argues that “the Legislature’s decision to suspend the
RSA 630:5, II, III (2007). evidence to be considered by the fact finder. See United States v. Fell, 360
probation . . . .” N.H. R. Ev. 1101(d)(3). The plain meaning of the term language, the trial court retains its traditional role as gatekeeper of the apply in the following situations: . . . sentencing, or granting or revoking sentencing hearing to determine the punishment to be imposed.” RSA 630:5, prejudice, confusion of the issues, or misleading the jury.” Under this plain “if its probative value is substantially outweighed by the danger of unfair
Rule 1101(d) states: “The rules (other than with respect to privileges) do not following a finding of guilt for the offense of capital murder is “a separate by sentencing councils.”). The hearing conducted under RSA 630:5 (2007) mitigating factors and provides that the trial court may exclude such evidence imposes sentence, but in some jurisdictions sentencing is performed by jury or
188
within Rule 1101(d)(3) refers only to sentencing imposed by judges, not juries.
630:5, III expressly provides that evidence must be relevant to aggravating or brought before the court for imposition of sentence. Usually a trial judge
not “impaire[d] the inherent functions” of the judicial branch. Petition of See, e.g., Black’s Law Dictionary 1486 (9th ed. 2009) (various definitions of
We also reject the defendant’s argument that the term “sentencing”
Although the rules of evidence do not apply to capital sentencing, RSA postconviction stage of the criminal justice process in which the defendant is “sentencing”); id. 1223 (5th ed. 1979) (“sentencing” includes “[t]he impaired by RSA 630:5, III. evidence upon which to rely in imposing sentence). Thus, the legislature has and does not specify whether a judge or a jury must make the determination. “sentencing” refers to a judicial proceeding in which the penalty is determined
S. N.H. Med. Ctr., 164 N.H. at 327. under Rule 1101(b). State v. Ploof, 162 N.H. 609, 625 (2011). evidence apply, an action that the legislature is expressly allowed to take” information” in a capital sentencing is an inherent judicial function, it is not (1985) (judge exercises wide discretion in choosing sources and types of particular type of proceeding from the general principle that the rules of F.3d 135, 145 (2d Cir. 2004); see also State v. Rodrigue, 127 N.H. 496, 500
materially impairs one of the judiciary’s inherent functions, we disagree. See evidence inapplicable to the sentencing phase of a capital trial defeats or To the extent that the defendant argues that making the rules of
information” in such proceedings. Assuming that “controlling the flow of at criminal trials.” The statute, thus, “simply creates an exception for a legislature “has eliminated the most important tool in controlling the flow of “regardless of its admissibility under the rules governing admission of evidence rendering the rules of evidence inapplicable to capital sentencing, the Petition of S. N.H. Med. Ctr., 164 N.H. at 327. The defendant contends that by addressing challenges to the Federal Death Penalty Act, 18 U.S.C. §§ 3591 et
Fourth, Fifth, Eighth, and Ninth Circuits have rejected similar arguments when
the appropriate sentence for the offense.” Lee, 374 F.3d at 648.
this premise, just as the United States Courts of Appeals for the Second, interest’ by leading to the introduction of more unreliable evidence.” We reject elimination of those rules in a capital sentencing trial threatens the ‘private information about the defendant and allowing for an individualized inquiry into
189
(3) the government's interest. See State v. Lavoie, 155 N.H. 477, 483 (2007). probable value, if any, of additional or substitute procedural safeguards; and the rules of evidence play a critical role in insuring fairness and reliability, the phase [of a capital case] increases reliability by providing full and complete erroneous deprivation of such interest through the procedures used, and the warranted. See State v. Chick, 141 N.H. 503, 504 (1996). presents no independent argument under Part II, Article 73-a, no analysis is
is not, by itself, dispositive. In re Eduardo L., 136 N.H. 678, 687 (1993). Thus,
With regard to the second factor, the defendant argues that “[b]ecause courts that “the admission of more rather than less evidence during the penalty private interest that will be affected by the official action; (2) the risk of an United States v. Jones, 132 F.3d 232, 242 (5th Cir. 1998). We agree with these States v. Lee, 374 F.3d 637, 648 (8th Cir. 2004); Fell, 360 F.3d at 143-46; Cir. 2007); United States v. Fulks, 454 F.3d 410, 438 (4th Cir. 2006); United Powers Clause of Part I, Article 37 of the State Constitution. As the defendant seq. (2006) (FDPA). See United States v. Mitchell, 502 F.3d 931, 979-80 (9th interest is obviously substantial. However, that the private interest is “critical” potential deprivation of life. The State agrees with the defendant that this The significant private interest at stake in this case is indisputable — the
Our due process analysis balances the following three factors: (1) the defendant’s interest through the procedures that apply. we turn to the second factor, the risk of an erroneous deprivation of the capital sentencing pursuant to RSA 630:5, III does not violate the Separation of Accordingly, we hold that the inapplicability of the rules of evidence at Constitution. See N.H. CONST. pt. I, art. 15. According to the defendant,
afforded defendants enhanced Due Process protection under Part I, Article 15.” “[w]hile this Court has not addressed the precise issue presented here, it has
evidence at capital sentencing violates due process under the State penalty phase of a capital trial. The defendant next asserts that the inapplicability of the rules of II. We conclude that the term “sentencing” in Rule 1101(d)(3) includes the
b. Due Process McCleskey v. Kemp, 481 U.S. 279 (1987), he argued nonetheless that “current
rejected such an argument under the Federal Equal Protection Clause in Although the defendant acknowledged that the United States Supreme Court constitutional violation” of Part I, Article 2 of the New Hampshire Constitution.
evidence of racial bias “is sufficient evidence of inequality to prove a
constitution.” Fell, 360 F.3d at 145-46. “helps to accomplish the individualized sentencing required by the
inevitably play a role in the jury’s decision in his case, and that such statistical to die.” He argued that the statistical evidence demonstrated that race would will not play a role in the decision of whether or not the defendant is sentenced
fundamentally unfair”; at the same time the relaxation of the rules of evidence
190 by a black defendant,” as in this case, “it is impossible to guarantee that race
exclude any type of unreliable or prejudicial evidence that might render a trial pursuant to the balancing test set forth in [the statute], retain the discretion to E. Impact of Race in Capital Sentencing Accordingly, “judges continue their role as evidentiary gatekeepers and,
research has demonstrated that in cases of an alleged murder of a white victim state interest, we weigh this factor heavily. See Ploof, 162 N.H. at 624. the imposition of the death penalty because, among other things, “[e]xtensive data” demonstrates that McCleskey is “flawed and should not be applied to this In January 2008, nine months before trial, the defendant moved to bar
traditional discretionary function of the judge as gatekeeper of the evidence. under Part I, Article 15 of the State Constitution.
as possible when it makes the sentencing decision.”). In light of this significant
defendant whose fate it must determine”); Gregg v. Georgia, 428 U.S. 153, 204 1. Background
[has] full and complete information about the defendant.” Fell, 360 F.3d at serves the State’s significant interest in ensuring that “the sentencing body jury.” As we have explained, by its express terms, RSA 630:5, III retains the against the government’s interest in the procedures used. Here, RSA 630:5, III capital sentencing pursuant to RSA 630:5, III does not violate due process by the danger of unfair prejudice, confusion of the issues, or misleading the Accordingly, we hold that the inapplicability of the rules of evidence at otherwise relevant evidence “if its probative value is substantially outweighed
(1976) (“We think it desirable for the jury to have as much information before it
jury have before it all possible relevant information about the individual 143; see Jurek v. Texas, 428 U.S. 262, 276 (1976) (it is “essential . . . that the
Finally, we weigh the risk of erroneous deprivation of the defendant’s life that is not relevant to an aggravating or mitigating factor, and may exclude Moreover, under RSA 630:5, III, the trial court must exclude evidence only that “there is a risk that racial bias affects capital [jury] decision making,” defendant’s rebuttal expert — that, at most, the defendant’s evidence proved
Ultimately, the trial court concluded — as had been acknowledged by the
Hampshire jurors, trials or capital procedures.” none of the studies upon which the defendant relied “concerned New
capital jury’s decision.” The trial court found it particularly troublesome that
the jury may consider, it is also very difficult to isolate the ultimate bases for a
particularized nature of the sentencing decision and the innumerable factors should live or die.” Additionally, the court found that “[b]ecause of the whether the defendant committed the charged murder and, if so, whether he
“the unique nature of a capital murder trial, during which a jury decides
results. It found that it was “very difficult” to replicate in a laboratory setting fundamental shortcomings that undermined the reliability of the research June 5, 2008. The court ruled that the research the defendant presented had
The trial court denied the defendant’s motion by written order dated
jury studies. presented by the defendant; Dr. Elliott specifically criticized the CJP and mock
and Rogers Elliott, Ph.D. Dr. Ebbesen criticized all of the expert evidence
mock jury research. Two experts testified for the State: Ebbe Ebbesen, Ph.D.
racial bias. Dr. Sommers rebutted the State’s witnesses and discussed his own about the Implicit Association Test (IAT) and other studies regarding implicit death qualification on the capital decision-making process. Dr. Banaji testified
their actions in the same way that others are.” Observing that “courts
Capital Jury Project (CJP) and other research examining the impact of race and
who may be the subject of a particular bias should not be held accountable for
191
Sommers, Ph.D. Drs. Bowers and Foglia testified about the findings of the Bowers, Ph.D., Wanda Foglia, Ph.D., Mahzarin Banaji, Ph.D., and Samuel and two experts for the State testified. The defendant’s experts were: William as [do] . . . many other types of prejudices,” this “does not mean that persons concluded that while “[u]ndoubtedly racism, both implicit and explicit, exists, bias, in fact, has such an effect upon capital jury decision-making. The court
Statutory Review-Death-Qualified Jury) of this opinion. Four defense experts
determined that the defendant’s evidence did not conclusively prove that racial including the decision-making in his case. (Emphasis added.) The trial court
during jury selection, which we address in Part VIII.F (Constitutional and death penalty, including a motion regarding the “death qualification” process expert testimony on this motion and several other defense challenges to the
The State objected, and, in April 2008, the trial court heard six days of
case.” He further argued that McCleskey is inapplicable to his state equal
Constitution. consistent with the language and original intent” of Part I, Article 2 of the State protection claim because “[t]he standard of review used in McCleskey is not on the jury, 63% of juries voted for the death penalty. See Bowers & a., Death
defendant was black, the victim was white, and five or more white males were
the penalty phase of a capital case. Specifically, in cases in which the
The CJP found that the race of jurors influenced their decision during
answers.
“agree/disagree.” The open-ended questions asked jurors for narrative
designated responses for the jurors to select, such as “yes/no” or made findings based upon their responses. The structured questions The CJP asked the jurors both structured and open-ended questions and
sentence. believe that the defendant would be dangerous in the future. Bowers & Foglia, a sentence of life imprisonment, and 57% of the trials resulted in a death included only trials that went to the penalty phase; 43% of the trials resulted in
192
more likely to believe that a defendant was remorseful and were less likely to seven and-a-half percent.” The CJP also found that black male jurors were and concerned capital trials that took place between 1986 and 1995. The CJP death penalty, when [there was] just one black male it went down to thirty-
See id. According to Dr. Foglia, having one black male on the jury one black male was on the jury, only 37% of juries voted for the death penalty.
a. Capital Jury Project (CJP)
addressed by the trial court.
jurors from each trial. The interviews were conducted between 1991 and 1998 were no black males on a jury seventy-two percent of the cases resulted in a “substantially decreased the chances of the death penalty. When there . . .
By contrast, in cases where the defendant was black, the victim was white, and Race and Jury Racial Composition, 3 U. Pa. J. Const. L. 171, 191-96 (2001). Sentencing in Black and White: An Empirical Analysis of the Role of Jurors’
and the trial court’s specific findings, and provide citation to the studies
and fourteen capital trials in each state and then interviewed randomly-chosen fourteen states who served on 353 capital cases. The CJP chose between eight The CJP is a study consisting of in-depth interviews of 1,198 jurors from it intended to implement: it would “extensively voir dire potential jurors about bias, fear or sympathy,” the court identified some of the procedural safeguards
We summarize the social science research presented by the defendant
permissible, relevant considerations.”
impartial jury which renders its decision based on evidence presented without implement safeguards to ensure that each defendant is tried by a fair and
have the jurors certify that their decisions are not based on race, but on racial biases, instruct the jurors not to let race influence their decisions, and those trials and thereby determine whether the strength of
CJP made no effort to examine the underlying evidence from conclusions from such small sample sizes. . . . Further, the black male juror. One cannot draw statistically significant
more white male jurors, and only 21 had juries with only one
from only 72 trials. Of these, only 19 had juries with five or First, the CJP based this conclusion on interviews with jurors
race of jurors affects the outcome of capital cases:
The trial court was particularly critical of the CJP’s conclusion that the
argues it deserves.”
the court to conclude that it could not give the data “the weight the defense
based, the data was not subject to scrutiny and cross-examination, which led
experts refused to disclose the raw data upon which the CJP results were from New Hampshire. The court noted as well that because the defendant’s least ten years old and that the CJP did not use or analyze data (if any exists)
samples were representative. The trial court observed that the CJP data is at
“suffers from sampling problems,” and the court questioned whether the CJP self-awareness of the interviewees. The trial court also found that the CJP thoughts and mental states, the CJP’s results depended upon the honesty and
193
decisions during the penalty phase. See generally Bowers, The Capital Jury that because the CJP primarily relies upon self-reporting by jurors of their alternatives to a death sentence; and (7) race improperly influences jurors’
question the reliability of their information.” Additionally, the court observed responsibility for the defendant’s sentence; (6) jurors underestimate served, and some interviews took place up to five years later, calling into interviewed approximately two years after the capital trials in which they had
the death penalty is mandatory; (5) jurors fail to understand the jury’s primary jurors fail to understand jury instructions; (4) jurors erroneously believe that methodological flaws.” Specifically, the court observed that “most jurors were who automatically vote for the death penalty and thereby creates jury bias; (3)
The trial court found that the CJP’s results were “weakened by premature sentencing decisions; (2) jury selection fails to remove those jurors the fourteen states in the study. See Bowers & Foglia, supra at 55. constitutional problems inherent in capital punishment occurring in each of 1085-1101 (1995). The CJP determined that these conclusions reflected Project: Rationale, Design, and Preview of Early Findings, 70 Ind. L. J. 1043, Still Singularly Agonizing: Law’s Failure to Purge Arbitrariness from Capital
about the decision-making processes of capital juries: (1) jurors make Based upon the jurors’ responses, the study contained seven conclusions
Sentencing, 39 Crim. L. Bull. 51, 77-80 (2003). one of the State’s experts had testified that the Race IAT showed a predictive
.27, meaning that the IAT has only a ‘moderate’ predictive validity,” and that
of 103 IAT studies on behavioral outcomes showed an average correlation of group decisionmaking in any context.” The court noted that “a meta-analysis court found that few studies have examined implicit bias and “its effect on
“no studies have examined the IAT in jury deliberations in real trials.” The
linked Race IAT scores with the individual decisions of mock jurors, and that making.” The court observed that only one unpublished dissertation has effective measure of implicit bias that would necessarily affect capital decision
The trial court concluded that the IAT “has not been shown to be an
defendant to be tried by a fair and impartial jury in New Hampshire. implicit bias against black individuals, it would be “extremely hard” for a black
percentage of New Hampshire participants in the Race IAT demonstrating an
of the studies showing that the IAT may predict future behavior and the large
the IAT to jury decisions in capital jury trials. Dr. Banaji opined that because Dr. Sommers testified that he was not aware of any published studies linking the fields of employment, medical and mental health treatment, and voting.
and white defendants. Other studies show that the IAT predicts behavior in
linked Race IAT scores with the sentences imposed by mock jurors on black individuals than the national average. One unpublished dissertation has Banaji, New Hampshire participants have a slightly higher preference for white
participants prefer white individuals over black individuals. According to Dr.
Dr. Banaji testified that, nationally, 88% of white participants and 50% of black approximately “six million tests,” including 1,000 people from New Hampshire. Dr. Banaji testified about results drawn from a Race IAT database of
images.
194
b. Implicit Association Test (IAT)
access the Race IAT on a website for “Project Implicit” and categorize words and purports to measure racial bias (Race IAT), in which Race IAT participants aware. The data before the trial court specifically concerned the IAT that
outcome of a capital case.
prejudices that a person may not report or of which he or she may not be
conclusions concerning the effect of the racial composition of jurors upon the (Citations omitted.) Based upon these flaws, the court did not credit the CJP’s
person’s implicit preferences or biases. Implicit bias refers to the unconscious IAT is that the speed with which a person makes an association reveals that time that it takes for a person to make associations. The general theory of the
of the trials. the evidence, not the race of the jurors, caused the outcome
The IAT is a computer program developed by Dr. Banaji to measure the Stereotypes, prejudice, and life and death decision-making: Lessons from
defendant’s minority status on his high school basketball team.” Id. at 214-15. trial summary through the testimony of a defense witness about the 195 differed with regard to the race of the defendant and the victim. Lynch,
nonprejudiced. Id.
when race was made salient. Id. at 220. They theorized that this was so
and half read a non-race-salient version . . . . Race was made salient in the recording of a capital murder trial; the video recording shown to each group In one study, researchers showed four groups of mock jurors a video victim. Id. The defendant was a high school basketball player charged with
sentence a white defendant to death. Id. at 194. The researchers found that because the racial content of the trial activated a motivation to appear
against the black defendant in cases without salient racial issues than in cases The researchers found that the white jurors were more likely to discriminate
Ellsworth, White Juror Bias: An Investigation of Prejudice Against Black convict a black defendant when race is not “salient” in the trial. Sommers & Another study concluded that white mock jurors are more likely to trial was also varied so that half of the mock jurors read a race-salient version attacking a teammate in the locker room. Id. at 216. “The racial content of the who killed a white victim. Id. what causes a particular outcome in jury trials. the summary for the other half concerned a black defendant and a white summary for half of the jurors concerned a white defendant and a black victim; were more likely to sentence a black defendant to death than they were to with a written trial summary of an interracial battery case. Id. at 214. The issues. Id. at 216. For instance, in the study, mock jurors were presented (2001). “Salience” in this context means that the facts of the crime raise racial Defendants in the American Courtroom, 7 Psychol. Pub. Pol’y & L. 201, 220-22 c. Mock Jury Studies
making or the use of “procedural safeguards to counter implicit racial bias.”
mock jurors were most likely to impose the death penalty on a black defendant variables aside from the hypothesized cause, researchers seek to determine subjects to test a hypothesis about jury behavior. By controlling for all A mock jury study is a controlled experiment in which researchers use 2006). The researchers found that mock jurors, faced with the same facts, States: Race and the Death Penalty 191-95 (C. Ogletree & A. Sarat, eds., laypersons in an experimental setting, in From Lynch Mobs to the Killing
not account for either “the impact of the deliberative process” on decisionvalidity of only between .1 and .2. The trial court observed that the IAT does d. Archival Studies
such procedures found them to be effective in reducing racial bias. affecting decision making.” The trial court observed that studies that included
procedures that are taken in death penalty cases to prevent juror bias from
court also found that most mock jury studies “did not include or measure particular application to mock jury studies concerning the impact of race.” The The court concluded that “[s]everal of these general weaknesses have
pre-deliberation vote is predictive of a final vote.”
individual decisions prior to group deliberation, and assume that an individual, deliberate collectively, “many mock jury studies are flawed because they test of the jurors, are enormous.” The court found that because mock juries do not
charged with capital murder and of being sentenced to death.
196 troubling in a capital case, where the stakes of the trial, and the responsibility
black defendant accused of killing a white victim is most at risk of being known study of Georgia’s capital punishment system. See McCleskey, 481
in a laboratory setting.” In a real trial, jurors are subject to voir dire and
responsible for an actual person’s fate. The court stated: “This is especially significant that mock jurors know that, unlike real jurors, they are not jurors rarely deliberate together as real jurors do. The trial court found it the victim is statistically significant. Most of these studies also conclude that a This method is often associated with Dr. David Baldus, who authored a well- defendant has no effect upon the outcome of capital cases, but that the race of 194, 215-24 (2003). A majority of these studies conclude that the race of the Evidence with Special Emphasis on the Post-1990 Research, 39 Crim. L. Bull. the Administration of the Death Penalty: An Overview of the Empirical impossible to simulate a real criminal trial, especially a capital trial, for study 1638, 1742-45 (1997-1998), and Baldus & Woodworth, Race Discrimination in and Legal Overview, with Recent Findings from Philadelphia, 83 Cornell L. Rev. Discrimination and the Death Penalty in the Post-Furman Era: An Empirical federal system as well as in twenty-seven states, citing Baldus & a., Racial archival studies have been conducted, studying capital punishment in the U.S. at 296. The trial court noted that from 1972 until 2001, at least seventy summary of the facts of a trial or watch an abbreviated video recording. Mock
which examined the records of numerous death penalty cases for racial bias. Defense experts also testified about the findings of archival studies,
overall population as are real juries. The court noted that it was “virtually jurors are usually college students and are usually not as representative of the that they study mock juries rather than real juries. The court found that mock
and direct and cross-examinations. By contrast, in a mock trial, jurors read a
weaken their reliability.” The court observed that their “major disadvantage” is The trial court found that mock jury studies “suffer from flaws that
repeated jury instructions, and they observe opening and closing arguments 3. Discussion
race entered into some capital sentencing decisions,” McCleskey, 481 U.S. at valid findings, and that these findings demonstrate “a risk that the factor of 2. Appellate Argument assume for purposes of this appeal, that the research presented statistically
methodologies.” probative weight of the conclusions reached through the use of those number of the methodological limitations, and thus unduly discounted the court followed McCleskey as established Supreme Court precedent in rejecting In addition to its findings on the defendant’s statistical evidence, the trial
as fundamentally flawed for several carefully explained reasons. Even if we
197
merits. Putting aside the trial court’s specific factual findings concerning the
argues, for instance, that the trial court “overstated the significance of a
the two (race and jury decision) are causally related. there is a correlation between race and a jury’s verdict, they do not show that impact, rather than discriminatory purpose.” The trial court rejected the defendant’s social science research evidence Constitution can be proven merely [upon] a showing of a discriminatory years since McCleskey has undermined its holding.” With regard to his state declined to find that “a race-based equal protection claim under the State
Constitutions. See N.H. CONST. pt. I, art. 2; U.S. CONST. amend XIV. He
291 n.7 (emphasis omitted), the defendant’s argument nonetheless fails on the
of the trial court’s findings regarding his social science research evidence. He
family. The court concluded that although archival studies may show that
of the death penalty because “social science research in the almost twenty-five provides more protection than the Federal Equal Protection Clause. The court
imposition violates his equal protection rights under the State and Federal
can be proven only statistically.” In addition, the defendant challenges certain protection than its federal counterpart,” by prohibiting “discrimination which constitutional claim, he argues that “Part I, Article 2 . . . may afford greater witnesses, and the presence in the courtroom of members of the victim’s a jury’s verdict,” such as the demeanor of the defendant, the credibility of contends that the trial court erred in denying his motion to bar the imposition racial disparities.” The court observed that “[m]any unrecorded variables affect trial court also rejected the defendant’s argument that Part I, Article 2 generally
risk of racial discrimination in the administration of the death penalty,” its The defendant argues that because there exists “an unacceptably high
problem that an unrecorded variable may have caused or contributed to the the defendant’s state constitutional equal protection claim. In doing so, the The trial court found that archival studies “suffer from a fundamental of the defendant.” McCleskey, 481 U.S. at 286. “The raw numbers collected by
198
disparities existed at a less substantial rate in death sentencing based on [the] death sentence as other defendants. Id. at 287. killing black victims; black defendants were 1.1 times as likely to receive a
assumed the validity of the Baldus study — i.e., that it “showed that systematic On appeal, the United States Court of Appeals for the Eleventh Circuit Georgia based on the race of the murder victim and, to a lesser extent, the race white defendants and black victims.” Id. After accounting for numerous involving black defendants and black victims; and 3% of the cases involving
concluded that the statistics offered by the petitioner failed to prove a prima
killing blacks received the death penalty in only 1% of the cases.” Id. When defendants in Georgia based on [the] race of the homicide victim, that the and substantial disparities existed in the penalties imposed upon homicide 4.3 times as likely to receive a death sentence as defendants charged with
purported “to show a disparity in the imposition of the death sentence in be flawed in several respects. Id. at 288-89. facie case of racial discrimination, in part because it found the Baldus study to of the cases involving white defendants and white victims; 1% of the cases
After an extensive evidentiary hearing, the federal district court
received the death penalty in 11% of the cases, but defendants charged with
the Baldus study found that defendants charged with killing white victims were variables that could have explained these disparities on non-racial grounds,
examined more than 2,000 murder cases in Georgia in the 1970s and Professor David Baldus and others (the Baldus study). The Baldus study Because McCleskey is central to our analysis of the defendant’s To support his claim, he proffered a statistical study performed by assessed in 22% of the cases involving black defendants and white victims; 8% the defendant and the race of the victim, he found that “the death penalty was violation of either the State or Federal Equal Protection Clause in this case. Professor Baldus divided the cases according to the combination of the race of
Professor Baldus indicate[d] that defendants charged with killing white persons
Fourteenth Amendments to the United States Constitution. Id. at 286. general statistics that the defendant presented were insufficient to establish a administered in a racially discriminatory manner in violation of the Eighth and social science research upon which the defendant relied, we conclude that the the petitioner argued that the Georgia capital sentencing process was the trial court imposed. Id. at 285. In a petition for a writ of habeas corpus, 283. The jury recommended the death penalty on the murder charge, which murder; the murder victim was a white police officer. McCleskey, 481 U.S. at a black man, was convicted of two counts of armed robbery and one count of arguments, we begin by examining that decision. The petitioner in McCleskey, jurors, the defendant, and the victim; (2) the procedural protections, such as
not constitute such “exceptionally clear proof.” Id. at 297.
the outcome of a capital sentencing trial is greatly dependent on the race of the
199 infer that the discretion has been abused,” and held that the Baldus study did
the individual defendant and the facts of the particular capital offense.” Id. The capital punishment.” Specifically, he argues that: “(1) the evidence shows that
McCleskey has undermined its holding.” He contends that “[t]he results of that
Nonetheless, the defendant contends that McCleskey is no longer sound
process, the Court would demand exceptionally clear proof before [it] would
by considering “innumerable factors that vary according to the characteristics of research reveal that racial bias continues to prejudice the administration of
Title VII cases.” Id. at 294. The Court explained that it would be improper to law because “social science research in the almost twenty-five years since decision, are fundamentally different from the corresponding elements in . . .
discrimination. Id. The Court held that although general statistics may prove Court reasoned that “[b]ecause discretion is essential to the criminal justice
because each capital jury is “unique in its composition” and reaches its verdict consisted solely of the Baldus study, was insufficient to do so. Id. at 293-97. apply to a capital sentencing decision an inference drawn from general statistics
— “that the decisionmakers in his case acted with discriminatory purpose.” Id. capital sentencing decision, and the relationship of the statistics to that sentencing decision.” Id. The Court noted that to prove an equal protection sentencing decision. Id. at 294-95. The Court stated that “the nature of the VII of the Civil Rights Act of 1964, they do not suffice in the context of a capital demonstrate a risk that the factor of race entered into some capital sentencing intent to discriminate in other contexts, such as in cases brought under Title
any sentencing decisions in Georgia.” Id. The Court reasoned that “[e]ven a study compelled an inference that his sentence rested upon purposeful The Court specifically rejected the petitioner’s claim that the Baldus statistically valid. Id. at 291 n.7. However, the Court stated that it did not
The Supreme Court agreed with the Eleventh Circuit. Id. at 292. Like at 292 (quotation omitted). The Court held that the petitioner’s proof, which
violation, the petitioner had to show “the existence of purposeful discrimination”
decisions and a necessarily lesser risk that race entered into any particular at work in [the Georgia county in which the defendant was convicted].” Id. at sophisticated multiple-regression analysis such as the Baldus study can only race of defendants, and that the factors of race of the victim and defendant were
assume that the study showed “that racial considerations actually enter into
the Eleventh Circuit, the Supreme Court assumed that the Baldus study was
discriminatory intent in violation of the Fourteenth Amendment. Id. Circuit found, however, that the Baldus study was insufficient to demonstrate 289 (quotation omitted). “Even assuming the study’s validity,” the Eleventh forth in McCleskey. As we have noted, in McCleskey, the Supreme Court held
claim under the State Constitution, he need not meet the burden of proof set
The defendant argues, in effect, that to prevail upon his equal protection
N.H. CONST. pt. I, art 2. selective enforcement context. Although the defendant has not alleged selective
McCleskey Court found insufficient.
200 and rely upon federal law only to aid our analysis. See State v. Ball, 124 N.H.
State Equal Protection Clause, his assertion is contrary to our prior cases in the account of race, creed, color, sex or national origin. under the law shall not be denied or abridged by this state on word, of seeking and obtaining happiness. Equality of rights
intent, he may do so by relying upon the type of general statistical evidence the prove discriminatory intent; or (2) if he is required to prove discriminatory prevail upon his state equal protection claim, either: (1) he is not required to
We first address the defendant’s arguments under the State Constitution
discrimination is statistical. discriminatory intent in order to prevail upon a discrimination claim under the To the extent that the defendant asserts that a claimant need not prove prove “purposeful discrimination” — i.e., that the decision-makers in his case acquiring, possessing, and protecting, property; and, in a
13 (1st Cir. 2007). The logical corollary to the defendant’s argument is that to States v. Sampson, 275 F. Supp. 2d 49, 93-94 (D. Mass. 2003), aff’d, 486 F.3d States v. Bin Laden, 126 F. Supp. 2d 256, 260 (S.D.N.Y. 2000); see United insufficient, by themselves, to prove racially discriminatory intent. United amendments, reflect an intent to deny relief to claimants whose only proof of McCleskey, “systemic statistics,” such as those proffered by the defendant, are acted with discriminatory intent. McCleskey, 481 U.S. at 292. Under
that, to prevail upon his federal equal protection claim, the petitioner had to among which are, the enjoying and defending life and liberty;
Constitution, as amended in 1974, nor the statements accompanying the 1974
“undermined” its holding. He further contends that McCleskey should not All men have certain natural, essential, and inherent rights —
226, 231-33 (1983). Part I, Article 2 states:
voir dire, on which the McCleskey Court relied to eliminate racial bias in capital
dispose of his state claim because neither the text of Part I, Article 2 of the State
argues that we should not apply it here because social science research has interpreting the Federal Equal Protection Clause under these circumstances, he although acknowledging that McCleskey is the controlling Supreme Court case for conscious and unconscious racial bias on the part of jurors.” In short, sentencing have failed to do so; and (3) the McCleskey opinion fails to account our review. See State v. Chick, 141 N.H. 503, 504 (1996). these circumstances, the defendant’s argument is not adequately developed for
claims, or why the trial court’s rejection of his analysis was incorrect. Under
Hampshire Constitution allows general statistical evidence in discrimination
explain why any such statements support his argument that the New set forth the statements upon which he relied in the trial court. Nor does he as ratified in 1974,” and that the trial court rejected his analysis. He does not
court he “reviewed at some length statements of the framers of Part I, Article 2,
interpretation of part I, article 2 of the New Hampshire
offers no developed legal argument. Rather, he merely observes that in the trial 201 statistics suffice as a matter of law to prove discriminatory intent, the defendant With regard to his assertion that under the State Constitution general
only the analytical framework of the Court’s decisions in our his case acted with discriminatory purpose.” McCleskey, 481 U.S. at 292 for guidance in approaching these difficult issues, we borrow To the extent that we look to the United States Supreme Court
excerpt from In re Certain Scholarship Funds, 133 N.H. 227, 229-30 (1990): counterpart.” In support of this assertion, he relies solely upon the following State Equal Protection Clause “may afford greater protection than its federal
existence of purposeful discrimination” by showing that “the decisionmakers in
direction that all persons similarly situated should be treated alike.’” In re
The defendant also contends that we have previously indicated that the
violation of equal protection under the State Constitution. State v. Hofland, 151 prove discrimination.
discrimination, we, like the Supreme Court, require a defendant to prove “the
that the equal protection guarantee” in the State Constitution “is ‘essentially a “We have held, in accordance with the United States Supreme Court,
proof of “conscious intentional discrimination” is required to establish a (quotation omitted). Thus, the defendant must show “discriminatory intent” to
in cases in which a litigant claims an equal protection violation arising out of 125 N.H. 17, 26 (1984); State v. Pinsince, 105 N.H. 38, 41 (1963). Accordingly, Alexander v. Town of Hampstead, 129 N.H. 278, 283 (1987); State v. Monahan, 473-74 (2004); Pope v. Little Boar’s Head Dist., 145 N.H. 531, 535 (2000); Holdings, 155 N.H. 491, 499 (2007); Bacon v. Town of Enfield, 150 N.H. 468, discrimination claim here. N.H. 322, 325 (2004) (quotation omitted); see Anderson v. Motorsports enforcement, the legal underpinnings of such claims are analogous to his
alleges that a law is discriminatorily enforced, we have consistently held that Center, Inc., 473 U.S. 432, 439 (1985)). When an equal protection challenge Sandra H., 150 N.H. 634, 637 (2004) (quoting Cleburne v. Cleburne Living burden of proof identified in McCleskey to prevail upon his state constitutional
Having rejected the defendant’s assertion that he need not meet the
McCleskey]. . . . Appellant’s reliance on these studies is insufficient to support allegedly showing results similar to those from the Georgia study [in 202
certain groups to invalidate such sentences on constitutional grounds.”); Bell v.
upon federal cases when interpreting state constitutional provisions. Rather, it was a general explanation regarding the limited extent of our reliance
race of the victim and defendant and only adds references to Texas studies
conviction proceeding to present the claim that “systemic statewide racial and challenged the trial court’s decision to deny his motion to re-open a 1995 postshowing a disproportionate application of the death penalty to members of first-degree murder and sentenced to death. Evans, 914 A.2d at 33. He We find Evans instructive. The defendant in Evans was convicted of
discriminatory intent in [his] case.” Id. (citing cases); see, e.g., Com. v. Rios, discriminatory intent.”). prerogative of overruling its own decisions); State v. Melvin, 150 N.H. 134, 140 Protection . . . violation and instead require a defendant to assert some specific any inference that any of the decision makers in his case acted with Clause affords greater protection than does its federal counterpart in every case.
adopted this position. Indeed, “[s]ince McCleskey, no court has allowed a claim” appellant relies solely on studies suggesting disparities in sentencing due to the State, 938 S.W.2d 35, 51 (Tex. Crim. App. 1996) (en banc) (“Like McCleskey, The defendant contends that the holding of McCleskey has been
Supreme Court will permit generalized allegations of discrimination or statistics Supreme Court’s current explication of it.”). 920 A.2d 790, 822 (Pa. 2007) (“[N]either this Court nor the United States
follow the case that directly controls, leaving to the Supreme Court the concerning the failure of general statistics to establish a statewide Equal This statement was not a pronouncement that the State Equal Protection 2006). Courts in capital cases uniformly “accept the reasoning in McCleskey (Quotation omitted.) The defendant’s reliance upon this passage is misplaced. of the kind alleged by the defendant here. Evans v. State, 914 A.2d 25, 66 (Md. whether McCleskey ought to inform our state constitutional analysis. See
“undermined” by social science research, yet he does not cite any case that has
(2003) (“When interpreting federal law, . . . we are bound by the United States
the Supreme Court has decided an issue of federal law, lower courts must Rodriguez de Quijas v. Shearson/Am. Exp., 490 U.S. 477, 484 (1989) (when
no longer sound. We consider this argument only insofar as it bears upon federal pronouncements on the issue. claim, we next analyze whether, as he contends, the premise of McCleskey is Constitution, and as such, we are not tied to present or future 203
Attorney General.” Id. defendant [were] insufficient to establish purposeful discrimination by the
criminal justice process.” Id. (quotation omitted). In light of these their decisions to seek death penalties,” and “the need for discretion in the in death penalty cases, “the impropriety of . . . requiring prosecutors to defend
use of the CJP data and studies to establish that the FDPA is “unconstitutional Notably, since McCleskey was decided, federal courts have rejected the
considerations, the court concluded that “the statistics proffered by the Citing McCleskey, the court in Sampson ruled that this evidence was
white-victim cases than they are in minority-victim cases.” Id. at 90. charging and Department of Justice authorization rates are much higher in at 94. Other reasons included the numerous factors that enter into decisions administration of the federal death penalty,” and that “the U.S. Attorney Court rejected the use of statistics to demonstrate discriminatory intent.” Id. discrimination by various individuals was only one reason that the Supreme observed that “the difficulty of using a systemic study to establish purposeful were “individualized statistical stud[ies].” Id. (quotation omitted). The court unlike the statistical study in McCleskey, the studies upon which he relied rejected the defendant’s attempts to distinguish McCleskey on the ground that, “not adequate to prove purposeful discrimination.” Id. at 93. The court
conviction case. Id. at 66, 67. significant risk of racial unfairness and geographic arbitrariness in the general statistics did not entitle him to the re-opening of the 1995 post- 90. Professor Baldus opined that the studies showed that “there is a Justice and upon Professor Baldus’s interpretation of these studies. Id. at 89relied upon statistical studies conducted by the United States Department of on the irrational basis of geography.” Id. at 87. To support this argument, he argued that the death penalty was “sought on the invidious basis of race and State Constitutional guarantees of equal protection of the law.” Id. at 47-48. unconstitutional manner. Sampson, 275 F. Supp. 2d at 87. The defendant Death Penalty Act, 18 U.S.C. §§ 3591 et seq. (2006) (FDPA) operates in an dismiss death penalty charges against him on the ground that the Federal We also find Sampson informative. In that case, the defendant moved to
geographic discrimination rendered his sentence unconstitutional.” Id.
no different than the consensus around the country” and that the defendant’s claim of this kind,” the court decided that “[t]he result in Maryland should be addressed by McCleskey.” Id. at 65. Observing that “no court has allowed a The Court of Appeals of Maryland stated that “[t]his type of attack is directly
geographically biased and arbitrary manner, in violation of the Federal and the death penalty is implemented throughout [Maryland] in a racially and 2003 study of capital sentencing in Maryland, which he argued showed “that (quotation omitted). To support his assertion, the defendant relied upon a study, “some white mock jurors were given a voir dire questionnaire that and impartial jury including, specifically, “extensive voir dire of potential jurors
204
oath, on a forty-one page questionnaire. The questionnaire, modeled largely
of this opinion, the jury selection process in this case included lengthy voir dire
decision making. Those that did, showed them effective.” For example, in one that are taken in death penalty cases to prevent juror bias from affecting procedural safeguards to ensure that the defendant would be tried by a fair part because most of these studies “did not include or measure procedures
Sommers & Ellsworth, How Much Do We Really Know About Race and Juries?
without such questions. Those jurors who were voir dired about racial bias of prospective jurors based upon information each individual provided, under
about racial biases.” As set forth in Part V (Venue and Jury Selection Review)
The trial court indicated in its order that it would implement several that the mock jury studies presented by the defendant’s experts were flawed in 1026-27 (2003). A Review of Social Science Theory and Research, 78 Chi.-Kent L. Rev. 997,
considerations played a part in his sentence.” Id. at 292-93. Nor does the were less likely to vote to convict a black defendant than those who were not.”
included questions concerning racial bias, and others received a questionnaire
discrimination had a discriminatory effect on him.” Id. (quotation omitted).
Furthermore, we note that the trial court found in its June 5, 2008 order proof under McCleskey to prevail on his state equal protection claim, we next record support such an inference.
Accordingly, the federal and state cases decided after McCleskey do not specific to his own case that would support an inference that racial with discriminatory purpose.” Id. The defendant has not offered any “evidence Thus, the defendant “must prove that the decisionmakers in his case acted state capital sentencing laws were overturned on appeal.” Riel, 2008 WL In fact, “[t]he few decisions crediting statistical studies to overturn the FDPA or to this principle is that a criminal defendant must prove that the purposeful discrimination.” McCleskey, 481 U.S. at 292 (quotation omitted). “A corollary that no court has adopted CJP’s findings as its own); United States v. Cheever, protection violation has the burden of proving the existence of purposeful consider whether he has done so. A defendant “who alleges an equal
sound. Having determined that the defendant must meet the same burden of jurors.” Riel v. Ayers, No. CIV S-01-0507 LKK KJM, 2008 WL 1734786, at *15 support the defendant’s assertion that the premise of McCleskey is no longer because its penalty phase scheme . . . [cannot] be applied appropriately by
17347386, at *15.
423 F. Supp. 2d 1181, 1214 (D. Kan. 2006) (rejecting CJP data and studies).
5:06CR-19-R, 2008 WL 4000901, at *1 (W.D. Ky. Aug. 26, 2008) (observing (E.D. Cal. Apr. 14, 2008) (collecting cases); see United States v. Green, No. and sign your name in the appropriate place if the statement
statement. Each juror should carefully read the statement section six of the special verdict form contains a certification To emphasize the importance of this consideration,
defendant or the victim. race, color, religious beliefs, or national origin of either the sentence of death for the crime in question without regard to
not to return a sentence of death unless you would return a
national origin of either the defendant or the victim. You are you must not consider the race, color, religio[us] beliefs, or In considering whether the death sentence is appropriate,
conclusion of the sentence selection phase included the following instruction: As an additional safeguard, the court’s charge to the jury at the
foreperson selected was male and was black.
foreperson, and, as the State points out, the record establishes that the
deliberating process. Further, the record shows that the jury selected its own responses do not suggest that racial considerations might play a role in the questionnaires of the deliberating jurors, we observe that the individual
potential racial bias or lack of impartiality. Having reviewed the completed
raise any objection to the seated jury; thus, he did not object based upon the completed forms during the jury selection process. The defendant did not to these questions, and the record shows that the trial court and counsel used
Prospective jurors provided various answers and explanatory responses
American in any way affect your ability to be fair and impartial?” Caucasian. Does the fact that he is Caucasian and the defendant is African testimony less credible than a Caucasian witness?”; “The victim in this case is
from African American or Hispanic witnesses. Would you tend to find their
case? Please examine your conscience carefully”; “You may hear testimony American. Does this fact in any way affect your ability to be impartial in this marriage or relationships?”; “The defendant, Michael Addison, is African-
neighborhood, at work, or socially”; “What is your opinion about inter-racial
205
contact you have had with people who are African American in your be an example of racial prejudice?”; “If you are white: please describe the against you?”; “Have you ever seen or witnessed behavior that seemed to you to
anyone ever acted in a way that you thought showed prejudice of any sort at all
subjected to . . . labels or stereotypes based on racial or ethnic heritage?”; “Has system?”; “Have you, a member of your family or a close friend, ever been of defendants or victims affects the outcomes of cases in the criminal justice
the potential effects of racial discrimination including: “Do you think the race after the defendant’s proposed form, contained numerous questions concerning Buchanan v. Kentucky, 483 U.S. 402, 407 n.6 (1987) (quotation and brackets their duties as jurors in accordance with their instructions and their oath.”
death penalty that would prevent or substantially impair the performance of
excluded for cause in light of their inability to set aside their views about the result of a jury selection process during which “prospective jurors have been Part I, Article 15 of the State Constitution. A “death-qualified” jury refers to the
based upon his rights to, among other things, procedural due process under
206
the State Constitution. See McCleskey, 481 U.S. at 297; see also Rodriguez de jury under Part I, Article 35 of the State Constitution, and the second was Constitution. The first motion was grounded in his right to a fair and impartial before the guilt phase of the trial violated his rights under the State
we reach the same conclusion under the Federal Constitution as we do under
motions to bar the death penalty, arguing that “death qualifying” the jury omitted) (citing Wainwright v. Witt, 469 U.S. 412, 424 (1985)). McCleskey. Like the Baldus study, the defendant’s evidence does not constitute defendant raises a federal equal protection claim on appeal, it is waived. See this case suffers from the same flaws as the Baldus study considered in Moreover, the social science research upon which the defendant relies in
F. Death-Qualified Jury
no greater protection than does the State Constitution in these circumstances,
In January 2008, nine months before trial, the defendant filed two
upon Part I, Article 2 of the State Constitution. Thus, to the extent that the 1. Background
section of the Special Verdict Form. The record reflects that each juror signed his or her name to the certification In sum, consistent with McCleskey, we hold that the defendant’s social Quijas, 490 U.S. at 484; Melvin, 150 N.H. at 140.
any of the decision-makers in this case acted with discriminatory purpose. (2011). In any event, because the Federal Constitution affords the defendant State v. Eaton, 162 N.H. 190, 195 (2011); State v. Winward, 161 N.H. 533, 542
defendant’s motion to bar the imposition of the death penalty was grounded discrimination under the State Equal Protection Clause. We note that the science research is insufficient to establish his claim of purposeful racial
your individual decision. McCleskey, 481 U.S. at 297. accurately reflects the manner in which each of you reach
“exceptionally clear proof” of discrimination that would compel an inference that sentence. See Allen et al., Impact of Juror Attitudes about the Death Penalty qualification results in a jury more prone both to convict and to impose a death Some mock jury research purports to demonstrate that death
trial court. conclusions reached by Mock Jury Studies and the CJP, as explained by the
summary discussed in Part VIII.E, but generally provide here some of the
criticized the CJP and Mock Jury Studies. We will not repeat the social science the capital decision-making process; the State’s expert, Dr. Rogers Elliott, and other research methods concerning the impact of death qualification on
individuals who are “more prosecution-oriented” are over-represented on
and Wanda Foglia, among other experts, testified about the findings of the CJP
making their sentencing decisions. Consequently, according to the CJP,
on the Capital Jury Project (CJP) and Mock Jury Studies. Drs. William Bowers
207
“automatic death penalty” jurors who would not give effect to mitigation in despite reservations; and (2) it “under-excludes” by failing to dismiss excludes” by barring jurors who would be able to impose the death penalty
testified, and regarding death qualification, the defendant presented evidence penalty. As earlier described, several experts for the defense and for the State expert testimony on several of the defendant’s motions seeking to bar the death
those of the general population. See Haney et al., “Modern” Death qualified jurors have attitudes about law and order and society that differ from
disproportionately guilt-prone and death-prone jury in two ways: (1) it “over The CJP findings include that death qualification yields a acknowledged that the United States Supreme Court in Lockhart v. McCree,
628-31 (1994). court conducted a hearing in April 2008 during which it heard six days of Qualification: New Data on Its Biasing Effects, 18 LAW & HUM. BEHAV. 619,
BEHAV. 121, 129 (1984). Other mock jury studies have concluded that death- Juries: The Biasing Effects of the Death-Qualification Process, 8 LAW & HUM. HUM. BEHAV. 715, 722-25 (1998); see also Haney, On the Selection of Capital on Juror Evaluations of Guilt and Punishment: A Meta-Analysis, 22 LAW &
qualification after conviction and before sentencing. Although he toward finding [him] guilty of capital murder,” rather than allowing for death capital defendant to stand trial before a “death-qualified” jury that is “biased Statutory Review-Impact of Race in Capital Sentencing) of this opinion, the trial The State objected, and, as discussed in Part VIII.E (Constitutional and
jury than is the Federal Constitution.
Part I, Article 35 of the New Hampshire Constitution because it requires a In his first motion, the defendant argued that RSA 630:5 (2007) violates
that Part I, Article 35 is more protective of his right to be tried by an impartial Fourteenth Amendments to the Federal Constitution, the defendant contended 476 U.S. 162, 165 (1986), rejected such a claim under the Sixth and science studies were “both methodologically valid and adequate to establish
[McCree].” It discounted the social science data for many of the same reasons Supreme Court, which assumed for the purpose of its decision that the social overcomes the methodological flaws that concerned the Supreme Court in Nevertheless, the trial court followed the analytical framework of the
“calling into question the reliability of their information.”
208
verdicts.”
persuaded that the research presented by the defendant on death qualification
capital defendant.” McCree, 476 U.S. at 171. The Court in McCree also which they served, and some interviews took place up to five years later, apply the law to the facts of an actual case involving the fate of an actual
methodology addresses some of the [McCree] criticisms because the CJP used Regarding the CJP, the trial court found that although “[t]he CJP
predeliberation votes, and that predeliberation votes do not predict final jury violation. Id. at 169-70 nn.6, 7. verdicts,” and that “death penalty attitudes have a tenuous relationship to death qualification and jury verdicts, and death penalty attitudes and jury defendant’s motion. In doing so, the court concluded that it was “not In a written order dated June 5, 2008, the trial court denied the
jurors were interviewed approximately two years after the capital trials in aggravating.” the behavior of actual jurors” in that “actual jurors [are] sworn under oath to “the methodology of the CJP creates its own problems.” For example, most actual jurors from many different states who deliberated on real capital trials,”
attitudes toward the death penalty would not present a federal constitutional alone, the effects on prospective jurors of voir dire questioning about their performing his own meta-analysis, Dr. Elliott “found a low correlation between questioned the significance of the 1984 Haney study, noting that, standing
a laboratory setting a real capital trial in which jurors are subject to voir dire likely to see evidence as mitigating and [are] more likely to see it as underlying mock jury studies in that it was “virtually impossible” to simulate in value of certain social science studies submitted by the defendant to “predict[ ] are more punitive, see fewer problems with the death penalty, and are less The trial court further noted that the Supreme Court has criticized the prejudices the jury against the defendant in that following this process, “jurors
arguments, and direct and cross-examinations. The court also noted that after and repeated jury instructions, and also observe opening and closing
penalty premised upon race. For instance, the trial court underscored the flaw that it did when denying the defendant’s motion to bar imposition of the death capital juries. The CJP concluded that the death qualification process capital juries relative to both the population at large and to “correctly selected” 2. Appellate Argument
of the capital trial.
strong interest in having a single jury for both the guilt and sentencing phases procedural protections afforded capital defendants, and that the State had a defendant’s life resulting from death qualification was “minimal” given the
interest affected was substantial, the risk of an erroneous deprivation of the
3. Discussion
court denied the defendant’s motion, concluding that although the private The State objected, and by written order dated June 6, 2008, the trial
phases of the trial.”
case lacked impartiality. The defendant does not argue that any of the individual jurors who decided his
additional time, expense, or burden” of “selecting separate juries for the two
them to view the defendant as guilty, yielding a more “conviction-prone jury.”
“the potential for [the] erroneous deprivation [of his life] amply justif[ied] [the] finding on either the capital murder charge, or the sentence.” He asserted that toward the prosecution, which, by definition, creates the risk of an unjust 209
prospective jurors about their views as to punishment unfairly conditioned Hampshire Constitution. He contends that the process of questioning Article 35 and his Part I, Article 15 right to due process under the New aid our analysis. See State v. Ball, 124 N.H. 226, 231-33 (1983). As did the
articles have established that death qualification results in juries slanted
trial court, we will assume, without deciding, that the research upon which the
phase jury violated both his right to an impartial jury guaranteed by Part I, Constitution, we base our decision upon it alone and refer to federal law only to Because the defendant’s arguments rest solely upon the State
State Constitution. He argued that social science “research and scholarly process of “death qualifying” the jury violates the Due Process Clause of the In his second motion the defendant argued, among other things, that the
The defendant argues that the process of “death qualifying” the guilt
that Part I, Article 35 provides broader protection than the Sixth Amendment. the community.” Further, the trial court rejected the defendant’s argument innocence determined by an impartial jury selected from a fair cross-section of
prone’ than ‘non-death-qualified’ juries.” McCree, 476 U.S. at 173. The trial that ‘death qualification’ in fact produces juries somewhat more ‘conviction-
Fourteenth Amendments of the Federal Constitution to have his guilt or qualifying” the jury “does not violate a defendant’s rights under the Sixth or motion was raised in [McCree],” in which the Supreme Court held that “death court then observed that “[t]he precise issue raised by the defendant in this In McCree, the Supreme Court held that the Federal Constitution “[does
phase.” constitutionally impartial jury can be constructed only by
210
jurors. Thus, according to [the defendant], when the State
“any compelling interest in having a death-qualified jury deliberate in the guilt some extent predisposed towards one result or another, a
the jury that convicted him was death-qualified. Id. at 167. The Supreme
The defendant in McCree argued that his rights under the Sixth and “tips the scales” by excluding prospective jurors with a
“balancing” the various predispositions of the individual
circumstances vote to impose the death penalty. Id. The jury convicted the phase,” “reasonable alternatives exist,” and the State has failed to demonstrate based on the theory that, because all individual jurors are to contends that “death qualified juries have a pro-prosecution slant in the guilt [The defendant’s] “impartiality” argument apparently is of] the New Hampshire Constitution.” Similarly, regarding due process, he duties as jurors in the sentencing phase.” Id. The defendant in McCree had Court disagreed: strong that it would prevent or substantially impair the performance of their Fourteenth Amendments to be tried by an impartial jury were violated because
penalty, sentencing him to life imprisonment without possibility of parole. Id. being impaneled. See RSA 630:5, II, III. The Supreme Court has upheld a defendant of capital murder, but rejected the State’s request for the death be conducted by the same jury, unless circumstances warrant a separate jury objections, eight prospective jurors who stated that they could not under any law, the trial judge at voir dire removed for cause, over the defendant’s been charged with capital felony murder. Id. at 166. In accordance with state that the use of death-qualified jurors in that phase violates [Part I, Article 35 than ‘non-death-qualified juries.’” McCree, 476 U.S. at 173.
capital trial, of prospective jurors whose opposition to the death penalty is so not] prohibit the removal for cause, prior to the guilt phase of a bifurcated
charge and the corresponding capital sentencing hearing following a conviction The capital sentencing statute requires that the trial on a capital murder
not as impartial as possible with regard to the guilt-phase, it therefore follows ‘death qualification’ in fact produces juries somewhat more ‘conviction-prone’ before the guilt phase. He contends that “[b]ecause death-qualified jurors are defendant relies is “both methodologically valid and adequate to establish that the sentencing phase,” he argues that there is no need for death qualification Although the defendant concedes “the necessity for death-qualification prior to similar statute under the Federal Constitution. See McCree, 476 U.S. at 180. Id. at 177-78, 183-84 (quotation omitted). As the Court stated, “[i]t is
case.
their sworn duty to apply the law to the facts of the particular long as the jurors can conscientiously and properly carry out individual viewpoints actually represented on the jury, so
the community is impartial, regardless of the mix of
cause. Id. at 728-29.
presupposes that a jury selected from a fair cross section of different attitudes and predispositions. But the Constitution automatically vote for the death penalty in every case must be removed for come from many different backgrounds, and have many
which the death penalty was sought only against the co-defendant. Id. The 211 in deference to the rule of law.” Id. at 176. Although the dissent suggested they state clearly that they are willing to temporarily set aside their own beliefs
punishment is not an impartial juror, likewise, a juror who would hypothetical mix of individual viewpoints. Prospective jurors for both the guilt and sentencing phases of trial, id. at 180. automatically vote to impose a death penalty. Morgan v. Illinois, 504 U.S. 719,
had addressed in McCree. Id. at 420. The Supreme Court later held that a
because the jury was death-qualified in his joint trial with a co-defendant in
penalty is unjust may nevertheless serve as jurors in capital cases so long as In Buchanan, the Supreme Court again considered a challenge to death
721, 729 (1992). Thus, just as a juror who in no case would vote for capital impartiality, for constitutional purposes, by reference to some interest” in obtaining a single jury to decide all of the issues in a capital case In our view, it is simply not possible to define jury capital defendant is constitutionally entitled to exclude jurors who would decide guilt and another to decide punishment, id. at 203-04 (Marshall, J., Court found the petitioner’s claim to be “no more persuasive” than the claim it
413. The petitioner argued that his right to an impartial jury was violated qualifying a capital jury in advance of the guilt phase. Buchanan, 483 U.S. at to removal for cause in capital cases; those who firmly believe that the death
dissenting), the majority concluded that a state has an “entirely proper . . . . imposing capital punishment could be accommodated by using one jury to that the State’s interest in submitting the penalty issue to a jury capable of . . . . [A]n impartial jury consists of nothing more than jurors
important to remember that not all who oppose the death penalty are subject
We have consistently rejected this view of jury impartiality particular viewpoint, an impermissibly partial jury results.
who will conscientiously apply the law and find the facts. the same.” State v. Weir, 138 N.H. 671, 673 (1994); see State v. Smart, 136 Federal Constitutions with respect to the right to a fair and impartial jury “are We have stated that we believe that the “principles” under the State and
under the State Constitution that is applied under the Federal Constitution.
Sixth Amendment, we apply the same standard for determining impartiality Despite the difference in language between Part I, Article 35 and the
disagree. Sixth Amendment to the Federal Constitution afford equivalent protection of a
jurors. See State v. Prevost, 105 N.H. 90, 92 (1963). The Sixth Amendment pt. I, art. 35. Although this text refers only to judges, we have long applied it to amounting only to a convenient or adequate degree of impartiality.” We We conclude that Part I, Article 35 of the State Constitution and the be set. In requiring just impartiality, the Sixth Amendment demands less, argues: “Part I, Article 35 thus sets the standard as high as it can reasonably
presented in court.” Laaman, 114 N.H. at 800; see Irvin, 366 U.S. at 723. 212
precedent. See State v. Laaman, 114 N.H. 794, 800 (1974) (citing Irvin v. be tried by judges as impartial as the lot of humanity will admit.” N.H. CONST.
Article 35 is more demanding than that under the Sixth Amendment. He
describe the impartiality required by the Federal Constitution. See United
her] impression or opinion and render a verdict based on the evidence
for determining whether a juror is impartial as set forth in Supreme Court Constitution. Part I, Article 35 states in part: “It is the right of every citizen to A.2d 1148 (N.J. 2000). language between Part I, Article 35 and the Sixth Amendment to the Federal State v. Papasavvas, 751 A.2d 40, 57 (N.J.), corrected on other grounds, 753 Constitution. To support this assertion, he relies upon the difference in impartiality as practically possible,” the standard for impartiality under Part I, States v. Mine Workers, 330 U.S. 258, 308 (1947) (Frankfurter, J., concurring);
Moreover, language identical to that of Part I, Article 35 has been used to
Constitutions, a juror is deemed “impartial” if he or she “can lay aside his [or Dowd, 366 U.S. 717, 723 (1961)). Under both the State and Federal
N.H. 639, 646 (1993). Indeed, we have explicitly adopted the federal standard
tried by an impartial jury than is the analogous provision under the Federal The defendant contends that because Part I, Article 35 requires “as much
VI.
asserts, however, that Part I, Article 35 is more protective of his right to be
right to a speedy and public trial, by an impartial jury.” U.S. CONST. amend. mandates in part: “In all criminal prosecutions, the accused shall enjoy the Since McCree was decided, “no court that has considered the issue has
not cited any state or federal case that supports his argument. The defendant People v. Hale, 661 N.Y.S.2d 457, 486 (Sup. Ct. 1997), and the defendant has found death qualification to violate the federal, or respective state constitution,” juror bias and an erroneous deprivation of his life, such as a jury venire
“[n]umerous . . . procedural safeguards exist to protect the defendant from
procedural safeguards; and (3) the government’s interest. State v. Lavoie, 155
erroneous deprivation. As the trial court stated in its order on this issue, guilt phase of a capital trial inadequately protects his interest in life against procedures used and the probable value, if any, of additional or substitute the defendant that the process of “death qualifying” a single jury before the action; (2) the risk of an erroneous deprivation of such interest through the following factors: (1) the private interest that will be affected by the official
the defendant’s interest through the procedures that apply. We disagree with
challenge in procedural due process. Our due process analysis balances the
213 that the private interest is “critical” is not, by itself, dispositive. In re Eduardo
Thus, we turn to the second factor, the risk of an erroneous deprivation of
death-qualified jury to hear the sentencing phase. The defendant grounds his two juries: a non-death-qualified jury to hear the guilt phase and a separate, qualifying” a single jury before the guilt phase of trial exist, such as empaneling is indisputable — the potential deprivation of life. However, as noted above, Under the first factor, the significant private interest at stake in this case
his oath.” Wainwright, 469 U.S. at 424. This rule applies to a bifurcated
L., 136 N.H. 678, 687 (1993).
The defendant also argues that “reasonable alternatives” to “death
N.H. 477, 483 (2007).
qualifying” a single jury for a capital trial constitutes a per se violation of his
trial.” McCree, 476 U.S. at 175-76. performance of his duties as a juror in accordance with his instructions and law to the facts of the case at both the guilt and sentencing phases of a capital “whether the juror’s views would prevent or substantially impair the excused for cause because of his or her views on capital punishment” is
through voir dire culminating in a finding by the trial judge concerning the Constitution. what an ‘impartial’ jury consists of.” Wainwright, 469 U.S. at 423. “[T]he right to a fair and impartial jury under Part I, Article 35 of the State
Accordingly, we decline to adopt the defendant’s position that “death
interest in obtaining a single jury that can properly and impartially apply the dire process is “carefully designed to serve the State’s concededly legitimate case, “the proper standard for determining when a prospective juror may be venireman’s state of mind.” Id. at 428. “Death qualification” as part of the voir criminal defendant’s right to be tried by an impartial jury. In a capital murder
question whether a venireman is biased has traditionally been determined
quest is for jurors who will conscientiously apply the law and the facts. That is procedure in a capital trial. Adams v. Texas, 448 U.S. 38, 45 (1980). “[T]he party. See State v. Fry, 126 P.3d 516, 523 (N.M. 2005) (citing cases); see also
See RSA 606:3, I (2001).
defendant raises federal constitutional claims on appeal, we deem them waived.
repetitive trials for the benefit of two juries is not likely to be fair to either
peremptory challenges, four more than he was statutorily entitled to receive.
were grounded in the State Constitution. Thus, to the extent that the We note that both of the defendant’s motions to bar the death penalty doubts into account at the sentencing phase of trial; and (3) the use of to due process under Part I, Article 15 of the State Constitution.
this issue. In addition, the trial court allowed the defendant twenty-four imposition of the death penalty that reflected an inability to follow the law on number of prospective jurors because they expressed views about the
persuaded of guilt beyond a reasonable doubt, and may take those residual the guilt phase of trial may harbor residual doubts, despite having been single jury before the guilt phase of trial did not violate the defendant’s rights interwoven and require consideration of similar evidence; (2) the jury hearing
214 potential sentence. In response to such questioning, the trial court excused a
After balancing the three factors, we conclude that “death qualifying” a including: (1) the issues before the jury at both phases of the trial are
asked probing questions on, among other topics, each individual’s views on the convenience or expense.” People v. Fields, 673 P.2d 680, 694 (Cal. 1983). could not be a fair and impartial juror. In addition, counsel for both parties asked each prospective juror whether there was any reason that he or she
determine both guilt or innocence and the proper sentence in a capital case, this factor heavily. See State v. Ploof, 162 N.H. 609, 624 (2011). (en banc). In light of these legitimate and significant state interests, we weigh A.2d 1030, 1038 (Del. 1986); State v. Hughes, 721 P.2d 902, 908 (Wash. 1986) interest in a single jury “goes well beyond considerations of administrative Buchanan, 483 U.S. at 417; McCree, 476 U.S. at 175-76; Blount v. State, 511
imprisonment without possibility of parole should be imposed. The court also
individual, sequestered voir dire of prospective jurors during which the court
Courts have identified a number of valid reasons for requiring a single jury to
interest in “death qualifying” a single jury for a capital trial — the State’s With respect to the third factor in the analysis — the government’s and mitigating factors to determine whether a sentence of death or life
the jury selection process in this case was extensive and thorough. It included
representative of the community, sequestered individual voir dire to ferret out
explained the phases of a death penalty case, including weighing aggravating
As set forth in Part V (Venue and Jury Selection Review) of this opinion,
All of these safeguards were employed in this case. the jurors’ biases, and the defendant’s large number of peremptory challenges.” legislative power at all.” The trial court reasoned that, as in non-capital cases
power is a permissible delegation of legislative power, or not a delegation of
separation of powers doctrine but that such courts “are split as to whether this to identify non-statutory aggravating factors does not violate the federal courts consistently have concluded that the prosecution’s statutory authority
motion by written order dated October 29, 2007. The court noted that federal
The State objected, and, following a hearing, the trial court denied the
of non-statutory aggravating factors.”
not contain guidelines, or lay down basic standards to govern, the enumeration
1. Separation of Powers
represents an unlawful delegation of authority to the executive because it does guide the executive’s action.” According to the defendant, “RSA 630:5, I(b) constitution, the enabling legislation, itself, must enumerate the principles that
rights under the State and Federal Constitutions.
argued, however, that under New Hampshire case law, “to satisfy the
alleged non-statutory aggravating factors were duplicative, in violation of his
rejecting “separation of powers challenges under the federal constitution.” He
State and Federal Constitutions. In a third motion he argued that the State’s aggravating factors in the grand jury indictment violated his rights under the among other things, the State’s failure to include its alleged non-statutory 215
that permit the prosecution to choose non-statutory aggravating factors,” defendant acknowledged that federal courts “have routinely upheld statutes [doctrine],” as set forth in Part I, Article 37 of the State Constitution. The
Powers Clause of the State Constitution. In a second motion he argued that,
allege non-statutory aggravating factors violates [the] separation of powers
and allege non-statutory aggravating factors, in violation of the Separation of legislature impermissibly delegated authority to the Attorney General to select alleged non-statutory aggravating factors. In one motion he argued that the
legislature’s delegation of authority to [the] Attorney General to select and In August 2007, the defendant sought “a declaration that the
a. Background
Before trial, the defendant filed three motions concerning the State’s
G. Non-Statutory Aggravating Factors (Separation of Powers; Grand Jury
See State v. Eaton, 162 N.H. 190, 195 (2011); State v. Winward, 161 N.H. 533,
Indictment; Duplicative Factors)
as we do under the State Constitution. See McCree, 476 U.S. at 165, 180-84. circumstances, we reach the same conclusions under the Federal Constitution defendant no greater protection than does the State Constitution in these 542 (2011). In any event, because the Federal Constitution affords the three great departments of government.’” New Hampshire Health Care Assoc.
which “‘contemplates no absolute fixation and rigidity of powers between the
N.H. CONST. pt. I, art. 37. “Part I, Article 37 is a ‘provision of interrelation,’”
and amity.
c. Discussion
fabric of the constitution in one indissoluble bond of union
b. Appellate Argument
consistent with that chain of connection that binds the whole practical and efficient operation of government is not served by the erection of other, as the nature of a free government will admit, or as is of legislative authority. ought to be kept as separate from, and independent of, each criteria in the statute, such legislation constitutes an impermissible delegation separation of powers doctrine.” weighing process. He further contends that in the absence of express guiding
to aid our analysis. See State v. Ball, 124 N.H. 226, 231-33 (1983). Part I,
216
government, while distinct, must move in concert whenever possible, as the powers thereof, to wit, the legislative, executive, and judicial, were a delegation of legislative power . . . such a delegation does not violate the statutory aggravating] factors” because these factors significantly affect the Following federal authority, the trial court also ruled that “even if this power select and use non-statutory aggravating factors to argue for a death sentence.
Constitution, we base our decision upon it alone, and refer to federal law only
296, 299 (1936)). “[W]e have recognized . . . that the three branches of v. Governor, 161 N.H. 378, 386 (2011) (quoting Ferretti v. Jackson, 88 N.H. In the government of this state, the three essential
authority has occurred “when the Legislature allows the State to select [nonpower has occurred when a capital sentencing statute permits the State to
Because the defendant’s arguments rest solely upon the State
Article 37 provides: Constitution. N.H. CONST. pt. I, art. 37. He contends that a delegation of to seek the death penalty, violates the Separation of Powers Clause of the State hearing.” Thus, it agreed with courts that hold that no delegation of legislative the State may include non-statutory aggravating factors in its notice of intent aggravating factors serves the same function in a death penalty sentencing impose a certain sentence, “[t]he State’s selection and use of non-statutory
The defendant argues that the death penalty statute, which provides that history and circumstances of the crime” to persuade the sentencing court to where prosecutors present “relevant information concerning the defendant’s See RSA 630:1 (2007) (amended 2011). Once the defendant is found guilty, the the jury first determines whether a defendant has committed capital murder.
See RSA 630:5, IV (2007). Only if these criteria are satisfied does the jury then
217
murder, the attorney for the state, before trial or acceptance by the court of a
factors are themselves sufficient to justify a sentence of death.” Id. statutory aggravating factors in the statutory procedure. Under the statute,
one of the other statutory aggravating factors set forth in RSA 630:5, VII(b)-(j). requiring purposeful conduct set forth in RSA 630:5, VII(a) (2007), and at least prove beyond a reasonable doubt one of the three statutory aggravators
the state intends to seek the sentence of death for the offense of capital
found to exist, or in the absence of mitigating factors, whether the aggravating an executive function under this provision, we examine the role of non- factors found to exist sufficiently outweigh any mitigating factor or factors turn to non-statutory aggravators and “consider whether the aggravating In determining whether the prosecutor is exercising legislative power or
section and any other aggravating factors which the state will seek to prove as
order for the defendant to be eligible for a sentence of death, the State must jury then decides whether the defendant is eligible for the death penalty. In aggravating factors is a permissible delegation of legislative power. See, e.g., doctrine. Some courts conclude that the power to define non-statutory constitutes a delegation of legislative power. The statute provides: “Whenever We first address the defendant’s argument that RSA 630:5, I(b)
the basis for the death penalty.” RSA 630:5, I(b) (emphasis added). not involve a delegation of legislative power. See, e.g., United States v. Higgs, . . . [s]etting forth the aggravating factors enumerated in paragraph VII of this plea of guilty, shall file with the court and serve upon the defendant, a notice
federal death penalty statutes does not violate the federal separation of powers
Pitera, 795 F. Supp. 546, 560-63 (E.D.N.Y. 1992). 49, 98-102 (D. Mass. 2003), aff’d, 486 F.3d 13 (1st Cir. 2007); United States v. another branch, such actions are unconstitutional.” Id. (quotation omitted). 353 F.3d 281, 321 (4th Cir. 2003); United States v. Sampson, 275 F. Supp. 2d
prosecutor’s exercise of this power is an executive function and therefore does Jones, 132 F.3d 232, 239-40 (5th Cir. 1998). Other courts conclude that the United States v. Paul, 217 F.3d 989, 1003 (8th Cir. 2000); United States v. impenetrable barriers between the branches.” State v. Martin, 164 N.H. 687,
authorizing the prosecution to define non-statutory aggravating factors under The defendant concedes that federal courts have routinely held that
one branch of government defeat or materially impair the inherent functions of power of another.” Id. (quotation and brackets omitted). “When the actions of separation of powers is violated only when one branch usurps an essential 691 (2013) (quotations and ellipsis omitted). “Accordingly, the doctrine of penalty to which a particular defendant is exposed.” Sampson, 275 F. Supp.
substantive obligation, criminalizing any conduct, or increasing the maximum
Higgs, 353 F.3d at 321; see United States v. Davis, 904 F. Supp. 554, 558 (E.D.
aggravating factor, the prosecutor is not ‘making law’ by creating any not a prerequisite to imposing a death sentence, “in alleging a non-statutory Briggs’s family. Because the finding of a non-statutory aggravating factor is
death-eligible defendant should indeed receive that maximum sentence.” consideration, thus assisting the jury in its task of determining whether a aggravators to outweigh any mitigating factors that have been submitted for
defendant’s future dangerousness, and the impact of the crime on Officer
218
argue that additional nonstatutory aggravators combine with the statutory
convictions or involvement in acts of “other serious criminal behavior,” the State’s notice of intent to seek the death penalty included the defendant’s prior In this case, the non-statutory aggravating factors identified in the
engaging in advocacy, not legislation.” Davis, 904 F. Supp. at 559 (quotation information in mitigation. In that sense, the government (and the defense) are legislatively-defined factors is made is the prosecution afforded discretion to 630:5, I, III, IV, VII (2007). “Only after the selection of those critical, reasonable doubt at least two statutory aggravating factors. RSA 630:1, I; RSA
omitted).
about the defendant, just as a defendant is free to provide with regard to factors are simply a means to provide the jury with additional information the jury to consider the death penalty.”). “[T]he nonstatutory aggravating capital murder and required that the jury unanimously find beyond a Congress and not delegated, that set the mandatory minimum requirements for At the time of the defendant’s crime, the statute identified six types of La. 1995) (“[I]t is the statutory aggravating factors, which are defined by
function.” Sampson, 275 F. Supp. 2d at 100. Accordingly, the legislature person who commits that crime eligible for the death penalty, is a legislative
and statutory aggravating factors set forth in the [statute].” Id. either define new substantive crimes or to add to the gateway mental states
individual and the circumstances of the crime.”). stage is an individualized determination on the basis of the character of the v. Stephens, 462 U.S. 862, 879 (1983) (“What is important at the selection aggravating factors, been found eligible for the death penalty. Id.; see also Zant death, by defining the substantive crime and the additional factors that make a sentence is justified for a defendant who has, based upon proven statutory “Determining the criteria that define who is eligible for a sentence of factors relate solely to the individualized determination of whether a death However, unlike statutory aggravating factors, non-statutory aggravating
people who are eligible for a . . . death sentence, by allowing the Executive to “may not delegate to the executive branch the authority to enlarge the class of Separation of Powers Clause in Part I, Article 37 of the State Constitution.
RSA 630:5, I(b) is not a delegation of legislative power in violation of the
219
attorney general is the chief law enforcement officer for the State,” Bussiere v. authority to select and allege non-statutory aggravating factors pursuant to defendant has been found guilty and eligible for the death penalty, the factors serves only to individualize the sentencing determination after the
for a particular crime.” Jones, 132 F.3d at 239. discretion, much like the power to decide whether to prosecute an individual
prosecutor is performing its traditional function as the State’s advocate. “The
Accordingly, we hold that because the use of non-statutory aggravating
the first place: an enforcement, not a legislative, decision.” Pitera, 795 F. as to why the case was a ‘proper occasion’ for serving a death penalty notice in aggravating factors falls squarely within the Executive’s broad prosecutorial advocacy will, in no small part, reflect the prosecution’s considered judgment State, 111 N.H. 57, 58 (1971). “The authority to define nonstatutory and numerous.” State v. Swift, 101 N.H. 340, 342 (1958); see Bokowsky v. Cunningham, Warden, 132 N.H. 747, 755 (1990), whose “powers . . . are broad
and urges it to reach a particular result.” Id. at 562 (citation and parenthetical it does in a non-capital one. It brings relevant facts to the sentencer’s attention the jury’s decision whether to impose the death penalty on the defendant, the advocates is the most appropriate sanction.” Id. at 101. Thus, when identifying non-statutory aggravating factors that bear on function[s]” of “seeking to persuade the court . . . that the sentence that it
enforcement powers, not from any delegated legislative powers.” Pitera, 795 F. Supp. at 562. engaging in such advocacy, exercises discretion derived from the executive’s
propriety of the death penalty in a particular case”). “In a capital case, this statutory aggravating factors is to allow the State to advocate “concerning the omitted); see Sampson, 275 F. Supp. 2d at 100-01 (the purpose of non-
prosecution plays virtually the same role in a capital sentencing proceeding as Supp. at 561. “In identifying non-statutory aggravating factors . . . the argue for a death sentence, it is exercising one of “the Executive’s traditional 2d at 100. Rather, when the State selects non-statutory aggravating factors to
legislative, judicial and executive prerogatives intersect.”). “The prosecution, in F.3d 505, 507 (10th Cir. 1994) (“Criminal sentencing exists at a nexus where decision.” Pitera, 795 F. Supp. at 561; see also United States v. Einspahr, 35 and argue factors that they think are relevant to the court’s sentencing In most criminal cases, “both the prosecution and defense routinely cite b. Appellate Argument
factors to the grand jury. 15 does not require the State to submit the alleged non-statutory aggravating been imposed without it.” Accordingly, the trial court ruled that Part I, Article
the presentation of non-statutory aggravating factors to the grand jury.”
maximum” nor “allow the imposition of a more severe sentence than could have
especially where the penalty is severe,” to “advocat[e] for a rule that requires Article 15 provides enhanced due process protection to individual rights, neither “increase the penalty for a crime beyond the prescribed statutory Article 15,” and what he characterizes as “this Court’s recognition that Part I, 220 eligible defendant.” The court concluded that non-statutory aggravating factors the jury in determining whether the death penalty is appropriate for a death
“invokes the state constitutional right to grand jury indictment under Part I,
eligible for the death penalty, non-statutory aggravating factors “serve to assist
enhanced punishment. See N.H. CONST. pt. I, art. 15. The State objected, Constitution to have the grand jury determine all facts that may subject him to include them in the grand jury indictment violates his right under the State
decision in Apprendi v. New Jersey, 530 U.S. 466 (2000), “to require indictment statutory aggravating factors to the grand jury rendered them invalid.” He The defendant asserts that “the State’s failure to present the nonstatutory aggravating factors that must be found proven for a defendant to be
aggravating factors arguing, among other things, that the State’s failure to
The trial court stated that we had interpreted the Supreme Court’s
2007. does not apply to non-statutory aggravating factors. It reasoned that unlike indictment). The court ruled, however, that the “Apprendi/Ouellette analysis” sentencing factors, other than prior convictions, had to be fully alleged in an stated in Ouellette that the United States Supreme Court held in Apprendi that Marshall, 162 N.H. 657, 664-65 (2011) (recognizing that we erred when we In August 2007, the defendant moved to strike the non-statutory state.” See State v. Ouellette, 145 N.H. 489, 491 (2000). But see State v. of all facts that might increase a penalty beyond the statutory maximum in this
2. Grand Jury Indictment
and the trial court denied the motion by written order dated December 20,
a. Background be found before imposition of the maximum authorized penalty.” Fell, 531 F.3d
statutory aggravating factors.” Jones v. United States, 527 U.S. 373, 376-77
aggravation — must be included in the indictment because those factors must
sufficient to warrant a death sentence).” Id. at 377. “The Supreme Court’s
221
Government has proved beyond a reasonable doubt at least one of the jury finds that the defendant had the requisite intent and “that the FDPA, a defendant is not eligible for the death penalty unless the sentencing that only those factors which comprise death eligibility — intent and statutory
(or, if there are no mitigating factors, whether the aggravating factors alone are
imprisonment for more than one year . . . .” State v. LeBaron, 148 N.H. 226, the right to indictment by a grand jury for any offense punishable by aggravating factors based upon their role in capital sentencing. Under the distinction between eligibility and selection has led lower courts to conclude
mitigating factors and determine[s] whether the former outweigh[ ] the latter sentence selection decision, in which it “consider[s] all of the aggravating and (1999). Once a defendant becomes “death eligible,” the jury must then make a
CONST. pt. I, art. 15. “We have interpreted Part I, Article 15 as safeguarding Federal courts distinguish between statutory and non-statutory
(8th Cir. 2005); United States v. Bourgeois, 423 F.3d 501, 507-08 (5th Cir. 2005). F.3d 1330, 1368 (11th Cir. 2006); United States v. Purkey, 428 F.3d 738, 749-50 constitute the offense charged.” Id. at 230-31 (quotation omitted). 237-38 (2d Cir. 2008); Mitchell, 502 F.3d at 979; United States v. Brown, 441 allow him to prepare for trial, and it must include all of the elements which Lighty, 616 F.3d 321, 367-68 (4th Cir. 2010); United States v. Fell, 531 F.3d 197, and, therefore, need not be alleged in the indictment. See United States v. statutory aggravating factors are not the functional equivalent of offense elements Federal courts of appeals also agree that, under the Federal Constitution, nonindictment. See, e.g., United States v. Sampson, 486 F.3d 13, 21 (1st Cir. 2007). functional equivalent of offense elements and must be alleged in the grand jury fully and plainly, substantially and formally, described to him . . . .” N.H. that, under the Federal Constitution, statutory aggravating factors are the “No subject shall be held to answer for any crime, or offense, until the same is 18 U.S.C. §§ 3591 et seq. (2006) (FDPA), federal courts of appeals uniformly agree Part I, Article 15 of the New Hampshire Constitution provides in part: In the context of capita l sentencing under the Federal Death Penalty Act,
under Part I, Article 15, it must “give the defendant enough information to 230 (2002) (quotation and ellipsis omitted). For an indictment to be sufficient c. Discussion
aid our analysis. See State v. Ball, 124 N.H. 226, 231-33 (1983). Constitution, we base our decision upon it alone and refer to federal law only to Because the defendant’s argument rests solely upon the State jury, and proved beyond a reasonable doubt.” Id. at 490; see Alleyne v. United
exposed to a penalty exceeding the maximum he would
222
their maximum punishment.” Id. at 588-89. The Court stated: determination of any fact on which the legislature conditions an increase in
for a crime beyond the prescribed statutory maximum must be submitted to a
beyond a reasonable doubt. A defendant may not be no matter how the State labels it — must be found by a jury punishment contingent on the finding of a fact, that fact —
Arizona's enumerated aggravating factors operate as the functional equivalent Id. at 602 (quotation, citation, brackets, and ellipsis omitted). “Because defendants, no less than noncapital defendants, . . . are entitled to a jury verdict alone. receive if punished according to the facts reflected in the jury “[o]ther than the fact of a prior conviction, any fact that increases the penalty
If a State makes an increase in a defendant's authorized
In Ring, decided two years after Apprendi, the Supreme Court considered
that the Sixth Amendment to the Federal Constitution mandates that “[c]apital offense. Ring, 536 U.S. at 588. In Ring, the Court overruled Walton, holding “sentencing considerations” and did not constitute elements of the charged Process Clause of the Fourteenth Amendment to the Federal Constitution, constitutional because the additional facts found by the trial judge were 639, 649 (1990) (plurality opinion), it had ruled that the Arizona scheme was FDPA for a sentence of death.” Brown, 441 F.3d at 1368 (quotation and preponderance of the evidence, that the crime was motivated by racial bias. Id. U.S. at 588. The Court noted that in a prior case, Walton v. Arizona, 497 U.S. imposed in their absence. They are neither sufficient nor necessary under the determined the presence or absence of statutory aggravating factors. Ring, 536 defendant statutorily eligible for any sentence that could not be otherwise Arizona’s capital sentencing scheme under which a trial judge alone
States, 133 S. Ct. 2151, 2155 (2013).
at 468-69, 471. The Supreme Court reversed, holding that under the Due
sentence of between ten and twenty years if the sentencing judge found, by a twelve years of imprisonment under a statute that authorized an enhanced determining whether a jury decides to impose the death penalty, do not make a ten years. Apprendi, 530 U.S. at 468, 469-70. However, he was sentenced to at 238. “The non-statutory aggravating factors, although relevant to firearm, which was punishable by a term of imprisonment of between five and In Apprendi, the defendant pleaded guilty to second-degree possession of a decisions in Apprendi, 530 U.S. 466, and Ring v. Arizona, 536 U.S. 584 (2002). Federal courts so holding have relied upon the Supreme Court’s
emphasis omitted); accord Purkey, 428 F.3d at 749. these circumstances. We rejected a similar argument in State v. Melvin, 150 aggravating factors set forth in RSA 630:5, VII(b)-(j) exists. See RSA 630:5, IV. Part I, Article 15 affords enhanced protection to a criminal defendant under enumerated under RSA 630:5, VII(a), and that at least one of the statutory doubt both that he possessed one of three purposeful mental states
The defendant argues that we should not rely upon federal cases because
eligible for a death sentence, a unanimous jury must find beyond a reasonable
223
aggravating factors do not serve this purpose. in the indictments. Id. at 140. We disagreed. Id. at 140-41. We explained these federal decisions persuasive. Under our statute, for a defendant to be whether a defendant is eligible for a death sentence. The non-statutory Because our capital sentencing statute is similar to the FDPA, we find imprisonment without possibility of parole. Id. The defendant argued that
reversal was required because the State failed to set forth the prior convictions the State did set forth in the grand jury indictment in this case — determine aggravated felonious sexual assault, the trial court sentenced him to life which do not need to be submitted to a jury under the Sixth Amendment). themselves sufficient to justify a sentence of death.” Id. Accordingly, under exposure. Melvin, 150 N.H. at 135. Because he had two prior convictions for the absence of mitigating factors, whether the aggravating factors are of aggravated felonious sexual assault and one count of felony indecent exist sufficiently outweigh any mitigating factor or factors found to exist, or in N.H. 134, 141 (2003). The defendant in Melvin pleaded guilty to fifteen counts
our statute, as under the FDPA, only the statutory aggravating factors — which
must be submitted to a jury, and those facts that affect sentencing discretion,
Only then does the jury “consider whether the aggravating factors found to that the defendant is eligible for the death penalty. See id. at 298-99;
life imprisonment to death. See Higgs, 353 F.3d at 298. By contrast, nonindictment because they alone increase the penalty for the charged crime from
between fact finding that increases mandatory minimum sentences, which Bourgeois, 423 F.3d at 507-08; cf. Alleyne, 133 S. Ct. at 2163 (distinguishing
charged crime because the jury does not consider them until it has determined statutory aggravating factors do not increase the potential penalty for the requires that they be found by a jury. Id. at 609 (quotation omitted). of an element of a greater offense,” the Court held that the Sixth Amendment
thus have concluded that statutory aggravating factors must be alleged in the at 297. Applying the reasoning of Apprendi and Ring, federal courts of appeals States v. Allen, 406 F.3d 940, 942-43 (8th Cir. 2005) (en banc); Higgs, 353 F.3d United States v. Robinson, 367 F.3d 278, 284 (5th Cir. 2004); see, e.g., United applies in the context of an Indictment Clause challenge in a capital case. See the Fifth Amendment, federal courts of appeals have held that their reasoning Although neither Apprendi nor Ring concerned the Indictment Clause of here different from the conclusion we reached in Melvin.
review. See State v. Chick, 141 N.H. 503, 504 (1996). Moreover, he concedes Constitution, he does not adequately develop this argument for appellate
the import of non-statutory aggravators requires that we reach a conclusion
similar due process right under the Fourteenth Amendment to the Federal
otherwise been life without parole.” We disagree that this characterization of 3. Duplicative Factors
224 in an indictment.” Marshall, 162 N.H. at 665. The defendant does not advance
penalty for a crime beyond the prescribed statutory maximum must be alleged non-statutory aggravating factors as unconstitutionally duplicative. He
Although the defendant states, in passing, that he “arguably” has a
sentence,” then it has “converted into a death sentence one which would have that if one non-statutory aggravating factor “tips the scale in favor of a death weigh heavily in the jury’s decision to impose a death sentence.” He contends applicable to a state court defendant.” See McDonald v. City of Chicago, Ill.,
State Constitution, any fact, other than a prior conviction, that increases the In April 2008, the defendant moved to strike certain of the State’s alleged
a. Background
State Constitution. statutory aggravating factors to the grand jury under Part I, Article 15 of the 130 S. Ct. 3020, 3035 n.13 (2010).
as the statutory aggravating factors at the stage of sentence selection, they because “the Fifth Amendment right to a grand jury indictment is not that he does not rely upon the Fifth Amendment to the Federal Constitution
Moreover, we note that “[i]t is . . . an open question whether, under the
established that the State was constitutionally required to present the nonany argument on this issue. Accordingly, we hold that the defendant has not
argues that “[b]ecause non-statutory aggravating factors are in the ‘same pot’
The defendant argues that Melvin is distinguishable because of “the role
even when the conviction of the subsequent offense carries a heavy penalty. Id.
State Constitution. Id. at 141. We explained that the rule that the State need
prove the prior convictions used to enhance a defendant’s sentence to life of non-statutory aggravating factors in a capital murder weighing scheme.” He that although we had previously held that due process required the State to
not allege a defendant’s prior convictions used to enhance his sentence applies
of his sentence justified heightened protection under Part I, Article 15 of the at 140. We also specifically rejected the defendant’s argument that the severity requires the State to plead the prior convictions or to prove them to a jury. Id. imprisonment without possibility of parole, we had not held that due process b. Appellate Argument
mitigating factors in determining the defendant’s sentence.
the jurors considered fifteen proven aggravating factors and sixteen proven Ultimately, as set forth in Part VII (Sentencing Phase Review) of this opinion, [them]. Each juror must weigh in value each factor for him or herself.”
aggravators and mitigators does not indicate what weight you should give
4. Other Serious Criminal Behavior: False Imprisonment.
mitigators qualitatively. The difference in the burdens of proof between factors on each side. Rather, you must consider the aggravators and mechanical process and is more than a numerical counting or tabulation of
false imprisonment incident, allege: The first pair of challenged aggravating factors, which relate to the 2003
instructed the jurors that: “The weighing process you will undertake is not a
sufficient in themselves to justify a sentence of death.” The court also mitigating factors are found, whether the proven aggravating factors are aggravating factors sufficiently outweigh any proven mitigating factors, or if no
status relating to separate criminal incidents (factors 7, 9, and 11). and 7, factors 8 and 9). He also challenges three factors that allege his felon each of which relate to the same criminal incident (factors 4 and 5, factors 6
explained that the weighing process consists of “decid[ing] whether the proven
225 factors were impermissibly duplicative. He first points to three pairs of factors,
See N.H. CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. V, VIII, XIV. her] own mind these proven factors to decide the appropriate sentence.” It or disproportionate punishments” under the State and Federal Constitutions.
The defendant argues that certain prior crimes non-statutory aggravating
On or about October 27, 2003, in Londonderry, New
factors. The court instructed that each juror was “required to weigh in [his or “rights to due process, a fair trial, and to be protected against cruel, unusual, to the jury the process to follow when weighing aggravating and mitigating At the close of the sentence selection phase of trial, the court explained
practice of ‘double-counting’ non-statutory aggravating factors” violates his weighing process in favor of aggravating factors.” He claimed that “[t]he State’s that the jury will find more aggravating factors. In turn, this skews the
acquitted. The court otherwise denied the motion. number of aggravating factors, which, in turn, unfairly increases the likelihood factor because it referred to criminal conduct of which the defendant had been argued: “The use of duplicative factors artificially inflates the prospective dated August 6, 2008, granted the motion as to one non-statutory aggravating The State objected. Following a hearing, the trial court, by written order 8. Other Serious Criminal Behavior: Armed Robbery and
convenience store robbery and allege:
The third pair of challenged aggravating factors relate to the 2006 7-Eleven
this offense on February 27, 2008. October 10, 2006. A jury convicted Michael K. Addison of
7. Other Serious Criminal Behavior: Felon in Possession.
226
Hampshire on or about October 11, 2006. A jury Bell Rogers, robbed the 7-Eleven Store in Hudson, New conspirators, including Antoine Bell Rogers, on or about accomplices/co-conspirators, including Antoine armed robbery with a firearm when he and his 6. Other Serious Criminal Behavior: Armed Robbery. The K. Addison, agreed to rob a store and then committed
this offense on February 27, 2008. October 10, 2006. A jury convicted Michael K. Addison of
Manchester, New Hampshire with his accomplices/co- 5. Other Serious Criminal Behavior: Probation Violation. Conspiracy to Commit Robbery. The defendant, Michael Mexicano Restaurant robbery and allege: and was convicted of this offense on November 4, 2003. The second pair of challenged aggravating factors relate to the 2006 El
probation and was found in violation by the Court.
Restaurant in Manchester, New Hampshire on or about
armed robbery of the El Mexicano Restaurant in possession of a deadly weapon when he committed the The defendant, Michael K. Addison, was a felon in vehicle. The defendant, Michael K. Addison, pled guilty physical movements, by keeping him inside a locked St. Peter unlawfully as to interfere substantially with his Michael K. Addison, stipulated to the violation of false imprisonment. On August 6, 2004, the defendant, the terms of his probation by committing the crime of Antoine Bell Rogers, robbed customers of the El Mexicano when he and his accomplices/co-conspirators, including defendant, Michael K. Addison, committed armed robbery
concert with Mathys Morgan, knowingly confined Brian Hampshire, the defendant, Michael K. Addison, acting in
Hampshire, the defendant, Michael K. Addison, violated On or about October 27, 2003, in Londonderry, New 11. Other Serious Criminal Behavior: Felon in Possession.
eleven alleged:
seven, nine, and eleven. Factors seven and nine are set forth above. Factor
arose because the State invoked [his] status as a felon to support” factors
Additionally, the defendant asserts that “unconstitutional duplication
they were impermissibly duplicative.
developed by the United States Court of Appeals for the Tenth Circuit, see
227 under the circumstances of the case, necessarily proved the other” and, thus,
weigh the same factor twice, “[s]uch double counting of aggravating factors,
and rely upon federal law only to aid our analysis. State v. Ball, 124 N.H. 226, aggravating factors was legally invalid. Rather, relying primarily upon law We first address the defendant’s arguments under the State Constitution The defendant does not argue that any of the challenged non-statutory
2006.
Constitutions. See N.H. CONST. pt. I, arts. 15, 18, 33; U.S. CONST. amends. The defendant argues that within each pairing, “the jury’s finding of one factor,
aggravating factors is that when a sentencing body is asked, in essence, to 19, 2007. 231-33 (1983). The concern some courts have expressed regarding duplicative
c. Discussion
V, VIII, XIV. Manchester, New Hampshire on or about October 16,
of Manchester Police Officer Michael L. Briggs in
against cruel and unusual punishments” under the State and Federal possession of a firearm, when he committed the murder aggravating factors violated “[his] rights to due process and to be protected defendant contends that allowing the State to proceed with duplicative United States v. McCullah, 76 F.3d 1087, 1111-12 (10th Cir. 1996), the convicted Michael K. Addison of this offense on December
The defendant, Michael K. Addison, was a felon in
October 11, 2006, in Hudson, New Hampshire. A jury conspirators, including Antoine Bell Rogers, on or about robbery of the 7-Eleven Store with his accomplices/co-
9. Other Serious Criminal Behavior: Felon in Possession.
December 19, 2007. convicted Michael K. Addison of these offenses on
possession of a firearm when he committed the armed The defendant, Michael K. Addison, was a felon in Fell, 531 F.3d at 236. Similarly, here, the trial court’s instructions required
instructions are similar to those given in Jones and Fell — instructions that
whole, rather than focusing on the number of factors on each side of the scale.”
“[e]ach juror must weigh in value each factor for him or herself.” The jurors must “consider the aggravators and mitigators qualitatively”; and (3) more than a numerical counting or tabulation of factors on each side”; (2) the
make a qualitative assessment of the aggravating and mitigating evidence as a have known going into deliberations that, in reaching the verdict, it should mitigators, but to ‘consider the weight and value of each.’ Thus, the jury would 228
weighing aggravating and mitigating factors “is not a mechanical process and is skewed. See Jones v. United States, 527 U.S. 373, 399-400 (1999) (plurality rather than focusing simply on the number of factors on each side.
value of each factor.” (quotation omitted)); Fell, 531 F.3d at 236 (“Moreover, based on which number is greater [but rather] should consider the weight and jurors not to simply count the number of aggravating factors in reference to the
As the State points out, the jury was instructed that: (1) the process of trial eliminated any risk that the weighing process would be impermissibly instructions to the jury.”). See Jones, 527 U.S. at 399-400; Fell, 531 F.3d at 236; cf. Davis v. Executive the jurors to qualitatively weigh proven aggravating and mitigating factors,
count the number of aggravating and mitigating factors and reach a decision factors”). As the Second Circuit has explained: “The [trial] court instructed the simply a mathematical exercise, but instead requires critical evaluation of the harmless error based upon “[a]n instruction that the weighing process is not Director of Dept. of Corrections, 100 F.3d 750, 774 (10th Cir. 1996) (finding instructions to the jury at the conclusion of the sentence selection phase of We need not decide this issue, however, because the trial court’s have affected the fairness of the proceedings in light of the district court’s skewed by the jury’s consideration of allegedly duplicative aggravating factors. Circuit concluded eliminated any risk that the weighing process would be the Supreme Court and the United States Court of Appeals for the Second
and thus, unconstitutionally.” McCullah, 76 F.3d at 1111; see Allen v. eliminated by the District Court’s instruction that the jury should not simply
factors, assuming we were to conclude otherwise, any such error would not to whether duplicative aggravators raise constitutional concerns. although we find no constitutional error in the submission of the aggravating
process and creates the risk that the death sentence will be imposed arbitrarily opinion) (“Moreover, any risk that the weighing process would be skewed was especially under a weighing scheme, has a tendency to skew the weighing
F.3d 861, 898-99 (4th Cir. 1996). Both federal and state courts are divided as Woodford, 395 F.3d 979, 1012-13 (9th Cir. 2005); United States v. Tipton, 90 that the request was premature because the prosecutor’s charging decision
2008, denied without prejudice the defendant’s motion for discovery. It ruled
Following a hearing, the trial court by written order dated February 19,
otherwise establish that he was entitled to the relief he requested.
allegations did not state a claim of selective prosecution as a matter of law or
case.” The State objected to both motions. It argued that the defendant’s connection with the October 17, 2006 decision to seek the death penalty in this Attorney General’s Office[ ], who were involved in or who were consulted, in
names of “[a]ll persons, whether or not members of the New Hampshire
attorney general’s determination whether to seek a sentence of death and the other things, information about any standards or procedures used to guide the the last 30 years.” The defendant also moved for discovery, seeking, among
any guidelines and without an objective comparison to other murder cases over 1. Background
death, without consideration of any mitigating evidence, without reference to
Constitutions because “[t]he decision was made just hours after the victim’s phase trial. was arbitrary and violated his right to due process under the State and Federal He argued that Attorney General Ayotte’s decision to seek the death penalty
229
State Constitution. See Jones, 527 U.S. at 398-400. requests that we vacate his death sentence and remand for a new sentencing 2011. The defendant now challenges aspects of the trial court’s order and prosecutorial discretion guided by standards intended to prevent arbitrariness. denied the defendant’s request for discovery by written order dated May 18,
reach the same conclusion under the Federal Constitution as we do under the
Ayotte’s decision to seek the death penalty was not a meaningful exercise of defendant’s post-verdict motion for discovery. After a hearing, the trial court imposition of the death penalty on the ground that then Attorney General Kelly Before trial, in January 2008, the defendant filed a motion to bar the
a. Prosecutorial Discretion
greater protection than does the State Constitution in these circumstances, we Constitution. Because the Federal Constitution affords the defendant no constitutional violation under Part I, Articles 15, 18, or 33 of the State granted his motion in part, and, on remand, the trial court considered the motion for partial remand to seek additional discovery and proceedings. We In December 2010, while this appeal was pending, the defendant filed a
H. Post-Verdict Request for Discovery
submission of the challenged non-statutory aggravating factors gave rise to a Accordingly, we hold that the defendant has failed to establish that the the State’s July 2008 response letter were appended to his motion.
everything except his own life.” The defendant’s May 2008 plea offer letter and
spare the victims and the State the burden of trial, and to, literally, give up because it showed “[h]is willingness to accept responsibility for the crime, to The defendant argued that this information was relevant mitigating evidence
without the possibility of release and that the prosecution rejected that offer.”
offered to plead guilty to Capital Murder with a sentence of life in prison may consider as a mitigating factor the fact that four months prior to trial [he] the trial court instruct the jury in the sentence selection phase of trial that “it
Thereafter, in August 2008, the defendant filed a motion requesting that
letter was signed by Attorney General Ayotte. believe that the death penalty is the appropriate sentence in this case.” The
on Michael Briggs’ family, the Manchester Police Department and the State, we
the seriousness of his prior criminal history and the impact this crime has had
Officer Briggs, including the crime spree he engaged in preceding the murder, stated: “Based on the circumstances surrounding Mr. Addison’s murder of The State declined the defendant’s offer by letter dated July 28, 2008. It
b. Plea Offer Mitigating Factor
trial of the Capital Murder charge itself.” another eight to nine months of intense litigation in pretrial motions and the that raise purely legal issues,” and the parties “[we]re faced with at least appeal either trial court order. announcement well within her broad discretion.” The defendant does not
felonies [we]re completed and the court ha[d] heard most of the pretrial motions
defendant’s background known at the time, [brought] the Attorney General’s
230
sought to resolve the case by plea because “the trials of the other pending at sentencing on those cases.” In the letter, the defendant stated that he appeals of any felony convictions” and to withhold “any arguments or evidence fact, combined with “the circumstances of Officer Briggs’ murder and the murder of a police officer in the line of duty is a capital offense” and that this penalty premature or improper. It reasoned, in part, that by statute, “the
parole.” He also offered to “withdraw all pending motions and forego all
attorney general’s announcement did not make the decision to seek the death
for a recommendation of a sentence of life in prison without the possibility of
bar by written order dated August 13, 2008, ruling that the timing of the yet been resolved. The court subsequently denied the defendant’s motion to to bar the imposition of the death penalty, the substance of the issue had not
sent a letter to the State offering to plead guilty to capital murder “in exchange Subsequently, approximately four months before trial, the defendant
novel one, and while a hearing had been scheduled for the underlying motion carried a “presumption of regularity,” the defendant’s due process claim was a denied all of these motions as of January 11th, 2008.
from considering the death penalty. The trial court had
factors to the jury and otherwise seeking to preclude the jury seeking to prevent the State from presenting aggravating constitutionality of New Hampshire’s capital murder statute,
submissions to the trial court challenging the
motions submitted in twenty-one separate written defendant’s attorneys, on his behalf, filed twenty-six separate [T]he parties stipulate that, prior to May 20th, 2008, the
stipulation to the jury: Subsequently, during the State’s rebuttal, the court read another
relate to that.”
plea offer mitigating factor and stated “these letters are all the documents that
parties’ stipulation to the jury. The court reminded the jury of the defendant’s exhibit into evidence and, after the jury entered the courtroom, it read the “seems unnecessary” to read the letters to the jury. The court admitted the
stipulation and the letters are in the record”; he informed the court that it
Defense counsel asked the court to “notify the jury that [the parties] made the communication between the parties regarding the plea offer in this case.” were attached. The stipulation stated that these “letters reflect the
defendant’s May 2008 plea offer letter and the State’s July 2008 response letter
to introduce into evidence a stipulation signed by the parties, to which the Later, during the sentence selection phase of trial, the defendant sought
defendant does not challenge that order on appeal.
request to present the proffered rebuttal evidence and argument. The
The trial court granted both the defendant’s motion and the State’s
condition as to a particular sentence recommendation.”
that nothing . . . prohibited [the defendant] from pleading guilty without
contended that the jury “should be informed, through stipulation or otherwise, the armed robberies and shooting leading up to the murder.” The State also was facing the potential imposition of a lengthy prison sentence for his role in
multiple times in his quest to bar the imposition of the death penalty and he
231
made” in that “[a]t the time he made this offer, the defendant had already failed understand the procedural circumstances of the case at the time the offer was from the offer.” The State argued that “it is critical that the jury accurately
fair argument that asks the jurors to consider alternative inferences to draw
“information that reasonably suggests other motives behind the offer and with included its July 2008 response letter. Specifically, the State sought to present information and argument “placing the plea offer in its proper context,” which
motion provided that the trial court allow it to present to the jury rebuttal In response, the State indicated that it did not oppose the defendant’s c. Post-Verdict Request for Discovery
offer mitigating factor.
sentence selection phase, it found that the defendant had not proved the plea
by the State.” When the jury returned its findings and verdict at the end of the defendant attempted to plead guilty to capital murder but his offer was rejected defendant alleged, among others, the following mitigating factor: “[T]he
During the final jury charge, the trial court instructed the jury that the
the plea offer. The State did not make any reference to its July 2008 response letter declining
already facing essentially a life sentence.
offer to us. . . . That plea offer was hollow because he was deliberations, look at the letter from his lawyers making that him to make that offer, when you’re back in your
And if you have any doubt that those convictions motivated
interests, to avoid responsibility, to get away with murder. further pain and trauma. It was an offer to advance his own didn’t make that offer to spare the victims of this crime
murder. It was not an offer to accept responsibility. He
for those convictions even before we went to trial on this
was facing thirty-one-and-a-half to sixty-three years in prison Edward J. Roy Drive. And he only made that offer after he Mexicano robbery, the 7-Eleven robbery, and the shooting at
messages that former Attorney General and current United States Senator
different juries of multiple crimes for his role in the El
evidence” to which the defendant referred consisted of publicly disclosed e-mail
232
only offered to plead guilty after he was convicted by three sentence after he lost his challenges to the death penalty. He He only offered to plead guilty in exchange for a life evidence which should be made part of the record for this appeal.” The “new “a partial remand for additional discovery and proceedings regarding new In December 2010, the defendant filed a motion in this court requesting
The State argued in part: mitigating factor because it did not represent an acceptance of responsibility. asserted that the defendant’s offer to plead guilty did not constitute a
After the close of evidence, the State, during its closing argument,
trial on the issue of sentence only. guilty to capital murder without condition and proceeded to
any time during the pendency of this case could have pleaded The parties further stipulate that the defendant . . . at [his] plea offer.” In addition, the defendant sought “all evidence or
was influenced by any factor not listed in her letter of July 28, 2008 rejecting
information or evidence which might tend to show that Ayotte considered or Partial Remand filed at the Supreme Court.” He specifically sought “any requesting “discovery from the State for the reasons set forth in his Motion for
Thereafter, the defendant filed the post-verdict motion in the trial court,
opinion as to whether the post-verdict motion for discovery should be granted.” court deems appropriate.” Our order also stated that we “express[ed] no
to the motion for partial remand, and for such other proceedings as the trial imposed under the influence of an arbitrary factor,” see RSA 630:5, XI(a)
the defendant’s ‘Post-Verdict Motion for Discovery,’ a copy of which is attached statutory review by this court to determine whether the sentence of death was that “[t]he case is remanded to the trial court for the purpose of ruling upon Over the State’s objection, we granted the defendant’s motion, stating
explanation for rejecting Addison’s [plea] offer”; it was relevant “to the pending request: the “new email evidence would have been relevant to rebut the State’s for Addison.” The defendant outlined three grounds justifying his discovery
with the trial court. personal or political goals may have influenced Ayotte’s decision to seek death
motion a copy of the post-verdict motion for discovery that he sought to file e-mail messages between Varsalone and Attorney General Ayotte “indicate that making the new information part of the record. The defendant attached to his partial remand to seek additional discovery and an order from the trial court
233
klilled [sic] and I hannounced [sic] that I would seek the death penalty?” reply stated, “Have you been following the last 2 Weeks. A police officer was discussed the campaign efforts of certain candidates; Attorney General Ayotte’s final conclusions should not be drawn until there is further investigation,” the In his motion for partial remand, the defendant stated that “[a]lthough decision was not a meaningful exercise of prosecutorial discretion. He sought a
General Ayotte with the subject line “Get ready to run . . .” in which Varsalone
motion to bar the death penalty on the ground that the attorney general’s death penalty.
following: On October 27, 2006, Varsalone sent an e-mail message to Attorney provided to him at his request in May 2010. One e-mail exchange shows the (2007); and it should have been disclosed by the State in relation to his prior defendant attached to his motion copies of e-mail messages that the State had potential senate campaign; however, none mentioned the decision to seek the Attorney General Ayotte exchanged additional e-mail messages about her the Death Penalty? BY THE SWITCH.” In November 2006, Varsalone and
2006 relating to her then-potential United States Senate campaign. The Kelly Ayotte exchanged with political consultant Robert Varsalone in the fall of
Varsalone responded: “I know, I read about it. Where does AG Ayotte stand on “conced[ed] that he [was] not claiming selective prosecution,” the court
pretrial motion to bar the death penalty. Although the defendant had
penalty was not relevant to buttress arguments that the defendant made in his General Ayotte was motivated by political ambition when seeking the death The trial court further ruled that evidence tending to show that Attorney
to rebut the plea offer mitigating factor. seeking the death penalty because such reasons would not have been relevant not have been admissible to prove Attorney General Ayotte’s motivations for
Ayotte’s, state of mind.” The court also ruled that the July 2008 letter would
and that “Ayotte’s letter was admitted as it related to the defendant’s, not arguments as to why the defendant’s offer to plead guilty was not mitigating,” found that the July 2008 letter “serve[d] as a summary of the State’s
rejecting the defendant’s plea offer. Reviewing the capital trial record, the court
relevant to rebut the reasons identified by the State in its July 2008 letter for
motivated by political ambition when seeking the death penalty was not ruled that evidence tending to show that Attorney General Ayotte was defendant’s motion for additional discovery in an order dated May 18, 2011. It
After conducting a hearing in April 2011, the trial court denied the
decisions may result in the arbitrary imposition of the death penalty.” the exercise of prosecutorial discretion because it is well recognized that such
According to the defendant, he “should be allowed to make a record regarding
death sentence for the influence of arbitrary factors under RSA 630:5, XI(a). to, and must be made part of the record for, our independent review of the Third, he argued that the e-mail messages and related discovery were relevant
outside of the Attorney General’s Office in connection with the decision.”
death” and “specifically requested discovery regarding any persons consulted
he had “sought discovery identifying everyone involved in the decision to seek lack of a meaningful exercise of prosecutorial discretion. He emphasized that discovery regarding his motion to bar the imposition of the death penalty for
provided the e-mail messages and related materials when he first requested
disclose the e-mail messages. Second, he argued that the State should have evidence to his plea offer mitigating factor, the State became obligated to 2008 letter authored by Attorney General Ayotte at sentencing as rebuttal
the death penalty in this case. First, he argued that by submitting the July
234
seeking discovery regarding Attorney General Ayotte’s motivations for seeking The defendant filed a responsive pleading, clarifying his reasons for
messages gave rise to any need for further discovery.
arguing that none of the defendant’s arguments based upon the e-mail seek [the] death [penalty] at any stage of this case.” The State objected, political career was a consideration or factor to any extent in her decision to
and “any information which might tend to indicate that Ayotte’s personal communications in any way relating to the decision to seek the death penalty” sentence and remand this case for a new sentencing phase trial.” See N.H.
of the State and Federal Constitutions, and as a result, “must vacate [his] find that the State failed to disclose material, exculpatory evidence” in violation concludes that “[u]nder the unique circumstances of this case, this Court must
2. Appellate Argument State’s rebuttal evidence; namely, the July 2008 letter. The defendant to the issues he raises.”
required to disclose such evidence to the defense for its use in addressing the was “not reasonably calculated to lead to the discovery of evidence admissible discoverable, material and relevant,” and the State was constitutionally Thus, he contends that “documentary evidence of her political motivations was
Accordingly, the trial court ruled that the defendant’s discovery request 2008 response letter into evidence to rebut his plea offer mitigating factor. whether Ayotte arbitrarily charged the defendant with capital murder.”
235
for seeking the death penalty an issue in this case by introducing her July with whether the jury arbitrarily decided to impose the death penalty, not with
penalty was not relevant to our statutory review under RSA 630:5, XI(a). See General Ayotte was motivated by political ambition when seeking the death
According to the defendant, the State made Attorney General Ayotte’s reasons CONST. pt. I, art. 15; U.S. CONST. amends. V, XIV. seeking the death penalty. It concluded that the statutory review “is concerned withholding exculpatory evidence regarding its decision to reject his plea offer. The defendant argues that the State violated his due process rights by unconstitutional conduct or even a conflict of interest.” See, e.g., Dick v.
Finally, the trial court ruled that evidence tending to show that Attorney
attorney general’s subjective reasons for charging him with capital murder and the defendant’s argument that review under this provision encompasses the held that a prosecutor’s political ambitions do not rise to the level of factor”). Based upon the plain language of the statute, the trial court rejected charging decisions.” The trial court specifically observed that “[c]ourts have sufficient to overcome the presumption of regularity surrounding prosecutorial
was imposed under the influence of passion, prejudice or any other arbitrary RSA 630:5, XI(a) (supreme court must review “[w]hether the sentence of death that Ayotte acted with the requisite discriminatory or vindictive motive nonetheless found that the e-mail messages did not “constitute clear evidence
199, 209 (Cal. 2006). Scroggy, 882 F.2d 192, 196-97 (6th Cir. 1989); People v. Vasquez, 137 P.3d exculpatory nature of the e-mail exchange itself.
seek any relief from the trial court based upon the alleged favorable or penalty was politically motivated. Other than his discovery request, he did not of materials that might tend to show that Ayotte’s decision to seek the death
matters not raised in the forum of trial. See State v. Eaton, 162 N.H. 190, 195
however, the defendant relied upon the e-mail exchange only to seek discovery
236
agree. It is a long-standing rule that parties may not have judicial review of
between Varsalone and Attorney General Ayotte. Before the trial court, on appeal as entitling him to a new sentencing trial is the e-mail exchange The purportedly favorable, withheld evidence identified by the defendant
the plea offer mitigating factor is not preserved for appellate review, and we new sentencing trial on the basis of an alleged discovery violation relating to The State contends that the defendant’s assertion that he is entitled to a
161 N.H. 533, 542 (2011). demonstrate that he raised his issues before the trial court. State v. Winward, (2011). It is the burden of the appealing party, here the defendant, to
admissible evidence. See State v. Dukette, 127 N.H. 540, 548-49 (1986). to guilt or punishment if it is reasonably calculated to lead to the discovery of (1985). In the context of discovery requests, the information sought is material impeachment evidence. Id.; see United States v. Bagley, 473 U.S. 667, 676 the defense.” Id. (quotation omitted). Favorable evidence may include that is favorable and material.” State v. Etienne, 163 N.H. 57, 88 (2011) admissible evidence, or otherwise relevant to the preparation or presentation of evidence is that which is admissible, likely to lead to the discovery of allegedly withheld was “favorable.” Shepherd, 159 N.H. at 170. “Favorable where the evidence is material either to guilt or to punishment.” State v. The defendant bears the initial burden of proving that the evidence
Etienne, 163 N.H. at 89. N.H. at 88. Otherwise, the defendant retains the burden to prove materiality. the sentence. See State v. Laurie, 139 N.H. 325, 330 (1995); cf. Etienne, 163 beyond a reasonable doubt that the omitted evidence would not have affected knowingly withheld favorable evidence, the burden shifts to the State to prove 3. Discussion (quotation omitted). Here, if the defendant establishes that the prosecution
a new trial, a defendant must prove that the prosecution withheld evidence Shepherd, 159 N.H. 163, 169 (2009) (quotation omitted). “Generally, to secure
upon the prosecutor the “duty to disclose evidence favorable to the accused 231-33 (1983). Part I, Article 15 of the New Hampshire Constitution imposes rely upon federal law only to aid our analysis. See State v. Ball, 124 N.H. 226, We first address the defendant’s claim under the State Constitution and to find proven [his] proposed mitigating factor.” factor,” and “[a]bsent that trust, the same juror would have been more inclined inclined to trust the evidence the State offered in opposition to the mitigating
to the defendant, “[a] juror, aware of that information, would have been less
explanation given in her letter for rejecting [the defendant’s] offer.” According that Attorney General Ayotte “had undisclosed political motivations beyond the used the e-mail evidence to show that the letter “did not tell the whole story” —
reasons for rejecting his offer to plead guilty. He argues that he could have
July 2008 response letter purported to set forth Attorney General Ayotte’s e-mail messages, became relevant to his plea offer mitigating factor because the contends, however, that Attorney General Ayotte’s motivation, and, thus, the
motivation does not tend to prove [his] alleged mitigating factors.” He
that “considered in the abstract, evidence of the Attorney General’s political
prosecutor’s motivation is not generally an issue of consequence at trial” and the sentence selection phase of trial. The defendant acknowledges that “a Ayotte’s political motivation for seeking the death penalty a relevant issue at
The defendant argues that the State made former Attorney General
we reject his argument on the merits. penalty.” Assuming that this request was preserved and has not been waived,
and thereafter pursue claims for a new sentencing hearing or to bar the death
sought might form the basis of a future motion for a new sentencing hearing.
237
with an order that the trial court permit [him] to conduct additional discovery Court determines that a lesser remedy is appropriate, it may remand the case In his reply brief, the defendant argues that “[i]n the alternative, if this he told the trial court during the hearing that the discovery materials he remand order to conduct “such other proceedings [as it] deem[ed] appropriate,” hearing. Although defense counsel noted the trial court’s authority under our
connection with the mitigating factor,” or bring a motion for a new sentencing
for appellate review).
exercise of prosecutorial discretion, seek relief based upon “arbitrariness in stated that he might renew his prior unsuccessful challenge to the State’s evidence in relation to the plea offer mitigating factor. See State v. Larose, 157 type of information he was seeking. Through defense counsel, the defendant
because the defendant failed to demonstrate that he preserved this argument defendant of due process when it denied his motion for additional discovery N.H. 28, 39 (2008) (declining to consider argument that trial court deprived
the State failed to disclose that e-mail exchange as favorable or exculpatory defendant what relief he intended to seek in the event discovery produced the exchange that he already had in his possession, he waived the issue of whether Indeed, during the April 2011 hearing, the trial court asked the Because the defendant failed to request relief stemming from the e-mail defendant conditionally offered to plead guilty merely to advance his own
responsibility for his actions, or whether, as the State contended, the
defendant’s character: whether, as he contended, it showed that he accepted factor was whether the offer reflected positively or negatively upon the The only issue for the jurors to decide with respect to the plea offer mitigating
defendant’s argument that his offer to plead guilty was a mitigating factor.”
have been admissible because it would not have been relevant to counter to prove her motivations for seeking the death penalty, the letter would not We agree with the trial court that “if the State had offered Ayotte’s letter
defendant’s, not Ayotte’s, state of mind.” trial court’s finding that the July 2008 letter “was admitted as it related to the remarks on the defendant’s plea offer. Accordingly, the record supports the
including the July 2008 response letter, is supported by the State’s closing
that this was the purpose for admitting the State’s rebuttal information,
view the plea offer as a mitigating factor. As the trial court further observed, and as a summary of why the State at the sentencing phase of trial did not as context — that the State declined the defendant’s conditional plea offer —
found, the pleadings themselves show that the attorney general’s letter served
alleged self-interest underlying his conditional plea offer. As the trial court evidence focusing upon the circumstances of the case and the defendant’s the State identified its July 2008 letter as part of the body of proffered rebuttal
willingness to accept responsibility for his crime. In its responsive pleading,
motion, he made clear that the mitigating factor at issue related to his alleged plea offer letter and the State’s July 2008 letter declining that offer. In the attached to his motion regarding his plea offer mitigator both his May 2008
The trial court’s decision is supported by the record. The defendant
demonstrated his remorse and acceptance of responsibility.” to plead guilty was a mitigating factor”; that is, “whether the defendant’s offer motivation “is not of consequence, or material, to whether the defendant’s offer
motivations for seeking the death penalty, the letter’s reflection of that
even if the State had sought to use the letter to prove Attorney General Ayotte’s plea offer were simply not part of the discussion.” The court further ruled that to plead guilty. The court found that “[Ayotte’s] motivations for rejecting the
what the State viewed as the defendant’s self-interested motivation for offering
238
and that rebuttal of the plea offer mitigating factor exclusively focused upon arguments as to why the defendant’s offer to plead guilty was not mitigating,” have understood that the letter would serve as a summary of the State’s
factor. The court found that the record established that “the parties appear to
sentence for the jury to consider when evaluating the plea offer mitigating used by the State to present her reasons or motivations for seeking a death Attorney General Ayotte’s July 2008 response letter was neither proffered nor
appellate argument. Based upon the capital trial record, the court ruled that The trial court expressly rejected the foundation of the defendant’s Constitution as we do under the State Constitution. See Etienne, 163 N.H. at challenge the trial court’s ruling that even if he were advancing a selective these circumstances, we reach the same conclusion under the Federal
motion to bar the death penalty. Furthermore, the defendant does not affords the defendant no greater protection than does the State Constitution in
that the State failed to comply with his pretrial discovery request relating to his relation to the plea offer mitigating factor. Because the Federal Constitution ruling that the substance of the e-mail messages does not support his claim upon the State’s charging decision. He also does not challenge the trial court’s
mitigating factor. See State v. Bird, 161 N.H. 31, 35 (2010).
pertaining to the irrelevant and immaterial nature of the e-mail exchange in Constitution. In so holding, we affirm the trial court’s findings and rulings upon “whether the jury arbitrarily decided to impose the death penalty,” not advantage. State v. Wamala, 158 N.H. 583, 589 (2009). The defendant argues his plea offer in violation of his due process rights under the State suppressed or otherwise inadmissible evidence to counter the misleading advantage, and the opponent is then allowed to introduce previously 239
the July 2008 letter as part of the body of rebuttal evidence to the plea offer
ruling that our independent statutory review under RSA 630:5, XI(a) focuses him access to favorable or exculpatory evidence regarding its decision to reject We observe that the defendant does not challenge the trial court’s legal
when one party has introduced admissible evidence that creates a misleading
discussed, the State did not derive any misleading advantage by introducing this argument for appeal, we conclude that, for the reasons we have already attacking the mitigating factor.” Even assuming that the defendant preserved
We hold that the defendant has failed to establish that the State denied Maryland, 373 U.S. 83, 86-87 (1963). admissible under the specific contradiction doctrine. This doctrine applies 95; Shepherd, 159 N.H. at 170; see also Bagley, 473 U.S. at 675-76; Brady v. messages constitute favorable evidence because they would have been For the first time on appeal, the defendant argues that the e-mail
Ayotte’s political motivation — became admissible due to the State’s strategy in
assess the defendant’s credibility and sincerity in making the offer. Therefore, quality of the offer itself; the plea offer mitigating factor required the jurors to
that the doctrine applies here because “evidence not otherwise admissible —
General Ayotte’s alleged personal motives for doing so, affected the mitigating interests. Neither the State’s reasons for rejecting the offer, nor Attorney
factor). whether information relates to or is relevant to an aggravating or mitigating RSA 630:5, III (threshold for admissibility of evidence at capital sentencing is accepted responsibility for his conduct when he offered to plead guilty. See the e-mail messages do not tend to make it more or less probable that he sentencing scheme. See State v. Addison, 160 N.H. 732, 741-47 (2010).
background relevant to the development of this state’s capital murder
jurisprudence. We previously have reviewed at some length the jurisprudential These provisions must be viewed in light of capital sentencing
questions are before us at this stage of the proceeding.
crime and the defendant.” RSA 630:5, XI. Only the first two statutory disproportionate to the penalty imposed in similar cases, considering both the authorized by law”; and “(c) [w]hether the sentence of death is excessive or
240
evidence supports the jury’s finding of an aggravating circumstance, as
in Furman that the penalty of death not be imposed in an arbitrary or
kind from all other forms of punishment, and meaningful appellate review is a influence of passion, prejudice or any other arbitrary factor”; “(b) [w]hether the of the death penalty.” Id. at 206. As we have recognized, “[d]eath is different in that we determine: “(a) [w]hether the sentence of death was imposed under the caprice,” id. at 198, and as “a check against the random or arbitrary imposition defendant’s death sentence to answer three questions. The statute requires provisions as “an important additional safeguard against arbitrariness and 428 U.S. at 195. The Supreme Court described the mandatory appellate review the sentencing authority is given adequate information and guidance.” Gregg, capricious manner can be met by a carefully drafted statute that ensures that
upon which RSA 630:5, XI is largely modeled, because “the concerns expressed N.H. at 742. In Gregg, the Supreme Court upheld Georgia’s amended statute, (per curiam), and Gregg v. Georgia, 428 U.S. 153 (1976). See Addison, 160 States Supreme Court’s decisions in Furman v. Georgia, 408 U.S. 238 (1972) Briefly stated, the current sentencing scheme was adopted following the United
unbiased jury.”); Vasquez, 137 P.3d at 209 (Prosecutors, “as people, inevitably Pursuant to RSA 630:5, XI (2007), we are required to review the beyond a reasonable doubt in a fair trial before an impartial judge and an
actual conflict of interest, much less a constitutional bar to prosecution.”); see to a prosecution for personal or political reasons does not inevitably indicate an strongly about a particular prosecution or, inversely, might hesitate to commit
collateral proceedings, . . . [to] set[ ] aside a conviction of one found guilty IX. MANDATORY SUPREME COURT REVIEW
selective prosecution and the “presumption of regularity”). also United States v. Armstrong, 517 U.S. 456, 463-64 (1996) (discussing discovery. See Scroggy, 882 F.2d at 196 (“Politically ambitious and aggressive prosecution claim, he failed to demonstrate that he is entitled to the requested
ambitions or apprehensions. But that a public prosecutor might feel unusually hold individual personal values and allegiances” and “may also have political
participation of the prosecutor is normally insufficient to justify a decision, in selective prosecution, however, even a clear appearance of impropriety in the prosecutors are by no means uncommon . . . . Absent a demonstration of death penalty case will not be emotionless.” United States v. Barnette, 211
the influence of passion, prejudice or any other arbitrary factor. However, “a The statute requires that the jury not impose a sentence of death under
XI(a).” We disagree.
sentence in this case cannot survive this Court’s review under RSA 630:5, reversal, based upon “the combined effect of those influences, the death even if the errors that he alleges, viewed in isolation, would not require
already considered and addressed. Nevertheless, the defendant argues that,
prejudice or any other arbitrary factor do not raise any issues that we have not
Indeed, the defendant’s arguments with respect to the influence of passion, Part VII.B.4 (Sentencing Phase Review-Closing Argument) of this opinion. prosecutor’s statements constitute impermissible prosecutorial advocacy in
of trial. We have considered and rejected his characterization that many of the
prosecutor during the State’s closing argument in the sentence selection phase Much of the defendant’s argument focuses upon remarks made by the
that exposure.”
[these] arbitrary influences . . . and did not eliminate the risk deriving from “[i]n this case, procedural protections did not prevent the jury from exposure to sentencing deliberations factors that are arbitrary.” The defendant asserts that
relevant” to the matters at issue in sentencing and, thus, “injected into the
future conditions of confinement and the extent of his trial rights, were “not
contends that “evidence and [closing] argument” relating to, for example, his Boston” created a “significant risk of the influence of prejudice.” He further respective statuses as much-beloved local police officer and outsider from
241 argues that the racial identities of Officer Briggs and the defendant and “their
sentencing proceedings.”
capacity as members of a violated Manchester community.” Additionally, he survivors of Addison’s other crimes, and of the jurors themselves in their place great emphasis on the victimization of [Officer] Briggs’s survivors, of the defendant recognizes, “it is not possible to eliminate all emotion from capital trial would be expected to evoke emotion from witnesses and jurors. As the F.3d 803, 821 (4th Cir. 2000). Certainly, the matters presented throughout the
“passion or emotion had undue influence by reason of the State’s choice to
influence played a role in the sentencing process. The defendant argues that 630:5, XI(a) focuses upon the risk of, or the degree to which, any indefensible According to the defendant, our independent appellate review under RSA
arbitrary and capricious, or wanton and freakish, manner.” Addison, 160 N.H. crucial safeguard to ensure that the death penalty is not imposed in an
A. Passion, Prejudice or Other Arbitrary Factor
at 779. circumstance beyond a reasonable doubt. See Burke, 162 N.H. at 460-61;
the sufficiency of the evidence in a criminal case. See, e.g., State v. Burke, 162
assess whether a rational trier of fact could have found each aggravating
legal standard, both parties rely upon our traditional standard for reviewing sixteen aggravating factors found by the jury. With respect to the applicable phase of trial. The State argues, however, that our record review involves all
reasonable inferences from it, in the light most favorable to the State, we must sufficiency of the evidence. In particular, viewing all of the evidence, and all statute anticipates that we apply our traditional standard for evaluating the Additionally, we agree with the parties that the plain language of the
did not consider during its sentencing deliberations at the sentence selection the jury. See State v. Moussa, 164 N.H. 108, 127-28 (2012) (outlining
and weighed by the jury in determining the sentence. confine our review to those aggravating circumstances that were both found
aggravating factor that the jury found proven at the eligibility phase of trial but need not evaluate whether the record supports the grave risk of death statutory aggravating circumstances regarding all sixteen aggravating factors found by the influence of passion, prejudice or any other arbitrary factor. See RSA in determining the recommended sentence. According to the defendant, we
242 aggravating circumstance, as authorized by law,” and the statute does not
that our review extends to evaluating the sufficiency of the evidence for and we determine that the death sentence in this case was not imposed under extends to the fifteen aggravating factors found proven and weighed by the jury defendant’s specific contentions, we have independently reviewed the record find no support for it in the record. In addition to having considered all of the
to determine “[w]hether the evidence supports the jury’s finding of an
Considering the plain language of the statute, we agree with the State XI(b). The defendant argues that our record review under this provision Further, we have examined the defendant’s “combined effect” assertion and
standards for statutory construction). We are required under RSA 630:5, XI(b)
finding of an aggravating circumstance, as authorized by law.” RSA 630:5, N.H. 459, 460-61 (2011); State v. Dodds, 159 N.H. 239, 246 (2009). sentence, we must determine “[w]hether the evidence supports the jury’s aggravating and mitigating factors and did not find the existence of others. Also as part of our mandatory statutory review of the defendant’s death included in the appendices to this opinion, the jury found the existence of some as reflected on the Special Findings Form and the Special Verdict Form
B. Evidence of Aggravating Circumstances prohibited under RSA 630:5, XI(a) was interjected into this trial. We note that, Our review of the record in this case does not indicate that any influence 630:5, X, XI(a) (2007). See RSA 630:5, X, XI(b). Because we make this determination, we have no
supports the jury’s finding as to each aggravating factor, as authorized by law. factor the jury found proven. Therefore, we conclude that the evidence juror could have found proven, beyond a reasonable doubt, each aggravating
243 the jury’s findings. After a full review of the record, we conclude that a rational
as to comparative proportionality under RSA 630:5, XI(c). See Addison, 160
So ordered.
Trial). Thus, it is not necessary for us to recite here the evidence supporting as well as in Part VII.B (Sentencing Phase Review-Sentence Selection Phase our review of his sentence of death after additional briefing and oral argument statutory aggravating factors also is set forth in those portions of the opinion,
We affirm the defendant’s capital murder conviction and will conclude (Sentencing Phase Review-Eligibility Phase Trial). Evidence of the nonevidence was insufficient as to any of the aggravating factors. concurred. DALIANIS, C.J., and HICKS, CONBOY, LYNN and BASSETT, JJ.,
N.H. at 779-80.
in Part I (The Capital Murder), Part VI (Guilt Phase Review), and Part VII.A doubt. In particular, evidence of the statutory aggravating factors is set forth reason to consider what the remedy would be if we had concluded that the aggravating factors that the jury unanimously found beyond a reasonable Throughout this opinion, we have outlined the evidence supporting the
Dodds, 159 N.H. at 246. In so doing, we examine each evidentiary item in the
460-61; Dodds, 159 N.H. at 246. evidence may be sufficient to support a jury finding. See Burke, 162 N.H. at context of all of the evidence, not in isolation, mindful that circumstantial
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Related law links
RSAs mentioned by this document
- RSA 500 · JURORS
- RSA 500-A · JURORS
- RSA 606 · TRIAL
- RSA 626 · GENERAL PRINCIPLES
- RSA 630 · HOMICIDE
- RSA 500-A:12 · Examination
- RSA 500-A:13 · Alternate Juror
- RSA 606:3 · Challenges; Defendant
- RSA 606:4 · Challenges; State
- RSA 626:2 · General Requirements of Culpability
- RSA 630:1 · Capital Murder
- RSA 630:5 · Procedure in Capital Murder