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RSA 421-B:6-606 · Administrative Files and Opinions

Title
XXXVIII: SECURITIES
Chapter
421-B · UNIFORM SECURITIES ACT
Status
current
Official source linked
Yes
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421-B:6-606 Administrative Files and Opinions. –

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(a)

Public register of filings. The secretary of state shall maintain a register of all applications for registration of securities; registration statements; notice filings, applications for registration of broker-dealers, agents, investment advisers, and investment adviser representatives; notice filings by federal covered investment advisers that are or have been effective under this chapter or the predecessor act; notices of claims of exemption from registration or notice filing requirements contained in a record; orders issued under this chapter or the predecessor act; and interpretative opinions or no-action determinations issued under this chapter.

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(b)

Public availability. The secretary of state shall make all forms, interpretative opinions, and orders available to the public.

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(c)

Copies of public records. Upon request, the secretary of state shall furnish to a person a copy of a record that is a public record pursuant to RSA 91-A or a certification that the public record does not exist. The secretary of state may prescribe a reasonable charge for furnishing the record. A copy of the record certified or a certificate of its nonexistence by the secretary of state is prima facie evidence. Source. 2015, 273:1, eff. Jan. 1, 2016.

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Source note

Source. 2015, 273:1, eff. Jan. 1, 2016.

Source history

  • 2015, 273:1, eff. Jan. 1, 2016

Related materials

Bill relationships

  • 2026 HB639 reference

    staking solely with that person’s own funds or digital assets and not the funds or digital assets of another, shall not be deemed to be offering or selling a security pursuant to RSA 421-B. V. A digital asset exchange that offers to provide staking as a service to any person shall not be deemed to be offering or selling a security pursuant to RSA 421-B provided that: (a) The digital assets staked

  • 2026 HB639-FN reference

    staking solely with that person’s own funds or digital assets and not the funds or digital assets of another, shall not be deemed to be offering or selling a security pursuant to RSA 421-B. V. A digital asset exchange that offers to provide staking as a service to any person shall not be deemed to be offering or selling a security pursuant to RSA 421-B provided that: (a) The digital assets staked